The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 26,019 | 111,800 | SH | SOLE | N/A | 111,800 | 0 | 0 | |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 34,910 | 150,000 | SH | Put | SOLE | N/A | 150,000 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 88,437 | 380,000 | SH | Call | SOLE | N/A | 380,000 | 0 | 0 |
| APPLE INC | COM | 037833100 | 26,375 | 198,775 | SH | SOLE | N/A | 198,775 | 0 | 0 | |
| APPLE INC | COM | 037833100 | 33,438 | 252,000 | SH | Call | SOLE | N/A | 252,000 | 0 | 0 |
| APPLE INC | COM | 037833100 | 79,614 | 600,000 | SH | Put | SOLE | N/A | 600,000 | 0 | 0 |
| BAOZUN INC | NOTE 1.625% 5/0 | 06684LAB9 | 19,523 | 20,000,000 | PRN | SOLE | N/A | 20,000,000 | 0 | 0 | |
| CITIGROUP INC | COM NEW | 172967424 | 6,172 | 100,100 | SH | SOLE | N/A | 100,100 | 0 | 0 | |
| IQIYI INC | NOTE 4.000%12/1 | 46267XAE8 | 49,517 | 50,000,000 | PRN | SOLE | N/A | 50,000,000 | 0 | 0 | |
| ISHARES SILVER TR | ISHARES | 46428Q109 | 85,995 | 3,500,000 | SH | Call | SOLE | N/A | 3,500,000 | 0 | 0 |
| NIO INC | NOTE 4.500% 2/0 | 62914VAB2 | 446,161 | 86,000,000 | PRN | SOLE | N/A | 86,000,000 | 0 | 0 | |
| NIO INC | SPON ADS | 62914V106 | 146,220 | 3,000,000 | SH | Put | SOLE | N/A | 3,000,000 | 0 | 0 |
| PINDUODUO INC | NOTE 12/0 | 722304AC6 | 30,772 | 25,000,000 | PRN | SOLE | N/A | 25,000,000 | 0 | 0 | |
| SPDR GOLD TR | GOLD SHS | 78463V107 | 14,269 | 80,000 | SH | SOLE | N/A | 80,000 | 0 | 0 | |
| SPDR GOLD TR | GOLD SHS | 78463V107 | 60,642 | 340,000 | SH | Call | SOLE | N/A | 340,000 | 0 | 0 |
| UNDER ARMOUR INC | CL C | 904311206 | 1,428 | 95,994 | SH | SOLE | N/A | 95,994 | 0 | 0 | |
| YY INC | NOTE 0.750% 6/1 | 98426TAD8 | 2,237 | 2,200,000 | PRN | SOLE | N/A | 2,200,000 | 0 | 0 | |
| YY INC | NOTE 1.375% 6/1 | 98426TAF3 | 2,888 | 2,899,000 | PRN | SOLE | N/A | 2,899,000 | 0 | 0 | |
| ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 3,107 | 23,939 | SH | SOLE | N/A | 23,939 | 0 | 0 | |