N-PX 1 tm2023929-4_npx.htm N-PX

 

 

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE
COMMISSION

Washington, D.C. 20549

OMB Number: 3235-0582

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FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number  811- 06565

 

Tekla World Healthcare Fund

(Exact name of registrant as specified in charter)

 

100 Federal Street, 19th Floor, Boston, MA   02110
(Address of principal executive offices)   (Zip code)

 

Laura Woodward

Tekla World Healthcare Fund

100 Federal Street, 19th Floor, Boston MA 02110

(Name and address of agent for service)

 

Registrant’s telephone number, including area code:  617-772-8500

 

Date of fiscal year end:  September 30

 

Date of reporting period:  7/1/19-6/30/20

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, no later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

 

 

 

 

Item 1. Proxy Voting Record.

 

 

 

 

THW Vote Summary 

 

 

ABBOTT LABORATORIES  
   
Security 002824100 Meeting Type Annual  
Ticker Symbol ABT             Meeting Date 24-Apr-2020
Record Date 26-Feb-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
      1 R.J. Alpern       For   For  
      2 R.S. Austin       For   For  
      3 S.E. Blount       For   For  
      4 R.B. Ford       For   For  
      5 M.A. Kumbier       For   For  
      6 E.M. Liddy       For   For  
      7 D.W. McDew       For   For  
      8 N. McKinstry       For   For  
      9 P.N. Novakovic       For   For  
      10 W.A. Osborn       For   For  
      11 D.J. Starks       For   For  
      12 J.G. Stratton       For   For  
      13 G.F. Tilton       For   For  
      14 M.D. White       For   For  
2.      Ratification of Ernst & Young LLP as Auditors.   Management   For   For  
3.      Say on Pay - An Advisory Vote to Approve Executive Compensation.   Management   For   For  
4.      Shareholder Proposal - Lobbying Disclosure.   Shareholder   Against   For  
5.      Shareholder Proposal - Non-GAAP Financial Performance Metrics Disclosure.   Shareholder   Against   For  
6.      Shareholder Proposal - Shareholder Voting on By-Law Amendments.   Shareholder   Against   For  
7.      Shareholder Proposal - Simple Majority Vote.   Shareholder   Against   For  

 

 

 

ABBVIE INC.  
   
Security 00287Y109 Meeting Type Annual  
Ticker Symbol ABBV            Meeting Date 08-May-2020
Record Date 13-Mar-2020    

 

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
      1 Robert J. Alpern       For   For  
      2 Edward M. Liddy       For   For  
      3 Melody B. Meyer       For   For  
      4 Frederick H. Waddell       For   For  
2.      Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2020   Management   For   For  
3.      Say on Pay - An advisory vote on the approval of executive compensation   Management   For   For  
4.      Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting   Management   For   For  
5.      Stockholder Proposal - to Issue an Annual Report on Lobbying   Shareholder   Against   For  
6.      Stockholder Proposal - to Adopt a Policy to Require Independent Chairman   Shareholder   For   Against  
7.      Stockholder Proposal - to Issue a Compensation Committee Report on Drug Pricing   Shareholder   Against   For  

 

ABIOMED, INC.  
   
Security 003654100 Meeting Type Annual  
Ticker Symbol ABMD            Meeting Date 07-Aug-2019
Record Date 10-Jun-2019    

 

Item   Proposal   Proposed
by
  Vote For/Against
Management
 
1.      DIRECTOR   Management          
      1 Michael R. Minogue       For   For  
      2 Martin P. Sutter       For   For  
2.      Approval, by non-binding advisory vote, of the compensation of our named executive officers.   Management   For   For  
3.      Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2020.   Management   For   For  

 

 

 

 

ACADIA HEALTHCARE COMPANY, INC.  
   
Security 00404A109 Meeting Type Annual  
Ticker Symbol ACHC           Meeting Date 07-May-2020
Record Date 12-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Wade D. Miquelon   Management   For   For  
1B.     Election of Director: William M. Petrie, M.D.   Management   For   For  
2.      Advisory vote on the compensation of the Company's named executive officers as presented in the Proxy Statement.   Management   For   For  
3.      Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020.   Management   For   For  

 

AGILENT TECHNOLOGIES, INC.  
   
Security 00846U101 Meeting Type Annual  
Ticker Symbol A           Meeting Date 17-Apr-2020
Record Date 22-Jan-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1     Election of Director for a three-year term: Heidi Kunz   Management   For   For  
1.2     Election of Director for a three-year term: Sue H. Rataj   Management   For   For  
1.3     Election of Director for a three-year term: George A. Scangos, Ph.D.   Management   For   For  
1.4     Election of Director for a three-year term: Dow R. Wilson   Management   For   For  
2.      To approve the Agilent Technologies, Inc. 2020 Employee Stock Purchase Plan.   Management   For   For  
3.      To approve, on a non-binding advisory basis, the compensation of Agilent's named executive officers.   Management   For   For  
4.      To ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as Agilent's independent registered public accounting firm.   Management   For   For  

 

ALCON INC.
 
Security H01301128 Meeting Type Annual  
Ticker Symbol ALC             Meeting Date 06-May-2020
Record Date 23-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      Approval of the operating and financial review of Alcon Inc., the annual financial statements of Alcon Inc. and the consolidated financial statements for 2019   Management   For   For  
2.      Discharge of the Members of the Board of Directors and the Members of the Executive Committee   Management   For   For  
3.      Appropriation of earnings as per the balance sheet of Alcon Inc. of December 31, 2019.   Management   For   For  
4A.     Consultative vote on the 2019 Compensation Report   Management   For   For  
4B.     Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2020 Annual General Meeting to the 2021 Annual General Meeting   Management   For   For  
4C.     Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2021   Management   For   For  
5A.     Re-election of Director: F. Michael Ball (as Member and Chairman)   Management   For   For  
5B.     Re-election of Director: Lynn D. Bleil (as Member)   Management   For   For  
5C.     Re-election of Director: Arthur Cummings (as Member)   Management   For   For  
5D.     Re-election of Director: David J. Endicott (as Member)   Management   For   For  
5E.     Re-election of Director: Thomas Glanzmann (as Member)   Management   For   For  
5F.     Re-election of Director: D. Keith Grossman (as Member)   Management   For   For  
5G.     Re-election of Director: Scott Maw (as Member)   Management   For   For  
5H.     Re-election of Director: Karen May (as Member)   Management   For   For  
5I.     Re-election of Director: Ines Pöschel (as Member)   Management   For   For  
5J.     Re-election of Director: Dieter Spälti (as Member)   Management   For   For  
6A.     Re-election of the Member of the Compensation Committee: Thomas Glanzmann   Management   For   For  
6B.     Re-election of the Member of the Compensation Committee: D. Keith Grossman   Management   For   For  
6C.     Re-election of the Member of the Compensation Committee: Karen May   Management   For   For  
6D.     Re-election of the Member of the Compensation Committee: Ines Pöschel   Management   For   For  
7.      Re-election of the independent representative, Hartmann Dreyer Attorneys-at-law   Management   For   For  
8.      Re-election of the statutory auditors, PricewaterhouseCoopers SA, Geneva   Management   For   For  
9.      Note: General instruction in case of new agenda items or proposals during the Annual General Meeting (please check one box only). * If you vote FOR, you will be voting in accordance with the recommendation of the Board of Directors. ** If you vote ABSTAIN, you will ABSTAIN from voting.   Management   Abstain      

 

 

 

 

ALEXION PHARMACEUTICALS, INC.
 
Security 015351109 Meeting Type Annual  
Ticker Symbol ALXN         Meeting Date 13-May-2020
Record Date 16-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
      1 Felix J. Baker       For   For  
      2 David R. Brennan       For   For  
      3 Christopher J. Coughlin       For   For  
      4 Deborah Dunsire       For   For  
      5 Paul A. Friedman       For   For  
      6 Ludwig N. Hantson       For   For  
      7 John T. Mollen       For   For  
      8 Francois Nader       For   For  
      9 Judith A. Reinsdorf       For   For  
      10 Andreas Rummelt       For   For  
2.      Proposal No. 2 - Ratification of appointment by the Board
of Directors of PricewaterhouseCoopers LLP as the
Company's independent registered public accounting
firm.
  Management   For   For  
3.      Proposal No. 3 - Approval of a non-binding advisory vote
of the 2019 compensation paid to Alexion's named
executive officers.
  Management   For   For  
4.      Proposal No. 4 - Shareholder proposal requesting certain
By-law amendments to lower the threshold for
shareholders to call a special meeting.
  Shareholder   Against   For  

 

ALIGN TECHNOLOGY, INC.
 
Security 016255101 Meeting Type Annual  
Ticker Symbol ALGN      Meeting Date 20-May-2020
Record Date 25-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Kevin J. Dallas   Management   For   For  
1B.     Election of Director: Joseph M. Hogan   Management   For   For  
1C.     Election of Director: Joseph Lacob   Management   For   For  
1D.     Election of Director: C. Raymond Larkin, Jr.   Management   For   For  
1E.     Election of Director: George J. Morrow   Management   For   For  
1F.     Election of Director: Anne M. Myong   Management   For   For  
1G.     Election of Director: Thomas M. Prescott   Management   For   For  
1H.     Election of Director: Andrea L. Saia   Management   For   For  
1I.     Election of Director: Greg J. Santora   Management   For   For  
1J.     Election of Director: Susan E. Siegel   Management   For   For  
1K.     Election of Director: Warren S. Thaler   Management   For   For  
2.      RATIFICATION OF APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS: Proposal to
ratify the appointment of PricewaterhouseCoopers LLP
as Align Technology, Inc.'s independent registered public
accountants for the fiscal year ending December 31,
2020.
  Management   For   For  
3.      ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION.
  Management   For   For  

 

ALLERGAN PLC
 
Security G0177J108 Meeting Type Special 
Ticker Symbol AGN             Meeting Date 14-Oct-2019
Record Date 16-Sep-2019    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      COURT MEETING: Approve the scheme of arrangement.   Management   For   For  
2.      Extraordinary General Meeting: Approve the scheme of
arrangement and authorize the directors of Allergan plc to
take all such actions as they consider necessary or
appropriate for carrying the scheme of arrangement into
effect.
  Management   For   For  
3.      Extraordinary General Meeting: Approve the cancellation
of any Allergan plc ordinary shares in issue at 11:59 p.m.,
Irish time, on the day before the Irish High Court hearing
to sanction the scheme (excluding, in any case, any
Allergan plc ordinary shares which are held from time to
time by AbbVie Inc., Acquirer Sub (as defined in the
scheme of arrangement) or any other subsidiary of
AbbVie Inc., if any).
  Management   For   For  
4.      Extraordinary General Meeting: Authorize the directors of
Allergan plc to allot and issue new Allergan plc shares,
fully paid up, to Acquirer Sub and/or its nominee(s) in
connection with effecting the scheme.
  Management   For   For  
5.      Extraordinary General Meeting: Amend the articles of
association of Allergan plc so that any ordinary shares of
Allergan plc that are issued on or after the Voting Record
Time (as defined in the scheme of arrangement) to
persons other than Acquirer Sub or its nominees will
either be subject to the terms of the scheme or will be
immediately and automatically acquired by Acquirer Sub
and/or its nominee(s) for the scheme consideration.
  Management   For   For  
6.      Extraordinary General Meeting: Approve, on a non-
binding, advisory basis, specified compensatory
arrangements between Allergan plc and its named
executive officers relating to the transaction.
  Management   For   For  
7.      Extraordinary General Meeting: Approve any motion by
the Chairman to adjourn the extraordinary general
meeting, or any adjournments thereof, to solicit additional
proxies in favor of the approval of the resolutions if there
are insufficient votes at the time of the extraordinary
general meeting to approve resolutions 2 through 5.
  Management   For   For  

 

 

 

 

 

AMERISOURCEBERGEN CORPORATION  
   
Security 03073E105 Meeting Type Annual  
Ticker Symbol ABC Meeting Date 05-Mar-2020
Record Date 06-Jan-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Ornella Barra   Management   For   For  
1B.     Election of Director: Steven H. Collis   Management   For   For  
1C.     Election of Director: D. Mark Durcan   Management   For   For  
1D.     Election of Director: Richard W. Gochnauer   Management   For   For  
1E.     Election of Director: Lon R. Greenberg   Management   For   For  
1F.     Election of Director: Jane E. Henney, M.D.   Management   For   For  
1G.     Election of Director: Kathleen W. Hyle   Management   For   For  
1H.     Election of Director: Michael J. Long   Management   For   For  
1I.     Election of Director: Henry W. McGee   Management   For   For  
1J.     Election of Director: Dennis M. Nally   Management   For   For  
2.      Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2020.   Management   For   For  
3.      Advisory vote to approve the compensation of named executive officers.   Management   For   For  
4.      Stockholder proposal, if properly presented, to permit stockholders to act by written consent.   Shareholder   Against   For  
5.      Stockholder proposal, if properly presented, regarding the use of a deferral period for certain compensation of senior executives.   Shareholder   Against   For  

 

AMGEN INC.
 
Security 031162100 Meeting Type Annual  
Ticker Symbol AMGN  Meeting Date 19-May-2020
Record Date 20-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Dr. Wanda M. Austin   Management   For   For  
1B.     Election of Director: Mr. Robert A. Bradway   Management   For   For  
1C.     Election of Director: Dr. Brian J. Druker   Management   For   For  
1D.     Election of Director: Mr. Robert A. Eckert   Management   For   For  
1E.     Election of Director: Mr. Greg C. Garland   Management   For   For  
1F.     Election of Director: Mr. Fred Hassan   Management   For   For  
1G.     Election of Director: Mr. Charles M. Holley, Jr.   Management   For   For  
1H.     Election of Director: Dr. Tyler Jacks   Management   For   For  
1I.     Election of Director: Ms. Ellen J. Kullman   Management   For   For  
1J.     Election of Director: Dr. Ronald D. Sugar   Management   For   For  
1K.     Election of Director: Dr. R. Sanders Williams   Management   For   For  
2.      Advisory vote to approve our executive compensation.   Management   For   For  
3.      To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2020.   Management   For   For  
4.      Stockholder proposal to require an independent board chair.   Shareholder   For   Against  

 

 

 

 

ANTHEM, INC.
 
Security 036752103 Meeting Type Annual  
Ticker Symbol ANTM  Meeting Date 21-May-2020
Record Date 16-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1     Election of Director: Gail K. Boudreaux   Management   For   For  
1.2     Election of Director: R. Kerry Clark   Management   For   For  
1.3     Election of Director: Robert L. Dixon, Jr.   Management   For   For  
2.      Advisory vote to approve the compensation of our named executive officers.   Management   For   For  
3.      To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2020.   Management   For   For  
4.      Shareholder proposal to allow shareholders owning 10% or more of our common stock to call a special meeting of shareholders.   Shareholder   Against   For  

 

ARDELYX, INC  
   
Security 039697107 Meeting Type Annual  
Ticker Symbol ARDX  Meeting Date 09-Jun-2020
Record Date 15-Apr-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
      1 Robert Bazemore       For   For  
      2 Gordon Ringold, Ph.D.       For   For  
      3 Richard Rodgers       For   For  
2.      To ratify the selection, by the Audit Committee of our Board of Directors, of Ernst & Young, LLP as the independent registered public accounting firm of the Company for the fiscal year ended December 31, 2020.   Management   For   For  
3.      To approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in this proxy statement pursuant to the compensation disclosure rules of the Securities and Exchange Commission ("Say-on-Pay").   Management   For   For  
4.      To approve, on a non-binding, advisory basis, whether a Say-on-Pay vote should occur every one (1) year, every two (2) years or every three (3) years.   Management   1 Year   For

 

 

 

ASTELLAS PHARMA INC.  
   
Security J03393105 Meeting Type Annual General Meeting
Ticker Symbol N/A Meeting Date 18-Jun-2020
Record Date 31-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1     Appoint a Director who is not Audit and Supervisory Committee Member Hatanaka, Yoshihiko   Management   For   For  
1.2     Appoint a Director who is not Audit and Supervisory Committee Member Yasukawa, Kenji   Management   For   For  
1.3     Appoint a Director who is not Audit and Supervisory Committee Member Okamura, Naoki   Management   For   For  
1.4     Appoint a Director who is not Audit and Supervisory Committee Member Sekiyama, Mamoru   Management   For   For  
1.5     Appoint a Director who is not Audit and Supervisory Committee Member Yamagami, Keiko   Management   For   For  
1.6     Appoint a Director who is not Audit and Supervisory Committee Member Kawabe, Hiroshi   Management   For   For  
1.7     Appoint a Director who is not Audit and Supervisory Committee Member Ishizuka, Tatsuro   Management   For   For  
2.1     Appoint a Director who is Audit and Supervisory Committee Member Yoshimitsu, Toru   Management   For   For  
2.2     Appoint a Director who is Audit and Supervisory Committee Member Sasaki, Hiroo   Management   For   For  
2.3     Appoint a Director who is Audit and Supervisory Committee Member Takahashi, Raita   Management   For   For  

 

 

 

 

ASTRAZENECA PLC  
   
Security 046353108 Meeting Type Annual  
Ticker Symbol AZN Meeting Date 29-Apr-2020
Record Date 26-Feb-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2019   Management   For   For  
2.      To confirm dividends   Management   For   For  
3.      To reappoint PricewaterhouseCoopers LLP as Auditor   Management   For   For  
4.      To authorise the Directors to agree the remuneration of the Auditor   Management   For   For  
5A.     Election of Director: Leif Johansson   Management   For   For  
5B.     Election of Director: Pascal Soriot   Management   For   For  
5C.     Election of Director: Marc Dunoyer   Management   For   For  
5D.     Election of Director: Geneviève Berger   Management   For   For  
5E.     Election of Director: Philip Broadley   Management   For   For  
5F.     Election of Director: Graham Chipchase   Management   For   For  
5G.     Election of Director: Michel Demaré   Management   For   For  
5H.     Election of Director: Deborah DiSanzo   Management   For   For  
5I.     Election of Director: Sheri McCoy   Management   For   For  
5J.     Election of Director: Tony Mok   Management   For   For  
5K.     Election of Director: Nazneen Rahman   Management   For   For  
5l.     Election of Director: Marcus Wallenberg   Management   For   For  
6.      To approve the Annual Report on Remuneration for the year ended 31 December 2019   Management   For   For  
7.      To approve the Directors' Remuneration Policy   Management   For   For  
8.      To authorise limited political donations   Management   For   For  
9.      To authorise the Directors to allot shares   Management   For   For  
10.     authorise the Directors to disapply pre-emption rights (Special Resolution)   Management   For   For  
11.     To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments (Special Resolution)   Management   For   For  
12.     To authorise the Company to purchase its own shares (Special Resolution)   Management   For   For  
13.     To reduce the notice period for general meetings (Special Resolution)   Management   For   For  
14.     To approve the 2020 Performance Share Plan   Management   For   For  

 

ATRECA INC  
   
Security 04965G109 Meeting Type Annual  
Ticker Symbol BCEL Meeting Date 10-Jun-2020
Record Date 17-Apr-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
      1 David Lacey, MD       For   For  
      2 Lindsey Rolfe, MBChB       For   For  
2.      Ratification of the selection of OUM & Co. LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2020.   Management   For   For  

 

AVADEL PHARMACEUTICALS PLC  
   
Security 05337M104 Meeting Type Annual  
Ticker Symbol AVDL Meeting Date 06-Aug-2019
Record Date 30-May-2019    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.     Election of Director: Gregory J. Divis   Management   For   For  
1b.     Election of Director: Dr. Eric J. Ende   Management   For   For  
1c.     Election of Director: Geoffrey M. Glass   Management   For   For  
1d.     Election of Director: Kevin Kotler   Management   For   For  
1e.     Election of Director: Linda S. Palczuk   Management   For   For  
1f.     Election of Director: Peter Thornton   Management   For   For  
2.      To ratify, in a non-binding vote, the appointment of Deloitte & Touche LLP as the Company's independent registered public auditor and accounting firm for the fiscal year ending December 31, 2019 and to authorize, in a binding vote, the Audit Committee of the Board to set the independent registered public auditor and accounting firm remuneration.   Management   For   For  

 

 

 

 

 

 

 

BAUSCH HEALTH COMPANIES, INC.  
   
Security 071734107 Meeting Type Annual  
Ticker Symbol BHC             Meeting Date 28-Apr-2020
Record Date 02-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director: Richard U. De Schutter   Management   For   For  
1B.   Election of Director: D. Robert Hale   Management   For   For  
1C.   Election of Director: Dr. Argeris (Jerry) N. Karabelas   Management   For   For  
1D.   Election of Director: Sarah B. Kavanagh   Management   For   For  
1E.   Election of Director: Joseph C. Papa   Management   For   For  
1F.   Election of Director: John A. Paulson   Management   For   For  
1G.   Election of Director: Robert N. Power   Management   For   For  
1H.   Election of Director: Russel C. Robertson   Management   For   For  
1I.   Election of Director: Thomas W. Ross, Sr.   Management   For   For  
1J.   Election of Director: Andrew C. von Eschenbach, M.D.   Management   For   For  
1K.   Election of Director: Amy B. Wechsler, M.D.   Management   For   For  
2.   The approval, in an advisory vote, of the compensation of our Named Executive Officers.   Management   For   For  
3.   The approval of an amendment to the Company's Amended and Restated 2014 Omnibus Incentive Plan to increase the number of Common Shares authorized under such plan.   Management   For   For  
4.   To appoint PricewaterhouseCoopers LLP as the auditors for the Company to hold office until the close of the 2021 Annual Meeting of Shareholders and to authorize the Company's Board of Directors to fix the auditors' remuneration.   Management   For   For  

 

BAXTER INTERNATIONAL INC.  
   
Security 071813109  Meeting Type Annual  
Ticker Symbol BAX  Meeting Date 05-May-2020 
Record Date 12-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director: José (Joe) E. Almeida   Management   For   For  
1B.   Election of Director: Thomas F. Chen   Management   For   For  
1C.   Election of Director: John D. Forsyth   Management   For   For  
1D.   Election of Director: James R. Gavin III   Management   For   For  
1E.   Election of Director: Peter S. Hellman   Management   For   For  
1F.   Election of Director: Michael F. Mahoney   Management   For   For  
1G.   Election of Director: Patricia B. Morrison   Management   For   For  
1H.   Election of Director: Stephen N. Oesterle   Management   For   For  
1I.   Election of Director: Cathy R. Smith   Management   For   For  
1J.   Election of Director: Thomas T. Stallkamp   Management   For   For  
1K.   Election of Director: Albert P.L. Stroucken   Management   For   For  
1L.   Election of Director: Amy A. Wendell   Management   For   For  
2.   Advisory Vote to Approve Named Executive Officer Compensation   Management   For   For  
3.   Ratification of Appointment of Independent Registered Public Accounting Firm   Management   For   For  
4.   Stockholder Proposal - Independent Board Chairman   Shareholder   For   Against  
5.   Stockholder Proposal - Right to Act by Written Consent   Shareholder   For   Against  

 

 

 

 

BAYER AG  
   
Security D0712D163 Meeting Type Annual General Meeting
Ticker Symbol N/A Meeting Date 28-Apr-2020 
Record Date 21-Apr-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1   DISTRIBUTION OF THE PROFIT: PAYMENT OF A DIVIDEND OF EUR 2.80 PER DIVIDEND   Management   For   For  
2   RATIFICATION OF THE ACTIONS OF THE BOARD OF MANAGEMENT   Management   For   For  
3   RATIFICATION OF THE ACTIONS OF THE SUPERVISORY BOARD   Management   For   For  
4.A   SUPERVISORY BOARD ELECTION: ERTHARIN COUSIN   Management   For   For  
4.B   SUPERVISORY BOARD ELECTION: PROF. DR. MED. DR. H.C. MULT. OTMAR D. WIESTLER   Management   For   For  
4.C   SUPERVISORY BOARD ELECTION: HORST BAIER   Management   For   For  
5   COMPENSATION SYSTEM FOR THE BOARD OF MANAGEMENT   Management   For   For  
6   COMPENSATION OF THE SUPERVISORY BOARD   Management   For   For  
7   AMENDMENT OF ARTICLES - SUPERVISORY BOARD MEMBERS' TERM   Management   For   For  
8   ELECTION OF THE AUDITOR (FULL-YEAR, HALF- YEAR AND Q3 2020; Q1 2021): DELOITTE GMBH, MUNICH   Management   For   For  

 

 

 

 

BECTON, DICKINSON AND COMPANY  
   
Security 075887109  Meeting Type  Annual  
Ticker Symbol BDX  Meeting Date  28-Jan-2020 
Record Date 09-Dec-2019   

 

Item   Proposal    Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director: Catherine M. Burzik   Management   For   For  
1B.   Election of Director: R. Andrew Eckert   Management   For   For  
1C.   Election of Director: Vincent A. Forlenza   Management   For   For  
1D.   Election of Director: Claire M. Fraser   Management   For   For  
1E.   Election of Director: Jeffrey W. Henderson   Management   For   For  
1F.   Election of Director: Christopher Jones   Management   For   For  
1G.   Election of Director: Marshall O. Larsen   Management   For   For  
1H.   Election of Director: David F. Melcher   Management   For   For  
1I.   Election of Director: Thomas E. Polen   Management   For   For  
1J.   Election of Director: Claire Pomeroy   Management   For   For  
1K.   Election of Director: Rebecca W. Rimel   Management   For   For  
1L.   Election of Director: Timothy M. Ring   Management   For   For  
1M.   Election of Director: Bertram L. Scott   Management   For   For  
2.   Ratification of selection of independent registered public accounting firm.   Management   For   For  
3.   Advisory vote to approve named executive officer compensation.   Management   For   For  
4.   Approval of amendment to BD's 2004 Employee and Director Equity-Based Compensation Plan.   Management   For   For  
5.   Approval of French Addendum to BD'S 2004 Employee and Director Equity-Based Compensation Plan.   Management   For   For  
6.   Shareholder proposal regarding special shareholder meetings.   Shareholder   Against   For  

 

BEIGENE LTD  
   
Security 07725L102  Meeting Type  Special 
Ticker Symbol BGNE  Meeting Date  27-Dec-2019
Record Date 27-Nov-2019    

 

Item   Proposal   Proposed
by
  Vote   For/Against 
Management
 
1   THAT the issuance of approximately 20.5% of the Company's outstanding shares upon closing to Amgen Inc. ("Amgen") be and is hereby approved, pursuant to the terms of the Share Purchase Agreement (the "Share Purchase Agreement") by and between the Company and Amgen.   Management   For   For  
2   THAT the Collaboration Agreement (the "Collaboration Agreement") dated October 31, 2019 by and between the Company, BeiGene Switzerland GmbH and Amgen and the transactions contemplated thereunder be and are hereby approved.   Management   For   For  
3   THAT the annual caps in relation to the Collaboration Agreement be and are hereby approved.   Management   For   For  
4   THAT Anthony C. Hooper be and is hereby elected to serve as a Class III director of the Company until the 2022 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal, subject to and effective upon the closing of the transactions contemplated by the Share Purchase Agreement and the Collaboration Agreement.   Management   For   For  

 

BIOGEN INC.  
   
Security 09062X103  Meeting Type  Annual  
Ticker Symbol BIIB  Meeting Date  03-Jun-2020 
Record Date 06-Apr-2020    

 

Item   Proposal    Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director for a one year term extending until the 2021 annual meeting: Alexander J. Denner   Management   For   For  
1B.   Election of Director for a one year term extending until the 2021 annual meeting: Caroline D. Dorsa   Management   For   For  
1C.   Election of Director for a one year term extending until the 2021 annual meeting: William A. Hawkins   Management   For   For  
1D.   Election of Director for a one year term extending until the 2021 annual meeting: Nancy L. Leaming   Management   For   For  
1E.   Election of Director for a one year term extending until the 2021 annual meeting: Jesus B. Mantas   Management   For   For  
1F.   Election of Director for a one year term extending until the 2021 annual meeting: Richard C. Mulligan   Management   For   For  
1G.   Election of Director for a one year term extending until the 2021 annual meeting: Robert W. Pangia   Management   For   For  
1H.   Election of Director for a one year term extending until the 2021 annual meeting: Stelios Papadopoulos   Management   For   For  
1I.   Election of Director for a one year term extending until the 2021 annual meeting: Brian S. Posner   Management   For   For  
1J.   Election of Director for a one year term extending until the 2021 annual meeting: Eric K. Rowinsky   Management   For   For  
1K.   Election of Director for a one year term extending until the 2021 annual meeting: Stephen A. Sherwin   Management   For   For  
1L.   Election of Director for a one year term extending until the 2021 annual meeting: Michel Vounatsos   Management   For   For  
2.   To ratify the selection of PricewaterhouseCoopers LLP as Biogen Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020.   Management   For   For  
3.   Say on Pay - To approve an advisory vote on executive compensation.   Management   For   For  

 

 

 

 

BOSTON SCIENTIFIC CORPORATION
 
Security 101137107  Meeting Type Annual  
Ticker Symbol BSX  Meeting Date 07-May-2020
Record Date 13-Mar-2020     

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director: Nelda J. Connors   Management   For   For  
1B.   Election of Director: Charles J. Dockendorff   Management   For   For  
1C.   Election of Director: Yoshiaki Fujimori   Management   For   For  
1D.   Election of Director: Donna A. James   Management   For   For  
1E.   Election of Director: Edward J. Ludwig   Management   For   For  
1F.   Election of Director: Stephen P. MacMillan   Management   For   For  
1G.   Election of Director: Michael F. Mahoney   Management   For   For  
1H.   Election of Director: David J. Roux   Management   For   For  
1I.   Election of Director: John E. Sununu   Management   For   For  
1J.   Election of Director: Ellen M. Zane   Management   For   For  
2.   To approve, on a non-binding, advisory basis, named executive officer compensation.   Management   For   For  
3.   To approve an amendment and restatement of the Company's 2011 Long-Term Incentive Plan.   Management   For   For  
4.   To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2020 fiscal year.   Management   For   For  
5.   To consider and vote upon a stockholder proposal requesting a report on inclusion of non-management employee representation on the Board of Directors.   Shareholder   Against   For  

 

BRISTOL-MYERS SQUIBB COMPANY
 
Security 110122108  Meeting Type Annual  
Ticker Symbol BMY Meeting Date 05-May-2020
Record Date 16-Mar-2020     

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director: Peter J. Arduini   Management   For   For  
1B.   Election of Director: Robert Bertolini   Management   For   For  
1C.   Election of Director: Michael W. Bonney   Management   For   For  
1D.   Election of Director: Giovanni Caforio, M.D.   Management   For   For  
1E.   Election of Director: Matthew W. Emmens   Management   For   For  
1F.   Election of Director: Julia A. Haller, M.D.   Management   For   For  
1G.   Election of Director: Dinesh C. Paliwal   Management   For   For  
1H.   Election of Director: Theodore R. Samuels   Management   For   For  
1I.   Election of Director: Vicki L. Sato, Ph.D.   Management   For   For  
1J.   Election of Director: Gerald L. Storch   Management   For   For  
1K.   Election of Director: Karen H. Vousden, Ph.D.   Management   For   For  
1L.   Election of Director: Phyllis R. Yale   Management   For   For  
2.   Advisory vote to approve the compensation of our Named Executive Officers.   Management   For   For  
3.   Ratification of the appointment of an independent registered public accounting firm.   Management   For   For  
4.   Shareholder Proposal on Separate Chair & CEO.   Shareholder   For   Against  
5.   Shareholder Proposal on Shareholder Right to Act by Written Consent.   Shareholder   Against   For  

 

 

 

 

CARDINAL HEALTH, INC.  
   
Security 14149Y108 Meeting Type Annual
Ticker Symbol CAH Meeting Date 06-Nov-2019
Record Date 09-Sep-2019    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Colleen F. Arnold   Management   For   For  
1B.     Election of Director: Carrie S. Cox   Management   For   For  
1C.     Election of Director: Calvin Darden   Management   For   For  
1D.     Election of Director: Bruce L. Downey   Management   For   For  
1E.     Election of Director: Patricia A. Hemingway Hall   Management   For   For  
1F.     Election of Director: Akhil Johri   Management   For   For  
1G.     Election of Director: Michael C. Kaufmann   Management   For   For  
1H.     Election of Director: Gregory B. Kenny   Management   For   For  
1I.     Election of Director: Nancy Killefer   Management   For   For  
1J.     Election of Director: J. Michael Losh   Management   For   For  
1K.     Election of Director: Dean A. Scarborough   Management   For   For  
1L.     Election of Director: John H. Weiland   Management   For   For  
2.      To ratify the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending June 30, 2020.   Management   For   For  
3.      To approve, on a non-binding advisory basis, the compensation of our named executive officers.   Management   For   For  

 

CELLDEX THERAPEUTICS, INC.  
   
Security 15117B202 Meeting Type Annual
Ticker Symbol CLDX Meeting Date 18-Jun-2020
Record Date 21-Apr-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
      1 Karen L. Shoos       For   For  
      2 Anthony S. Marucci       For   For  
      3 Keith L. Brownlie       For   For  
      4 Herbert J. Conrad       For   For  
      5 James J. Marino       For   For  
      6 Harry H. Penner, Jr.       For   For  
2.      To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2020.   Management   For   For  
3.      To approve an amendment to our 2008 Stock Option and Incentive Plan including an increase in the number of the shares reserved for issuance thereunder by 1,900,000 shares to 4,133,333 shares.   Management   For   For  
4.      To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in this proxy statement.   Management   For   For  

 

CELLECTIS S.A.  
   
Security 15117K103 Meeting Type Annual
Ticker Symbol CLLS Meeting Date 29-Jun-2020
Record Date 22-May-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.       Approval of the financial statements for the financial year ended December 31, 2019.   Management   For   For  
2.       Approval of the consolidated financial statements for the financial year ended December 31, 2019.   Management   For   For  
3.       Allocation of income for the financial year ended December 31, 2019.   Management   For   For  
4.       Approval of the agreements referred to in articles L. 225- 38 and the following sections of the French commercial code.   Management   For   For  
5.       Setting the amount of the total compensation (directors fees) to be granted to the non-executive directors.   Management   For   For  
6.       Renewal of the mandate of a member of the Board of Directors of Mrs. Annick Schwebig.   Management   For   For  
7.       Renewal of the mandate of a member of the Board of Directors of Mr. Laurent Arthaud.   Management   For   For  
8.       Renewal of the mandate of a member of the Board of Directors of Mr. Pierre Bastid.   Management   For   For  
9.       Renewal of the mandate of a member of the Board of Directors of Mr. Rainer Boehm.   Management   For   For  
10.      Renewal of the mandate of a member of the Board of Directors of Mr. Hervé Hoppenot.   Management   For   For  
11.      Authorization to be given to the board of directors to buy back Company shares.   Management   For   For  

 

 

 

12.      Authorization to be given to the board of directors for the ...(due to space limits, see proxy material for full proposal).   Management   For   For  
13.      Delegation of authority to be granted to the board of directors ...(due to space limits, see proxy material for full proposal).   Management   For   For  
14.      Delegation of authority to be granted to the board of directors ...(due to space limits, see proxy material for full proposal).   Management   For   For  
15.      Delegation of authority to be granted to the board of directors ...(due to space limits, see proxy material for full proposal).   Management   For   For  
16.      Delegation of authority to be granted to the board of directors ...(due to space limits, see proxy material for full proposal).   Management   For   For  
17.      Delegation of authority to be granted to the board of directors ...(due to space limits, see proxy material for full proposal).   Management   For   For  
18.      Delegation of authority to be granted to the board of directors ...(due to space limits, see proxy material for full proposal).   Management   For   For  
19.      Delegation of authority to be granted to the board of directors ...(due to space limits, see proxy material for full proposal).   Management   For   For  
20.      Delegation granted to the board of directors to increase the ...(due to space limits, see proxy material for full proposal).   Management   For   For  
21.      Overall limitations to the amount of issuances made under the ...(due to space limits, see proxy material for full proposal).   Management   For   For  
22.      Delegation of authority to be granted to the board of directors ...(due to space limits, see proxy material for full proposal).   Management   For   For  
23.      Authorization to be given to the board of directors to grant options to subscribe or purchase Company's shares.   Management   For   For  
24.      Authorization be given to the board of directors for the ...(due to space limits, see proxy material for full proposal).   Management   For   For  
25.      Delegation of authority to be granted to the board of directors ...(due to space limits, see proxy material for full proposal).   Management   For   For  
26.      Overall limitations to the amount of issues made under the 23rd resolution, 24th resolution and the 25th resolution above.   Management   For   For  
27.      Amendment of article 12 of the articles of association "meeting ...(due to space limits, see proxy material for full proposal).   Management   For   For  
28.      Amendment of Article 18 of the Articles of Association "General ...(due to space limits, see proxy material for full proposal).   Management   For   For  
29.      Delegation to be granted to the board of directors for the ...(due to space limits, see proxy material for full proposal).   Management   Against   For  

 

CELLECTIS S.A.
 
Security 15117K103 Meeting Type Annual  
Ticker Symbol CLLS            Meeting Date 29-Jun-2020
Record Date 11-Jun-2020    

 

Item   Proposal         Proposed
by
  Vote   For/Against
Management
 
1.       Approval of the financial statements for the financial year ended December 31, 2019.   Management   For   For  
2.       Approval of the consolidated financial statements for the financial year ended December 31, 2019.   Management   For   For  
3.       Allocation of income for the financial year ended December 31, 2019.   Management   For   For  
4.       Approval of the agreements referred to in articles L. 225-38 and the following sections of the French commercial code.   Management   For   For  
5.       Setting the amount of the total compensation (directors fees) to be granted to the non-executive directors.   Management   For   For  
6.       Renewal of the mandate of a member of the Board of Directors of Mrs. Annick Schwebig.   Management   For   For  
7.       Renewal of the mandate of a member of the Board of Directors of Mr. Laurent Arthaud.   Management   For   For  
8.       Renewal of the mandate of a member of the Board of Directors of Mr. Pierre Bastid.   Management   For   For  
9.       Renewal of the mandate of a member of the Board of Directors of Mr. Rainer Boehm.   Management   For   For  
10.      Renewal of the mandate of a member of the Board of Directors of Mr. Hervé Hoppenot.   Management   For   For  
11.      Authorization to be given to the board of directors to buy back Company shares.   Management   For   For  

 

 

 

 

12.      Authorization to be given to the board of directors for the ...(due to space limits, see proxy material for full proposal).   Management   For   For  
13.      Delegation of authority to be granted to the board of directors ...(due to space limits, see proxy material for full proposal).   Management   For   For  
14.      Delegation of authority to be granted to the board of directors ...(due to space limits, see proxy material for full proposal).   Management   For   For  
15.      Delegation of authority to be granted to the board of directors ...(due to space limits, see proxy material for full proposal).   Management   For   For  
16.      Delegation of authority to be granted to the board of directors ...(due to space limits, see proxy material for full proposal).   Management   For   For  
17.      Delegation of authority to be granted to the board of directors ...(due to space limits, see proxy material for full proposal).   Management   For   For  
18.      Delegation of authority to be granted to the board of directors ...(due to space limits, see proxy material for full proposal).   Management   For   For  
19.      Delegation of authority to be granted to the board of directors ...(due to space limits, see proxy material for full proposal).   Management   For   For  
20.      Delegation granted to the board of directors to increase the ...(due to space limits, see proxy material for full proposal).   Management   For   For  
21.      Overall limitations to the amount of issuances made under the ...(due to space limits, see proxy material for full proposal).   Management   For   For  
22.      Delegation of authority to be granted to the board of directors ...(due to space limits, see proxy material for full proposal).   Management   For   For  
23.      Authorization to be given to the board of directors to grant options to subscribe or purchase Company's shares.   Management   For   For  
24.      Authorization be given to the board of directors for the ...(due to space limits, see proxy material for full proposal).   Management   For   For  
25.      Delegation of authority to be granted to the board of directors ...(due to space limits, see proxy material for full proposal).   Management   For   For  
26.      Overall limitations to the amount of issues made under the 23rd resolution, 24th resolution and the 25th resolution above.   Management   For   For  
27.      Amendment of article 12 of the articles of association "meeting ...(due to space limits, see proxy material for full proposal).   Management   For   For  
28.      Amendment of Article 18 of the Articles of Association "General ...(due to space limits, see proxy material for full proposal).   Management   For   For  
29.      Delegation to be granted to the board of directors for the ...(due to space limits, see proxy material for full proposal).   Management   Against   For  

 

CENTENE CORPORATION  
   
Security 15135B101 Meeting Type Annual
Ticker Symbol CNC Meeting Date 28-Apr-2020
Record Date 28-Feb-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     ELECTION OF DIRECTOR: Michael F. Neidorff   Management   For   For  
1B.     ELECTION OF DIRECTOR: H. James Dallas   Management   For   For  
1C.     ELECTION OF DIRECTOR: Robert K. Ditmore   Management   For   For  
1D.     ELECTION OF DIRECTOR: Richard A. Gephardt   Management   For   For  
1E.     ELECTION OF DIRECTOR: Lori J. Robinson   Management   For   For  
1F.     ELECTION OF DIRECTOR: William L. Trubeck   Management   For   For  
2.      ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.   Management   For   For  
3.      RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020.   Management   For   For  
4.      APPROVAL OF AMENDMENT TO THE 2002 EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED AND RESTATED.   Management   For   For  
5.      THE STOCKHOLDER PROPOSAL ON POLITICAL SPENDING DISCLOSURES AS DESCRIBED IN THE PROXY STATEMENT.   Shareholder   Against   For  
6.      THE STOCKHOLDER PROPOSAL ON THE ELIMINATION OF SUPERMAJORITY VOTING PROVISIONS AS DESCRIBED IN THE PROXY STATEMENT.   Shareholder   Against   For  

 

 

 

CERNER CORPORATION  
   
Security 156782104 Meeting Type Annual  
Ticker Symbol CERN  Meeting Date 22-May-2020
Record Date 24-Mar-2020    

  

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.     Election of Class I Director: Julie L. Gerberding, M.D., M.P.H.   Management   For   For  
1b.     Election of Class I Director: Brent Shafer   Management   For   For  
1c.     Election of Class I Director: William D. Zollars   Management   For   For  
2.      Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2020.   Management   For   For  
3.      Approval, on an advisory basis, of the compensation of our Named Executive Officers.   Management   For   For  
4.      Approval of the proposed amendment to our Third Restated Certificate of Incorporation to declassify the Board of Directors.   Management   For   For  
5.      Approval of the proposed amendment to our Third Restated Certificate of Incorporation to amend the advance notice provisions for director nominations.   Management   For   For  

 

CHUGAI PHARMACEUTICAL CO.,LTD.  
   
Security J06930101 Meeting Type Annual General Meeting
Ticker Symbol N/A Meeting Date 30-Mar-2020
Record Date 31-Dec-2019    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
  Please reference meeting materials.   Non-Voting          
1       Approve Appropriation of Surplus   Management   For   For  
2.1     Appoint a Director Kosaka, Tatsuro   Management   For   For  
2.2     Appoint a Director Ueno, Motoo   Management   For   For  
2.3     Appoint a Director Okuda, Osamu   Management   For   For  
2.4     Appoint a Director Momoi, Mariko   Management   For   For  
3.1     Appoint a Corporate Auditor Nimura, Takaaki   Management   For   For  
3.2     Appoint a Corporate Auditor Masuda, Kenichi   Management   For   For  
4       Approve Details of the Compensation to be received by Corporate Auditors   Management   For   For  

 

CIGNA CORPORATION  
   
Security 125523100 Meeting Type Annual  
Ticker Symbol CI      Meeting Date 22-Apr-2020
Record Date 24-Feb-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: David M. Cordani   Management   For   For  
1B.     Election of Director: William J. DeLaney   Management   For   For  
1C.     Election of Director: Eric J. Foss   Management   For   For  
1D.     Election of Director: Elder Granger, MD, MG, USA   Management   For   For  
1E.     Election of Director: Isaiah Harris, Jr.   Management   For   For  
1F.     Election of Director: Roman Martinez IV   Management   For   For  
1G.     Election of Director: Kathleen M. Mazzarella   Management   For   For  
1H.     Election of Director: Mark B. McClellan, MD, PhD   Management   For   For  
1I.     Election of Director: John M. Partridge   Management   For   For  
1J.     Election of Director: William L. Roper, MD, MPH   Management   For   For  
1K.     Election of Director: Eric C. Wiseman   Management   For   For  
1L.     Election of Director: Donna F. Zarcone   Management   For   For  
2.      Advisory approval of Cigna's executive compensation.   Management   For   For  
3.      Ratification of appointment of PricewaterhouseCoopers LLP as Cigna's independent registered public accounting firm for 2020.   Management   For   For  
4.      Shareholder proposal - Shareholder right to call a special meeting.   Shareholder   Against   For  
5.      Shareholder proposal - Gender pay gap report.   Shareholder   Against   For  

 

 

 

COMMUNITY HEALTH SYSTEMS, INC.  
   
Security 203668108 Meeting Type Annual  
Ticker Symbol CYH        Meeting Date 12-May-2020
Record Date 16-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: John A. Clerico   Management   For   For  
1B.     Election of Director: Michael Dinkins   Management   For   For  
1C.     Election of Director: James S. Ely III   Management   For   For  
1D.     Election of Director: John A. Fry   Management   For   For  
1E.     Election of Director: Tim L. Hingtgen   Management   For   For  
1F.     Election of Director: Elizabeth T. Hirsch   Management   For   For  
1G.     Election of Director: William Norris Jennings, M.D.   Management   For   For  
1H.     Election of Director: K. Ranga Krishnan, MBBS   Management   For   For  
1I.     Election of Director: Julia B. North   Management   For   For  
1J.     Election of Director: Wayne T. Smith   Management   For   For  
1K.     Election of Director: H. James Williams, Ph.D.   Management   For   For  
2.      Proposal to approve on an advisory (non-binding) basis the compensation of the Company's named executive officers.   Management   For   For  
3.      Proposal to approve the amendment and restatement of the Community Health Systems, Inc. 2009 Stock Option and Award Plan, which was approved by the Board of Directors on March 20, 2020, subject to stockholder approval.   Management   For   For  
4.      Proposal to ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020.   Management   For   For  

 

COMMUNITY HEALTHCARE TRUST INCORPORATED  
   
Security 20369C106 Meeting Type Annual  
Ticker Symbol CHCT     Meeting Date 07-May-2020
Record Date 06-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
    1 Alan Gardner     For   For  
    2 Claire Gulmi     For   For  
    3 Robert Hensley     For   For  
    4 Lawrence Van Horn     For   For  
    5 Timothy Wallace     For   For  
2.      To approve, on a non-binding advisory basis, the following resolution: RESOLVED, that the stockholders of Community Healthcare Trust Incorporated approve, on a non-binding advisory basis, the compensation of the named executive officers as disclosed pursuant to Item 402 of Regulation S-K in the Company's proxy statement for the 2020 annual meeting of stockholders.   Management   For   For  
3.      To approve, on a non-binding advisory basis, the frequency of a non-binding advisory vote on executive compensation.   Management   1 Year   For  
4.      To ratify the appointment of BDO USA, LLP as the Company's independent registered public accountants for 2020.   Management   For   For  

 

CSL LTD  
   
Security Q3018U109 Meeting Type Annual General Meeting
Ticker Symbol N/A Meeting Date 16-Oct-2019
Record Date 14-Oct-2019    

  

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
2.A.     TO RE-ELECT MS MARIE MCDONALD AS A DIRECTOR   Management   For   For  
2.B.     TO RE-ELECT DR MEGAN CLARK AC AS A DIRECTOR   Management   For   For  
3.       ADOPTION OF THE REMUNERATION REPORT   Management   For   For  
4.A.     APPROVAL OF A GRANT OF PERFORMANCE SHARE UNITS TO EXECUTIVE DIRECTOR, MR PAUL PERREAULT   Management   For   For  
4.B.     APPROVAL OF A GRANT OF PERFORMANCE SHARE UNITS TO EXECUTIVE DIRECTOR, PROFESSOR ANDREW CUTHBERTSON AO   Management   For   For  

 

 

 

 

CVS HEALTH CORPORATION
 
Security 126650100 Meeting Type Annual  
Ticker Symbol CVS             Meeting Date 14-May-2020
Record Date 18-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Fernando Aguirre   Management   For   For  
1B.     Election of Director: C. David Brown II   Management   For   For  
1C.     Election of Director: Alecia A. DeCoudreaux   Management   For   For  
1D.     Election of Director: Nancy-Ann M. DeParle   Management   For   For  
1E.     Election of Director: David W. Dorman   Management   For   For  
1F.     Election of Director: Roger N. Farah   Management   For   For  
1G.     Election of Director: Anne M. Finucane   Management   For   For  
1H.     Election of Director: Edward J. Ludwig   Management   For   For  
1I.     Election of Director: Larry J. Merlo   Management   For   For  
1J.     Election of Director: Jean-Pierre Millon   Management   For   For  
1K.     Election of Director: Mary L. Schapiro   Management   For   For  
1L.     Election of Director: William C. Weldon   Management   For   For  
1M.     Election of Director: Tony L. White   Management   For   For  
2.      Ratification of the appointment of our independent registered public accounting firm for 2020.   Management   For   For  
3.      Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation.   Management   For   For  
4.      Proposal to amend the Company's 2017 Incentive Compensation Plan to increase the number of shares authorized to be issued under the Plan.   Management   For   For  
5.      Proposal to amend the Company's 2007 Employee Stock Purchase Plan to increase the number of shares available for sale under the Plan.   Management   For   For  
6.      Stockholder proposal for reducing the ownership threshold to request a stockholder action by written consent.   Shareholder   Against   For  
7.      Stockholder proposal regarding our independent Board Chair.   Shareholder   Against   For  

 

DAIICHI SANKYO COMPANY, LIMITED
 
Security  J11257102  Meeting Type  Annual General Meeting
Ticker Symbol N/A Meeting Date 15-Jun-2020
Record Date 31-Mar-2020       

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
    Please reference meeting materials.   Non-Voting          
1       Approve Appropriation of Surplus   Management   For   For  
2.1     Appoint a Director Manabe, Sunao   Management   For   For  
2.2     Appoint a Director Sai, Toshiaki   Management   For   For  
2.3     Appoint a Director Kimura, Satoru   Management   For   For  
2.4     Appoint a Director Uji, Noritaka   Management   For   For  
2.5     Appoint a Director Fukui, Tsuguya   Management   For   For  
2.6     Appoint a Director Kama, Kazuaki   Management   For   For  
2.7     Appoint a Director Nohara, Sawako   Management   For   For  
2.8     Appoint a Director Otsuki, Masahiko   Management   For   For  
2.9     Appoint a Director Hirashima, Shoji   Management   For   For  
3       Approve Payment of Bonuses to Directors   Management   For   For  
4       Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Outside Directors)   Management   For   For  

  

DANAHER CORPORATION  
   
Security 235851102 Meeting Type Annual  
Ticker Symbol DHR             Meeting Date 05-May-2020
Record Date 09-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Linda Hefner Filler   Management   For   For  
1B.     Election of Director: Thomas P. Joyce, Jr.   Management   For   For  
1C.     Election of Director: Teri List-Stoll   Management   For   For  
1D.     Election of Director: Walter G. Lohr, Jr.   Management   For   For  
1E.     Election of Director: Jessica L. Mega, MD, MPH   Management   For   For  
1F.     Election of Director: Pardis C. Sabeti, MD, D. Phil.   Management   For   For  
1G.     Election of Director: Mitchell P. Rales   Management   For   For  
1H.     Election of Director: Steven M. Rales   Management   For   For  
1I.     Election of Director: John T. Schwieters   Management   For   For  
1J.     Election of Director: Alan G. Spoon   Management   For   For  
1K.     Election of Director: Raymond C. Stevens, Ph.D.   Management   For   For  
1L.     Election of Director: Elias A. Zerhouni, MD   Management   For   For  
2.      To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2020   Management   For   For  
3.      To approve on an advisory basis the Company's named executive officer compensation   Management   For   For  
4.      To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10%   Shareholder   Against   For  

 

 

 

 

DENTSPLY SIRONA INC.  
   
Security 24906P109 Meeting Type Annual  
Ticker Symbol XRAY            Meeting Date 20-May-2020
Record Date 23-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Michael C. Alfano   Management   For   For  
1B.     Election of Director: Eric K. Brandt   Management   For   For  
1C.     Election of Director: Donald M. Casey Jr.   Management   For   For  
1D.     Election of Director: Willie A. Deese   Management   For   For  
1E.     Election of Director: Betsy D. Holden   Management   For   For  
1F.     Election of Director: Arthur D. Kowaloff   Management   For   For  
1G.     Election of Director: Harry M. Kraemer Jr.   Management   For   For  
1H.     Election of Director: Gregory T. Lucier   Management   For   For  
1I.     Election of Director: Francis J. Lunger   Management   For   For  
1J.     Election of Director: Leslie F. Varon   Management   For   For  
1K.     Election of Director: Janet S. Vergis   Management   For   For  
2.      Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for 2020.   Management   For   For  
3.      Approval, by non-binding vote, of the Company's executive compensation.   Management   For   For  

 

DECIPHER BIOSCIENCES, INC.  
   
Security            N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 16-Sep-2019
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Amendment of 2018 Equity Incentive Plan   Management   For   For  
2.   General Authorizing Resolution   Management   For   For  

 

DECIPHER BIOSCIENCES, INC.  
   
Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 14-May-2020
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      Amendment and Restatement of Certification of Incorporation   Management   For   For  
2.      Series 4 Preferred Stock and Note Financing   Management   For   For  
3.      Amendment of 2018 Equity Incentive Plan   Management   For   For  
4.      General Authorizing Resolution   Management   For   For  

 

DIVERSIFIED HEALTHCARE TRUST  
   
Security 25525P107 Meeting Type Annual  
Ticker Symbol DHC             Meeting Date 19-May-2020
Record Date 16-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Independent Class III Trustee: Jeffrey P. Somers   Management   For   For  
2.      Approve an amendment to the Company's Declaration of Trust to provide for the annual election of all Trustees.   Management   For   For  
3.      Advisory vote to approve executive compensation.   Management   For   For  
4.      Ratification of the appointment of Ernst & Young LLP as independent auditors to serve for the 2020 fiscal year.   Management   For   For  

 

 

 

 

DYNACURE  
   
Security N/A Meeting Type Annual Meeting
Ticker Symbol N/A Meeting Date 16-Jun-2020
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Waiver of the period and form of prior notice   Management   For   For  
2.   Approval of the financial statements for the financial year ended on December 31, 2019; Discharge to the Chairman for his duties during the past financial year   Management   For   For  
3.   Allocation of the result of the financial year ended on December 31, 2019   Management   For   For  
4.   Review and approval of the Statutory Auditors' special report on the agreements referred to in Article L. 227-10 of the French commercial code   Management   For   For  
5.   Renewal of the terms of office of Brett Monia, Raphael Wisniewski, Remi Droller and Georges Gemayel, in their capacity as members of the Supervisory Board   Management   For   For  
6.   Acknowledgement of the resignation of Caroline Dreyer and Philippe Guinot from their duties as observers of the Supervisory Board and appointment of new observers of the Supervisory Board   Management   For   For  
7.   Powers to carry out formalities   Management   For   For  

 

EDWARDS LIFESCIENCES CORPORATION  
   
Security 28176E108 Meeting Type Annual  
Ticker Symbol EW              Meeting Date 07-May-2020
Record Date 13-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Michael A. Mussallem   Management   For   For  
1B.     Election of Director: Kieran T. Gallahue   Management   For   For  
1C.     Election of Director: Leslie S. Heisz   Management   For   For  
1D.     Election of Director: William J. Link, Ph.D.   Management   For   For  
1E.     Election of Director: Steven R. Loranger   Management   For   For  
1F.     Election of Director: Martha H. Marsh   Management   For   For  
1G.     Election of Director: Ramona Sequeira   Management   For   For  
1H.     Election of Director: Nicholas J. Valeriani   Management   For   For  
2.      ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS.   Management   For   For  
3.      APPROVAL OF THE 2020 NONEMPLOYEE DIRECTORS STOCK INCENTIVE PROGRAM.   Management   For   For  
4.      APPROVAL OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FOR THE PURPOSE OF EFFECTING A THREE-FOR-ONE STOCK SPLIT.   Management   For   For  
5.      RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.   Management   For   For  
6.      ADVISORY VOTE ON A STOCKHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT.   Shareholder   Against   For  

 

 

EISAI CO.,LTD.  
   
Security J12852117 Meeting Type Annual General Meeting
Ticker Symbol N/A Meeting Date 19-Jun-2020
Record Date 31-Mar-2020    

  

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
    Please reference meeting materials.   Non-Voting          
1.1     Appoint a Director Naito, Haruo   Management   For   For  
1.2     Appoint a Director Kato, Yasuhiko   Management   For   For  
1.3     Appoint a Director Kanai, Hirokazu   Management   For   For  
1.4     Appoint a Director Tsunoda, Daiken   Management   For   For  
1.5     Appoint a Director Bruce Aronson   Management   For   For  
1.6     Appoint a Director Tsuchiya, Yutaka   Management   For   For  
1.7     Appoint a Director Kaihori, Shuzo   Management   For   For  
1.8     Appoint a Director Murata, Ryuichi   Management   For   For  
1.9     Appoint a Director Uchiyama, Hideyo   Management   For   For  
1.10    Appoint a Director Hayashi, Hideki   Management   For   For  
1.11    Appoint a Director Miwa, Yumiko   Management   For   For  

 

 

 

 

ELI LILLY AND COMPANY  
   
Security 532457108 Meeting Type Annual  
Ticker Symbol LLY             Meeting Date 04-May-2020
Record Date 09-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: M. L. Eskew   Management   For   For  
1B.     Election of Director: W. G. Kaelin, Jr.   Management   For   For  
1C.     Election of Director: D. A. Ricks   Management   For   For  
1D.     Election of Director: M. S. Runge   Management   For   For  
1E.     Election of Director: K. Walker   Management   For   For  
2.      Approval, by non-binding vote, of the compensation paid to the company's named executive officers.   Management   For   For  
3.      Ratification of Ernst & Young LLP as the independent auditor for 2020.   Management   For   For  
4.      Approve amendments to the Articles of Incorporation to eliminate the classified board structure.   Management   For   For  
5.      Approve amendments to the Articles of Incorporation to eliminate supermajority voting provisions.   Management   For   For  
6.      Shareholder proposal to disclose direct and indirect lobbying activities and expenditures.   Shareholder   Against   For  
7.      Shareholder proposal to publish a report on the effectiveness of the forced swim test.   Shareholder   Against   For  
8.      Shareholder proposal to amend the bylaws to require an independent board chair.   Shareholder   For   Against  
9.      Shareholder proposal on board diversity requesting disclosures of specific minimum qualifications and board nominee skills, experience, and ideological perspective.   Shareholder   Against   For  
10.     Shareholder proposal to publish feasibility report on incorporating public concern over drug prices into senior executive compensation arrangements.   Shareholder   Against   For  
11.     Shareholder proposal to implement a bonus deferral policy.   Shareholder   Against   For  
12.     Shareholder proposal to disclose clawbacks on executive incentive compensation due to misconduct.   Shareholder   Against   For  

  

ENDO INTERNATIONAL PLC  
   
Security G30401106 Meeting Type Annual  
Ticker Symbol ENDP            Meeting Date    11-Jun-2020
Record Date 13-Apr-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Paul V. Campanelli   Management   For   For  
1B.     Election of Director: Blaise Coleman   Management   For   For  
1C.     Election of Director: Mark G. Barberio   Management   For   For  
1D.     Election of Director: Shane M. Cooke   Management   For   For  
1E.     Election of Director: Nancy J. Hutson, Ph.D.   Management   For   For  
1F.     Election of Director: Michael Hyatt   Management   For   For  
1G.     Election of Director: Roger H. Kimmel   Management   For   For  
1H.     Election of Director: William P. Montague   Management   For   For  
2.      To approve, by advisory vote, named executive officer compensation.   Management   For   For  
3.      To approve the Endo International plc Amended and Restated 2015 Stock Incentive Plan.   Management   For   For  
4.      To renew the Board's existing authority to issue shares under Irish law.   Management   For   For  
5.      To renew the Board's existing authority to opt-out of statutory pre-emption rights under Irish law.   Management   For   For  
6.      To approve the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020 and to authorize the Board of Directors, acting through the Audit Committee, to determine the independent registered public accounting firm's remuneration.   Management   For   For  

 

FIVE STAR SENIOR LIVING INC.  
   
Security 33832D205 Meeting Type   Annual  
Ticker Symbol FVE             Meeting Date 09-Jun-2020
Record Date 16-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1     Election of Director (for Independent Director in Group I): Barbara D. Gilmore   Management   For   For  
1.2     Election of Director (for Managing Director in Group I): Adam D. Portnoy   Management   For   For  
2.      Approval of the Company's Amended and Restated 2014 Equity Compensation Plan.   Management   For   For  
3.      Advisory vote to approve executive compensation.   Management   For   For  
4.      Ratification of the appointment of RSM US LLP as independent auditors to serve for the 2020 fiscal year.   Management   For   For  

 

 

 

 

GALERA THERAPEUTICS, INC.  
   
Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 9-Jul-2019
Record Date N/A    

 

Item     Proposal   Proposed
by
  Vote   For/Against
Management
 
1.        Election of Lawrence Alleva to the Board of Directors   Management   For   For  
2.        General Enabling Resolutions   Management   For   For  

  

GALERA THERAPEUTICS, INC.  
   
Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 16-Oct-2019
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Form of Lock-Up Agreement   Management   For   For  

 

GALERA THERAPEUTICS, INC.  
   
Security 36338D108 Meeting Type Annual  
Ticker Symbol GRTX Meeting Date 09-Jun-2020
Record Date 16-Apr-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
      1 Michael Powell, Ph.D.       For   For  
      2 Linda West       For   For  
2.   To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020.   Management   For   For  

 

GENMAB A/S  
   
Security K3967W102 Meeting Type Annual General Meeting
Ticker Symbol N/A Meeting Date 26-Mar-2020
Record Date 19-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1       REPORT BY THE BOARD OF DIRECTORS ON THE COMPANY'S ACTIVITIES DURING THE YEAR   Non-Voting          
2       ADOPTION OF THE AUDITED ANNUAL REPORT AND DISCHARGE OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT   Management   For   For  
3       DECISION AS TO THE DISTRIBUTION OF PROFIT ACCORDING TO THE ADOPTED ANNUAL REPORT   Management   For   For  
4.A     RE-ELECTION OF DEIRDRE P. CONNELLY AS A MEMBER OF BOARD OF DIRECTOR   Management   For   For  
4.B     RE-ELECTION OF PERNILLE ERENBJERG AS A MEMBER OF BOARD OF DIRECTOR   Management   For   For  
4.C     RE-ELECTION OF ROLF HOFFMANN AS A MEMBER OF BOARD OF DIRECTOR   Management   For   For  
4.D     RE-ELECTION OF DR. PAOLO PAOLETTI AS A MEMBER OF BOARD OF DIRECTOR   Management   For   For  
4.E     RE-ELECTION OF DR. ANDERS GERSEL PEDERSEN AS A MEMBER OF BOARD OF DIRECTOR   Management   For   For  
4.F     ELECTION OF JONATHAN PEACOCK AS A MEMBER OF BOARD OF DIRECTOR   Management   For   For  
5       RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AN AUDITOR   Management   For   For  
6.A     PROPOSAL FROM THE BOARD OF DIRECTORS: ADOPTION OF THE REMUNERATION POLICY FOR THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT   Management   For   For  
6.B     PROPOSAL FROM THE BOARD OF DIRECTORS: APPROVAL OF THE BOARD OF DIRECTORS' REMUNERATION FOR 2020   Management   For   For  
6.C     PROPOSAL FROM THE BOARD OF DIRECTORS: AMENDMENT OF ARTICLE 6 (PROVIDER OF SHARE REGISTRATION SERVICES)   Management   For   For  
7       AUTHORIZATION OF THE CHAIRMAN OF THE GENERAL MEETING TO REGISTER RESOLUTIONS PASSED BY THE GENERAL MEETING   Management   For   For  
8       MISCELLANEOUS   Non-Voting          

 

 

 

 

GILEAD SCIENCES, INC.  
   
Security 375558103 Meeting Type Annual  
Ticker Symbol GILD            Meeting Date 06-May-2020
Record Date 13-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Jacqueline K. Barton, Ph.D.   Management   For   For  
1B.     Election of Director: Sandra J. Horning, M.D.   Management   For   For  
1C.     Election of Director: Kelly A. Kramer   Management   For   For  
1D.     Election of Director: Kevin E. Lofton   Management   For   For  
1E.     Election of Director: Harish Manwani   Management   For   For  
1F.     Election of Director: Daniel P. O'Day   Management   For   For  
1G.     Election of Director: Richard J. Whitley, M.D.   Management   For   For  
1H.     Election of Director: Per Wold-Olsen   Management   For   For  
2.      To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2020.   Management   For   For  
3.      To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement.   Management   For   For  
4.      To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director.   Shareholder   For   Against  
5.      To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board eliminate the ownership threshold for stockholders to request a record date to take action by written consent.   Shareholder   For   Against  

 

GLAXOSMITHKLINE PLC  
   
Security 37733W105 Meeting Type Annual  
Ticker Symbol GSK             Meeting Date 06-May-2020
Record Date 16-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
O1.      To receive and adopt the 2019 Annual Report   Management   For   For  
O2.      To approve the Annual report on remuneration   Management   For   For  
O3.      To approve the Remuneration policy   Management   For   For  
O4.      To elect Sir Jonathan Symonds as a Director   Management   For   For  
05.      To elect Charles Bancroft as a Director   Management   For   For  
O6.      To re-elect Emma Walmsley as a Director   Management   For   For  
O7.      To re-elect Vindi Banga as a Director   Management   For   For  
O8.      To re-elect Dr Hal Barron as a Director   Management   For   For  
O9.      To re-elect Dr Vivienne Cox as a Director   Management   For   For  
O10.     To re-elect Lynn Elsenhans as a Director   Management   For   For  
O11.     To re-elect Dr Laurie Glimcher as a Director   Management   For   For  
O12.     To re-elect Dr Jesse Goodman as a Director   Management   For   For  
O13.     To re-elect Judy Lewent as a Director   Management   For   For  
O14.     To re-elect Iain Mackay as a Director   Management   For   For  
O15.     To re-elect Urs Rohner as a Director   Management   For   For  
O16.     To re-appoint the auditor   Management   For   For  
O17.     To determine remuneration of the auditor   Management   For   For  
S18.    To authorise the company and its subsidiaries to make donations to political organisations and incur political expenditure   Management   For   For  
S19.     To authorise allotment of shares   Management   For   For  
S20.     To disapply pre-emption rights - general power (special resolution)   Management   For   For  
S21.     To disapply pre-emption rights - in connection with an acquisition or specified capital investment (special resolution)   Management   For   For  
S22.     To authorise the company to purchase its own shares (special resolution)   Management   For   For  
S23.     To authorise exemption from statement of name of senior statutory auditor   Management   For   For  
S24.     To authorise reduced notice of a general meeting other than an AGM (special resolution)   Management   For   For  

 

 

 

 

HCA HEALTHCARE, INC.  
   
Security 40412C101 Meeting Type Annual  
Ticker Symbol HCA             Meeting Date 01-May-2020
Record Date 09-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Thomas F. Frist III   Management   For   For  
1B.     Election of Director: Samuel N. Hazen   Management   For   For  
1C.     Election of Director: Meg G. Crofton   Management   For   For  
1D.     Election of Director: Robert J. Dennis   Management   For   For  
1E.     Election of Director: Nancy-Ann DeParle   Management   For   For  
1F.     Election of Director: William R. Frist   Management   For   For  
1G.     Election of Director: Charles O. Holliday, Jr.   Management   For   For  
1H.     Election of Director: Michael W. Michelson   Management   For   For  
1I.     Election of Director: Wayne J. Riley, M.D.   Management   For   For  
2.      To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020.   Management   For   For  
3.      Advisory vote to approve named executive officer compensation.   Management   For   For  
4.      To approve the 2020 Stock Incentive Plan for Key Employees of HCA Healthcare, Inc. and its Affiliates.   Management   For   For  
5.      To approve an amendment to our amended and restated certificate of incorporation to allow stockholders owning an aggregate of 15% of our outstanding common stock to request special meetings of stockholders.   Management   For   For  
6.      Stockholder proposal, if properly presented at the meeting, requesting that the Board of Directors take the steps necessary to allow stockholders to act by written consent.   Shareholder   Against   For  

 

HEALTHCARE REALTY TRUST INCORPORATED  
   
Security 421946104 Meeting Type Annual  
Ticker Symbol HR              Meeting Date 12-May-2020
Record Date 13-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
      1 Todd J. Meredith       For   For  
      2 John V. Abbott       For   For  
      3 Nancy H. Agee       For   For  
      4 Edward H. Braman       For   For  
      5 James J. Kilroy       For   For  
      6 Peter F. Lyle, Sr.       For   For  
      7 John Knox Singleton       For   For  
      8 Bruce D. Sullivan       For   For  
      9 Christann M. Vasquez       For   For  
2.      To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for the Company and its subsidiaries for the Company's 2020 fiscal year.   Management   For   For  
3.      To approve, on a non-binding advisory basis, the following resolution: RESOLVED, that the shareholders of Healthcare Realty Trust Incorporated approve, on a non-binding advisory basis, the compensation of the Named Executive Officers as disclosed pursuant to Item 402 of Regulation S-K in the Company's proxy statement for the 2020 Annual Meeting of Shareholders.   Management   For   For  

 

 

 

 

HEALTHCARE TRUST OF AMERICA, INC.  
   
Security 42225P501 Meeting Type Annual  
Ticker Symbol HTA             Meeting Date 07-Jul-2020
Record Date 15-Apr-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Scott D. Peters   Management   For   For  
1B.     Election of Director: W. Bradley Blair, II   Management   For   For  
1C.     Election of Director: Vicki U. Booth   Management   For   For  
1D.     Election of Director: H. Lee Cooper   Management   For   For  
1E.     Election of Director: Warren D. Fix   Management   For   For  
1F.     Election of Director: Peter N. Foss   Management   For   For  
1G.     Election of Director: Jay P. Leupp   Management   For   For  
1H.     Election of Director: Gary T. Wescombe   Management   For   For  
2.      To approve, on an advisory vote, the compensation of our named executive officers.   Management   For   For  
3.      To consider and vote upon the ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year ending December 31, 2020.   Management   For   For  

 

HEALTHPEAK PROPERTIES, INC  
   
Security 42250P103 Meeting Type Annual  
Ticker Symbol PEAK            Meeting Date 23-Apr-2020
Record Date 02-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Brian G. Cartwright   Management   For   For  
1B.     Election of Director: Christine N. Garvey   Management   For   For  
1C.     Election of Director: R. Kent Griffin, Jr.   Management   For   For  
1D.     Election of Director: David B. Henry   Management   For   For  
1E.     Election of Director: Thomas M. Herzog   Management   For   For  
1F.     Election of Director: Lydia H. Kennard   Management   For   For  
1G.     Election of Director: Sara G. Lewis   Management   For   For  
1H.     Election of Director: Katherine M. Sandstrom   Management   For   For  
2.      Approval, on an advisory basis, of 2019 executive compensation.   Management   For   For  
3.      Ratification of the appointment of Deloitte & Touche LLP as Healthpeak Properties, Inc.'s independent registered public accounting firm for the year ending December 31,
2020.
  Management   For   For  

 

HIKMA PHARMACEUTICALS PLC
 
Security G4576K104 Meeting Type Annual General Meeting
Ticker Symbol N/A Meeting Date 30-Apr-2020
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.       TO RECEIVE THE ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON   Management   For   For  
2.       TO DECLARE A FINAL DIVIDEND OF 30 CENTS PER ORDINARY SHARE IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2019   Management   For   For  
3.       TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY   Management   For   For  
4.       TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS' REMUNERATION   Management   For   For  
5.       TO ELECT CYNTHIA SCHWALM AS A DIRECTOR OF THE COMPANY   Management   For   For  
6.       TO RE-ELECT SAID DARWAZAH AS A DIRECTOR OF THE COMPANY   Management   For   For  
7.       TO RE-ELECT SIGGI OLAFSSON AS A DIRECTOR OF THE COMPANY   Management   For   For  
8.       TO RE-ELECT MAZEN DARWAZAH AS A DIRECTOR OF THE COMPANY   Management   For   For  
9.       TO RE-SET ROBERT PICKERING AS A DIRECTOR OF THE COMPANY   Management   For   For  
10.      TO RE-ELECT ALI AL-HUSRY AS A DIRECTOR OF THE COMPANY   Management   For   For  
11.      TO RE-ELECT PATRICK BUTLER AS A DIRECTOR OF THE COMPANY   Management   For   For  
12.      TO RE-ELECT DR. PAMELA KIRBY AS A DIRECTOR OF THE COMPANY   Management   For   For  
13.      TO RE-ELECT DR. JOCHEN GANN AS A DIRECTOR OF THE COMPANY   Management   For   For  
14.      TO RE-ELECT JOHN CASTELLANI AS A DIRECTOR OF THE COMPANY   Management   For   For  
15.      TO RE-ELECT NINA HENDERSON AS A DIRECTOR OF THE COMPANY   Management   For   For  
16.      TO APPROVE THE DIRECTOR'S REMUNERATION POLICY, AS SET OUT ON PAGES 79-85 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2019   Management   For   For  
17.      TO RECEIVE AND APPROVE THE REMUNERATION COMMITTEE REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019   Management   For   For  
18.      AUTHORISE DIRECTORS TO ALLOT SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 8,077,634   Management   For   For  
19.      THAT SUBJECT TO PASSING RESOLUTION 18 ABOVE, THE DIRECTORS BE EMPOWERED TO ALLOT EQUITY SECURITIES FOR CASH ON A NON PRE-EMPTIVE BASIS UP TO THE AGGREGATE NOMINAL AMOUNT OF GBP 1,211,645   Management   For   For  
20.      THAT SUBJECT TO THE PASSING OF RESOLUTION 18, THE AUTHORITY UNDER RESOLUTION 19 BE FURTHER EXTENDED TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,211,645 TO BE USED ONLY FOR THE PURPOSES OF FINANCING A TRANSACTION WHICH IS DETERMINED TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT   Management   For   For  
21.      GRANT AUTHORITY TO MAKE MARKET PURCHASES OF OWN SHARES, UP TO GBP 2,423,290 REPRESENTING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY   Management   For   For  
22.      THAT A GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE   Management   For   For  

 

 

 

 

HOLOGIC, INC.  
   
Security 436440101 Meeting Type Annual  
Ticker Symbol HOLX Meeting Date 05-Mar-2020
Record Date 08-Jan-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
      1 Stephen P. MacMillan       For   For  
      2 Sally W. Crawford       For   For  
      3 Charles J. Dockendorff       For   For  
      4 Scott T. Garrett       For   For  
      5 Ludwig N. Hantson       For   For  
      6 Namal Nawana       For   For  
      7 Christiana Stamoulis       For   For  
      8 Amy M. Wendell       For   For  
2.      A non-binding advisory resolution to approve executive compensation.   Management   For   For  
3.      Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2020.   Management   For   For  

 

HOYA CORPORATION
 
Security J22848105 Meeting Type Annual General Meeting
Ticker Symbol N/A Meeting Date 24-Jun-2020
Record Date 31-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
    Please reference meeting materials.   Non-Voting          
1.1     Appoint a Director Uchinaga, Yukako   Management   For   For  
1.2     Appoint a Director Urano, Mitsudo   Management   For   For  
1.3     Appoint a Director Takasu, Takeo   Management   For   For  
1.4     Appoint a Director Kaihori, Shuzo   Management   For   For  
1.5     Appoint a Director Yoshihara, Hiroaki   Management   For   For  
1.6     Appoint a Director Suzuki, Hiroshi   Management   For   For  

 

 

 

 

 

HUMANA INC.  
   
Security 444859102 Meeting Type Annual  
Ticker Symbol HUM             Meeting Date 23-Apr-2020
Record Date 24-Feb-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Kurt J. Hilzinger   Management   For   For  
1B.     Election of Director: Frank J. Bisignano   Management   For   For  
1C.     Election of Director: Bruce D. Broussard   Management   For   For  
1D.     Election of Director: Frank A. D'Amelio   Management   For   For  
1E.     Election of Director: W. Roy Dunbar   Management   For   For  
1F.     Election of Director: Wayne A. I. Frederick, M.D.   Management   For   For  
1G.     Election of Director: John W. Garratt   Management   For   For  
1H.     Election of Director: David A. Jones, Jr.   Management   For   For  
1I.     Election of Director: Karen W. Katz   Management   For   For  
1J.     Election of Director: William J. McDonald   Management   For   For  
1K.     Election of Director: James J. O'Brien   Management   For   For  
1L.     Election of Director: Marissa T. Peterson   Management   For   For  
2.      The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm.   Management   For   For  
3.      Non-binding advisory vote for the approval of the compensation of the named executive officers as disclosed in the 2020 proxy statement.   Management   For   For  

 

IDEXX LABORATORIES, INC.  
   
Security 45168D104 Meeting Type Annual  
Ticker Symbol IDXX            Meeting Date 06-May-2020
Record Date 09-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Rebecca M. Henderson, PhD   Management   For   For  
1B.     Election of Director: Lawrence D. Kingsley   Management   For   For  
1C.     Election of Director: Sophie V. Vandebroek, PhD   Management   For   For  
2.      Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year (Proposal Two).   Management   For   For  
3.      Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company's executive compensation (Proposal Three).   Management   For   For  

 

ILLUMINA, INC.  
   
Security 452327109 Meeting Type Annual  
Ticker Symbol ILMN            Meeting Date 27-May-2020
Record Date 30-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Caroline Dorsa   Management   For   For  
1B.     Election of Director: Robert S. Epstein, M.D.   Management   For   For  
1C.     Election of Director: Scott Gottlieb, M.D.   Management   For   For  
1D.     Election of Director: Philip W. Schiller   Management   For   For  
2.      To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 3, 2021.   Management   For   For  
3.      To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement.   Management   For   For  
4.      To approve, on an advisory basis, a stockholder proposal regarding political disclosures.   Shareholder   Against   For  

  

ILLUMINOSS MEDICAL, INC.  
   
Security N/A         Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 1-Jul-2019
Record Date N/A    

  

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      Amendment to Sixth Amended and Restated Certification of Incorporation   Management   For   For  
2.      Amendment No. 5 to Amended and Restated Secured Note and Warrant Purchase Agreement   Management   For   For  
3.      General Authorizing Resolution   Management   For   For  

 

 

 

  

ILLUMINOSS MEDICAL, INC.  
   
Security N/A Meeting Type Written Consent
Ticker Symbol N/A        Meeting Date 21-Apr-2020
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      Merger; Agreement and Plan of Merger   Management   For   For  
2.      General Ratification and Authorization   Management   For   For  

  

INCYTE CORPORATION  
   
Security 45337C102 Meeting Type Annual  
Ticker Symbol INCY            Meeting Date 26-May-2020
Record Date 01-Apr-2020    

  

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1     Election of Director: Julian C. Baker   Management   For   For  
1.2     Election of Director: Jean-Jacques Bienaimé   Management   For   For  
1.3     Election of Director: Paul J. Clancy   Management   For   For  
1.4     Election of Director: Wendy L. Dixon   Management   For   For  
1.5     Election of Director: Jacqualyn A. Fouse   Management   For   For  
1.6     Election of Director: Paul A. Friedman   Management   For   For  
1.7     Election of Director: Edmund P. Harrigan   Management   For   For  
1.8     Election of Director: Katherine A. High   Management   For   For  
1.9     Election of Director: Hervé Hoppenot   Management   For   For  
2.      To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers.   Management   For   For  
3.      To approve an amendment to the Company's 1997 Employee Stock Purchase Plan.   Management   For   For  
4.      To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020.   Management   For   For  
5.      To vote on a stockholder proposal, if properly presented, described in more detail in the proxy statement.   Shareholder   Against   For  

 

 

 

 

INNATE PHARMA SA  
   
Security F5277D100 Meeting Type MIX 
Ticker Symbol N/A Meeting Date 19-May-2020
Record Date 14-May-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
O.1     APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019   Management   For   For  
O.2     APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019   Management   For   For  
O.3     ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 - ACKNOWLEDGEMENT THAT NO DIVIDEND HAS BEEN DISTRIBUTED FOR THE THREE PAST FINANCIAL YEARS   Management   For   For  
O.4     REGULATED AGREEMENTS AND COMMITMENTS   Management   For   For  
O.5     RENEWAL OF THE TERM OF OFFICE OF DELOITTE & ASSOCIES AS PRINCIPAL STATUTORY AUDITOR   Management   For   For  
O.6     APPOINTMENT OF MRS. PASCALE BOISSEL AS MEMBER OF THE SUPERVISORY BOARD   Management   For   For  
O.7     RENEWAL OF THE TERM OF OFFICE OF MR. OLIVIER MARTINEZ AS CENSOR OF THE BOARD OF DIRECTORS   Management   For   For  
O.8     DETERMINATION OF THE COMPENSATION, MENTIONED IN ARTICLE L.225-83 OF THE FRENCH COMMERCIAL CODE, TO BE ALLOCATED TO MEMBERS OF THE SUPERVISORY BOARD   Management   For   For  
O.9     APPROVAL OF THE GENERAL PRINCIPLES OF THE COMPENSATION POLICY FOR CORPORATE OFFICERS IN RESPECT OF THE FINANCIAL YEAR 2020   Management   For   For  
O.10    APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE MANAGEMENT BOARD IN RESPECT OF THE FINANCIAL YEAR 2020   Management   For   For  
O.11    APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE MANAGEMENT BOARD (EXCLUDING THE CHAIRMAN OF THE MANAGEMENT BOARD) IN RESPECT OF THE FINANCIAL YEAR 2020   Management   For   For  
O.12    APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE SUPERVISORY BOARD IN RESPECT OF THE FINANCIAL YEAR 2020   Management   For   For  
O.13    APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE SUPERVISORY BOARD (EXCLUDING THE CHAIRMAN OF THE SUPERVISORY BOARD) IN RESPECT OF THE FINANCIAL YEAR 2020   Management   For   For  
O.14    APPROVAL OF ALL THE ELEMENTS OF COMPENSATION AND BENEFITS PAID OR ALLOCATED TO THE CORPORATE OFFICERS IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019   Management   For   For  
O.15    APPROVAL OF THE ELEMENTS OF COMPENSATION AND BENEFITS PAID OR ALLOCATED TO THE CHAIRMAN OF THE MANAGEMENT BOARD IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019   Management   For   For  
O.16    APPROVAL OF THE ELEMENTS OF COMPENSATION AND BENEFITS PAID OR ALLOCATED TO THE MEMBERS OF THE MANAGEMENT BOARD (EXCLUDING THE CHAIRMAN OF THE MANAGEMENT BOARD) IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019   Management   For   For  
O.17    APPROVAL OF THE ELEMENTS OF COMPENSATION AND BENEFITS PAID OR ALLOCATED TO THE CHAIRMAN OF THE SUPERVISORY BOARD IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019   Management   For   For  
O.18    AUTHORIZATION FOR THE COMPANY TO BUY BACK ITS OWN SHARES   Management   For   For  
E.19    AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD TO GRANT SHARE SUBSCRIPTION AND/OR SHARE PURCHASE OPTIONS TO EMPLOYEES OF INNATE PHARMA INC. SUBSIDIARY OF THE COMPANY   Management   For   For  
E.20    AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED TO SALARIED MEMBERS OF THE EXECUTIVE COMMITTEE, SALARIED SENIOR MANAGERS AND/OR CORPORATE OFFICERS OF THE COMPANY OR ITS SUBSIDIARIES IN RESPECT OF THEIR ANNUAL VARIABLE COMPENSATION   Management   For   For  
E.21    AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED ON THE BASIS OF THE ACHIEVEMENT OF PERFORMANCE CRITERIA IN FAVOUR SALARIED MANAGERS, SALARIED MEMBERS OF THE EXECUTIVE COMMITTEE, SALARIED SENIOR MANAGERS AND/OR CORPORATE OFFICERS OF THE COMPANY OR ITS SUBSIDIARIES   Management   For   For  

 

 

 

E.22    AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED ON THE BASIS OF THE ACHIEVEMENT OF PERFORMANCE CRITERIA IN FAVOUR OF EMPLOYEES OF THE COMPANY OR ITS SUBSIDIARIES   Management   For   For  
E.23    DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD TO ISSUE ORDINARY SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT   Management   For   For  
E.24    DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO ISSUE ORDINARY SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY AN OFFER TO THE PUBLIC   Management   For   For  
E.25    DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO ISSUE ORDINARY SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, AS PART OF AN OFFER REFERRED TO IN ARTICLE L. 411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE   Management   For   For  
E.26    SETTING OF THE ISSUE PRICE OF ORDINARY SHARES AND/OR ALL TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, IN THE EVENT OF CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, WITHIN THE ANNUAL LIMIT OF 10% OF THE CAPITAL   Management   For   For  
E.27    DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO ISSUE ORDINARY SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF CATEGORIES OF PERSONS   Management   For   For  
E.28    AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD IN CASE OF A CAPITAL INCREASE, WITH OR WITHOUT CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED BY 15%   Management   For   For  
E.29    DELEGATION OF POWERS TO THE MANAGEMENT BOARD IN ORDER TO ISSUE ORDINARY SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, AS CONSIDERATION FOR CONTRIBUTIONS IN KIND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL   Management   For   For  
E.30    DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO ISSUE ORDINARY SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY   Management   For   For  
E.31    OVERALL LIMITATION ON THE AUTHORIZATIONS PROVIDED FOR IN RESOLUTIONS NO.23 TO NO.25 AND NO.27 TO NO.30 ABOVE   Management   For   For  
E.32    DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD IN ORDER TO ISSUE ORDINARY SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL IN FAVOUR OF MEMBERS OF A COMPANY SAVINGS PLAN   Management   For   For  
E.33    DELEGATION OF POWERS GRANTED TO THE MANAGEMENT BOARD TO CANCEL ALL OR PART OF THE TREASURY SHARES HELD BY THE COMPANY BY VIRTUE OF THE SHARE BUY-BACK AUTHORIZATION   Management   For   For  
E.34    AMENDMENT TO ARTICLE 15 IV. OF THE BY-LAWS IN ORDER TO MODIFY THE QUORUM AND THE MAJORITY OF DECISIONS OF THE MANAGEMENT BOARD   Management   For   For  
E.35    POWERS TO CARRY OUT LEGAL FORMALITIES   Management   For   For  

 

 

  

INTUITIVE SURGICAL, INC.  
   
Security 46120E602 Meeting Type Annual  
Ticker Symbol ISRG            Meeting Date 23-Apr-2020
Record Date 28-Feb-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Craig H. Barratt, Ph.D.   Management   For   For  
1B.     Election of Director: Joseph C. Beery   Management   For   For  
1C.     Election of Director: Gary S. Guthart, Ph.D.   Management   For   For  
1D.     Election of Director: Amal M. Johnson   Management   For   For  
1E.     Election of Director: Don R. Kania, Ph.D.   Management   For   For  
1F.     Election of Director: Amy L. Ladd, M.D.   Management   For   For  
1G.     Election of Director: Keith R. Leonard, Jr.   Management   For   For  
1H.     Election of Director: Alan J. Levy, Ph.D.   Management   For   For  
1I.     Election of Director: Jami Dover Nachtsheim   Management   For   For  
1J.     Election of Director: Mark J. Rubash   Management   For   For  
2.      To approve, by advisory vote, the compensation of the Company's Named Executive Officers.   Management   For   For  
3.      The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020.   Management   For   For  
4.      To approve the Company's Amended and Restated 2010 Incentive Award Plan.   Management   For   For  
5.      To approve the amendment of the Certificate of Incorporation to adopt simple majority voting provisions.   Management   For   For  
6.      To approve the amendment of the Certificate of Incorporation to permit stockholders to call a special meeting.   Management   For   For  

 

IO LIGHT HOLDINGS INC.  
   
Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 29-Apr-2020
Record Date N/A    

  

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Shareholder rights   Management   For   For  

 

IQVIA HOLDINGS INC.  
   
Security 46266C105 Meeting Type Annual  
Ticker Symbol IQV             Meeting Date 06-Apr-2020
Record Date 12-Feb-2020    

  

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
      1 Carol J. Burt       For   For  
      2 Colleen A. Goggins       For   For  
      3 Ronald A. Rittenmeyer       For   For  
2.      An advisory (non-binding) vote to approve executive compensation.   Management   For   For  
3.      The ratification of the appointment of PricewaterhouseCoopers LLP as IQVIA Holdings Inc.'s independent registered public accounting firm for the year ending December 31, 2020.   Management   For   For  

 

JOHNSON & JOHNSON  
   
Security 478160104 Meeting Type Annual  
Ticker Symbol JNJ             Meeting Date 23-Apr-2020
Record Date 25-Feb-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Mary C. Beckerle   Management   For   For  
1B.     Election Of Director: D. Scott Davis   Management   For   For  
1C.     Election of Director: Ian E. L. Davis   Management   For   For  
1D.     Election of Director: Jennifer A. Doudna   Management   For   For  
1E.     Election of Director: Alex Gorsky   Management   For   For  
1F.     Election of Director: Marillyn A. Hewson   Management   For   For  
1G.     Election of Director: Hubert Joly   Management   For   For  
1H.     Election of Director: Mark B. McClellan   Management   For   For  
1I.     Election of Director: Anne M. Mulcahy   Management   For   For  
1J.     Election of Director: Charles Prince   Management   For   For  
1K.     Election of Director: A. Eugene Washington   Management   For   For  
1L.     Election of Director: Mark A. Weinberger   Management   For   For  
1M.     Election of Director: Ronald A. Williams   Management   For   For  
2.      Advisory Vote to Approve Named Executive Officer Compensation.   Management   For   For  
3.      Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2020.   Management   For   For  
4.      Amendment to the Restated Certificate of Incorporation to Permit Removal of Directors Without Cause.   Management   For   For  
5.      Independent Board Chair   Shareholder   For   Against  
6.      Report on Governance of Opioids-Related Risks   Shareholder   Against   For  

 

 

 

 

KONINKLIJKE PHILIPS ELECTRONICS N.V.  
   
Security 500472303 Meeting Type Annual  
Ticker Symbol PHG             Meeting Date 30-Apr-2020
Record Date 02-Apr-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
2B.     Proposal to adopt the financial statements   Management   For      
2C.     Proposal to adopt dividend   Management   For      
2D.     Remuneration Report 2019 (advisory vote)   Management   For      
2E.     Proposal to discharge the members of the Board of Management   Management   For      
2F.     Proposal to discharge the members of the Supervisory Board   Management   For      
3A.     Proposal to adopt a Remuneration Policy for the Board of Management   Management   For      
3B.     Proposal to approve a Long-Term Incentive Plan for the Board of Management   Management   For      
3C.     Proposal to adopt a Remuneration Policy for the Supervisory Board   Management   For      
4A.     Proposal to re-appoint Ms N. Dhawan as member of the Supervisory Board   Management   For      
4B.     Proposal to appoint Mr F. Sijbesma as member of the Supervisory Board   Management   For      
4C.     Proposal to appoint Mr P. Löscher as member of the Supervisory Board   Management   For      
5A.     Proposals to authorize the Board of Management to: issue shares or grant rights to acquire shares   Management   For      
5B.     Proposals to authorize the Board of Management to: restrict or exclude preemption rights   Management   For      
6.      Proposal to authorize the Board of Management to acquire shares in the company   Management   For      
7.      Proposal to cancel shares   Management   For      

  

KONINKLIJKE PHILIPS ELECTRONICS N.V.  
   
Security 500472303 Meeting Type Annual  
Ticker Symbol PHG             Meeting Date 26-Jun-2020
Record Date 29-May-2020    

  

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      Proposal to adopt a dividend of EUR 0.85 per common share, in shares only, against the net income for 2019.   Management   For   For  

 

  

LABORATORY CORP. OF AMERICA HOLDINGS  
   
Security 50540R409 Meeting Type Annual  
Ticker Symbol LH              Meeting Date 13-May-2020
Record Date 25-Mar-2020    

  

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Kerrii B. Anderson   Management   For   For  
1B.     Election of Director: Jean-Luc Bélingard   Management   For   For  
1C.     Election of Director: Jeffrey A. Davis   Management   For   For  
1D.     Election of Director: D. Gary Gilliland, M.D., Ph.D.   Management   For   For  
1E.     Election of Director: Garheng Kong, M.D., Ph.D.   Management   For   For  
1F.     Election of Director: Peter M. Neupert   Management   For   For  
1G.     Election of Director: Richelle P. Parham   Management   For   For  
1H.     Election of Director: Adam H. Schechter   Management   For   For  
1I.     Election of Director: R. Sanders Williams, M.D.   Management   For   For  
2.      To approve, by non-binding vote, executive compensation.   Management   For   For  
3.      Ratification of the appointment of PricewaterhouseCoopers LLP as Laboratory Corporation of America Holdings' independent registered public accounting firm for 2020.   Management   For   For  
4.      Shareholder proposal seeking the power for shareholders of 10% or more of our common stock to call a special shareholder meeting.   Shareholder   Against   For  

  

 

 

LONZA GROUP AG  
   
Security H50524133 Meeting Type Annual General Meeting
Ticker Symbol N/A Meeting Date 28-Apr-2020
Record Date 14-Apr-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1       ANNUAL REPORT, CONSOLIDATED FINANCIAL STATEMENTS AND FINANCIAL STATEMENTS OF LONZA   Management   For   For  
2       CONSULTATIVE VOTE ON THE REMUNERATION REPORT   Management   For   For  
3       DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE   Management   For   For  
4       APPROPRIATION OF AVAILABLE EARNINGS / RESERVES FROM CAPITAL CONTRIBUTION   Management   For   For  
5.1.A   RE-ELECTION TO THE BOARD OF DIRECTOR: WERNER BAUER   Management   For   For  
5.1.B   RE-ELECTION TO THE BOARD OF DIRECTOR: ALBERT M. BAEHNY   Management   For   For  
5.1.C   RE-ELECTION TO THE BOARD OF DIRECTOR: ANGELICA KOHLMANN   Management   For   For  
5.1.D   RE-ELECTION TO THE BOARD OF DIRECTOR: CHRISTOPH MAEDER   Management   For   For  
5.1.E   RE-ELECTION TO THE BOARD OF DIRECTOR: BARBARA RICHMOND   Management   For   For  
5.1.F   RE-ELECTION TO THE BOARD OF DIRECTOR: JUERGEN STEINEMANN   Management   For   For  
5.1.G   RE-ELECTION TO THE BOARD OF DIRECTOR: OLIVIER VERSCHEURE   Management   For   For  
5.2.A   ELECTION TO THE BOARD OF DIRECTOR: DOROTHEE DEURING   Management   For   For  
5.2.B   ELECTION TO THE BOARD OF DIRECTOR: MONCEF SLAOUI   Management   For   For  
5.3     RE-ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: ALBERT M. BAEHNY   Management   For   For  
5.4.A   RE-ELECTION TO THE NOMINATION AND COMPENSATION COMMITTEE: ANGELICA KOHLMANN   Management   For   For  
5.4.B   RE-ELECTION TO THE NOMINATION AND COMPENSATION COMMITTEE: CHRISTOPH MAEDER   Management   For   For  
5.4.C   RE-ELECTION TO THE NOMINATION AND COMPENSATION COMMITTEE: JUERGEN STEINEMANN   Management   For   For  
6       RE-ELECTION OF THE AUDITORS: KPMG LTD, ZURICH (CH)   Management   For   For  
7       ELECTION OF THE INDEPENDENT PROXY: THOMANNFISCHER, ATTORNEYS AT LAW AND NOTARIES, ELISABETHENSTRASSE 30, 4010 BASEL, SWITZERLAND, AS THE INDEPENDENT PROXY FOR A ONE-YEAR TERM UNTIL COMPLETION OF THE ANNUAL GENERAL MEETING 2021   Management   For   For  
8       COMPENSATION OF THE BOARD OF DIRECTORS   Management   For   For  
9.1     MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION OF THE EXECUTIVE COMMITTEE   Management   For   For  
9.2     AGGREGATE AMOUNT OF VARIABLE SHORT-TERM COMPENSATION OF THE EXECUTIVE COMMITTEE   Management   For   For  
9.3     MAXIMUM AGGREGATE AMOUNT OF VARIABLE LONG-TERM COMPENSATION OF THE EXECUTIVE COMMITTEE   Management   For   For  
10      IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE ANNUAL GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS (YES = VOTE IN FAVOR OF ANY SUCH YET UNKONWN PROPOSAL; NO = VOTE AGAINST ANY SUCH YET UNKNOWN PORPOSAL; ABSTAIN)   Shareholder   Against   For  

 

 

 

LTC PROPERTIES, INC.  
   
Security 502175102 Meeting Type Annual  
Ticker Symbol LTC             Meeting Date 27-May-2020
Record Date 13-Apr-2020    

 

Item   Proposal  Proposed
by
  Vote  For/Against
Management
 
1.1   Election of Director to hold office until the 2021 Annual Meeting: Boyd W. Hendrickson  Management  For  For  
1.2   Election of Director to hold office until the 2021 Annual Meeting: James J. Pieczynski  Management  For  For  
1.3   Election of Director to hold office until the 2021 Annual Meeting: Devra G. Shapiro  Management  For  For  
1.4   Election of Director to hold office until the 2021 Annual Meeting: Wendy L. Simpson  Management  For  For  
1.5   Election of Director to hold office until the 2021 Annual Meeting: Timothy J. Triche, M.D.  Management  For  For  
2.      Ratification of independent registered public accounting firm.  Management  For  For  
3.      Advisory vote to approve named executive officer compensation.  Management  For  For  

 

MALLINCKRODT PLC  
   
Security G5785G107 Meeting Type Annual  
Ticker Symbol MNK             Meeting Date 13-May-2020
Record Date 13-Mar-2020    

 

Item     Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.       Election of Director: J. Martin Carroll   Management   For   For  
1B.       Election of Director: Paul R. Carter   Management   For   For  
1C.       Election of Director: David Y. Norton   Management   For   For  
1D.       Election of Director: Carlos V. Paya, M.D.   Management   For   For  
1E.       Election of Director: JoAnn A. Reed   Management   For   For  
1F.       Election of Director: Angus C. Russell   Management   For   For  
1G.       Election of Director: Mark C. Trudeau   Management   For   For  
1H.       Election of Director: Anne C. Whitaker   Management   For   For  
1I.       Election of Director: Kneeland C. Youngblood, M.D.   Management   For   For  
2.        Approve, in a non-binding vote, the re-appointment of the independent auditors and authorize, in a binding vote, the Audit Committee to set the auditors' remuneration.   Management   For   For  
3.        Advisory vote to approve the Company's executive compensation.   Management   For   For  
4.        Advisory vote relating to the frequency of future advisory votes to approve the Company's executive compensation.   Management   1 Year   For  
5.        Approve the Board's authority to issue shares.   Management   For   For  
6.        Authorize the Company and/or any subsidiary of the Company to make market purchases or overseas market purchases of Company shares.   Management   For   For  
7.        Approve the change of name of the Company (Special Resolution).   Management   For   For  
8.        Approve the waiver of pre-emption rights (Special Resolution).   Management   For   For  
9.        Authorize the price range at which the Company can re- allot shares that it holds as treasury shares (Special Resolution).   Management   For   For  
10.       Election of NOMINEE David R. Carlucci as a Director   Management   For   For  

 

 

 

MCKESSON CORPORATION  
   
Security 58155Q103 Meeting Type Annual  
Ticker Symbol MCK             Meeting Date 31-Jul-2019
Record Date 04-Jun-2019    

 

Item     Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.       Election of Director for a one-year term: Dominic J. Caruso   Management   For   For  
1b.       Election of Director for a one-year term: N. Anthony Coles, M.D.   Management   For   For  
1c.       Election of Director for a one-year term: M. Christine Jacobs   Management   For   For  
1d.       Election of Director for a one-year term: Donald R. Knauss   Management   For   For  
1e.       Election of Director for a one-year term: Marie L. Knowles   Management   For   For  
1f.       Election of Director for a one-year term: Bradley E. Lerman   Management   For   For  
1g.       Election of Director for a one-year term: Edward A. Mueller   Management   For   For  
1h.       Election of Director for a one-year term: Susan R. Salka   Management   For   For  
1i.       Election of Director for a one-year term: Brian S. Tyler   Management   For   For  
1j.       Election of Director for a one-year term: Kenneth E. Washington   Management   For   For  
2.        Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2020.   Management   For   For  
3.        Advisory vote on executive compensation.   Management   For   For  
4.        Shareholder proposal on disclosure of lobbying activities and expenditures.   Shareholder   Against   For  
5.        Shareholder proposal on 10% ownership threshold for calling special meetings of shareholders.   Shareholder   Against   For  

 

 

 

MEDICAL PROPERTIES TRUST, INC.  
   
Security 58463J304 Meeting Type Annual  
Ticker Symbol MPW             Meeting Date 21-May-2020
Record Date 20-Mar-2020    

 

Item   Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.     Election of Director: Edward K. Aldag, Jr.  Management  For  For  
1B.     Election of Director: G. Steven Dawson  Management  For  For  
1C.     Election of Director: R. Steven Hamner  Management  For  For  
1D.     Election of Director: Caterina A. Mozingo  Management  For  For  
1E.     Election of Director: Elizabeth N. Pitman  Management  For  For  
1F.     Election of Director: C. Reynolds Thompson, III  Management  For  For  
1G.     Election of Director: D. Paul Sparks, Jr.  Management  For  For  
1H.     Election of Director: Michael G. Stewart  Management  For  For  
2.      To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the fiscal year ending December 31, 2020.  Management  For  For  
3.      Non-binding, advisory approval of the Company's executive compensation.  Management  For  For  

 

MEDTRONIC PLC  
   
Security G5960L103 Meeting Type Annual  
Ticker Symbol MDT             Meeting Date 06-Dec-2019
Record Date 10-Oct-2019    

 

Item   Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.     Election of Director: Richard H. Anderson  Management  For  For  
1B.     Election of Director: Craig Arnold  Management  For  For  
1C.     Election of Director: Scott C. Donnelly  Management  For  For  
1D.     Election of Director: Andrea J. Goldsmith, Ph.D.  Management  For  For  
1E.     Election of Director: Randall J. Hogan, III  Management  For  For  
1F.     Election of Director: Omar Ishrak  Management  For  For  
1G.     Election of Director: Michael O. Leavitt  Management  For  For  
1H.     Election of Director: James T. Lenehan  Management  For  For  
1I.     Election of Director: Geoffrey S. Martha  Management  For  For  
1J.     Election of Director: Elizabeth G. Nabel, M.D.  Management  For  For  
1K.     Election of Director: Denise M. O'Leary  Management  For  For  
1L.     Election of Director: Kendall J. Powell  Management  For  For  
2.      To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2020 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration.  Management  For  For  
3.      To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote).  Management  For  For  
4.      To renew the Board's authority to issue shares.  Management  For  For  
5.      To renew the Board's authority to opt out of pre-emption rights.  Management  For  For  
6.      Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares.  Management  For  For  

 

 

 

MERCK & CO., INC.  
   
Security 58933Y105 Meeting Type Annual  
Ticker Symbol MRK             Meeting Date 26-May-2020
Record Date 27-Mar-2020    

 

Item   Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.     Election of Director: Leslie A. Brun  Management  For  For  
1B.     Election of Director: Thomas R. Cech  Management  For  For  
1C.     Election of Director: Mary Ellen Coe  Management  For  For  
1D.     Election of Director: Pamela J. Craig  Management  For  For  
1E.     Election of Director: Kenneth C. Frazier  Management  For  For  
1F.     Election of Director: Thomas H. Glocer  Management  For  For  
1G.     Election of Director: Risa Lavizzo-Mourey  Management  For  For  
1H.     Election of Director: Paul B. Rothman  Management  For  For  
1I.     Election of Director: Patricia F. Russo  Management  For  For  
1J.     Election of Director: Christine E. Seidman  Management  For  For  
1K.     Election of Director: Inge G. Thulin  Management  For  For  
1L.     Election of Director: Kathy J. Warden  Management  For  For  
1M.     Election of Director: Peter C. Wendell  Management  For  For  
2.      Non-binding advisory vote to approve the compensation of our named executive officers.  Management  For  For  
3.      Ratification of the appointment of the Company's independent registered public accounting firm for 2020.  Management  For  For  
4.      Shareholder proposal concerning shareholder right to act by written consent.  Shareholder  Against  For  
5.      Shareholder proposal regarding allocation of corporate tax savings.  Shareholder  Against  For  

 

METTLER-TOLEDO INTERNATIONAL INC.  
   
Security 592688105 Meeting Type Annual  
Ticker Symbol MTD             Meeting Date 07-May-2020
Record Date 09-Mar-2020    

 

Item   Proposal  Proposed
by
  Vote  For/Against
Management
 
1.1   Election of Director: Robert F. Spoerry  Management  For  For  
1.2   Election of Director: Wah-Hui Chu  Management  For  For  
1.3   Election of Director: Domitille Doat-Le Bigot  Management  For  For  
1.4   Election of Director: Olivier A. Filliol  Management  For  For  
1.5   Election of Director: Elisha W. Finney  Management  For  For  
1.6   Election of Director: Richard Francis  Management  For  For  
1.7   Election of Director: Michael A. Kelly  Management  For  For  
1.8   Election of Director: Thomas P. Salice  Management  For  For  
2.      RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.  Management  For  For  
3.      ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.  Management  For  For  

 

 

 

MORPHOSYS AG  
   
Security 617760202 Meeting Type Annual  
Ticker Symbol MOR             Meeting Date 27-May-2020
Record Date 17-Apr-2020    

 

Item   Proposal  Proposed
by
  Vote  For/Against
Management
 
2.      Resolution on the discharge of Management Board members for the 2019 financial year  Management  For  For  
3.      Resolution on the discharge of Supervisory Board members for the 2019 financial year  Management  For  For  
4.      Resolution on the appointment of the auditor for the 2020 financial year  Management  For  For  
5.      Resolution on the reduction of the number of Supervisory Board members; amendment to the Articles of Association  Management  For  For  
6A.     Election of Supervisory Board member: Ms. Wendy Johnson Profession: Managing Director, Gemini Advisors, San Diego, California, USA, and Chief Operating Officer at Reneo Pharmaceuticals, Inc., San Diego, California, USA Residence: San Diego, California, USA  Management  For  For  
6B.     Election of Supervisory Board member: Dr. George Golumbeski Profession: Freelance business consultant in the life sciences and healthcare industries Residence: Far Hills, New Jersey, USA  Management  For  For  
6C.     Election of Supervisory Board member: Mr. Michael Brosnan Profession: Freelance business consultant in the life sciences and healthcare industries Residence: Westford, Massachusetts, USA  Management  For  For  
7.      Resolution on an additional amendment to the Articles of Association with regard to the prerequisites for participation in the Annual General Meeting  Management  For  For  
8.      Resolution on a further amendment to the Articles of Association with regard to conducting the Annual General Meeting  Management  For  For  
9.      Resolution on the adjustment of Supervisory Board remuneration  Management  For  For  
10.     Resolution on the cancellation of Authorized Capital 2017-I and the creation of new Authorized Capital 2020-I with the option to exclude statutory subscription rights; changes in the Articles of Association  Management  For  For  
11.     Resolution on the creation of Conditional Capital 2020-I and the authorization to grant subscription rights to members of the Management Board of MorphoSys AG, members of the executive management bodies of affiliated companies in Germany and abroad and selected employees of MorphoSys AG and affiliated companies in Germany and abroad (Stock Option Plan 2020); amendment of the Articles of Association  Management  For  For  

 

MYLAN N.V.  
   
Security N59465109 Meeting Type Special 
Ticker Symbol MYL             Meeting Date 15-Jun-2020
Record Date 05-Feb-2020    

 

Item   Proposal  Proposed
by
  Vote  For/Against
Management
 
1.      Approval of the Combination Proposal: (A) Approval of the Mylan Merger; (B) Approval of the Share Sale; (C) Approval of the Mylan Newco Liquidation; (D) Approval of the Alternative Transaction Structure; and (E) Approval of the Discharge of Directors (in each case with the foregoing capitalized terms as defined in the accompanying proxy statement).  Management  For  For  
2.      Adoption of a non-binding, advisory resolution to adopt the compensation that will or may be paid or become payable to Mylan's named executive officers in connection with, or following, the consummation of the Combination as described in the proxy statement.  Management  For  For  
3.      Adoption of a non-binding, advisory resolution to adopt certain features of Newco's governance which will replace the corresponding features of Mylan's governance, effective upon the closing of the Combination, relating to (i) the right of stockholders to nominate directors and make other stockholder proposals at stockholder meetings and (ii) director terms and stockholder removal of directors.  Management  For  For  
4.      Adoption of a non-binding, advisory resolution to adopt certain features of Newco's governance which will replace the corresponding features of Mylan's governance, effective upon the closing of the Combination, relating to the right of stockholders to call special meetings of stockholders.  Management  For  For  

 

 

 

MYLAN N.V.  
   
Security N59465109 Meeting Type Special 
Ticker Symbol MYL             Meeting Date 30-Jun-2020
Record Date 02-Jun-2020    

 

Item   Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.     Appointment of the Director: Heather Bresch  Management  For  For  
1B.     Appointment of the Director: Hon. Robert J. Cindrich  Management  For  For  
1C.     Appointment of the Director: Robert J. Coury  Management  For  For  
1D.     Appointment of the Director: JoEllen Lyons Dillon  Management  For  For  
1E.     Appointment of the Director: Neil Dimick, C.P.A.  Management  For  For  
1F.     Appointment of the Director: Melina Higgins  Management  For  For  
1G.     Appointment of the Director: Harry A. Korman  Management  For  For  
1H.     Appointment of the Director: Rajiv Malik  Management  For  For  
1I.     Appointment of the Director: Richard Mark, C.P.A.  Management  For  For  
1J.     Appointment of the Director: Mark W. Parrish  Management  For  For  
1K.     Appointment of the Director: Pauline van der Meer Mohr  Management  For  For  
1L.     Appointment of the Director: Randall L. (Pete) Vanderveen, Ph.D.  Management  For  For  
1M.     Appointment of the Director: Sjoerd S. Vollebregt  Management  For  For  
2.      Approval, on an advisory basis, of the compensation of the named executive officers of the Company.  Management  For  For  
3.      Adoption of the Dutch annual accounts for fiscal year 2019.  Management  For  For  
4.      Ratification of the selection of Deloitte & Touche LLP as Mylan's independent registered public accounting firm for fiscal year 2020.  Management  For  For  
5.      Instruction to Deloitte Accountants B.V. for the audit of Mylan's Dutch statutory annual accounts for fiscal year 2020.  Management  For  For  
6.      Authorization of the Board to acquire shares in the capital of the Company.  Management  For  For  
7.      Delegation to the Board of the authority to issue ordinary shares and grant rights to subscribe for ordinary shares in the capital of the Company and to exclude or restrict pre-emptive rights.  Management  For  For  
E1E     Approval of the Combination Proposal. ...(due to space limits, see proxy material for full proposal).  Management  For  For  
E2E     Adoption of a non-binding, advisory resolution to adopt the compensation that will or may be paid or become payable to Mylan's named executive officers in connection with, or following, the consummation of the Combination as described in the proxy statement.  Management  For  For  
E3E     Adoption of a non-binding, advisory resolution to adopt certain features of Newco's governance which will replace the corresponding features of Mylan's governance, effective upon the closing of the Combination, relating to (i) the right of stockholders to nominate directors and make other stockholder proposals at stockholder meetings and (ii) director terms and stockholder removal of directors.  Management  For  For  
E4E     Adoption of a non-binding, advisory resolution to adopt certain features of Newco's governance which will replace the corresponding features of Mylan's governance, effective upon the closing of the Combination, relating to the right of stockholders to call special meetings of stockholders.  Management  For  For  

 

 

 

NATIONAL HEALTH INVESTORS, INC.  
   
Security 63633D104 Meeting Type Annual  
Ticker Symbol NHI             Meeting Date 06-May-2020
Record Date 09-Mar-2020    

 

Item   Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.     Election of Director: W. Andrew Adams  Management  For  For  
1B.     Election of Director: Robert A. McCabe, Jr.  Management  For  For  
1C.     Election of Director: Charlotte A. Swafford  Management  For  For  
1D.     Election of Director: Robert G. Adams  Management  For  For  
2.      Approve the Amendment to the Articles of Incorporation to increase the number of authorized shares.  Management  For  For  
3.      Approve the advisory resolution approving the compensation of the named executive officers as disclosed in the accompanying proxy statement.  Management  For  For  
4.      Ratify the audit committee's selection of BDO USA, LLP as independent registered public accounting firm for year ending December 31, 2020.  Management  For  For  

 

NEKTAR THERAPEUTICS  
   
Security 640268108 Meeting Type Annual  
Ticker Symbol NKTR             Meeting Date 17-Jun-2020
Record Date 20-Apr-2020    

 

Item   Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.     Election of Director: Karin Eastham  Management  For  For  
1B.     Election of Director: Myriam J. Curet  Management  For  For  
1C.     Election of Director: Howard W. Robin  Management  For  For  
2.      To approve an amendment of our Amended and Restated 2017 Performance Incentive Plan to increase the aggregate number of shares of common stock authorized for issuance under the plan by 10,000,000 shares.  Management  For  For  
3.      To approve an amendment and restatement of our Amended and Restated Employee Stock Purchase Plan to increase the aggregate number of shares of common stock authorized under the plan by 1,000,000 shares.  Management  For  For  
4.      To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020.  Management  For  For  
5.      To approve a non-binding advisory resolution regarding our executive compensation (a "say-on-pay" vote).  Management  For  For  

 

 

 

 

NEW SENIOR INVESTMENT GROUP INC.  
   
Security 648691103 Meeting Type Annual  
Ticker Symbol SNR             Meeting Date 28-May-2020
Record Date 03-Apr-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
      1 Stuart A. McFarland       For   For  
      2 Robert F. Savage       For   For  
2.      Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for New Senior Investment Group Inc. for fiscal year 2020.   Management   For   For  
3.      Approval of an advisory vote on 2019 executive compensation.   Management   For   For  
4.      Approval of an advisory vote on the frequency of future advisory votes on executive compensation.   Management   1 Year   For  
5.      Approval of amendments to our Certificate of Incorporation and Bylaws to provide for the annual election of all directors.   Management   For   For  
6.      Approval of amendments to our Bylaws to implement majority voting in uncontested director elections.   Management   For   For  
7A.     Approval of an amendment to our Certificate of Incorporation to eliminate the supermajority voting requirement to amend certain provisions of our Certificate of Incorporation.   Management   For   For  
7B.     Approval of amendments to our Certificate of Incorporation and Bylaws to eliminate the supermajority voting requirements to amend our Bylaws.   Management   For   For  
7C.     Approval of amendments to our Certificate of Incorporation and Bylaws to eliminate the supermajority voting requirements to remove directors for cause and appoint directors in the event the entire Board of Directors is removed.   Management   For   For  

 

NOVARTIS AG  
   
Security 66987V109 Meeting Type Annual  
Ticker Symbol NVS             Meeting Date 28-Feb-2020
Record Date 23-Jan-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against Management  
1.      Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2019 Financial Year.   Management   For   For  
2.      Discharge from Liability of the Members of the Board of Directors and the Executive Committee.   Management   For   For  
3.      Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2019.   Management   For   For  
4.      Reduction of Share Capital.   Management   For   For  
5A.     Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2020 Annual General Meeting to the 2021 Annual General Meeting.   Management   For   For  
5B.     Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the Financial Year 2021.   Management   For   For  
5C.     Advisory Vote on the 2019 Compensation Report.   Management   For   For  
6A.     Re-election of the Chairman and the Member of the Board of Director: Joerg Reinhardt   Management   For   For  
6B.     Re-election of the Member of the Board of Director: Nancy C. Andrews   Management   For   For  
6C.     Re-election of the Member of the Board of Director: Ton Buechner   Management   For   For  
6D.     Re-election of the Member of the Board of Director: Patrice Bula   Management   For   For  
6E.     Re-election of the Member of the Board of Director: Srikant Datar   Management   For   For  
6F.     Re-election of the Member of the Board of Director: Elizabeth Doherty   Management   For   For  
6G.     Re-election of the Member of the Board of Director: Ann Fudge   Management   For   For  
6H.     Re-election of the Member of the Board of Director: Frans van Houten   Management   For   For  
6I.     Re-election of the Member of the Board of Director: Andreas von Planta   Management   For   For  
6J.     Re-election of the Member of the Board of Director: Charles L. Sawyers   Management   For   For  
6K.     Re-election of the Member of the Board of Director: Enrico Vanni   Management   For   For  
6L.     Re-election of the Member of the Board of Director: William T. Winters   Management   For   For  
6M.     Election of new Member of the Board of Director: Bridgette Heller   Management   For   For  
6N.     Election of new Member of the Board of Director: Simon Moroney   Management   For   For  
7A.     Re-election to the Compensation Committee: Patrice Bula   Management   For   For  
7B.     Re-election to the Compensation Committee: Srikant Datar   Management   For   For  
7C.     Re-election to the Compensation Committee: Enrico Vanni   Management   For   For  
7D.     Re-election to the Compensation Committee: William T. Winters   Management   For   For  
7E.     Election of new Member to the Compensation Committee: Bridgette Heller   Management   For   For  
8.      Re-election of the Statutory Auditor.   Management   For   For  
9.      Re-election of the Independent Proxy.   Management   For   For  
10.     General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations.   Management   Abstain      

 

 

 

 

NOVAVAX, INC.  
   
Security 670002401 Meeting Type Annual  
Ticker Symbol NVAX            Meeting Date 25-Jun-2020
Record Date 29-Apr-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against Management  
1.      DIRECTOR   Management          
      1 Stanley C. Erck       For   For  
      2 Rajiv I. Modi, Ph.D.       For   For  
2.      To approve, on an advisory basis, the compensation paid to our Named Executive Officers.   Management   For   For  
3.      To amend and restate the Novavax, Inc. Amended and Restated 2015 Stock Incentive Plan, as amended to increase individual and non-employee director stock award limits granted to any person in any calendar year, and to increase the number of shares of the Company's common stock, par value $0.01, available for issuance thereunder by 7,100,000 shares.   Management   For   For  
4.      To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020.   Management   For   For  

 

OCULIS SA  
   
Security N/A Meeting Type Extraordinary General Meeting
Ticker Symbol N/A Meeting Date 26-Nov-2019
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Ordinary Share Capital Increase   Management   For   For  
2.   Conditional Share Capital Increase   Management   For   For  

 

OCULIS SA  
   
Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 9-Mar-2020
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      Ordinary Share Capital Increase   Management   For   For  
2.      Conditional Share Capital Increase   Management   For   For  

 

 

 

 

OCULIS SA  
   
Security N/A Meeting Type Annual General Meeting
Ticker Symbol N/A Meeting Date 25-Jun-2020
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      Approval of Annual Report including Financial Statements   Management   For   For  
2.      Appropriation of Balance Sheet Result 2019   Management   For   For  
3.      Discharge of the Members of the Board and Management   Management   For   For  
4.      Re-Election of Board of Directors   Management   For   For  
5.      Re-Election of the Auditors   Management   For   For  

 

OMEGA HEALTHCARE INVESTORS, INC.  
   
Security 681936100 Meeting Type Annual  
Ticker Symbol OHI             Meeting Date 11-Jun-2020
Record Date 13-Apr-2020    

 

Item     Proposal   Proposed by   Vote   For/Against Management  
1.        DIRECTOR   Management          
      1 Kapila K. Anand       For   For  
      2 Craig R. Callen       For   For  
      3 Barbara B. Hill       For   For  
      4 Edward Lowenthal       For   For  
      5 C. Taylor Pickett       For   For  
      6 Stephen D. Plavin       For   For  
      7 Burke W. Whitman       For   For  
2.        Ratification of Independent Auditors Ernst & Young LLP for fiscal year 2020.   Management   For   For  
3.        Approval, on an Advisory Basis, of Executive Compensation.   Management   For   For  

 

ONO PHARMACEUTICAL CO.,LTD.  
   
Security J61546115 Meeting Type Annual General Meeting
Ticker Symbol N/A Meeting Date 18-Jun-2020
Record Date 31-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
    Please reference meeting materials.   Non-Voting          
1.       Approve Appropriation of Surplus   Management   For   For  
2.1     Appoint a Director Sagara, Gyo   Management   For   For  
2.2     Appoint a Director Awata, Hiroshi   Management   For   For  
2.3     Appoint a Director Ono, Isao   Management   For   For  
2.4     Appoint a Director Tsujinaka, Toshihiro   Management   For   For  
2.5     Appoint a Director Takino, Toichi   Management   For   For  
2.6     Appoint a Director Kurihara, Jun   Management   For   For  
2.7     Appoint a Director Nomura, Masao   Management   For   For  
2.8     Appoint a Director Okuno, Akiko   Management   For   For  
3.1     Appoint a Corporate Auditor Nishimura, Katsuyoshi   Management   For   For  
3.2     Appoint a Corporate Auditor Hishiyama, Yasuo   Management   For   For  
3.3     Appoint a Corporate Auditor Tanabe, Akiko   Management   For   For  

 

OTSUKA HOLDINGS CO.,LTD.  
   
Security J63117105 Meeting Type Annual General Meeting
Ticker Symbol N/A Meeting Date 27-Mar-2020
Record Date 31-Dec-2019    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
    Please reference meeting materials.   Non-Voting          
1.1     Appoint a Director Otsuka, Ichiro   Management   For   For  
1.2     Appoint a Director Higuchi, Tatsuo   Management   For   For  
1.3     Appoint a Director Matsuo, Yoshiro   Management   For   For  
1.4     Appoint a Director Makino, Yuko   Management   For   For  
1.5     Appoint a Director Takagi, Shuichi   Management   For   For  
1.6     Appoint a Director Tobe, Sadanobu   Management   For   For  
1.7     Appoint a Director Kobayashi, Masayuki   Management   For   For  
1.8     Appoint a Director Tojo, Noriko   Management   For   For  
1.9     Appoint a Director Inoue, Makoto   Management   For   For  
1.10    Appoint a Director Matsutani, Yukio   Management   For   For  
1.11    Appoint a Director Sekiguchi, Ko   Management   For   For  
1.12    Appoint a Director Aoki, Yoshihisa   Management   For   For  
1.13    Appoint a Director Mita, Mayo   Management   For   For  

 

 

 

 

PERKINELMER, INC.  
   
Security 714046109 Meeting Type Annual  
Ticker Symbol PKI             Meeting Date 28-Apr-2020
Record Date 28-Feb-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against Management  
1A.     Election of Director: Peter Barrett   Management   For   For  
1B.     Election of Director: Samuel R. Chapin   Management   For   For  
1C.     Election of Director: Sylvie Grégoire, PharmD   Management   For   For  
1D.     Election of Director: Alexis P. Michas   Management   For   For  
1E.     Election of Director: Prahlad R. Singh, PhD   Management   For   For  
1F.     Election of Director: Michel Vounatsos   Management   For   For  
1G.     Election of Director: Frank Witney, PhD   Management   For   For  
1H.     Election of Director: Pascale Witz   Management   For   For  
2.      To ratify the selection of Deloitte & Touche LLP as PerkinElmer's independent registered public accounting firm for the current fiscal year.   Management   For   For  
3.      To approve, by non-binding advisory vote, our executive compensation.   Management   For   For  

 

PERRIGO COMPANY PLC  
   
Security G97822103 Meeting Type Annual  
Ticker Symbol PRGO            Meeting Date 06-May-2020
Record Date 09-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against Management  
1.1     Election of Director: Bradley A. Alford   Management   For   For  
1.2     Election of Director: Rolf A. Classon   Management   For   For  
1.3     Election of Director: Adriana Karaboutis   Management   For   For  
1.4     Election of Director: Murray S. Kessler   Management   For   For  
1.5     Election of Director: Jeffrey B. Kindler   Management   For   For  
1.6     Election of Director: Erica L. Mann   Management   For   For  
1.7     Election of Director: Donal O'Connor   Management   For   For  
1.8     Election of Director: Geoffrey M. Parker   Management   For   For  
1.9     Election of Director: Theodore R. Samuels   Management   For   For  
2.      Ratify the appointment of Ernst & Young LLP as our independent auditor for the period ending December 31, 2020 and authorize the Board of Directors, acting through the Audit Committee, to fix the remuneration of the auditor.   Management   For   For  
3.      Advisory vote on the Company's executive compensation.   Management   For   For  
4.      Renew the Board's authority to issue shares under Irish law.   Management   For   For  
5.      Renew the Board's authority to opt-out of statutory pre- emption rights under Irish law.   Management   For   For  

 

PFIZER INC.  
   
Security 717081103 Meeting Type Annual  
Ticker Symbol PFE             Meeting Date 23-Apr-2020
Record Date 25-Feb-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Ronald E. Blaylock   Management   For   For  
1B.     Election of Director: Albert Bourla   Management   For   For  
1C.     Election of Director: W. Don Cornwell   Management   For   For  
1D.     Election of Director: Joseph J. Echevarria   Management   For   For  
1E.     Election of Director: Scott Gottlieb   Management   For   For  
1F.     Election of Director: Helen H. Hobbs   Management   For   For  
1G.     Election of Director: Susan Hockfield   Management   For   For  
1H.     Election of Director: James M. Kilts   Management   For   For  
1I.     Election of Director: Dan R. Littman   Management   For   For  
1J.     Election of Director: Shantanu Narayen   Management   For   For  
1K.     Election of Director: Suzanne Nora Johnson   Management   For   For  
1L.     Election of Director: James Quincey   Management   For   For  
1M.     Election of Director: James C. Smith   Management   For   For  
2.      Ratify the selection of KPMG LLP as independent registered public accounting firm for 2020   Management   For   For  
3.      2020 advisory approval of executive compensation   Management   For   For  
4.      Shareholder proposal regarding right to act by written consent   Shareholder   Against   For  
5.      Shareholder proposal regarding enhancing proxy access   Shareholder   Against   For  
6.      Shareholder proposal regarding report on lobbying activities   Shareholder   Against   For  
7.      Shareholder proposal regarding independent chair policy   Shareholder   For   Against  
8.      Shareholder proposal regarding gender pay gap   Shareholder   Against   For  
9.      Election of Director: Susan Desmond-Hellmann   Management   For   For  

 

 

 

 

PHYSICIANS REALTY TRUST  
   
Security 71943U104 Meeting Type Annual  
Ticker Symbol DOC             Meeting Date 06-May-2020
Record Date 13-Mar-2020    

 

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
    1  John T. Thomas       For   For  
    2  Tommy G. Thompson       For   For  
    3  Stanton D. Anderson       For   For  
    4  Mark A. Baumgartner       For   For  
    5  Albert C. Black, Jr.       For   For  
    6  William A Ebinger, M.D       For   For  
    7  Pamela J. Kessler       For   For  
    8  Richard A. Weiss       For   For  
2.      To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020.   Management   For   For  
3.      To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in the accompanying proxy statement.   Management   For   For  

 

 

QUEST DIAGNOSTICS INCORPORATED  
   
Security 74834L100 Meeting Type Annual  
Ticker Symbol DGX             Meeting Date 19-May-2020
Record Date 20-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Vicky B. Gregg   Management   For   For  
1B.     Election of Director: Wright L. Lassiter III   Management   For   For  
1C.     Election of Director: Timothy L. Main   Management   For   For  
1D.     Election of Director: Denise M. Morrison   Management   For   For  
1E.     Election of Director: Gary M. Pfeiffer   Management   For   For  
1F.     Election of Director: Timothy M. Ring   Management   For   For  
1G.     Election of Director: Stephen H. Rusckowski   Management   For   For  
1H.     Election of Director: Daniel C. Stanzione   Management   For   For  
1I.     Election of Director: Helen I. Torley   Management   For   For  
1J.     Election of Director: Gail R. Wilensky   Management   For   For  
2.      An advisory resolution to approve the executive officer
compensation disclosed in the Company's 2020 proxy
statement
  Management   For   For  
3.      Ratification of the appointment of our independent
registered public accounting firm for 2020
  Management   For   For  

 

 

RAINIER THERAPEUTICS, INC.  
   
Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 11-Jul-2019
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Authorization and Approval of Unsecured Note Amendment and Secured Note Financing   Management   For   For  
2.   Security Interest Grant to Note Recipients   Management   For   For  
3.   General Authorizing Resolution   Management   For   For  

 

 

 

 

RAINIER THERAPEUTICS, INC.  
   
Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 30-Oct-2019
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Adoption of Change in Control Retention Plan   Management   For   For  
2.   General Authorizing Resolution   Management   For   For  

 

RAINIER THERAPEUTICS, INC.
 
Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 3-Mar-2020
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Asset Purchase Agreement   Management   For   For  
2.   Appointment of Seller's Representative   Management   For   For  
3.   Waiver of Notice Requirement   Management   For   For  
4.   Series A and Series B Stockholder Waiver   Management   For   For  
5.   Interested Party Transactions   Management   For   For  
6.   General Authorizing Resolution   Management   For   For  

 

RAINIER THERAPEUTICS, INC.
 
Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 19-May-2020
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Adoption of Plan of Complete Liquidation, Liquidation and Dissolution   Management   For   For  
2.   Interested Party Transactions   Management   For   For  
3.   Waiver of Notice Requirement   Management   For   For  
4.   General Authorizing Resolution   Management   For   For  

 

REGENERON PHARMACEUTICALS, INC.
 
Security 75886F107 Meeting Type Annual  
Ticker Symbol REGN            Meeting Date 12-Jun-2020
Record Date 14-Apr-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: N. Anthony Coles, M.D.   Management   For   For  
1B.     Election of Director: Joseph L. Goldstein, M.D.   Management   For   For  
1C.     Election of Director: Christine A. Poon   Management   For   For  
1D.     Election of Director: P. Roy Vagelos, M.D.   Management   For   For  
1E.     Election of Director: Huda Y. Zoghbi, M.D.   Management   For   For  
2.      Ratification of the appointment of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for the
fiscal year ending December 31, 2020.
  Management   For   For  
3.      Proposal to approve the Second Amended and Restated
Regeneron Pharmaceuticals, Inc. 2014 Long-Term
Incentive Plan.
  Management   For   For  
4.      Proposal to approve, on an advisory basis, executive
compensation.
  Management   For   For  

 

 

 

 

RESMED INC.
 
Security 761152107 Meeting Type Annual  
Ticker Symbol RMD             Meeting Date 21-Nov-2019
Record Date 26-Sep-2019    

 

Item   Proposal   Proposed
by
Vote   For/Against
Management
 
1A.     Election of Director: Carol Burt   Management   For   For  
1B.     Election of Director: Jan De Witte   Management   For   For  
1C.     Election of Director: Richard Sulpizio   Management   For   For  
2.      Ratify our appointment of KPMG LLP as our independent
registered public accounting firm for the fiscal year
ending June 30, 2020.
  Management   For   For  
3.      Approve, on an advisory basis, the compensation paid to
our named executive officers, as disclosed in the proxy
statement ("say-on-pay").
  Management   For   For  

 

SABRA HEALTH CARE REIT, INC.
 
Security 78573L106 Meeting Type Annual  
Ticker Symbol SBRA            Meeting Date 09-Jun-2020
Record Date 20-Apr-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Craig A. Barbarosh   Management   For   For  
1B.     Election of Director: Robert A. Ettl   Management   For   For  
1C.     Election of Director: Michael J. Foster   Management   For   For  
1D.     Election of Director: Ronald G. Geary   Management   For   For  
1E.     Election of Director: Lynne S. Katzmann   Management   For   For  
1F.     Election of Director: Raymond J. Lewis   Management   For   For  
1G.     Election of Director: Jeffrey A. Malehorn   Management   For   For  
1H.     Election of Director: Richard K. Matros   Management   For   For  
1I.     Election of Director: Milton J. Walters   Management   For   For  
2.      Approval of amendments to the Sabra Health Care REIT,
Inc. 2009 Performance Incentive Plan.
  Management   For   For  
3.      Approval of an amendment to Sabra's charter to increase
the number of authorized shares of common stock, par
value $0.01 per share, of Sabra from 250,000,000 to
500,000,000.
  Management   For   For  
4.      Ratification of the appointment of
PricewaterhouseCoopers LLP as Sabra's independent
registered public accounting firm for the fiscal year
ending December 31, 2020.
  Management   For   For  
5.      Approval, on an advisory basis, of the compensation of
Sabra's named executive officers.
  Management   For   For  

 

 

 

 

 

SANOFI  
   
Security 80105N105 Meeting Type Annual  
Ticker Symbol SNY             Meeting Date 28-Apr-2020
Record Date 30-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      Approval of the individual company financial statements for the year ended December 31, 2019   Management   For   For  
2.      Approval of the consolidated financial statements for the year ended December 31, 2019   Management   For   For  
3.      Appropriation of results for the year ended December 31, 2019 and declaration of dividend   Management   For   For  
4.      Approval of regulated agreements and commitments falling within the scope of Articles L. 225-38 et seq of the French Commercial Code   Management   For   For  
5.      Ratification of the co-opting of Paul Hudson as a Director   Management   For   For  
6.      Reappointment of Laurent Attal as a Director   Management   For   For  
7.      Reappointment of Carole Piwnica as a Director   Management   For   For  
8.      Reappointment of Diane Souza as a Director   Management   For   For  
9.      Reappointment of Thomas Südhof as a Director   Management   For   For  
10.     Appointment of Rachel Duan as a Director   Management   For   For  
11.     Appointment of Lise Kingo as a Director   Management   For   For  
12.     Determination of the compensation amount for the Board of Directors   Management   For   For  
13.     Approval of the compensation policy for directors   Management   For   For  
14.     Approval of the compensation policy for the Chairman of the Board of Directors   Management   For   For  
15.     Approval of the compensation policy for the Chief Executive Officer   Management   For   For  
16.     Approval of the report on the compensation of corporate officers issued in accordance with Article L. 225-37-3 I. of the French Commercial Code   Management   For   For  
17.     Approval of the components of the compensation paid or awarded in respect of the year ended 31 December 2019 to Serge Weinberg, Chairman of the Board   Management   For   For  
18.     Approval of the components of the compensation paid or awarded in respect of the year ended 31 December 2019 to Paul Hudson, Chief Executive Officer from September 1, 2019   Management   For   For  
19.     Approval of the components of the compensation paid or awarded in respect of the year ended 31 December 2019 to Olivier Brandicourt, Chief Executive Officer until August 31, 2019   Management   For   For  
20.     Authorization to the Board of Directors to carry out transactions in the Company's shares (usable outside the period of a public tender offer)   Management   For   For  
21.     Powers for formalities   Management   For   For  

 

 

 

 

SHIONOGI & CO.,LTD.  
   
Security J74229105 Meeting Type Annual General Meeting
Ticker Symbol N/A Meeting Date 23-Jun-2020
Record Date 31-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1       Approve Appropriation of Surplus   Management   For   For  
2.1     Appoint a Director Teshirogi, Isao   Management   For   For  
2.2     Appoint a Director Sawada, Takuko   Management   For   For  
2.3     Appoint a Director Ando, Keiichi   Management   For   For  
2.4     Appoint a Director Ozaki, Hiroshi   Management   For   For  
2.5     Appoint a Director Takatsuki, Fumi   Management   For   For  
3.1     Appoint a Corporate Auditor Kato, Ikuo   Management   For   For  
3.2     Appoint a Corporate Auditor Okuhara, Shuichi   Management   For   For  

 

SMITH & NEPHEW PLC  
   
Security 83175M205 Meeting Type Annual  
Ticker Symbol SNN             Meeting Date 09-Apr-2020
Record Date 24-Feb-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
O1      To receive the audited accounts.   Management   For   For  
O2      To approve the Directors' Remuneration Policy.   Management   For   For  
O3      To approve the Directors' Remuneration Report (excluding policy)   Management   For   For  
O4      To declare a final dividend.   Management   For   For  
O5      Election/Re-Election of Director: Graham Baker   Management   For   For  
O6      Election/Re-Election of Director: Vinita Bali   Management   For   For  
O7      Election/Re-Election of Director: The Rt. Hon Baroness Virginia Bottomley   Management   For   For  
O8      Election/Re-Election of Director: Roland Diggelmann   Management   For   For  
O9      Election/Re-Election of Director: Erik Engstrom   Management   For   For  
O10     Election/Re-Election of Director: Robin Freestone   Management   For   For  
O11     Election/Re-Election of Director: Marc Owen   Management   For   For  
O12     Election/Re-Election of Director: Angie Risley   Management   For   For  
O13     Election/Re-Election of Director: Roberto Quarta   Management   For   For  
O14     To re-appoint the Auditor.   Management   For   For  
O15     To authorise Directors' to determine the remuneration of the Auditor.   Management   For   For  
O16     To approve the Smith & Nephew Global Share Plan 2020.   Management   For   For  
O17     To renew the Directors' authority to allot shares.   Management   For   For  
S18     To renew the Directors' authority for the disapplication of the pre-emption rights.   Management   For   For  
S19     To authorise the Directors to disapply pre-emption rights for the purposes of acquisitions or other capital investments.   Management   For   For  
S20     To renew the Directors' limited authority to make market purchases of the Company's own shares.   Management   For   For  
S21     To authorise general meetings to be held on 14 clear days' notice.   Management   For   For  

 

SOSEI GROUP CORPORATION  
   
Security J7637L109 Meeting Type Annual General Meeting
Ticker Symbol N/A Meeting Date 25-Mar-2020
Record Date 31-Dec-2019    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1     Appoint a Director Tamura, Shinichi   Management   For   For  
1.2     Appoint a Director Toyama, Tomohiro   Management   For   For  
1.3     Appoint a Director Kaga, Kuniaki   Management   For   For  
1.4     Appoint a Director David Roblin   Management   For   For  
1.5     Appoint a Director Nagai, Noriaki   Management   For   For  
1.6     Appoint a Director Rolf Soderstrom   Management   For   For  

 

 

 

 

STERIS PLC  
   
Security G8473T100 Meeting Type Annual  
Ticker Symbol STE             Meeting Date 30-Jul-2019
Record Date 30-May-2019    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.     Re-election of Director: Richard C. Breeden   Management   For   For  
1b.     Re-election of Director: Cynthia L. Feldmann   Management   For   For  
1c.     Re-election of Director: Dr. Jacqueline B. Kosecoff   Management   For   For  
1d.     Re-election of Director: David B. Lewis   Management   For   For  
1e.     Re-election of Director: Walter M Rosebrough, Jr.   Management   For   For  
1f.     Re-election of Director: Dr. Nirav R. Shah   Management   For   For  
1g.     Re-election of Director: Dr. Mohsen M. Sohi   Management   For   For  
1h.     Re-election of Director: Dr. Richard M. Steeves   Management   For   For  
2.      To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending March 31, 2020.   Management   For   For  
3.      To appoint Ernst & Young Chartered Accountants as the Company's Irish statutory auditor under the Act to hold office until the conclusion of the Company's next Annual General Meeting.   Management   For   For  
4.      To authorize the Directors of the Company or the Audit Committee to determine the remuneration of Ernst & Young Chartered Accountants as the Company's Irish statutory auditor.   Management   For   For  
5.      To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed pursuant to the disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and the tabular and narrative disclosure contained in the Company's proxy statement dated June 12, 2019.   Management   For   For  

 

 

STERIS PLC  
   
Security G8473T100 Meeting Type Annual  
Ticker Symbol STE             Meeting Date 28-Jul-2020
Record Date 29-May-2020    

 

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.     Re-election of Director: Richard C. Breeden   Management   For   For  
1b.     Re-election of Director: Cynthia L. Feldmann   Management   For   For  
1c.     Re-election of Director: Dr. Jacqueline B. Kosecoff   Management   For   For  
1d.     Re-election of Director: David B. Lewis   Management   For   For  
1e.     Re-election of Director: Walter M Rosebrough, Jr.   Management   For   For  
1f.     Re-election of Director: Dr. Nirav R. Shah   Management   For   For  
1g.     Re-election of Director: Dr. Mohsen M. Sohi   Management   For   For  
1h.     Re-election of Director: Dr. Richard M. Steeves   Management   For   For  
2.      To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending March 31, 2021.   Management   For   For  
3.      To appoint Ernst & Young Chartered Accountants as the Company's Irish statutory auditor under the Act to hold office until the conclusion of the Company's next Annual General Meeting.   Management   For   For  
4.      To authorize the Directors of the Company or the Audit Committee to determine the remuneration of Ernst & Young Chartered Accountants as the Company's Irish statutory auditor.   Management   For   For  
5.      To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed pursuant to the disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and the tabular and narrative disclosure contained in the Company's proxy statement dated June 12, 2020.   Management   For   For  

 

 

STRYKER CORPORATION  
   
Security 863667101 Meeting Type Annual  
Ticker Symbol SYK             Meeting Date 05-May-2020
Record Date 06-Mar-2020    

 

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Mary K. Brainerd   Management   For   For  
1B.     Election of Director: Srikant M. Datar, Ph.D.   Management   For   For  
1C.     Election of Director: Roch Doliveux, DVM   Management   For   For  
1D.     Election of Director: Allan C. Golston(Lead Independent Director)   Management   For   For  
1E.     Election of Director: Kevin A. Lobo(Chairman of the Board)   Management   For   For  
1F.     Election of Director: Sherilyn S. McCoy   Management   For   For  
1G.     Election of Director: Andrew K. Silvernail   Management   For   For  
1H.     Election of Director: Lisa M. Skeete Tatum   Management   For   For  
1I.     Election of Director: Ronda E. Stryker   Management   For   For  
1J.     Election of Director: Rajeev Suri   Management   For   For  
2.      Ratify appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020.   Management   For   For  
3.      Advisory vote to approve named executive officer compensation.   Management   For   For  
4.      Non-management employee representation on the Board of Directors.   Management   Against   For  

 

 

 

 

SYSMEX CORPORATION  
   
Security J7864H102 Meeting Type Annual General Meeting
Ticker Symbol N/A Meeting Date 19-Jun-2020
Record Date 31-Mar-2020    

 
Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1       Approve Appropriation of Surplus   Management   For   For  
2.1     Appoint a Director who is not Audit and Supervisory Committee Member Ietsugu, Hisashi   Management   For   For  
2.2     Appoint a Director who is not Audit and Supervisory Committee Member Nakajima, Yukio   Management   For   For  
2.3     Appoint a Director who is not Audit and Supervisory Committee Member Asano, Kaoru   Management   For   For  
2.4     Appoint a Director who is not Audit and Supervisory Committee Member Tachibana, Kenji   Management   For   For  
2.5     Appoint a Director who is not Audit and Supervisory Committee Member Yamamoto, Junzo   Management   For   For  
2.6     Appoint a Director who is not Audit and Supervisory Committee Member Matsui, Iwane   Management   For   For  
2.7     Appoint a Director who is not Audit and Supervisory Committee Member Kanda, Hiroshi   Management   For   For  
2.8     Appoint a Director who is not Audit and Supervisory Committee Member Takahashi, Masayo   Management   For   For  
2.9     Appoint a Director who is not Audit and Supervisory Committee Member Ota, Kazuo   Management   For   For  
3.1     Appoint a Director who is Audit and Supervisory Committee Member Kamao, Yukitoshi   Management   For   For  
3.2     Appoint a Director who is Audit and Supervisory Committee Member Hashimoto, Kazumasa   Management   For   For  
3.3     Appoint a Director who is Audit and Supervisory Committee Member Iwasa, Michihide   Management   For  

For

 

TAKEDA PHARMACEUTICAL CO LTD  
   
Security 874060205 Meeting Type Annual  
Ticker Symbol TAK             Meeting Date 24-Jun-2020
Record Date 31-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      Appropriation of Surplus   Management   For      
2a.     Election of Director who is not an Audit and Supervisory Committee Member: Christophe Weber   Management   For      
2b.     Election of Director who is not an Audit and Supervisory Committee Member: Masato Iwasaki   Management   For      
2c.     Election of Director who is not an Audit and Supervisory Committee Member: Andrew Plump   Management   For      
2d.     Election of Director who is not an Audit and Supervisory Committee Member: Costa Saroukos   Management   For      
2e.     Election of Director who is not an Audit and Supervisory Committee Member: Masahiro Sakane   Management   For      
2f.     Election of Director who is not an Audit and Supervisory Committee Member: Oliver Bohuon   Management   For      
2g.     Election of Director who is not an Audit and Supervisory Committee Member: Jean-Luc Butel   Management   For      
2h.     Election of Director who is not an Audit and Supervisory Committee Member: Ian Clark   Management   For      
2i.     Election of Director who is not an Audit and Supervisory Committee Member: Yoshiaki Fujimori   Management   For      
2j.     Election of Director who is not an Audit and Supervisory Committee Member: Steven Gillis   Management   For      
2k.     Election of Director who is not an Audit and Supervisory Committee Member: Shiro Kuniya   Management   For      
2l.     Election of Director who is not an Audit and Supervisory Committee Member: Toshiyuki Shiga   Management   For      
3a.     Election of Director who is Audit and Supervisory Committee Member: Yasuhiko Yamanaka   Management   For      
3b.     Election of Director who is Audit and Supervisory Committee Member: Koji Hatsukawa   Management   For      
3c.     Election of Director who is Audit and Supervisory Committee Member: Emiko Higashi   Management   For      
3d.     Election of Director who is Audit and Supervisory Committee Member: Michel Orsinger   Management   For      
4.      Payment of Bonuses to Directors who are not Audit and Supervisory Committee Members   Management   For      
5.      Election of Director who is an Audit and Supervisory Committee Member: Takeshi Ito   Management   Against      

 

 

 

 

TELEFLEX INCORPORATED  
   
Security 879369106 Meeting Type Annual  
Ticker Symbol TFX             Meeting Date 01-May-2020
Record Date 02-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against Management  
1A.     Election of Director: George Babich, Jr.   Management   For   For  
1B.     Election of Director: Gretchen R. Haggerty   Management   For   For  
1C.     Election of Director: Liam J. Kelly   Management   For   For  
2.      Approval, on an advisory basis, of named executive officer compensation.   Management   For   For  
3.      Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020.   Management   For   For  

 

TERUMO CORPORATION  
   
Security J83173104 Meeting Type Annual General Meeting
Ticker Symbol N/A Meeting Date 25-Jun-2020
Record Date 31-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1       Approve Appropriation of Surplus   Management   For   For  
2.1     Appoint a Director who is not Audit and Supervisory Committee Member Mimura, Takayoshi   Management   For   For  
2.2     Appoint a Director who is not Audit and Supervisory Committee Member Sato, Shinjiro   Management   For   For  
2.3     Appoint a Director who is not Audit and Supervisory Committee Member Takagi, Toshiaki   Management   For   For  
2.4     Appoint a Director who is not Audit and Supervisory Committee Member Hatano, Shoji   Management   For   For  
2.5     Appoint a Director who is not Audit and Supervisory Committee Member Nishikawa, Kyo   Management   For   For  
2.6     Appoint a Director who is not Audit and Supervisory Committee Member Ueda, Ryuzo   Management   For   For  
2.7     Appoint a Director who is not Audit and Supervisory Committee Member Kuroda, Yukiko   Management   For   For  
2.8     Appoint a Director who is not Audit and Supervisory Committee Member Nishi, Hidenori   Management   For   For  
3       Appoint a Substitute Director who is Audit and Supervisory Committee Member Sakaguchi, Koichi   Management   For   For  

 

TEVA PHARMACEUTICAL INDUSTRIES LIMITED  
   
Security 881624209 Meeting Type Annual  
Ticker Symbol TEVA            Meeting Date 09-Jun-2020
Record Date 09-Apr-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against Management  
1A.     Election of Director: Dr. Sol J. Barer   Management   For   For  
1B.     Election of Director: Jean-Michel Halfon   Management   For   For  
1C.     Election of Director: Nechemia (Chemi) J. Peres   Management   For   For  
1D.     Election of Director: Janet S. Vergis   Management   For   For  
2.      To approve, on a non-binding advisory basis, the compensation for Teva's named executive officers.   Management   For   For  
3.      To approve Teva's 2020 Long-Term Equity-Based Incentive Plan, substantially in the form attached as Appendix A to the Proxy Statement.   Management   For   For  
4.      To approve an amendment to the terms of office and employment of Teva's President and Chief Executive Officer.   Management   For   For  
5.      To approve an amendment to Teva's Articles of Association.   Management   For   For  
6.      To appoint Kesselman & Kesselman, a member of PricewaterhouseCoopers International Ltd., as Teva's independent registered public accounting firm until Teva's 2021 annual meeting of shareholders.   Management   For   For  

 

 

 

 

TEVA PHARMACEUTICAL INDUSTRIES LIMITED  
   
Security 881624209 Meeting Type Annual  
Ticker Symbol TEVA            Meeting Date 09-Jun-2020
Record Date 30-Apr-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Dr. Sol J. Barer   Management   For   For  
1B.     Election of Director: Jean-Michel Halfon   Management   For   For  
1C.     Election of Director: Nechemia (Chemi) J. Peres   Management   For   For  
1D.     Election of Director: Janet S. Vergis   Management   For   For  
2.      To approve, on a non-binding advisory basis, the compensation for Teva's named executive officers.   Management   For   For  
3.      To approve Teva's 2020 Long-Term Equity-Based Incentive Plan, substantially in the form attached as Appendix A to the Proxy Statement.   Management   For   For  
4.      To approve an amendment to the terms of office and employment of Teva's President and Chief Executive Officer.   Management   For   For  
5.      To approve an amendment to Teva's Articles of Association.   Management   For   For  
6.      To appoint Kesselman & Kesselman, a member of PricewaterhouseCoopers International Ltd., as Teva's independent registered public accounting firm until Teva's 2021 annual meeting of shareholders.   Management   For   For  

 

THERMO FISHER SCIENTIFIC INC.  
   
Security 883556102 Meeting Type Annual  
Ticker Symbol TMO             Meeting Date 20-May-2020
Record Date 27-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against Management  
1A.     Election of Director: Marc N. Casper   Management   For   For  
1B.     Election of Director: Nelson J. Chai   Management   For   For  
1C.     Election of Director: C. Martin Harris   Management   For   For  
1D.     Election of Director: Tyler Jacks   Management   For   For  
1E.     Election of Director: Judy C. Lewent   Management   For   For  
1F.     Election of Director: Thomas J. Lynch   Management   For   For  
1G.     Election of Director: Jim P. Manzi   Management   For   For  
1H.     Election of Director: James C. Mullen   Management   For   For  
1I.     Election of Director: Lars R. Sørensen   Management   For   For  
1J.     Election of Director: Debora L. Spar   Management   For   For  
1K.     Election of Director: Scott M. Sperling   Management   For   For  
1L.     Election of Director: Dion J. Weisler   Management   For   For  
2.      An advisory vote to approve named executive officer compensation.   Management   For   For  
3.      Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2020.   Management   For   For  

 

UNITEDHEALTH GROUP INCORPORATED  
   
Security 91324P102 Meeting Type Annual  
Ticker Symbol UNH             Meeting Date 01-Jun-2020
Record Date 07-Apr-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against Management  
1A.     Election of Director: Richard T. Burke   Management   For   For  
1B.     Election of Director: Timothy P. Flynn   Management   For   For  
1C.     Election of Director: Stephen J. Hemsley   Management   For   For  
1D.     Election of Director: Michele J. Hooper   Management   For   For  
1E.     Election of Director: F. William McNabb III   Management   For   For  
1F.     Election of Director: Valerie C. Montgomery Rice, M.D.   Management   For   For  
1G.     Election of Director: John H. Noseworthy, M.D.   Management   For   For  
1H.     Election of Director: Glenn M. Renwick   Management   For   For  
1I.     Election of Director: David S. Wichmann   Management   For   For  
1J.     Election of Director: Gail R. Wilensky, Ph.D.   Management   For   For  
2.      Advisory approval of the Company's executive compensation.   Management   For   For  
3.      Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020.   Management   For   For  
4.      Approval of the UnitedHealth Group 2020 Stock Incentive Plan.   Management   For   For  
5.      If properly presented at the 2020 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company's Bylaws be subject to a non-binding shareholder vote.   Shareholder   Against   For  

 

 

 

 

UNIVERSAL HEALTH REALTY INCOME TRUST  
   
Security 91359E105 Meeting Type Annual  
Ticker Symbol UHT             Meeting Date 03-Jun-2020
Record Date 06-Apr-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
      1 Alan B. Miller       For   For  
      2 Robert F. McCadden       For   For  
2.    Advisory (nonbinding) vote to approve named executive officer compensation.   Management   For   For  
3.    To approve an amendment to the Universal Health Realty Income Trust Amended and Restated 2007 Restricted Stock Plan.   Management   For   For  
4.    To ratify the selection of KPMG LLP, as the Trust's independent registered public accounting firm for the fiscal year ending December 31, 2020.   Management   For   For  

 

VENTAS, INC.  
   
Security 92276F100 Meeting Type Annual  
Ticker Symbol VTR             Meeting Date 18-May-2020
Record Date 20-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      Approval, on an advisory basis, of our executive compensation.   Management   For   For  
2A.     Election of Director: Melody C. Barnes   Management   For   For  
2B.     Election of Director: Debra A. Cafaro   Management   For   For  
2C.     Election of Director: Jay M. Gellert   Management   For   For  
2D.     Election of Director: Richard I. Gilchrist   Management   For   For  
2E.     Election of Director: Matthew J. Lustig   Management   For   For  
2F.     Election of Director: Roxanne M. Martino   Management   For   For  
2G.     Election of Director: Sean P. Nolan   Management   For   For  
2H.     Election of Director: Walter C. Rakowich   Management   For   For  
2I.     Election of Director: Robert D. Reed   Management   For   For  
2J.     Election of Director: James D. Shelton   Management   For   For  
3.      Ratification of the selection of KPMG LLP as the independent registered public accounting firm for fiscal year 2020.   Management   For   For  

 

VERONA PHARMA PLC  
   
Security 925050106 Meeting Type Annual  
Ticker Symbol VRNA            Meeting Date 16-Apr-2020
Record Date 13-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
O1.      To receive and adopt the report of the directors and the financial statements for the year ended 31 December 2019.   Management   For   For  
O2.      To approve the Directors' Remuneration Report.   Management   For   For  
O3.      To re-elect Mr Rishi Gupta as a director of the Company.   Management   For   For  
O4.      To re-elect Dr Mahendra Shah as a director of the Company.   Management   For   For  
O5.      To re-elect Mr Vikas Sinha as a director of the Company.   Management   For   For  
O6.      To re-elect Dr David Zaccardelli as a director of the Company.   Management   For   For  
O7.      To appoint PricewaterhouseCoopers LLP as auditors.   Management   For   For  
O8.      To authorise the directors to determine the auditors' remuneration.   Management   For   For  
O9.      To approve amendments to the Verona Pharma plc 2017 Incentive Award Plan - Increase overall share limits.   Management   For   For  
O10.     To approve amendments to the Verona Pharma plc 2017 Incentive Award Plan - Extend the term of the Plan until 29th April 2030.   Management   For   For  
O11.     To authorise the directors to allot relevant securities pursuant to Section 551 of the Companies Act 2006.   Management   For   For  
S12.     To authorise the directors to allot equity securities pursuant to Section 570 of the Companies Act 2006.   Management   For   For  

 

 

 

 

VERONA PHARMA PLC  
   
Security G9337X139 Meeting Type Annual General Meeting
Ticker Symbol   Meeting Date 16-Apr-2020
Record Date      

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.       TO RECEIVE AND ADOPT THE REPORT OF THE DIRECTORS AND THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2019 AND THE REPORT OF THE AUDITORS THEREON (THE "ANNUAL REPORT")   Management   For   For  
2.       TO APPROVE THE DIRECTORS' REMUNERATION REPORT AS SET OUT ON PAGES 33 TO 52 OF THE ANNUAL REPORT   Management   For   For  
3.       TO RE-ELECT, AS A DIRECTOR OF THE COMPANY, RISHI GUPTA, WHO RETIRES IN ACCORDANCE WITH ARTICLE 26.2 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND OFFERS HIMSELF FOR RE- ELECTION   Management   For   For  
4.       TO RE-ELECT, AS A DIRECTOR OF THE COMPANY, MAHENDRA SHAH, WHO RETIRES IN ACCORDANCE WITH ARTICLE 26.2 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND OFFERS HIMSELF FOR RE- ELECTION   Management   For   For  
5.       TO RE-ELECT, AS A DIRECTOR OF THE COMPANY, VIKAS SINHA, WHO RETIRES IN ACCORDANCE WITH ARTICLE 26.2 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND OFFERS HIMSELF FOR RE- ELECTION   Management   For   For  
6.       TO RE-ELECT, AS A DIRECTOR OF THE COMPANY, DAVID ZACCARDELLI, WHO RETIRES IN ACCORDANCE WITH ARTICLE 21.2 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND OFFERS HIMSELF FOR RE-ELECTION   Management   For   For  
7.       TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S AUDITOR TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY   Management   For   For  
8.       TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITOR'S REMUNERATION   Management   For   For  
9.       AMENDMENTS TO THE VERONA PHARMA PLC 2017 INCENTIVE AWARD PLAN   Management   For   For  
10.      TO APPROVE AN AMENDMENT TO THE 2017 PLAN IN ACCORDANCE WITH THE APPROVAL OF SUCH AMENDMENT BY THE DIRECTORS AND THE DIRECTION THAT SUCH AMENDMENT BE SUBMITTED TO THE SHAREHOLDERS OF THE COMPANY FOR APPROVAL, TO EXTEND THE TERM OF THE 2017 PLAN TO APRIL 29, 2030 BY AMENDING AND RESTATING IN ITS ENTIRETY THE FIRST SENTENCE OF SECTION 10.3 OF THE 2017 PLAN TO READ AS FOLLOWS: "THE PLAN BECAME EFFECTIVE ON APRIL 26, 2017 AND, UNLESS EARLIER TERMINATED BY THE BOARD, WILL REMAIN IN EFFECT UNTIL APRIL 29, 2030, BUT AWARDS PREVIOUSLY GRANTED MAY EXTEND BEYOND THAT DATE IN ACCORDANCE WITH THE PLAN."   Management   For   For  
11.      AUTHORITY TO ALLOT SHARES   Management   For   For  
12.      DISAPPLICATION OF PRE-EMPTION RIGHTS   Management   For   For  

 

VERTEX PHARMACEUTICALS INCORPORATED  
   
Security 92532F100 Meeting Type Annual  
Ticker Symbol VRTX            Meeting Date 03-Jun-2020
Record Date 09-Apr-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Sangeeta Bhatia   Management   For   For  
1B.     Election of Director: Lloyd Carney   Management   For   For  
1C.     Election of Director: Alan Garber   Management   For   For  
1D.     Election of Director: Terrence Kearney   Management   For   For  
1E.     Election of Director: Reshma Kewalramani   Management   For   For  
1F.     Election of Director: Yuchun Lee   Management   For   For  
1G.     Election of Director: Jeffrey Leiden   Management   For   For  
1H.     Election of Director: Margaret McGlynn   Management   For   For  
1I.     Election of Director: Diana McKenzie   Management   For   For  
1J.     Election of Director: Bruce Sachs   Management   For   For  
2.      Ratification of Ernst & Young LLP as our independent Registered Public Accounting firm for the year ending December 31, 2020.   Management   For   For  
3.      Advisory vote on named executive officer compensation.   Management   For   For  
4.      Shareholder proposal, if properly presented at the meeting, requesting that we prepare a report on our policies and activities with respect to lobbying.   Shareholder   Against   For  

 

 

 

 

 

 

 

 

WATERS CORPORATION      
       
Security 941848103 Meeting Type Annual  
Ticker Symbol WAT             Meeting Date 12-May-2020
Record Date 18-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director: Linda Baddour   Management   For   For  
1B.   Election of Director: Michael J Berendt, PH.D   Management   For   For  
1C.   Election of Director: Edward Conard   Management   For   For  
1D.   Election of Director: Laurie H. Glimcher, M.D   Management   For   For  
1E.   Election of Director: Gary E. Hendrickson   Management   For   For  
1F.   Election of Director: Christopher A. Kuebler   Management   For   For  
1G.   Election of Director: Christopher J O'Connell   Management   For   For  
1H.   Election of Director: Flemming Ornskov, M.D., M.P.H   Management   For   For  
1I.   Election of Director: JoAnn A. Reed   Management   For   For  
1J.   Election of Director: Thomas P. Salice   Management   For   For  
2.   To ratify the selection of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2020.   Management   For   For  
3.   To approve, by non-binding vote, named executive officer compensation.   Management   For   For  
4.   To approve the 2020 Equity Incentive Plan.   Management   For   For  

 

WELLTOWER INC.      
       
Security 95040Q104 Meeting Type Annual  
Ticker Symbol WELL            Meeting Date 30-Apr-2020
Record Date 03-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director: Kenneth J. Bacon   Management   For   For  
1B.   Election of Director: Thomas J. DeRosa   Management   For   For  
1C.   Election of Director: Karen B. DeSalvo   Management   For   For  
1D.   Election of Director: Jeffrey H. Donahue   Management   For   For  
1E.   Election of Director: Sharon M. Oster   Management   For   For  
1F.   Election of Director: Sergio D. Rivera   Management   For   For  
1G.   Election of Director: Johnese M. Spisso   Management   For   For  
1H.   Election of Director: Kathryn M. Sullivan   Management   For   For  
2.   The ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year 2020.   Management   For   For  
3.   The approval, on an advisory basis, of the compensation of our named executive officers as disclosed in the 2020 Proxy Statement.   Management   For   For  

 

ZIMMER BIOMET HOLDINGS, INC.    
       
Security 98956P102 Meeting Type Annual  
Ticker Symbol ZBH             Meeting Date 08-May-2020
Record Date 09-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director: Christopher B. Begley   Management   For   For  
1B.   Election of Director: Betsy J. Bernard   Management   For   For  
1C.   Election of Director: Gail K. Boudreaux   Management   For   For  
1D.   Election of Director: Michael J. Farrell   Management   For   For  
1E.   Election of Director: Larry C. Glasscock   Management   For   For  
1F.   Election of Director: Robert A. Hagemann   Management   For   For  
1G.   Election of Director: Bryan C. Hanson   Management   For   For  
1H.   Election of Director: Arthur J. Higgins   Management   For   For  
1I.   Election of Director: Maria Teresa Hilado   Management   For   For  
1J.   Election of Director: Syed Jafry   Management   For   For  
1K.   Election of Director: Michael W. Michelson   Management   For   For  
2.   Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020.   Management   For   For  
3.   Advisory vote to approve named executive officer compensation (Say on Pay).   Management   For   For  

 

 

 

 

ZOETIS INC.      
       
Security 98978V103 Meeting Type Annual  
Ticker Symbol ZTS             Meeting Date 20-May-2020
Record Date 26-Mar-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director: Gregory Norden   Management   For   For  
1B.   Election of Director: Louise M. Parent   Management   For   For  
1C.   Election of Director: Kristin C. Peck   Management   For   For  
1D.   Election of Director: Robert W. Scully   Management   For   For  
2.   Advisory vote to approve our executive compensation (Say on Pay).   Management   For   For  
3.   Advisory vote on the frequency of future advisory votes on executive compensation (Say on Pay frequency).   Management   1 Year   For  
4.   Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2020.   Management   For   For  

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Tekla World Healthcare Fund
   
By (Signature and Title)*  
   
  /s/ Daniel R. Omstead
  (Daniel R. Omstead, President)
   
Date 8/17/20
       

 

 

*Print the name and title of each signing officer under his or her signature.