0001633978-19-000044.txt : 20190517 0001633978-19-000044.hdr.sgml : 20190517 20190517215654 ACCESSION NUMBER: 0001633978-19-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190515 FILED AS OF DATE: 20190517 DATE AS OF CHANGE: 20190517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Retort Vincent CENTRAL INDEX KEY: 0001648256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36861 FILM NUMBER: 19837478 MAIL ADDRESS: STREET 1: 400 MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lumentum Holdings Inc. CENTRAL INDEX KEY: 0001633978 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 473108385 STATE OF INCORPORATION: DE FISCAL YEAR END: 0629 BUSINESS ADDRESS: STREET 1: 400 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-546-5483 MAIL ADDRESS: STREET 1: 400 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-05-15 0001633978 Lumentum Holdings Inc. LITE 0001648256 Retort Vincent C/O LUMENTUM HOLDINGS INC. (LITE) 400 NORTH MCCARTHY BLVD MILPITAS CA 95035 0 1 0 0 EVP, Chief Operating Officer Common Stock 2019-05-15 2019-05-16 4 F 0 742 52.28 D 94315 D Common Stock 2019-05-15 2019-05-15 4 A 0 343 35.29 A 94658 D Common Stock 2019-05-16 2019-05-17 4 F 0 2406 48.73 D 92252 D F(1)These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. A(2)Includes 343 Shares Purchased on May 15, 2019 pursuant to the company's Employee Stock Purchase Plan (ESPP) Judy G. Hamel 2019-05-17