0000950123-16-022443.txt : 20161114 0000950123-16-022443.hdr.sgml : 20161111 20161114165824 ACCESSION NUMBER: 0000950123-16-022443 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rampart Investment Management Company, LLC CENTRAL INDEX KEY: 0001633693 IRS NUMBER: 460579243 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16791 FILM NUMBER: 161995746 BUSINESS ADDRESS: STREET 1: 1 INTERNATIONAL PLACE STREET 2: 14TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-342-6900 MAIL ADDRESS: STREET 1: 1 INTERNATIONAL PLACE STREET 2: 14TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001633693 XXXXXXXX 09-30-2016 09-30-2016 Rampart Investment Management Company, LLC

1 International Place 14th Floor Boston MA 02110

13F HOLDINGS REPORT 028-16791 N Kevin J. Carr 860-263-4791 /s/ Kevin J. Carr Hartford CT 11-14-2016 1 212 261667 false 1 028-00085 Virtus Investment Advisers, Inc. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AFFILIATED MANAGERS GROUP COM 008252108 776 5362 SH OTR 1 0 5362 0 AFFILIATED MANAGERS GROUP COM 008252108 8 55 SH SOLE 55 0 0 ALCOA INC COM 013817101 602 59384 SH OTR 1 0 59384 0 ALCOA INC COM 013817101 6 607 SH SOLE 607 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 544 4436 SH OTR 1 0 4436 0 ALEXION PHARMACEUTICALS INC COM 015351109 6 45 SH SOLE 45 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 567 15500 SH OTR 1 0 15500 0 AMERICAN AIRLS GROUP INC COM 02376R102 6 158 SH SOLE 158 0 0 AMERIPRISE FINL INC COM 03076C106 661 6630 SH OTR 1 0 6630 0 AMERIPRISE FINL INC COM 03076C106 7 68 SH SOLE 68 0 0 ANADARKO PETE CORP COM 032511107 913 14413 SH OTR 1 0 14413 0 ANADARKO PETE CORP COM 032511107 9 147 SH SOLE 147 0 0 APACHE CORP COM 037411105 944 14781 SH OTR 1 0 14781 0 APACHE CORP COM 037411105 10 152 SH SOLE 152 0 0 AUTODESK INC COM 052769106 650 8989 SH OTR 1 0 8989 0 AUTODESK INC COM 052769106 7 91 SH SOLE 91 0 0 BAKER HUGHES INC COM 057224107 621 12314 SH OTR 1 0 12314 0 BAKER HUGHES INC COM 057224107 6 126 SH SOLE 126 0 0 BANK AMER CORP COM 060505104 696 44463 SH OTR 1 0 44463 0 BANK AMER CORP COM 060505104 7 455 SH SOLE 455 0 0 BANK NEW YORK MELLON CORP COM 064058100 588 14748 SH OTR 1 0 14748 0 BANK NEW YORK MELLON CORP COM 064058100 6 151 SH SOLE 151 0 0 BLACKROCK INC COM 09247X101 589 1624 SH OTR 1 0 1624 0 BLACKROCK INC COM 09247X101 7 19 SH SOLE 19 0 0 BORGWARNER INC COM 099724106 617 17535 SH OTR 1 0 17535 0 BORGWARNER INC COM 099724106 6 179 SH SOLE 179 0 0 BROADCOM LTD SHS Y09827109 612 3549 SH OTR 1 0 3549 0 BROADCOM LTD SHS Y09827109 6 37 SH SOLE 37 0 0 CAPITAL ONE FINL CORP COM 14040H105 608 8464 SH OTR 1 0 8464 0 CAPITAL ONE FINL CORP COM 14040H105 6 87 SH SOLE 87 0 0 CBRE GROUP INC CL A 12504L109 664 23734 SH OTR 1 0 23734 0 CBRE GROUP INC CL A 12504L109 7 242 SH SOLE 242 0 0 CELGENE CORP COM 151020104 558 5340 SH OTR 1 0 5340 0 CELGENE CORP COM 151020104 6 55 SH SOLE 55 0 0 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CONOCOPHILLIPS COM 20825C104 7 158 SH SOLE 158 0 0 D R HORTON INC COM 23331A109 545 18047 SH OTR 1 0 18047 0 D R HORTON INC COM 23331A109 6 184 SH SOLE 184 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 686 9625 SH OTR 1 0 9625 0 DELPHI AUTOMOTIVE PLC SHS G27823106 7 99 SH SOLE 99 0 0 DEVON ENERGY CORP NEW COM 25179M103 919 20842 SH OTR 1 0 20842 0 DEVON ENERGY CORP NEW COM 25179M103 9 213 SH SOLE 213 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 543 30810 SH OTR 1 0 30810 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 6 315 SH SOLE 315 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 842 28927 SH OTR 1 0 28927 0 E TRADE FINANCIAL CORP COM NEW 269246401 9 296 SH SOLE 296 0 0 ENDO INTL PLC SHS G30401106 613 30432 SH OTR 1 0 30432 0 ENDO INTL PLC SHS G30401106 6 311 SH SOLE 311 0 0 EOG RES INC COM 26875P101 638 6593 SH OTR 1 0 6593 0 EOG RES INC COM 26875P101 6 67 SH SOLE 67 0 0 F M C CORP COM NEW 302491303 589 12182 SH OTR 1 0 12182 0 F M C CORP COM NEW 302491303 6 124 SH SOLE 124 0 0 FIFTH THIRD 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& PAYNE INC COM 423452101 7 106 SH SOLE 106 0 0 HESS CORP COM 42809H107 709 13232 SH OTR 1 0 13232 0 HESS CORP COM 42809H107 7 135 SH SOLE 135 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 574 25236 SH OTR 1 0 25236 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 6 258 SH SOLE 258 0 0 HOST HOTELS & RESORTS INC COM 44107P104 680 43659 SH OTR 1 0 43659 0 HOST HOTELS & RESORTS INC COM 44107P104 7 449 SH SOLE 449 0 0 HP INC COM 40434L105 606 39042 SH OTR 1 0 39042 0 HP INC COM 40434L105 6 398 SH SOLE 398 0 0 HUNTINGTON BANCSHARES INC COM 446150104 580 58866 SH OTR 1 0 58866 0 HUNTINGTON BANCSHARES INC COM 446150104 6 601 SH SOLE 601 0 0 ILLUMINA INC COM 452327109 603 3322 SH OTR 1 0 3322 0 ILLUMINA INC COM 452327109 6 34 SH SOLE 34 0 0 INVESCO LTD SHS G491BT108 757 24211 SH OTR 1 0 24211 0 INVESCO LTD SHS G491BT108 8 247 SH SOLE 247 0 0 ISHARES TR S&P 100 ETF 464287101 3689 38450 SH OTR 1 0 38450 0 ISHARES TR IBOXX INV CP ETF 464287242 69 557 SH SOLE 557 0 0 ISHARES TR CORE US AGGBD ET 464287226 443 3937 SH SOLE 3937 0 0 ISHARES TR IBOXX HI YD ETF 464288513 174 1992 SH SOLE 1992 0 0 JPMORGAN CHASE & CO COM 46625H100 599 8990 SH OTR 1 0 8990 0 JPMORGAN CHASE & CO COM 46625H100 6 91 SH SOLE 91 0 0 KEYCORP NEW COM 493267108 628 51604 SH OTR 1 0 51604 0 KEYCORP NEW COM 493267108 6 527 SH SOLE 527 0 0 KINDER MORGAN INC DEL COM 49456B101 690 29830 SH OTR 1 0 29830 0 KINDER MORGAN INC DEL COM 49456B101 7 304 SH SOLE 304 0 0 LEGG MASON INC COM 524901105 630 18830 SH OTR 1 0 18830 0 LEGG MASON INC COM 524901105 6 193 SH SOLE 193 0 0 LENNAR CORP CL A 526057104 502 11845 SH OTR 1 0 11845 0 LENNAR CORP CL A 526057104 5 121 SH SOLE 121 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 557 12012 SH OTR 1 0 12012 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 6 124 SH SOLE 124 0 0 LINCOLN NATL CORP IND COM 534187109 770 16395 SH OTR 1 0 16395 0 LINCOLN NATL CORP IND COM 534187109 8 168 SH SOLE 168 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 583 7226 SH OTR 1 0 7226 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 6 74 SH SOLE 74 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 577 8273 SH OTR 1 0 8273 0 MALLINCKRODT PUB LTD CO SHS G5785G107 6 85 SH SOLE 85 0 0 MARATHON OIL CORP COM 565849106 950 60092 SH OTR 1 0 60092 0 MARATHON OIL CORP COM 565849106 10 614 SH SOLE 614 0 0 MARATHON PETE CORP COM 56585A102 690 16996 SH OTR 1 0 16996 0 MARATHON PETE CORP COM 56585A102 7 174 SH SOLE 174 0 0 METLIFE INC COM 59156R108 703 15829 SH OTR 1 0 15829 0 METLIFE INC COM 59156R108 7 162 SH SOLE 162 0 0 MICRON TECHNOLOGY INC COM 595112103 869 48881 SH OTR 1 0 48881 0 MICRON TECHNOLOGY INC COM 595112103 9 500 SH SOLE 500 0 0 MOODYS CORP COM 615369105 596 5500 SH OTR 1 0 5500 0 MOODYS CORP COM 615369105 6 56 SH SOLE 56 0 0 MORGAN STANLEY COM NEW 617446448 769 24001 SH OTR 1 0 24001 0 MORGAN STANLEY COM NEW 617446448 8 246 SH SOLE 246 0 0 MURPHY OIL CORP COM 626717102 890 29280 SH OTR 1 0 29280 0 MURPHY OIL CORP COM 626717102 9 299 SH SOLE 299 0 0 NAVIENT CORP COM 63938C108 652 45051 SH OTR 1 0 45051 0 NAVIENT CORP COM 63938C108 7 461 SH SOLE 461 0 0 NETFLIX INC COM 64110L106 602 6113 SH OTR 1 0 6113 0 NETFLIX INC COM 64110L106 6 63 SH SOLE 63 0 0 NEWFIELD EXPL CO COM 651290108 707 16277 SH OTR 1 0 16277 0 NEWFIELD EXPL CO COM 651290108 7 167 SH SOLE 167 0 0 NEWS CORP NEW CL A 65249B109 591 42282 SH OTR 1 0 42282 0 NEWS CORP NEW CL A 65249B109 6 432 SH SOLE 432 0 0 NOBLE ENERGY INC COM 655044105 665 18620 SH OTR 1 0 18620 0 NOBLE ENERGY INC COM 655044105 7 190 SH SOLE 190 0 0 NORTHERN TR CORP COM 665859104 616 9066 SH OTR 1 0 9066 0 NORTHERN TR CORP COM 665859104 6 92 SH SOLE 92 0 0 ONEOK INC NEW COM 682680103 731 14222 SH OTR 1 0 14222 0 ONEOK INC NEW COM 682680103 7 145 SH SOLE 145 0 0 OWENS ILL INC COM NEW 690768403 604 32850 SH OTR 1 0 32850 0 OWENS ILL INC COM NEW 690768403 6 337 SH SOLE 337 0 0 PIONEER NAT RES CO COM 723787107 613 3300 SH OTR 1 0 3300 0 PIONEER NAT RES CO COM 723787107 6 34 SH SOLE 34 0 0 PRINCIPAL FINL GROUP INC COM 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NEW COM 808513105 8 249 SH SOLE 249 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 760 19712 SH OTR 1 0 19712 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 8 202 SH SOLE 202 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 20489 290175 SH OTR 1 0 290175 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 20056 1039171 SH OTR 1 0 1039171 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 21328 446371 SH OTR 1 0 446371 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 222 4656 SH SOLE 4656 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 209 10846 SH SOLE 10846 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 215 3050 SH SOLE 3050 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 758 9955 SH OTR 1 0 9955 0 SKYWORKS SOLUTIONS INC COM 83088M102 8 102 SH SOLE 102 0 0 SOUTHWESTERN ENERGY CO COM 845467109 559 40367 SH OTR 1 0 40367 0 SOUTHWESTERN ENERGY CO COM 845467109 6 413 SH SOLE 413 0 0 STATE STR CORP COM 857477103 653 9377 SH OTR 1 0 9377 0 STATE STR CORP COM 857477103 7 96 SH SOLE 96 0 0 SUNTRUST BKS INC COM 867914103 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