0001634553-16-000010.txt : 20160208
0001634553-16-000010.hdr.sgml : 20160208
20160208133842
ACCESSION NUMBER: 0001634553-16-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160208
DATE AS OF CHANGE: 20160208
EFFECTIVENESS DATE: 20160208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PBWM Holdings, LLC
CENTRAL INDEX KEY: 0001634553
IRS NUMBER: 472424156
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16866
FILM NUMBER: 161395067
BUSINESS ADDRESS:
STREET 1: 1869 CHARTER LANE
STREET 2: SUITE 301
CITY: LANCASTER
STATE: PA
ZIP: 17601
BUSINESS PHONE: 717-393-9721
MAIL ADDRESS:
STREET 1: 221 WEST PHILADELPHIA STREET
STREET 2: SUITE 200
CITY: YORK
STATE: PA
ZIP: 17401
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001634553
XXXXXXXX
12-31-2015
12-31-2015
PBWM Holdings, LLC
221 WEST PHILADELPHIA STREET
SUITE 200
YORK
PA
17401
13F HOLDINGS REPORT
028-16866
N
Scott D. Michael
Chief Compliance Officer
717.846.6214
Scott D. Michael
York
PA
02-08-2016
0
114
255593
false
INFORMATION TABLE
2
pbwm13f4q2015.xml
ARC NY Recovery REIT
COM
64976L109
11435
994335
SH
SOLE
0
0
994335
VEREIT, Inc. Cl A
COM
92339V100
7508
948007
SH
SOLE
0
0
948007
Vanguard Short Term Bond Index Fund
SHORT TRM BOND
921937827
48137
604961
SH
SOLE
0
0
604961
Calamos Strategic Return Fund
COM SH BEN INT
128125101
4613
465987
SH
SOLE
0
0
465987
ALPS Alerian MLP ETF
ALERIAN MLP
00162Q866
3592
298097
SH
SOLE
0
0
298097
Customers Bancorp, Inc.
COM
23204G100
8020
294637
SH
SOLE
0
0
294637
Vanguard FTSE All-World ex-US ETF
ALLWRLD EX US
922042775
11310
260534
SH
SOLE
0
0
260534
Altria Group Inc.
COM
02209S103
11900
204440
SH
SOLE
0
0
204440
Enterprise Products Partners LP
COM
293792107
5142
201031
SH
SOLE
0
0
201031
AmeriGas Partners LP
UNIT L P INT
30975106
6876
200641
SH
SOLE
0
0
200641
Calamos Convertible & High Income Fd
COM SHS
12811P108
2057
195682
SH
SOLE
0
0
195682
iShares MSCI EAFE Index
MSCI EAFE ETF
464287465
9950
169449
SH
SOLE
0
0
169449
People's United Financial Inc.
COM
712704105
2329
144181
SH
SOLE
0
0
144181
PowerShares Senior Loan Port
SENIOR LN PORT
73936Q769
3160
141090
SH
SOLE
0
0
141090
PowerShares Preferred
AGG PFD PORT
73936T565
1386
92680
SH
SOLE
0
0
92680
Ventas Inc
COM
92276F100
5031
89156
SH
SOLE
0
0
89156
SPDR S&P Dividend ETF
S&P DIVID ETF
78464A763
6305
85706
SH
SOLE
0
0
85706
Kinder Morgan Inc.
COM
49456B101
1275
85479
SH
SOLE
0
0
85479
Realty Income Corp.
COM
756109104
3390
65653
SH
SOLE
0
0
65653
MPLX LP
COM UNIT REP LTD
55336V100
2395
60893
SH
SOLE
0
0
60893
iShares Russell 1000 Growth
RUSSELL1000GRW
464287614
5824
58545
SH
SOLE
0
0
58545
DCP Midstream Partners LP
COM UT LTD PTN
23311P100
1332
53999
SH
SOLE
0
0
53999
SPDR S&P 500 ETF
TR UNIT
78462F103
10898
53455
SH
SOLE
0
0
53455
AT&T, Inc.
COM
00206R102
1824
53014
SH
SOLE
0
0
53014
Dentsply Intl Inc
COM
249030107
2863
47055
SH
SOLE
0
0
47055
Procter & Gamble Co.
COM
742718109
3609
45443
SH
SOLE
0
0
45443
Apple, Inc.
COM
37833100
4723
44873
SH
SOLE
0
0
44873
iShares Russell 1000 Value
RUS 1000 VAL ETF
464287598
4295
43884
SH
SOLE
0
0
43884
BlackRock MuniYield PA
COM
09255G107
574
39495
SH
SOLE
0
0
39495
General Electric Co.
COM
369604103
1218
39095
SH
SOLE
0
0
39095
SPDR BarCap Convertible Securities
BRC CNV SECS EFT
78464A359
1683
38890
SH
SOLE
0
0
38890
Guggenheim BulletShares 2016 Corp. Bond
GUGG CRP BD 2016
18383M555
839
38000
SH
SOLE
0
0
38000
Pepsico, Inc.
COM
713448108
3554
35565
SH
SOLE
0
0
35565
NBT Bancorp Inc
COM
628778102
908
32567
SH
SOLE
0
0
32567
Enbridge Energy Management LLC
SHS UNITS LLI
29250X103
717
32129
SH
SOLE
0
0
32129
Magellan Midstream Partners LP
COM UNIT RP LP
559080106
2173
32000
SH
SOLE
0
0
32000
SPDR S&P Regional Banking ETF
S&P REGL BKG
78464A698
1308
31201
SH
SOLE
0
0
31201
Johnson & Johnson
COM
478160104
3168
30838
SH
SOLE
0
0
30838
Calamos Convertible Opprtnty Fund
SH BEN INT
128117108
286
28810
SH
SOLE
0
0
28810
Schwab U.S. Large Cap Growth
US LCAP GR ETF
808524300
1463
27687
SH
SOLE
0
0
27687
Danaher Corp
COM
235851102
2536
27299
SH
SOLE
0
0
27299
Zayo Group Holdings, Inc.
COM
98919V105
693
26055
SH
SOLE
0
0
26055
Schwab Fundamental Intl Sm Co ETF
SCHWB FDT INT SC
808524748
690
25926
SH
SOLE
0
0
25926
iShares Russell Midcap Value
RUSSELL MCP VL
464287473
1730
25190
SH
SOLE
0
0
25190
Vanguard FTSE Developed Markets ETF
FTSE DEV MKT ETF
921943858
847
23064
SH
SOLE
0
0
23064
SPDR MSCI ACWI ex-US ETF
MSCI ACWI EXUS
78463X848
709
23010
SH
SOLE
0
0
23010
Schwab Fundamental Emerg Mkts Lg Co ETF
SCHWB FDT EMK LG
808524730
383
20887
SH
SOLE
0
0
20887
Exxon Mobil Corporation
COM
30231G102
1618
20752
SH
SOLE
0
0
20752
iShares S&P 500
S&P 500 INDEX
464287200
4249
20740
SH
SOLE
0
0
20740
Microsoft Corp.
COM
594918104
978
17630
SH
SOLE
0
0
17630
Gentex Corp
COM
371901109
272
17002
SH
SOLE
0
0
17002
Fiduciary-Claymore MLP Oppty Fund
COM
31647Q106
216
16627
SH
SOLE
0
0
16627
Financial Sector Spdr Tr
SBI INT_FINL
81369Y605
384
16135
SH
SOLE
0
0
16135
Philip Morris International Inc.
COM
718172109
1363
15507
SH
SOLE
0
0
15507
Eaton Vance Enhanced Equity Income II
COM
278277108
211
15500
SH
SOLE
0
0
15500
Pfizer, Inc.
COM
717081103
499
15465
SH
SOLE
0
0
15465
Buckeye Partners, L.P.
UNIT LTD PARTN
118230101
996
15093
SH
SOLE
0
0
15093
Texas Instruments, Inc.
COM
882508104
789
14390
SH
SOLE
0
0
14390
iShares Russell 2000
RUSSELL 2000
464287655
1602
14226
SH
SOLE
0
0
14226
Schwab US Broad Market ETF
US BRD MKT ETF
808524102
653
13307
SH
SOLE
0
0
13307
The Blackstone Group L.P.
COM UNIT LTD
09253U108
355
12150
SH
SOLE
0
0
12150
PNC Financial Services Group
COM
693475105
1089
11422
SH
SOLE
0
0
11422
Vanguard REIT
REIT ETF
922908553
899
11270
SH
SOLE
0
0
11270
Merck & Co., Inc.
COM
58933Y105
593
11228
SH
SOLE
0
0
11228
iShares S&P Midcap 400
CORE S&P MCP ETF
464287507
1560
11199
SH
SOLE
0
0
11199
Chevron Corporation
COM
166764100
1000
11117
SH
SOLE
0
0
11117
Coca-Cola Company
COM
191216100
464
10790
SH
SOLE
0
0
10790
Bristol-Myers Squibb Co.
COM
110122108
734
10671
SH
SOLE
0
0
10671
National Penn Bank Shares
COM
637138108
127
10318
SH
SOLE
0
0
10318
Accenture LTD
SHS CLASS A
G1151C101
1053
10081
SH
SOLE
0
0
10081
PowerShares Build America Bond
BUILD AMER ETF
73937B407
281
9698
SH
SOLE
0
0
9698
Comcast Corp Cl A
CL A
20030N101
542
9597
SH
SOLE
0
0
9597
Care Capital Properties Inc
COM
141624106
289
9440
SH
SOLE
0
0
9440
Verizon Communications, Inc.
COM
92343V104
426
9221
SH
SOLE
0
0
9221
iShares DJ Select Dividend
SELECT DIVID ETF
464287168
652
8676
SH
SOLE
0
0
8676
Oracle Corp.
COM
68389X105
316
8649
SH
SOLE
0
0
8649
Target Corporation
COM
87612E106
619
8524
SH
SOLE
0
0
8524
American Electric Power Co Inc.
COM
25537101
495
8496
SH
SOLE
0
0
8496
United Technologies
COM
913017109
795
8276
SH
SOLE
0
0
8276
Mercury General Corporation
COM
589400100
384
8241
SH
SOLE
0
0
8241
Schwab US REIT ETF
US REIT ETF
808524847
288
7268
SH
SOLE
0
0
7268
Schwab Short-Term US Treasury ETF
SHT TM US TRES
808524862
357
7071
SH
SOLE
0
0
7071
American Express Co.
COM
25816109
487
7000
SH
SOLE
0
0
7000
JP Morgan Chase & Co.
COM
46625H100
428
6489
SH
SOLE
0
0
6489
iShares Russell Midcap Growth
RUSSELL MCP GR
464287481
594
6464
SH
SOLE
0
0
6464
CBS Corporation
CL B
124857202
300
6365
SH
SOLE
0
0
6365
Wells Fargo & Co.
COM
949746101
345
6347
SH
SOLE
0
0
6347
BB&T Corporation
COM
54937107
240
6343
SH
SOLE
0
0
6343
The Hershey Company
COM
427866108
564
6322
SH
SOLE
0
0
6322
Intel Corporation
COM
458140100
207
6002
SH
SOLE
0
0
6002
Genuine Parts Company
COM
372460105
490
5703
SH
SOLE
0
0
5703
iShares Russell Midcap
RUSSELL MIDCAP
464287499
903
5636
SH
SOLE
0
0
5636
Southern Company
COM
842587107
260
5563
SH
SOLE
0
0
5563
AFLAC Inc
COM
1055102
315
5252
SH
SOLE
0
0
5252
PPG Industries Inc.
COM
693506107
474
4800
SH
SOLE
0
0
4800
M & T Bank Corp
COM
55261F104
574
4737
SH
SOLE
0
0
4737
Paychex, Inc.
COM
704326107
219
4148
SH
SOLE
0
0
4148
Omnicom Group
COM
681919106
298
3934
SH
SOLE
0
0
3934
Vanguard Dividend Appreciation
DIV APP ETF
921908844
286
3673
SH
SOLE
0
0
3673
Norfolk Southern Corporation
COM
655844108
251
2965
SH
SOLE
0
0
2965
Intl Business Mach Corp.
COM
459200101
405
2945
SH
SOLE
0
0
2945
McDonald's Corporation
COM
580135101
328
2774
SH
SOLE
0
0
2774
United Health Group
COM
91324P102
325
2759
SH
SOLE
0
0
2759
United Parcel Service Inc.
CL B
911312106
262
2723
SH
SOLE
0
0
2723
NextEra Energy Inc.
COM
65339F101
273
2625
SH
SOLE
0
0
2625
Vanguard Healthcare ETF
HEALTH CAR ETF
92204A504
339
2549
SH
SOLE
0
0
2549
iShares Russell 2000 Value
RUS 2000 VAL EFT
464287630
226
2461
SH
SOLE
0
0
2461
Stryker Corp
COM
863667101
228
2456
SH
SOLE
0
0
2456
Kimberly-Clark Corp.
COM
494368103
304
2385
SH
SOLE
0
0
2385
Honeywell International Inc.
COM
438516106
245
2364
SH
SOLE
0
0
2364
Berkshire Hathaway B
CL B NEW
84670702
306
2321
SH
SOLE
0
0
2321
Blackrock Inc
COM
09247X101
718
2108
SH
SOLE
0
0
2108
Ameriprise Financial, Inc.
COM
03076C106
223
2100
SH
SOLE
0
0
2100
Time Warner Cable, Inc.
COM
88732J207
370
1992
SH
SOLE
0
0
1992