0001209191-19-057370.txt : 20191119
0001209191-19-057370.hdr.sgml : 20191119
20191119215944
ACCESSION NUMBER: 0001209191-19-057370
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191115
FILED AS OF DATE: 20191119
DATE AS OF CHANGE: 20191119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Retort Vincent
CENTRAL INDEX KEY: 0001648256
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36861
FILM NUMBER: 191232921
MAIL ADDRESS:
STREET 1: 400 MCCARTHY BLVD
CITY: MILPITAS
STATE: CA
ZIP: 95035
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lumentum Holdings Inc.
CENTRAL INDEX KEY: 0001633978
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 473108385
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0629
BUSINESS ADDRESS:
STREET 1: 1001 RIDDER PARK DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 408-546-5483
MAIL ADDRESS:
STREET 1: 1001 RIDDER PARK DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-11-15
0
0001633978
Lumentum Holdings Inc.
LITE
0001648256
Retort Vincent
C/O LUMENTUM HOLDINGS INC.
1001 RIDDER PARK DRIVE
SAN JOSE
CA
95031
0
1
0
0
EVP, Chief Operating Officer
Common Stock
2019-11-15
4
S
0
3221
68.59
D
131569
D
Common Stock
2019-11-18
4
S
0
1204
68.91
D
130365
D
These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units.
The total share amount reflects 261 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2019 and the further disposition of 23 goal shares.
These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.
/s/ Judy G. Hamel as Attorney-in-Fact
2019-11-19