0001209191-19-057370.txt : 20191119 0001209191-19-057370.hdr.sgml : 20191119 20191119215944 ACCESSION NUMBER: 0001209191-19-057370 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191115 FILED AS OF DATE: 20191119 DATE AS OF CHANGE: 20191119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Retort Vincent CENTRAL INDEX KEY: 0001648256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36861 FILM NUMBER: 191232921 MAIL ADDRESS: STREET 1: 400 MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lumentum Holdings Inc. CENTRAL INDEX KEY: 0001633978 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 473108385 STATE OF INCORPORATION: DE FISCAL YEAR END: 0629 BUSINESS ADDRESS: STREET 1: 1001 RIDDER PARK DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-546-5483 MAIL ADDRESS: STREET 1: 1001 RIDDER PARK DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-15 0 0001633978 Lumentum Holdings Inc. LITE 0001648256 Retort Vincent C/O LUMENTUM HOLDINGS INC. 1001 RIDDER PARK DRIVE SAN JOSE CA 95031 0 1 0 0 EVP, Chief Operating Officer Common Stock 2019-11-15 4 S 0 3221 68.59 D 131569 D Common Stock 2019-11-18 4 S 0 1204 68.91 D 130365 D These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units. The total share amount reflects 261 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2019 and the further disposition of 23 goal shares. These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units. /s/ Judy G. Hamel as Attorney-in-Fact 2019-11-19