0001683168-22-002906.txt : 20220425 0001683168-22-002906.hdr.sgml : 20220425 20220425172603 ACCESSION NUMBER: 0001683168-22-002906 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220421 FILED AS OF DATE: 20220425 DATE AS OF CHANGE: 20220425 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neal David K CENTRAL INDEX KEY: 0001906671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41358 FILM NUMBER: 22850881 MAIL ADDRESS: STREET 1: C/O ACLARION, INC. STREET 2: 951 MARINERS ISLAND BLVD, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aclarion, Inc. CENTRAL INDEX KEY: 0001635077 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 951 MARINERS ISLAND BLVD STREET 2: STE 300 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650 241 1740 MAIL ADDRESS: STREET 1: 951 MARINERS ISLAND BLVD STREET 2: STE 300 CITY: SAN MATEO STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: Nocimed, Inc. DATE OF NAME CHANGE: 20150226 4 1 ownership.xml X0306 4 2022-04-21 0 0001635077 Aclarion, Inc. ACON 0001906671 Neal David K C/O ACLARION, INC. 951 MARINERS ISLAND BLVD, SUITE 300 SAN MATEO CA 94404 1 0 0 0 Common Stock 2022-04-21 4 P 0 34400 4.35 A 34400 D Warrants for Common Stock (right to buy) 4.35 2022-04-21 4 P 0 34400 0.00 A 2022-04-21 2027-04-21 Common Stock 34400 104681 D In connection with the Aclarion, Inc. initial public offering ("IPO"), 34,400 units were purchased on 4/21/2022 at the public offering price of $4.35 per unit. Each unit consisted of one share of common stock and one common stock warrant. Each common stock warrant has an exercise price of $4.35 per common share, and may be exercised at any time up to five years from the date of issue. /s/ David K. Neal 2022-04-25