0001633978-18-000038.txt : 20180517
0001633978-18-000038.hdr.sgml : 20180517
20180517214148
ACCESSION NUMBER: 0001633978-18-000038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180515
FILED AS OF DATE: 20180517
DATE AS OF CHANGE: 20180517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hamel Judy G
CENTRAL INDEX KEY: 0001648170
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36861
FILM NUMBER: 18844951
MAIL ADDRESS:
STREET 1: 400 MCCARTHY BLVD
CITY: MILPITAS
STATE: CA
ZIP: 95035
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lumentum Holdings Inc.
CENTRAL INDEX KEY: 0001633978
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 473108385
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 400 NORTH MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 408-546-5483
MAIL ADDRESS:
STREET 1: 400 NORTH MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
4
1
wf-form4_152660765158738.xml
FORM 4
X0306
4
2018-05-15
0
0001633978
Lumentum Holdings Inc.
LITE
0001648170
Hamel Judy G
C/O LUMENTUM
400 NORTH MCCARTHY BLVD
MILPITAS
CA
95035
0
1
0
0
SVP & General Counsel
Common Stock
2018-05-15
4
M
0
515
0
A
27614
D
Common Stock
2018-05-15
4
A
0
6627
0
A
34241
D
Common Stock
2018-05-16
4
S
0
181
63.59
D
34060
D
Common Stock
2018-05-17
4
S
0
360
63.21
D
33700
D
Restricted Stock Units
0.0
2018-05-15
4
M
0
515
0
D
2018-05-15
Common Stock
515.0
515
D
Each unit converts upon vesting into one share of common stock.
Includes 326 shares purchased on May 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP).
1/3 of the shares shall vest annually beginning on the one (1) year anniversary of the Vesting Start Date thereafter the remaining shares vest in equal installments on the second and third anniversary thereafter, on the same day of the month as the Vesting Start Date, subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP.
These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.00 to $64.05. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number ofshares sold at each separate price.
The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $62.675 to $63.675. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number ofshares sold at each separate price.
Restricted Stock Units have no expiration date.
/s/ Judy G Hamel
2018-05-17