0001678693-20-000002.txt : 20200207 0001678693-20-000002.hdr.sgml : 20200207 20200207172248 ACCESSION NUMBER: 0001678693-20-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200207 FILED AS OF DATE: 20200207 DATE AS OF CHANGE: 20200207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Christopher R. CENTRAL INDEX KEY: 0001678693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37365 FILM NUMBER: 20588485 MAIL ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 350 CITY: LEAWOOD STATE: KS ZIP: 66211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tallgrass Energy, LP CENTRAL INDEX KEY: 0001633651 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 350 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-928-6060 MAIL ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 350 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: Tallgrass Energy GP, LP DATE OF NAME CHANGE: 20150211 4 1 wf-form4_158111415210049.xml FORM 4 X0306 4 2020-02-07 0 0001633651 Tallgrass Energy, LP TGE 0001678693 Jones Christopher R. 4200 W. 115TH STREET, SUITE 350 LEAWOOD KS 66211 0 1 0 0 See Remarks Class A Shares 2020-02-07 4 F 0 6992 22.31 D 703458 D Class B Shares 103983 I See footnote Units in Tallgrass Equity, LLC Class A Shares 103983.0 103983 I See footnote 23,250 Equity Participation Shares ("EPSs") held by the Reporting Person previously vested on January 31, 2019. In connection with the issuance of the Class A shares on February 7, 2020 as a result of such vesting, 6,992 Class A shares were withheld to satisfy his tax withholding obligations pursuant to the terms of the award agreement governing the EPSs. This is not an open market sale of securities. The Reporting Person indirectly owns the Class B Shares of the Issuer ("Class B Shares") and the Units representing limited liability company interests ("Units") in Tallgrass Equity, LLC ("Tallgrass Equity") reported herein through the Amended and Restated Christopher R. Jones Revocable Trust under Trust Indenture dated March 6, 2019. The Reporting Person disclaims beneficial ownership of the Class B Shares and Units reported herein except to the extent of his pecuniary interest therein. Pursuant to the Second Amended and Restated Agreement of Limited Partnership of the Issuer dated July 2, 2018 and the Second Amended and Restated Limited Liability Company Agreement of Tallgrass Equity dated May 12, 2015, the Reporting Person has a right, from time to time, at his sole election, to immediately exchange his Class B Shares and an equivalent number of Units for a like number of Class A Shares of the Issuer ("Class A Shares"). As a result, all Class B Shares and Units owned by the Reporting Person, may be deemed to constitute Class A Shares beneficially owned by him. The Units, collectively with the Class B Shares, constitute derivative securities as described herein. Executive Vice President, General Counsel and Secretary /s/ Christopher R. Jones 2020-02-07