0001634553-15-000006.txt : 20150807 0001634553-15-000006.hdr.sgml : 20150807 20150807143545 ACCESSION NUMBER: 0001634553-15-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150807 DATE AS OF CHANGE: 20150807 EFFECTIVENESS DATE: 20150807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PBWM Holdings, LLC CENTRAL INDEX KEY: 0001634553 IRS NUMBER: 472424156 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16866 FILM NUMBER: 151036775 BUSINESS ADDRESS: STREET 1: 1869 CHARTER LANE STREET 2: SUITE 301 CITY: LANCASTER STATE: PA ZIP: 17601 BUSINESS PHONE: 717-393-9721 MAIL ADDRESS: STREET 1: 221 WEST PHILADELPHIA STREET STREET 2: SUITE 200 CITY: YORK STATE: PA ZIP: 17401 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001634553 XXXXXXXX 06-30-2015 06-30-2015 PBWM Holdings, LLC

221 WEST PHILADELPHIA STREET SUITE 200 YORK PA 17401

13F HOLDINGS REPORT 028-16866 N Scott D. Michael 717.846.6214 Scott D. Michael York PA 08-07-2015 0 95 183528 false INFORMATION TABLE 2 pbwm13f2q2015.xml AFLAC Inc COM 1055102 270 4347 SH SOLE 0 0 4347 ALPS Alerian MLP ETF ALERIAN MLP 00162Q866 3620 232679 SH SOLE 0 0 232679 Altria Group Inc. COM 02209S103 10318 210959 SH SOLE 0 0 210959 American Electric Power Co Inc. COM 25537101 501 9464 SH SOLE 0 0 9464 American Express Co. COM 25816109 544 7000 SH SOLE 0 0 7000 American Realty Capital Properties, Inc. COM 02917T104 12508 1538523 SH SOLE 0 0 1538523 AmeriGas Partners LP UNIT L P INT 30975106 9248 202327 SH SOLE 0 0 202327 Ameriprise Financial, Inc. COM 03076C106 262 2100 SH SOLE 0 0 2100 Apple, Inc. COM 37833100 3846 30662 SH SOLE 0 0 30662 ARC NY Recovery REIT CALL 64976L109 9816 986492 SH SOLE 0 0 986492 AT&T, Inc. COM 00206R102 1783 50206 SH SOLE 0 0 50206 Baxter International COM 71813109 215 3074 SH SOLE 0 0 3074 Berkshire Hathaway B CL B NEW 84670702 282 2071 SH SOLE 0 0 2071 Blackrock Inc COM 09247X101 872 2521 SH SOLE 0 0 2521 BlackRock MuniYield PA COM 09255G107 518 38600 SH SOLE 0 0 38600 Bristol-Myers Squibb Co. COM 110122108 836 12571 SH SOLE 0 0 12571 Buckeye Partners, L.P. UNIT LTD PARTN 118230101 1116 15093 SH SOLE 0 0 15093 Calamos Convertible & High Income Fd COM SHS 12811P108 3073 231248 SH SOLE 0 0 231248 Calamos Convertible Opprtnty Fund SH BEN INT 128117108 448 36686 SH SOLE 0 0 36686 Calamos Strategic Total Return Fund COM SH BEN INT 128125101 5817 530257 SH SOLE 0 0 530257 CBS Corporation CL B 124857202 353 6365 SH SOLE 0 0 6365 Chevron Corporation COM 166764100 1134 11758 SH SOLE 0 0 11758 Chubb Corp. COM 171232101 206 2168 SH SOLE 0 0 2168 Coca-Cola Company COM 191216100 425 10833 SH SOLE 0 0 10833 Comcast Corp Cl A CL A 20030N101 577 9597 SH SOLE 0 0 9597 ConocoPhillips COM 20825C104 238 3879 SH SOLE 0 0 3879 Danaher Corp COM 235851102 2350 27455 SH SOLE 0 0 27455 Darden Restaurants COM 237194105 208 2925 SH SOLE 0 0 2925 DCP Midstream Partners LP COM UT LTD PTN 23311P100 1676 54604 SH SOLE 0 0 54604 Dentsply Intl Inc COM 249030107 2116 41055 SH SOLE 0 0 41055 E.I. du Pont de Nemours & Co. COM 263534109 200 3130 SH SOLE 0 0 3130 Eaton Vance Enhanced Equity Income II COM 278277108 226 16300 SH SOLE 0 0 16300 Enbridge Energy Management LLC SHS UNITS LLI 29250X103 1433 43413 SH SOLE 0 0 43413 Enbridge Energy Partners LP COM 29250R106 201 6020 SH SOLE 0 0 6020 Enterprise Products Partners LP COM 293792107 6027 201640 SH SOLE 0 0 201640 Exxon Mobil Corporation COM 30231G102 2249 27032 SH SOLE 0 0 27032 Fiduciary-Claymore MLP Oppty Fund COM 31647Q106 1132 50877 SH SOLE 0 0 50877 Financial Sector Spdr Tr SBI INT_FINL 81369Y605 357 14640 SH SOLE 0 0 14640 General Electric Co. COM 369604103 1709 64332 SH SOLE 0 0 64332 Genuine Parts Company COM 372460105 668 7465 SH SOLE 0 0 7465 Intl Business Mach Corp. COM 459200101 476 2926 SH SOLE 0 0 2926 iShares MSCI EAFE Index MSCI EAFE ETF 464287465 1679 26450 SH SOLE 0 0 26450 iShares Russell 1000 Growth RUSSELL1000GRW 464287614 1521 15363 SH SOLE 0 0 15363 iShares Russell 2000 RUSSELL 2000 464287655 443 3546 SH SOLE 0 0 3546 iShares Russell 2000 Value RUS 2000 VAL EFT 464287630 260 2550 SH SOLE 0 0 2550 iShares Russell Midcap RUSSELL MIDCAP 464287499 858 5037 SH SOLE 0 0 5037 iShares Russell Midcap Growth RUSSELL MCP GR 464287481 651 6721 SH SOLE 0 0 6721 iShares Russell Midcap Value RUSSELL MCP VL 464287473 350 4747 SH SOLE 0 0 4747 iShares S&P 500 S&P 500 INDEX 464287200 1664 8028 SH SOLE 0 0 8028 Johnson & Johnson COM 478160104 2613 26810 SH SOLE 0 0 26810 JP Morgan Chase & Co. COM 46625H100 371 5471 SH SOLE 0 0 5471 Kinder Morgan Inc. COM 49456B101 28286 736808 SH SOLE 0 0 736808 KKR & Co. LP COM UNITS 48248M102 412 18026 SH SOLE 0 0 18026 M & T Bank Corp COM 55261F104 643 5149 SH SOLE 0 0 5149 Magellan Midstream Partners LP COM UNIT RP LP 559080106 2348 32000 SH SOLE 0 0 32000 MarkWest Energy Partners L.P. UNIT LTD PARTN 570759100 9923 175998 SH SOLE 0 0 175998 McDonald's Corporation COM 580135101 212 2232 SH SOLE 0 0 2232 Merck & Co., Inc. COM 58933Y105 235 4130 SH SOLE 0 0 4130 Mercury General Corporation COM 589400100 392 7040 SH SOLE 0 0 7040 Microsoft Corp. COM 594918104 703 15913 SH SOLE 0 0 15913 NextEra Energy Inc. COM 65339F101 257 2625 SH SOLE 0 0 2625 Omnicom Group COM 681919106 226 3249 SH SOLE 0 0 3249 Oracle Corp. COM 68389X105 406 10084 SH SOLE 0 0 10084 People's United Financial Inc. COM 712704105 739 45592 SH SOLE 0 0 45592 Pepsico, Inc. COM 713448108 3493 37422 SH SOLE 0 0 37422 Pfizer, Inc. COM 717081103 623 18575 SH SOLE 0 0 18575 Philip Morris International Inc. COM 718172109 1181 14728 SH SOLE 0 0 14728 Plains All Amer Pipeline LP UNIT LTD PARTN 726503105 465 10665 SH SOLE 0 0 10665 PNC Financial Services Group COM 693475105 765 7999 SH SOLE 0 0 7999 PowerShares Build America Bond BUILD AMER ETF 73937B407 447 15518 SH SOLE 0 0 15518 Powershares Intl. Dividend Achievers INTL DIV ACHV 73935X716 237 13864 SH SOLE 0 0 13864 PowerShares Preferred AGG PFD PORT 73936T565 1384 95252 SH SOLE 0 0 95252 PowerShares Senior Loan Port SENIOR LN PORT 73936Q769 213 8945 SH SOLE 0 0 8945 PPG Industries Inc. COM 693506107 551 4800 SH SOLE 0 0 4800 Procter & Gamble Co. COM 742718109 3488 44582 SH SOLE 0 0 44582 Realty Income Corp. COM 756109104 3312 74602 SH SOLE 0 0 74602 Schwab Fundamental Emerg Mkts Lg Co ETF SCHWB FDT EMK LG 808524730 280 11685 SH SOLE 0 0 11685 Schwab Fundamental Intl Sm Co ETF SCHWB FDT INT SC 808524748 393 14100 SH SOLE 0 0 14100 SPDR BarCap Convertible Securities BRC CNV SECS EFT 78464A359 255 5365 SH SOLE 0 0 5365 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 8480 111276 SH SOLE 0 0 111276 SPDR S&P Regional Banking ETF S&P REGL BKG 78464A698 1420 32146 SH SOLE 0 0 32146 Stryker Corp COM 863667101 226 2367 SH SOLE 0 0 2367 Target Corporation COM 87612E106 612 7496 SH SOLE 0 0 7496 Texas Instruments, Inc. COM 882508104 492 9554 SH SOLE 0 0 9554 Time Warner Cable, Inc. COM 88732J207 355 1992 SH SOLE 0 0 1992 Toronto Dominion Bank COM NEW 891160509 204 4790 SH SOLE 0 0 4790 United Health Group COM 91324P102 266 2180 SH SOLE 0 0 2180 United Parcel Service Inc. CL B 911312106 217 2235 SH SOLE 0 0 2235 United Technologies COM 913017109 727 6554 SH SOLE 0 0 6554 Vanguard Dividend Appreciation DIV APP ETF 921908844 327 4157 SH SOLE 0 0 4157 Vanguard REIT REIT ETF 922908553 447 5984 SH SOLE 0 0 5984 Ventas Inc COM 92276F100 6789 109344 SH SOLE 0 0 109344 Verizon Communications, Inc. COM 92343V104 364 7819 SH SOLE 0 0 7819 Wal-Mart Stores, Inc. COM 931142103 205 2885 SH SOLE 0 0 2885 Wells Fargo & Co. COM 949746101 264 4700 SH SOLE 0 0 4700