EX-FILING FEES 4 d253870dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit 107.1

Calculation of Filing Fee Tables

Form S-8

(Form Type)

Lumentum Holdings Inc.

(Exact name of registrant as specified in its charter)

Table 1 – Newly Registered Securities

 

               
Security
Type
  Security Class Title   Fee
Calculation
Rule
  Amount
Registered
(1)
  Proposed
Maximum
Offering
Price
Per Unit
  Maximum
Aggregate
Offering Price
  Fee Rate   Amount of
Registration
Fee
               
Equity   Common Stock, par value $0.001 per share, reserved for issuance pursuant to restricted stock unit awards under the NeoPhotonics Corporation 2020 Equity Incentive Plan   Rule 457(c) and Rule 457(h)   287,445(2)   $88.79(3)   $25,522,241.55(3)   0.0000927    $2,365.92
               
Equity   Common Stock, par value $0.001 per share, reserved for issuance pursuant to restricted stock unit awards under the NeoPhotonics Corporation 2010 Equity Incentive Plan   Rule 457(c) and Rule 457(h)   137,697(2)   $88.79(3)   $12,226,116.63(3)   0.0000927    $1,133.37
               
Equity   Common Stock, par value $0.001 per share, reserved for issuance pursuant to restricted stock unit awards outstanding under the NeoPhotonics Corporation 2011 Inducement Award Plan   Rule 457(c) and Rule 457(h)   5,492 (2)   $88.79(3)   $487,634.68(3)   0.0000927    $45.21
           
Total Offering Amounts   430,634   $88.79   $38,235,992.86   0.0000927    $3,544.50
           
Total Fee Offsets(4)            
           
Net Fee Due                   $3,544.50

 

(1)

Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement shall also cover any additional securities that may be necessary to adjust the number of shares reserved for issuance pursuant to the plans referenced above (the “NeoPhotonics Plans”) by reason of any stock split, stock dividend or similar adjustment effected without the Registrant’s receipt of consideration that results in an increase in the number of outstanding shares of the Registrant’s common stock.

(2)

Pursuant to the Agreement and Plan of Merger, dated as of November 3, 2021, among Registrant, Neptune Merger Sub, Inc., and NeoPhotonics Corporation, (the “Merger Agreement”), upon the closing of the transactions contemplated by the Merger Agreement on August 3, 2022, Registrant assumed certain outstanding restricted stock units (the “RSUs”) under the NeoPhotonics Plans and such RSUs were automatically converted into awards in respect of shares of Registrant’s common stock, subject to appropriate adjustments to the number of shares issuable pursuant to such RSUs as provided in the Merger Agreement.

(3)

Estimated solely for purposes of calculating the registration fee in accordance with Rules 457(c) and (h) under the Securities Act. The proposed maximum offering price of $88.79 per share is based on the average of the reported high and low sales prices for Registrant’s common stock as reported on the NASDAQ Global Select Market on July 29, 2022.

(4)

The Registrant does not have any fee offsets.


Table 2 – Fee Offset Claims and Sources

 

                     
     Registrant
or Filer
Name
  Form or
Filing
Type
  File
Number
  Initial
Filing Date
  Filing
Date
  Fee
Offset
Claimed
  Security
Type
Associated
with Fee
Offset
Claimed
  Unsold
Securities
Associated
with Fee
Offset
Claimed
  Unsold
Aggregate
Offering
Amount
Associated
with Fee
Offset
Claimed
  Fee Paid
with Fee
Offset
Source
Rule 457(p)
                     
Fee Offset Claims                                                                                                                                                                                  
                     
Fee Offset Sources