SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Dubensky Thomas W.

(Last) (First) (Middle)
C/O ADURO BIOTECH, INC.
626 BANCROFT WAY, 3C

(Street)
BERKELEY CA 94710

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/14/2015
3. Issuer Name and Ticker or Trading Symbol
ADURO BIOTECH, INC. [ ADRO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Scientific Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (1) 10/23/2021 Common Stock 219,611 $0.52 D
Stock Option (Right to Buy) (2) 10/23/2021 Common Stock 118,252 $0.52 D
Stock Option (Right to Buy) (3) 03/18/2020 Common Stock 3,649 $0.45 D
Stock Option (Right to Buy) (3) 11/26/2023 Common Stock 13,474 $0.82 D
Stock Option (Right to Buy) (4) 07/30/2024 Common Stock 176,328 $1 D
Stock Option (Right to Buy) (5) 01/09/2025 Common Stock 332,711 $1.45 D
Stock Option (Right to Buy) (6) 03/09/2025 Common Stock 151,919 $7.45 D
Explanation of Responses:
1. Twenty-five percent of the shares subject to the Option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.
2. 9,854 shares subject to the Option vested on December 31, 2011, 29,562 shares subject to the Option vested on each December 31, 2012, December 31, 2013 and December 31, 2014 and the remaining 19,712 shares subject to the Option will vest on December 31, 2015.
3. The shares subject to the Option are fully vested and immediately exercisable.
4. The shares subject to the Option vest in 48 equal monthly installments from the vesting commencement date of July 31, 2014.
5. The shares subject to the Option vest in 48 equal monthly installments from the vesting commencement date of January 10, 2015.
6. The shares subject to the Option vest in 48 equal monthly installments from the vesting commencement date of March 6, 2015.
Remarks:
/s/ Jennifer Lew, Attorney-in-Fact 04/14/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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