Chief Compliance Officer

0001633674-18-000002.txt : 20180511 0001633674-18-000002.hdr.sgml : 20180511 20180511113111 ACCESSION NUMBER: 0001633674-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180511 DATE AS OF CHANGE: 20180511 EFFECTIVENESS DATE: 20180511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AllSquare Wealth Management LLC CENTRAL INDEX KEY: 0001633674 IRS NUMBER: 273195672 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16491 FILM NUMBER: 18825707 BUSINESS ADDRESS: STREET 1: 200 GREAT OAKS BLVD STREET 2: SUITE 219 CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184568900 MAIL ADDRESS: STREET 1: 200 GREAT OAKS BLVD STREET 2: SUITE 219 CITY: ALBANY STATE: NY ZIP: 12203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001633674 XXXXXXXX 03-31-2018 03-31-2018 AllSquare Wealth Management LLC

200 GREAT OAKS BLVD SUITE 219 ALBANY NY 12203

13F HOLDINGS REPORT 028-16491 N Daniel D Bauer Chief Compliance Officer 5184568900 Daniel D Bauer Albany NY 05-11-2018 0 415 126033 false INFORMATION TABLE 2 AWM13F20180331.XML AMAZON.COM INC Stock 023135106 381 263 SH SOLE 0 263 0 0 CBS CORP CL B Stock 124857202 6 125 SH SOLE 0 125 0 0 COHERENT INC COM Stock 192479103 0 0 SH SOLE 0 0 0 0 PRUDENTIAL FINL INC Stock 744320102 28 268 SH SOLE 0 268 0 0 WISDOMTREE JAPAN HEDGED EQUITY ETF 97717W851 1 24 SH SOLE 0 24 0 0 HEWLETT PACKARD ENTERPRISE CO COM Stock 42824C109 5 297 SH SOLE 0 297 0 0 SIRIUS XM RADIO INC Stock 82968B103 9 1436 SH SOLE 0 1436 0 0 POWERSHARES QQQ TR ETF 73935A104 167 1041 SH SOLE 0 1041 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 92 1408 SH SOLE 0 1408 0 0 STARBUCKS CORP Stock 855244109 284 4900 SH SOLE 0 4900 0 0 SEMPRA ENERGY COM Stock 816851109 33 300 SH SOLE 0 300 0 0 DELUXE CORP COM Stock 248019101 33 446 SH SOLE 0 446 0 0 ARROW FINL CORP Stock 042744102 6 180 SH SOLE 0 180 0 0 ANTHEM INC COM Stock 036752103 46 210 SH SOLE 0 210 0 0 ISHARES GOLD TRUST ETF ETF 464285105 35 2752 SH SOLE 0 2752 0 0 RMR GROUP INC CL A Stock 74967R106 0 2 SH SOLE 0 2 0 0 MYLAN N V SHS EURO Stock N59465109 4 100 SH SOLE 0 100 0 0 JOHNSON & JOHNSON COM Stock 478160104 857 6684 SH SOLE 0 6684 0 0 WASTE MANAGEMENT INC Stock 94106L109 130 1545 SH SOLE 0 1545 0 0 EDITAS MEDICINE INC COM Stock 28106W103 1 25 SH SOLE 0 25 0 0 ABB LTD SPONSORED ADR ADR 000375204 2 90 SH SOLE 0 90 0 0 VANGUARD TOTAL STK MKT ETF 922908769 18045 132954 SH SOLE 0 132954 0 0 POWERSHARES GLOBAL WATER PORTFOLIO EXCHANGE-TRADED FD ETF 73935X575 119 3900 SH SOLE 0 3900 0 0 POWERSHARES HIGH YIELD EQUITY DIVIDEND ACHIEVERS PORTFOLIO ETF 73935X302 3 155 SH SOLE 0 155 0 0 PRAXAIR INC Stock 74005P104 205 1418 SH SOLE 0 1418 0 0 ISHARES TR KLD 400 SOCIAL INDEX FD ETF 464288570 92 940 SH SOLE 0 940 0 0 ISHARES S&P LATIN AMERICA 40 INDEX ETF 464287390 9 235 SH SOLE 0 235 0 0 REAL ESTATE SELECT SECTOR SPDR FUND ETF 81369Y860 0 3 SH SOLE 0 3 0 0 DIREXION DAILY SMALL CAP BULL 3X SHARES ETF 25459W847 4 56 SH SOLE 0 56 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 86 1080 SH SOLE 0 1080 0 0 COCA COLA CO COM Stock 191216100 50 1156 SH SOLE 0 1156 0 0 NORDIC AMERICAN TANKER SHIPING Stock G65773106 0 100 SH SOLE 0 100 0 0 GENERAL MLS INC COM Stock 370334104 30 665 SH SOLE 0 665 0 0 INTELLIA THERAPEUTICS INC COM Stock 45826J105 4 175 SH SOLE 0 175 0 0 FIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND ETF 336917109 16 563 SH SOLE 0 563 0 0 ENTERPRISE PRODS PARTNERS L P Stock 293792107 264 10800 SH SOLE 0 10800 0 0 ISHARES TR S&P NY MUN BD FD ETF 464288323 677 12362 SH SOLE 0 12362 0 0 BB&T CORP COM Stock 054937107 27 513 SH SOLE 0 513 0 0 UNITED PARCEL SERVICE INC Stock 911312106 10 100 SH SOLE 0 100 0 0 VANGUARD REIT INDEX ETF ETF 922908553 34 450 SH SOLE 0 450 0 0 ISHARES KLD SEL SOC FD ETF 464288802 134 1209 SH SOLE 0 1209 0 0 ISHARES MSCI ACWI EX US INDEX FUND ETF 464288240 715 14396 SH SOLE 0 14396 0 0 INTEL CORP COM Stock 458140100 541 10388 SH SOLE 0 10388 0 0 STATE STR CORP COM Stock 857477103 31 306 SH SOLE 0 306 0 0 MEDTRONIC PLC SHS Stock G5960L103 59 734 SH SOLE 0 734 0 0 CLOROX CO DEL COM Stock 189054109 7 50 SH SOLE 0 50 0 0 COMERICA INC COM Stock 200340107 29 306 SH SOLE 0 306 0 0 ISHARES MSCI TAIWAN ETF ETF 46434G772 17 450 SH SOLE 0 450 0 0 NETFLIX COM INC Stock 64110L106 48 161 SH SOLE 0 161 0 0 ISHARES TR DOW JONES U S TOTAL MKT INDEX ETF 464287846 88 666 SH SOLE 0 666 0 0 SPDR DOW JONES INDUSTRIAL ETF ETF 78467X109 133 553 SH SOLE 0 553 0 0 PAYCHEX INC Stock 704326107 6 100 SH SOLE 0 100 0 0 ISHARES TR S&P AGGRESSIVE ALLOCATION FD ETF 464289859 6 118 SH SOLE 0 118 0 0 PEOPLES BK BRIDGEPORT CN Stock 712704105 7 392 SH SOLE 0 392 0 0 ISHARES SILVER TRUST ETF ETF 46428Q109 1 95 SH SOLE 0 95 0 0 ISHARES TR S&P ALLOCATION FD GROWTH ALLOCATION FD ETF 464289867 31 690 SH SOLE 0 690 0 0 ISHARES INC MSCI UNITED KINGDOM INDEX ETF 46435G334 1 38 SH SOLE 0 38 0 0 SPDR DOW JONES GLOBAL REAL ESTATE ETF ETF 78463X749 3 72 SH SOLE 0 72 0 0 SPDR SSGA GENDER DIVERSITY INDEX ETF ETF 78468R747 3 47 SH SOLE 0 47 0 0 AMERICAN CAPITAL AGENCY CORP. REIT 00123Q104 47 2500 SH SOLE 0 2500 0 0 MERCK & CO INC Stock 58933Y105 221 4052 SH SOLE 0 4052 0 0 SPDR S&P 500 ETF ETF 78462F103 169 642 SH SOLE 0 642 0 0 ADVANSIX INC COM Stock 00773T101 0 6 SH SOLE 0 6 0 0 MASTERCARD INC Stock 57636Q104 18 100 SH SOLE 0 100 0 0 PROSHARES K-1 FREE CRUDE OIL STRATEGY ETF ETF 74347B417 13 558 SH SOLE 0 558 0 0 URSTADT BIDDLE PPTYS INC CL A REIT 917286205 14 708 SH SOLE 0 708 0 0 CRISPR THERAPEUTICS AG NAMEN AKT Stock H17182108 1 30 SH SOLE 0 30 0 0 EMERSON ELEC CO COM Stock 291011104 7 100 SH SOLE 0 100 0 0 ANNALY CAPITAL MANAGEMENT INC REIT 035710409 68 6490 SH SOLE 0 6490 0 0 ISHARES MSCI JAPAN ETF ETF 46434G822 1 9 SH SOLE 0 9 0 0 ISHARES TIPS BOND ETF ETF 464287176 616 5450 SH SOLE 0 5450 0 0 URSTADT BIDDLE PPTYS REIT 917286106 4 221 SH SOLE 0 221 0 0 ARCONIC INC COM Stock 03965L100 1 33 SH SOLE 0 33 0 0 FIRST DATA CORP NEW COM CL A Stock 32008D106 21 1300 SH SOLE 0 1300 0 0 NUVEEN S&P 500 BUY-WRITE INC COM CEF 6706ER101 3 230 SH SOLE 0 230 0 0 POWERSHARES S&P MIDCAP 400 PURE GROWTH PORTFOLIO ETF 739371672 30 188 SH SOLE 0 188 0 0 COHEN & STEERS GLOBAL INCOME BLDR INC COM CEF 19248M103 18 2000 SH SOLE 0 2000 0 0 VERIZON COMMUNICATIONS Stock 92343V104 691 14455 SH SOLE 0 14455 0 0 CHUBB LIMITED COM Stock H1467J104 27 198 SH SOLE 0 198 0 0 VANGUARD FTSE ALL WORLD EX-US ETF ETF 922042718 510 4273 SH SOLE 0 4273 0 0 ISHARES COHEN & STEERS REIT ETF ETF 464287564 5 51 SH SOLE 0 51 0 0 FEDEX CORP Stock 31428X106 89 369 SH SOLE 0 369 0 0 PEPSICO INC COM Stock 713448108 426 3902 SH SOLE 0 3902 0 0 ISHARES 1-3 YR TREASURY BOND ETF ETF 464287457 272 3250 SH SOLE 0 3250 0 0 BBX CAP CORP NEW CL A Stock 05491N104 5 597 SH SOLE 0 597 0 0 ISHARES INC MSCI EMUINDEX FD ETF 464286608 1 19 SH SOLE 0 19 0 0 SNAP INC CL A Stock 83304A106 2 100 SH SOLE 0 100 0 0 UNILEVER N V N Y SHS NEW ADR 904784709 6 100 SH SOLE 0 100 0 0 ISHARES TR S&P MODERATE ALLOCATION FD ETF 464289875 5 122 SH SOLE 0 122 0 0 DXC TECHNOLOGY CO COM Stock 23355L106 34 336 SH SOLE 0 336 0 0 KIMBERLY CLARK CORP COM Stock 494368103 31 279 SH SOLE 0 279 0 0 TE CONNECTIVITY LTD Stock H84989104 135 1348 SH SOLE 0 1348 0 0 HONEYWELL INTL INC Stock 438516106 87 604 SH SOLE 0 604 0 0 FORD MOTOR COMPANY Stock 345370860 40 3648 SH SOLE 0 3648 0 0 OMEGA HEALTHCARE INVS INC COM REIT 681936100 116 4300 SH SOLE 0 4300 0 0 BP PLC SPONSORED ADR ADR 055622104 7 164 SH SOLE 0 164 0 0 HOME DEPOT Stock 437076102 193 1081 SH SOLE 0 1081 0 0 BAXTER INTL INC COM Stock 071813109 31 474 SH SOLE 0 474 0 0 STARWOOD PPTY TR INC COM REIT 85571B105 45 2148 SH SOLE 0 2148 0 0 BAKER HUGHES A GE CO CL A Stock 05722G100 4 150 SH SOLE 0 150 0 0 JBG SMITH PPTYS COM REIT 46590V100 18 527 SH SOLE 0 527 0 0 DOWDUPONT INC COM Stock 26078J100 220 3460 SH SOLE 0 3460 0 0 MICRO FOCUS INTERNATIONAL PLC SPON ADR NEW ADR 594837304 1 40 SH SOLE 0 40 0 0 BEST INC SPONSORED ADS ADR 08653C106 1 100 SH SOLE 0 100 0 0 BHP BILLITON LTD SPONSORED ADR ADR 088606108 9 200 SH SOLE 0 200 0 0 SPDR GOLD ETF ETF 78463V107 20 161 SH SOLE 0 161 0 0 POWERSHARES GLOBAL GOLD AND PRECIOUS METALS PORTFOLIO ETF 73936Q876 37 2000 SH SOLE 0 2000 0 0 SOUTHERN CO COM Stock 842587107 49 1100 SH SOLE 0 1100 0 0 GREENE CNTY BANCORP INC Stock 394357107 43 1180 SH SOLE 0 1180 0 0 BROADRIDGE FINL SOLUTIONS INC COM Stock 11133T103 34 309 SH SOLE 0 309 0 0 SCHWAB ETFS- US SMALL-CAP ETF ETF 808524607 19 271 SH SOLE 0 271 0 0 KEYCORP NEW COM Stock 493267108 180 9201 SH SOLE 0 9201 0 0 LABORATORY CORP AMER HLDGS COM NEW Stock 50540R409 32 198 SH SOLE 0 198 0 0 SCHWAB ETFS- US BROAD MARKET ETF ETF 808524102 107 1678 SH SOLE 0 1678 0 0 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 187 5560 SH SOLE 0 5560 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF ETF 808524201 6 90 SH SOLE 0 90 0 0 WHIRLPOOL CORP COM Stock 963320106 14 94 SH SOLE 0 94 0 0 CENTURYLINK INC COM Stock 156700106 97 5901 SH SOLE 0 5901 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 867 4347 SH SOLE 0 4347 0 0 SCHWAB EMERGING MARKET EQ ETF ETF 808524706 2053 71518 SH SOLE 0 71518 0 0 VANGUARD SHORT TERM CORP BOND FD ETF ETF 92206C409 3876 49423 SH SOLE 0 49423 0 0 EXELON CORP COM Stock 30161N101 32 828 SH SOLE 0 828 0 0 AVANGRID INC COM Stock 05351W103 24 461 SH SOLE 0 461 0 0 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 19002 223975 SH SOLE 0 223975 0 0 GOOGLE INC Stock 02079K305 493 475 SH SOLE 0 475 0 0 DROPBOX INC CL A Stock 26210C104 14 440 SH SOLE 0 440 0 0 HALLIBURTON CO COM Stock 406216101 32 686 SH SOLE 0 686 0 0 CSX CORP Stock 126408103 6 100 SH SOLE 0 100 0 0 COMCAST CORP NEW CL A Stock 20030N101 23 684 SH SOLE 0 684 0 0 MICROSOFT Stock 594918104 570 6243 SH SOLE 0 6243 0 0 VALERO ENERGY CORP Stock 91913Y100 39 425 SH SOLE 0 425 0 0 CVS HEALTH CORP COM Stock 126650100 37 590 SH SOLE 0 590 0 0 ACCO BRANDS CORP COM Stock 00081T108 1 94 SH SOLE 0 94 0 0 DTE ENERGY CO COM Stock 233331107 7 63 SH SOLE 0 63 0 0 TEXTRON INC COM Stock 883203101 12 200 SH SOLE 0 200 0 0 AVERY DENNISON CORP COM Stock 053611109 23 216 SH SOLE 0 216 0 0 ARES CAP CORP COM CEF 04010L103 310 19504 SH SOLE 0 19504 0 0 BOEING CO COM Stock 097023105 301 919 SH SOLE 0 919 0 0 VANGUARD SMALL CAP ETF ETF 922908751 607 4130 SH SOLE 0 4130 0 0 VANGUARD MID CAP ETF 922908629 15 100 SH SOLE 0 100 0 0 VANGUARD LARGE CAP ETF 922908637 7 60 SH SOLE 0 60 0 0 NEXTERA ENERGY INC COM Stock 65339F101 63 383 SH SOLE 0 383 0 0 OASIS PETE INC NEW COM Stock 674215108 0 60 SH SOLE 0 60 0 0 NIKE INC CLASS B Stock 654106103 13 200 SH SOLE 0 200 0 0 WYNDHAM WORLDWIDE CORP COM Stock 98310W108 19 163 SH SOLE 0 163 0 0 CLEARBRIDGE ENERGY MLP FD INC COM CEF 184692101 2 130 SH SOLE 0 130 0 0 TESLA INC COM Stock 88160R101 7 25 SH SOLE 0 25 0 0 WESTERN ASSET GLOBAL CORPORATEDEFINED OPPORTUNITY FD INC CEF 95790C107 33 2000 SH SOLE 0 2000 0 0 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 123 801 SH SOLE 0 801 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 50 1831 SH SOLE 0 1831 0 0 NORFOLK SOUTHERN CORP COM Stock 655844108 41 300 SH SOLE 0 300 0 0 HOST HOTELS & RESORTS INC COM REIT 44107P104 0 3 SH SOLE 0 3 0 0 VORNADO RLTY TR SH BEN INT REIT 929042109 71 1055 SH SOLE 0 1055 0 0 SCHWAB SHORT TERM US TREASURY ETF ETF 808524862 23 465 SH SOLE 0 465 0 0 VANGUARD CONSUMER STAPLES ETF ETF 92204A207 9 65 SH SOLE 0 65 0 0 HARLEY DAVIDSON INC Stock 412822108 9 205 SH SOLE 0 205 0 0 STANLEY BLACK & DECKER INC COM Stock 854502101 47 305 SH SOLE 0 305 0 0 GLOBAL X LITHIUM & BATTERY TECH ETF ETF 37954Y855 3 100 SH SOLE 0 100 0 0 VANGUARD TELECOMMUNICATION SERVICES INDEX FUND ETF 92204A884 4 45 SH SOLE 0 45 0 0 VANGUARD GLOBAL EX-U.S. REAL ESTATE INDEX ETF 922042676 12 190 SH SOLE 0 190 0 0 WISDOMTREE EUROPE HEDGED EQUITY FUND ETF 97717X701 2 39 SH SOLE 0 39 0 0 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 80 234 SH SOLE 0 234 0 0 CONSOLIDATED EDISON INC COM Stock 209115104 109 1400 SH SOLE 0 1400 0 0 GENERAL MOTORS CORP Stock 37045V100 205 5650 SH SOLE 0 5650 0 0 POWERSHARES S&P 500 EQUAL WEIGHT PORTFOLIO ETF 739371813 1076 10814 SH SOLE 0 10814 0 0 RITE AID CORP COM Stock 767754104 2 1300 SH SOLE 0 1300 0 0 HASBRO INC COM Stock 418056107 33 395 SH SOLE 0 395 0 0 KB HOME COM Stock 48666K109 134 4700 SH SOLE 0 4700 0 0 SCHWAB US MID-CAP ETF ETF 808524508 24 450 SH SOLE 0 450 0 0 NATIONAL OILWELL VARCO INC Stock 637071101 3 70 SH SOLE 0 70 0 0 VANGUARD TOTAL INTL STOCK IDEX ETF ETF 921909768 1263 22335 SH SOLE 0 22335 0 0 SPDR S&P EMERGING MARKETS DIVIDEND ETF ETF 78463X533 4 100 SH SOLE 0 100 0 0 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN ETF 06738C778 392 16119 SH SOLE 0 16119 0 0 LEAR CORP COM NEW Stock 521865204 33 179 SH SOLE 0 179 0 0 POWERSHARES ETF FD TR II S&P SMALLCAP CONSUMER ETF 73937B605 9 127 SH SOLE 0 127 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 6 37 SH SOLE 0 37 0 0 ISHARES CORE HIGH DIVIDEND ETF ETF 46429B663 33 394 SH SOLE 0 394 0 0 SPDR S&P AEROSPACE & DEFENSE ETF ETF 78464A631 12 136 SH SOLE 0 136 0 0 MICRON TECHNOLOGY INC COM Stock 595112103 342 6550 SH SOLE 0 6550 0 0 SYSCO CORP COM Stock 871829107 24 393 SH SOLE 0 393 0 0 FUELCELL ENERGY INC Stock 35952H502 0 250 SH SOLE 0 250 0 0 ISHARES U.S. AEROSPACE & DEFENSE ETF ETF 464288760 7 35 SH SOLE 0 35 0 0 SPIRIT AIRLS INC COM Stock 848577102 8 200 SH SOLE 0 200 0 0 GABELLI DIVD & INCOME TR COM CEF 36242H104 3 157 SH SOLE 0 157 0 0 BROOKDALE SR LIVING INC COM Stock 112463104 1 95 SH SOLE 0 95 0 0 ISHARES DJ SELECT DIVIDEND ETF 464287168 199 2088 SH SOLE 0 2088 0 0 AMERICAN ELEC PWR INC COM Stock 025537101 7 100 SH SOLE 0 100 0 0 EVERSOURCE ENERGY COM Stock 30040W108 6 100 SH SOLE 0 100 0 0 DUNKIN BRANDS GROUP INC COM Stock 265504100 2 38 SH SOLE 0 38 0 0 NBT BANCORP INC Stock 628778102 82 2315 SH SOLE 0 2314 0 0 REGENERON PHARMACEUTICALS INC Stock 75886F107 36 105 SH SOLE 0 105 0 0 FIRST SOLAR INC Stock 336433107 2 25 SH SOLE 0 25 0 0 ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP Stock 29273V100 114 8000 SH SOLE 0 8000 0 0 FORTUNE BRANDS HOME & SECURITY INC WI Stock 34964C106 24 400 SH SOLE 0 400 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS ADR 22943F100 56 1200 SH SOLE 0 1200 0 0 APTIV PLC SHS Stock G6095L109 0 0 SH SOLE 0 0 0 0 VISA INC Stock 92826C839 42 355 SH SOLE 0 355 0 0 POWERSHARES KBW REGIONAL BANKING PORTFOLIO ETF 73937B712 10 175 SH SOLE 0 175 0 0 PIMCO ACTIVE BOND EXCHANGE-TRADED FUND ETF 72201R775 35 335 SH SOLE 0 335 0 0 ALLISON TRANSMISSION HLDGS INC COM Stock 01973R101 33 847 SH SOLE 0 847 0 0 VIPSHOP HLDGS LTD SPONSORED ADR ADR 92763W103 8 500 SH SOLE 0 500 0 0 ISHARES U.S. TREASURY BOND ETF ETF 46429B267 5 201 SH SOLE 0 201 0 0 TCP CAP CORP COM CEF 87238Q103 64 4500 SH SOLE 0 4500 0 0 BLACKROCK MUN 2020 TERM TR COM SHS CEF 09249X109 5 303 SH SOLE 0 303 0 0 ENERPLUS CORP Stock 292766102 1 100 SH SOLE 0 100 0 0 HARRIS CORP DEL COM Stock 413875105 16 100 SH SOLE 0 100 0 0 AMERICAN TOWER CORP NEW COM REIT 03027X100 52 355 SH SOLE 0 355 0 0 FACEBOOK INC CL A Stock 30303M102 628 3930 SH SOLE 0 3930 0 0 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 152 1958 SH SOLE 0 1958 0 0 INGREDION INC COM Stock 457187102 25 192 SH SOLE 0 192 0 0 AMERICAN AIRLS GROUP INC COM Stock 02376R102 36 700 SH SOLE 0 700 0 0 FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND ETF 33738D101 2 75 SH SOLE 0 75 0 0 CELGENE CORP Stock 151020104 196 2200 SH SOLE 0 2200 0 0 PVH CORP COM Stock 693656100 36 238 SH SOLE 0 238 0 0 W P CAREY INC COM REIT 92936U109 105 1700 SH SOLE 0 1700 0 0 BROADCOM INC COM Stock 11135F101 79 336 SH SOLE 0 336 0 0 MONDELEZ INTL INC CL A Stock 609207105 18 434 SH SOLE 0 434 0 0 BERRY GLOBAL GROUP INC COM Stock 08579W103 23 414 SH SOLE 0 414 0 0 PROSHARES ULTRASHORT 20 YEAR TREASURY ETF 74347B201 36 1000 SH SOLE 0 1000 0 0 CAPITAL PRODUCT PARTNERS L P COM UNIT LP Stock Y11082107 12 4000 SH SOLE 0 4000 0 0 D R HORTON INC COM Stock 23331A109 33 759 SH SOLE 0 759 0 0 JOHNSON CTLS INC Stock G51502105 43 1232 SH SOLE 0 1232 0 0 METLIFE INC COM Stock 59156R108 8 175 SH SOLE 0 175 0 0 CANADIAN PAC RY LTD COM Stock 13645T100 18 100 SH SOLE 0 100 0 0 NY COMMUNITY BANCORP INC Stock 649445103 69 5300 SH SOLE 0 5300 0 0 ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF ETF 46432F834 16 259 SH SOLE 0 259 0 0 ISHARES CORE MSCI EAFE ETF ETF 46432F842 18 274 SH SOLE 0 274 0 0 POWERSHARES S&P 500 HIGH DIVIDEND LOW VOLATILITY PORTFOLIO ETF 73937B654 5 118 SH SOLE 0 118 0 0 PENNANTPARK FLOATING RATE CAPITAL LTD. CEF 70806A106 338 25800 SH SOLE 0 25800 0 0 APOLLO COMMERCIAL REAL ESTATE REIT 03762U105 108 6000 SH SOLE 0 6000 0 0 KROGER CO COM Stock 501044101 5 200 SH SOLE 0 200 0 0 ISHARES TR DOW JONES US MEDICAL DEVICES INDEX ETF 464288810 10 52 SH SOLE 0 52 0 0 SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETF ETF 78468R200 150 4868 SH SOLE 0 4868 0 0 NVIDIA CORP Stock 67066G104 41 175 SH SOLE 0 175 0 0 ISHARES 1-3 YR CREDIT BOND ETF ETF 464288646 461 4440 SH SOLE 0 4440 0 0 OWENS CORNING Stock 690742101 32 399 SH SOLE 0 399 0 0 ABBVIE INC COM Stock 00287Y109 189 2001 SH SOLE 0 2001 0 0 NATIONAL GRID TRANSCO PLC ADR 636274409 260 4614 SH SOLE 0 4614 0 0 POWERSHARES INTERNATIONAL DIVIDEND ACHIEVERS PORTFOLIO ETF 73935X716 3 160 SH SOLE 0 160 0 0 WISDOMTREE INTL SMALLCAP DIVIDEND ETF 97717W760 718 20708 SH SOLE 0 20708 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 58 990 SH SOLE 0 990 0 0 MANULIFE FINL CORP COM Stock 56501R106 1 40 SH SOLE 0 40 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 753 9415 SH SOLE 0 9415 0 0 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 529 9729 SH SOLE 0 9729 0 0 CYRUSONE INC COM REIT 23283R100 22 426 SH SOLE 0 426 0 0 HARSCO CORP COM Stock 415864107 40 1932 SH SOLE 0 1932 0 0 ALLIANZGI CONV & INCOME FD COM CEF 018828103 0 8 SH SOLE 0 8 0 0 PIMCO DYNMIC CREDIT AND MRT IN COM SHS CEF 72202D106 210 9200 SH SOLE 0 9200 0 0 ZOETIS INC COM CL A Stock 98978V103 26 310 SH SOLE 0 310 0 0 TRUSTCO BANK CM Stock 898349105 22 2658 SH SOLE 0 2658 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR ADR 874039100 26 595 SH SOLE 0 595 0 0 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 10 492 SH SOLE 0 492 0 0 COLUMBIA PROPERTY TRUST INC REIT 198287203 62 3007 SH SOLE 0 3007 0 0 CHURCH & DWIGHT INC COM Stock 171340102 5 100 SH SOLE 0 100 0 0 ROCKWELL AUTOMATION INC COM Stock 773903109 2 12 SH SOLE 0 12 0 0 KNOT OFFSHORE PARTNERS LP COM UNITS Stock Y48125101 50 2500 SH SOLE 0 2500 0 0 HANNON ARMSTRONG SUST INFR CAP COM REIT 41068X100 138 7100 SH SOLE 0 7100 0 0 STRYKER CORP Stock 863667101 33 202 SH SOLE 0 202 0 0 RAYTHEON CO COM NEW Stock 755111507 11 52 SH SOLE 0 52 0 0 T MOBILE US INC COM Stock 872590104 15 248 SH SOLE 0 248 0 0 SPDR BLACKSTONE/ GSO SENIOR LOAN ETF ETF 78467V608 4 76 SH SOLE 0 76 0 0 FASTENAL CO Stock 311900104 7 136 SH SOLE 0 136 0 0 MCDONALDS CORP COM Stock 580135101 29 183 SH SOLE 0 183 0 0 NEW RESIDENTIAL INVT CORP COM NEW REIT 64828T201 459 27900 SH SOLE 0 27900 0 0 FIRST TR INTER DUR PFD & IN FD COM CEF 33718W103 228 9800 SH SOLE 0 9800 0 0 CISCO SYS INC Stock 17275R102 61 1428 SH SOLE 0 1428 0 0 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 10877 198741 SH SOLE 0 198741 0 0 ALPS MEDICAL BREAKTHROUGHS ETF ETF 00162Q593 37 1086 SH SOLE 0 1086 0 0 FIRST TRUST SENIOR LOAN FUND ETF 33738D309 2 48 SH SOLE 0 48 0 0 CDW CORP COM Stock 12514G108 32 462 SH SOLE 0 462 0 0 WISDOMTREE DIVIDEND EFA INDEX ETF ETF 97717W703 185 3375 SH SOLE 0 3375 0 0 VANECK VECTORS URANIUM NUCLEAR ENERGY ETF ETF 92189F601 9 175 SH SOLE 0 175 0 0 AT&T INC COM Stock 00206R102 649 18200 SH SOLE 0 18200 0 0 VANGUARD FINANCIALS ETF ETF 92204A405 96 1378 SH SOLE 0 1378 0 0 ENERGY SELECT SECTOR SPDR ETF 81369Y506 1 10 SH SOLE 0 10 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 78 734 SH SOLE 0 734 0 0 GENERAL ELECTRIC CO COM Stock 369604103 1134 84159 SH SOLE 0 84159 0 0 KRANESHARES CSI CHINA INTERNET ETF ETF 500767306 5 75 SH SOLE 0 75 0 0 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 9 100 SH SOLE 0 100 0 0 TIME WARNER INC Stock 887317303 43 450 SH SOLE 0 450 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 58 575 SH SOLE 0 575 0 0 ISHARES U.S. FINANCIAL SERVICES ETF ETF 464287770 94 721 SH SOLE 0 721 0 0 FLEXSHARES MORNINGSTAR EMERGING MARKETS FACTOR TILT INDEX FUND ETF 33939L308 213 3490 SH SOLE 0 3490 0 0 ISHARES SHORT MATURITY BOND ETF ETF 46431W507 1 13 SH SOLE 0 13 0 0 POWERSHARES GLOBAL WATER PORTFOLIO ETF 73936T623 13 500 SH SOLE 0 500 0 0 TWITTER INC COM Stock 90184L102 87 3000 SH SOLE 0 3000 0 0 IPATH S&P 500 VIX SHORT-TERM FUTURES ETN ETF 06746L422 0 2 SH SOLE 0 2 0 0 WISDOMTREE TR INTL LARGECAP DIVID FD ETF 97717W794 60 1204 SH SOLE 0 1204 0 0 ISHARES S&P 500 INDEX ETF 464287200 146 552 SH SOLE 0 552 0 0 ONEOK INC NEW COM Stock 682680103 30 527 SH SOLE 0 527 0 0 LADDER CAP CORP CL A REIT 505743104 11 700 SH SOLE 0 700 0 0 WELLS FARGO CO NEW COM Stock 949746101 151 2889 SH SOLE 0 2889 0 0 VMWARE INC CL A CLASS A Stock 928563402 31 258 SH SOLE 0 258 0 0 UNION PAC CORP COM Stock 907818108 13 100 SH SOLE 0 100 0 0 TRANSOCEAN Stock H8817H100 3 300 SH SOLE 0 300 0 0 ISHARES MBS ETF ETF 464288588 13 127 SH SOLE 0 127 0 0 ISHARES S&P U.S. PREFERRED STOCK ETF ETF 464288687 66 1762 SH SOLE 0 1762 0 0 MICROCHIP TECHNOLOGY INC COM Stock 595017104 3 28 SH SOLE 0 28 0 0 MCCORMICK & CO INC COM NON VTG Stock 579780206 11 100 SH SOLE 0 100 0 0 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 6 30 SH SOLE 0 30 0 0 PROSPECT CAPITAL CORPORATION CEF 74348T102 39 6000 SH SOLE 0 6000 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 1053 9580 SH SOLE 0 9579 0 0 INTL PAPER CO COM Stock 460146103 14 265 SH SOLE 0 265 0 0 HARTFORD FINL SVCS GROUP INC Stock 416515104 0 8 SH SOLE 0 8 0 0 ISHARES INTERMEDIATE CREDIT BOND ETF ETF 464288638 50 464 SH SOLE 0 464 0 0 CHEVRON CORP NEW COM Stock 166764100 212 1856 SH SOLE 0 1856 0 0 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 142 1304 SH SOLE 0 1304 0 0 CONOCOPHILLIPS COM Stock 20825C104 3 50 SH SOLE 0 50 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 12151 274594 SH SOLE 0 274594 0 0 EXPRESS SCRIPTS INC Stock 30219G108 3 40 SH SOLE 0 40 0 0 TJX COS INC NEW COM Stock 872540109 8 100 SH SOLE 0 100 0 0 BANK AMER CORP COM Stock 060505104 599 19973 SH SOLE 0 19973 0 0 FIRST TRUST GLOBAL TACTICAL COMMODITY STRATEGY FUND ETF 33739H101 4845 232135 SH SOLE 0 232135 0 0 EATON VANCE TX ADV GLB DIV OP COM CEF 27828U106 3 130 SH SOLE 0 130 0 0 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 2 75 SH SOLE 0 75 0 0 INTL BUSINESS MACHINES Stock 459200101 646 4210 SH SOLE 0 4210 0 0 ORACLE CORPORATION Stock 68389X105 59 1300 SH SOLE 0 1300 0 0 UNITED TECHNOLOGIES CORP COM Stock 913017109 277 2200 SH SOLE 0 2200 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 6363 135433 SH SOLE 0 135432 0 0 VANGUARD HIGH DIVIDEND YIELD ETF 921946406 328 3977 SH SOLE 0 3977 0 0 SPDR BLOOMBERG BARCLAYS INTERNATIONAL TREASURY BOND ETF ETF 78464A516 13 454 SH SOLE 0 454 0 0 PFIZER INC COM Stock 717081103 381 10732 SH SOLE 0 10732 0 0 MORGAN STANLEY Stock 617446448 34 637 SH SOLE 0 637 0 0 3M CO COM Stock 88579Y101 44 200 SH SOLE 0 200 0 0 SPDR INDEX SHS FDS S&P INTL SMALL CAP ETF ETF 78463X871 12 335 SH SOLE 0 335 0 0 HP INC COM Stock 40434L105 7 297 SH SOLE 0 297 0 0 GILEAD SCIENCES INC Stock 375558103 90 1200 SH SOLE 0 1200 0 0 CATERPILLAR INC DEL COM Stock 149123101 98 663 SH SOLE 0 663 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 222 215 SH SOLE 0 215 0 0 BEST BUY INC COM Stock 086516101 35 494 SH SOLE 0 494 0 0 AMGEN INC Stock 031162100 61 357 SH SOLE 0 357 0 0 APPLIED MATLS INC COM Stock 038222105 33 599 SH SOLE 0 599 0 0 ANALOG DEVICES INC COM Stock 032654105 9 100 SH SOLE 0 100 0 0 INTL GAME TECHNOLOGY Stock G4863A108 0 2 SH SOLE 0 2 0 0 UNITED FINL BANCORP INC NEW COM Stock 910304104 2 151 SH SOLE 0 151 0 0 RYDEX ETF TRUST S&P MIDCAP 400 PURE VAL ETF 739371664 46 695 SH SOLE 0 695 0 0 RYDEX ETF TRUST S&P SMALLCAP 600 PURE VA ETF 739371631 4845 68953 SH SOLE 0 68953 0 0 BLACKROCK INTL GROWTH TR CEF 092524107 12 2000 SH SOLE 0 2000 0 0 POWERSHARES VARIABLE RATE PREFERRED PORTFOLIO ETF 73937B597 252 10000 SH SOLE 0 10000 0 0 JD COM INC SPONS ADR REPSTG COMCL A ADR 47215P106 12 300 SH SOLE 0 300 0 0 MAIN STREET CAPITAL CORP COM CEF 56035L104 740 20050 SH SOLE 0 20050 0 0 RAYONIER ADVANCED MATLS INC COM Stock 75508B104 0 1 SH SOLE 0 1 0 0 CHIMERA INVT CORP COM NEW REIT 16934Q208 294 16900 SH SOLE 0 16900 0 0 STATOIL ASA SPONSORED ADR CMN ADR 85771P102 12 500 SH SOLE 0 500 0 0 VANGUARD DIVIDEND APPRECIATION ETF ETF 921908844 112 1104 SH SOLE 0 1104 0 0 ISHARES MSCI EAFE SMALL CAP ETF ETF 464288273 292 4477 SH SOLE 0 4477 0 0 VERITIV CORP COM Stock 923454102 0 5 SH SOLE 0 5 0 0 SCANA CORP NEW COM Stock 80589M102 12 310 SH SOLE 0 310 0 0 NUVEEN PFD & INCM OPPORTNYS FD COM CEF 67073B106 0 5 SH SOLE 0 5 0 0 ISHARES 7-10 YR TREASURY BOND ETF ETF 464287440 197 1907 SH SOLE 0 1907 0 0 ISHARES AGGREGATE BOND ETF ETF 464287226 21 193 SH SOLE 0 193 0 0 POWERSHARES BUYBACK ACHIEVERS PORTFOLIO ETF 73935X286 1044 18346 SH SOLE 0 18345 0 0 WISDOMTREE BARCLAYS U.S. AGGREGATE BOND NEGATIVE DURATION FUND ETF 97717W364 293 6719 SH SOLE 0 6719 0 0 ISHARES COMMODITY OPTIMIZED TRUST ETF 45032K102 72 1920 SH SOLE 0 1920 0 0 ISHARES S&P SMALLCAP 600 VALUE ETF ETF 464287879 18 120 SH SOLE 0 120 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 734 4000 SH SOLE 0 4000 0 0 CITIZENS FINL GROUP INC COM Stock 174610105 0 0 SH SOLE 0 0 0 0 INFRACAP ACTIVE MLP ETF ETF 26923G103 55 8100 SH SOLE 0 8100 0 0 HALYARD HEALTH INC COM Stock 40650V100 0 9 SH SOLE 0 9 0 0 PLUG PWR INC Stock 72919P202 6 3300 SH SOLE 0 3300 0 0 BORG WARNER AUTOMOTIVE INC Stock 099724106 1 24 SH SOLE 0 24 0 0 COMMUNITY BK SYS INC COM Stock 203607106 2 37 SH SOLE 0 37 0 0 ISHARES U.S. CREDIT BOND ETF ETF 464288620 14 125 SH SOLE 0 125 0 0 LAM RESEARCH CORP COM Stock 512807108 35 171 SH SOLE 0 171 0 0 FIRST TRUST WATER ETF ETF 33733B100 2 50 SH SOLE 0 50 0 0 NORTHERN OIL & GAS INC NEV COM Stock 665531109 0 117 SH SOLE 0 117 0 0 PHILIP MORRIS INTL INC Stock 718172109 263 2641 SH SOLE 0 2641 0 0 PARKER HANNIFIN CORP COM Stock 701094104 32 188 SH SOLE 0 188 0 0 ISHARES TRUST S&P GLOBAL INFRASTRUCTUR ETF 464288372 4 85 SH SOLE 0 85 0 0 POWERSHARES S&P 500 EQUAL WEIGHT TECHNOLOGY PORTFOLIO ETF 739371748 92 605 SH SOLE 0 605 0 0 VANGUARD MEGA CAP ETF ETF 921910873 28 312 SH SOLE 0 312 0 0 SUBURBAN PROPANE PARTNERS LP Stock 864482104 41 1864 SH SOLE 0 1863 0 0 URBAN EDGE PPTYS COM REIT 91704F104 17 777 SH SOLE 0 777 0 0 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF ETF 78464A417 6 159 SH SOLE 0 159 0 0 BRISTOL MYERS SQUIBB CO COM Stock 110122108 152 2400 SH SOLE 0 2400 0 0 ALTRIA GROUP INC COM Stock 02209S103 6 100 SH SOLE 0 100 0 0 CITIGROUP INC Stock 172967424 190 2820 SH SOLE 0 2820 0 0 FIDELITY MSCI REAL ESTATE INDEX ETF ETF 316092857 7 314 SH SOLE 0 314 0 0 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF ETF 78467V848 10 205 SH SOLE 0 205 0 0 3D SYSTEMS CORPORATION Stock 88554D205 7 605 SH SOLE 0 605 0 0 EXXON MOBIL CORP COM Stock 30231G102 743 9965 SH SOLE 0 9965 0 0 UNITEDHEALTH GROUP Stock 91324P102 97 452 SH SOLE 0 452 0 0 VANGUARD MEGA CAP VALUE ETF ETF 921910840 2 32 SH SOLE 0 32 0 0 DR PEPPER SNAPPLE GROUP INC COM Stock 26138E109 23 197 SH SOLE 0 197 0 0 ISHARES EXPONENTIAL TECHNOLOGIES ETF ETF 46434V381 7 200 SH SOLE 0 200 0 0 MARKET VECTORS ETF TR LEHMAN BROS AMT-FREE INTERMED ETF 92189F544 43 1822 SH SOLE 0 1822 0 0 LINCOLN NATL CORP IND COM Stock 534187109 21 291 SH SOLE 0 291 0 0 ROYAL DUTCH SHELL PLC SPON ADR B ADR 780259107 498 7600 SH SOLE 0 7600 0 0 DEERE & CO COM Stock 244199105 211 1360 SH SOLE 0 1360 0 0 PHH CORP COM NEW Stock 693320202 0 40 SH SOLE 0 40 0 0 VODAFONE GROUP NEW ADR F ADR 92857W308 52 1860 SH SOLE 0 1860 0 0 AVIS BUDGET GROUP COM Stock 053774105 4 81 SH SOLE 0 81 0 0 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 5 100 SH SOLE 0 100 0 0 RAYONIER INC COM REIT 754907103 0 3 SH SOLE 0 3 0 0 CHEMOURS CO COM Stock 163851108 3 52 SH SOLE 0 52 0 0 BWX TECHNOLOGIES INC COM Stock 05605H100 5 76 SH SOLE 0 76 0 0 BABCOCK & WILCOX ENTERPRIS INC COM Stock 05614L100 0 38 SH SOLE 0 38 0 0 KRAFT HEINZ CO COM Stock 500754106 1 23 SH SOLE 0 23 0 0 CHARLES SCHWAB CORP Stock 808513105 18 350 SH SOLE 0 350 0 0 PROSHARES ULTRASHORT 7-10 TREASURY ETF 74347R313 32 1400 SH SOLE 0 1400 0 0 BAIDU COM ADR ADR 056752108 156 700 SH SOLE 0 700 0 0 CROWN CASTLE INTL CORP NEW COM REIT 22822V101 19 170 SH SOLE 0 170 0 0 PROSHARES RUSSELL 2000 DIVIDEND GROWERS ETF ETF 74347B698 3 60 SH SOLE 0 60 0 0 ISHARES FTSE CHINA ETF ETF 464287184 98 2065 SH SOLE 0 2065 0 0 BLACKROCK INC Stock 09247X101 3 6 SH SOLE 0 6 0 0 ISHARES CORE S&P MID CAP ETF ETF 464287507 7 37 SH SOLE 0 37 0 0 FRONTIER COMMUNICATIONS CORP COM NEW Stock 35906A306 0 16 SH SOLE 0 16 0 0 APPLE INC Stock 037833100 685 4080 SH SOLE 0 4080 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 231 5900 SH SOLE 0 5900 0 0 ABBOTT LABS COM Stock 002824100 51 850 SH SOLE 0 850 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 34 336 SH SOLE 0 336 0 0 UNIVERSAL HLTH SVCS Stock 913903100 210 1772 SH SOLE 0 1772 0 0 VANGUARD TOTAL WORLD STOCK ETF ETF 922042742 1841 25006 SH SOLE 0 25006 0 0 ISHARES RUSSELL 1000 ETF ETF 464287622 10 66 SH SOLE 0 66 0 0 ANAVEX LIFE SCIENCES CORP COM NEW Stock 032797300 45 16330 SH SOLE 0 16330 0 0