0001214659-19-007222.txt : 20191115
0001214659-19-007222.hdr.sgml : 20191115
20191114173710
ACCESSION NUMBER: 0001214659-19-007222
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191115
DATE AS OF CHANGE: 20191114
EFFECTIVENESS DATE: 20191115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: IAT REINSURANCE CO LTD.
CENTRAL INDEX KEY: 0001633625
IRS NUMBER: 980121674
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16551
FILM NUMBER: 191221827
BUSINESS ADDRESS:
STREET 1: 48 WALL STREEL
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: (919)831-8169
MAIL ADDRESS:
STREET 1: 48 WALL STREEL
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001633625
XXXXXXXX
09-30-2019
09-30-2019
false
IAT REINSURANCE CO LTD.
48 WALL STREEL
NEW YORK
NY
10005
13F COMBINATION REPORT
028-16551
0001452208
028-14121
CACTI ASSET MANAGEMENT LLC
N
David G. Pirrung
Chief Financial Officer
919-831-4169
/s/ David G. Pirrung
New York
NY
11-12-2019
10
122
582081
1
Acceptance Casualty Insurance Company
2
Acceptance Indemnity Insurance Company
3
Commercial Alliance Insurance Company
4
Harco National Insurance Company
6
McM Corporation
7
Occidetnal Fire and Casualty Company of North Carolina
8
Service Insurance Company
9
Transguard Insurance Company of America, Inc.
10
Wishire Insurance Company
11
International Fidelity Insurance Company
INFORMATION TABLE
2
infotable.xml
ADIENT LTD
Com
G0084W101
27
1193
SH
DFND
1193
0
0
AFFILIATED MANAGERS GROUP-CALLABLE
Pref
008252850
2103
80000
SH
DFND
1,3,4,8
80000
0
0
AGRIBANK FCB - CALLABLE
Pref
00850L203
4885
45650
SH
DFND
1,2,4,8,10
45650
0
0
AICI CAP TRUST PFD
Pref
001338201
3
30100
SH
DFND
10
30100
0
0
ALGONZUIN PWR UTILITY-CALLABLE
Pref
015857709
835
30000
SH
DFND
1,4
30000
0
0
ALLERGEN PLC
Com
G0177J108
2987
17750
SH
DFND
17750
0
0
ALLSTATE CORP - CALLABLE
Pref
020002838
1050
40000
SH
DFND
4,9
40000
0
0
AMERICAN HOMES 4 RENT - CALL
Pref
02665T876
263
10000
SH
DFND
10
10000
0
0
AMGEN INC
Com
031162100
28059
145000
SH
DFND
4,7,9
145000
0
0
ANHEUSER-BUSCH INBEV S.A. SP ADR
Com
03524A108
1047
11000
SH
DFND
11000
0
0
ASPEN INSURANCE HLDG LTD-CALLABLE
Pref
G05384204
1285
50000
SH
DFND
11
50000
0
0
AT&T INC
Com
00206R102
1892
50000
SH
DFND
10
50000
0
0
ATHENE HOLDINGS LTD-CALLABE
Pref
04686J200
1570
60000
SH
DFND
7,9
60000
0
0
AVNET INC
Com
053807103
534
12000
SH
DFND
12000
0
0
B. RILEY FINANCIAL-CALLABLE
Pref
05580M801
1007
40000
SH
DFND
3
40000
0
0
BB LIQUIDATING INC - CLASS A
Com
05532D107
0
54211
SH
DFND
54211
0
0
BB LIQUIDATING INC - CLASS B
Com
05532D206
0
54211
SH
DFND
54211
0
0
BERKSHIRE HATHAWAY INC DEL CL A
Com
084670108
1871
6
SH
DFND
6
0
0
BLACKSTONE GROUP INC CLASS A
Com
09260D107
4884
100000
SH
DFND
100000
0
0
BOEING CO
Com
097023105
10425
27400
SH
DFND
27400
0
0
BP P.L.C. SPONSORED ADR - CMN
Com
055622104
570
15000
SH
DFND
3
15000
0
0
BROOKFIELD PROPERTY PARTN-CALLABLE
Pref
G16249156
518
20000
SH
DFND
2
20000
0
0
BROOKFIELD PROPERTY PARTNERS LP
Pref
G16249149
1963
75000
SH
DFND
1,3,4,8,10
75000
0
0
BRUNSWICK CORP - CALLABLE
Pref
117043406
535
20000
SH
DFND
2
20000
0
0
CAL DIVE INTERNATIONAL INC
Com
12802T101
0
500000
SH
DFND
500000
0
0
CARLYLE GROUP LP - CALLABLE
Pref
14309L201
1772
70000
SH
DFND
1,2,9
70000
0
0
CASTLE BRANDS INC
Com
148991896
315
250000
SH
DFND
250000
0
0
CBL ASSOCIATES PROP - CALLABLE
Pref
124830605
306
35000
SH
DFND
2,9
35000
0
0
CDK GLOBAL INC
Com
12508E101
1980
41164
SH
DFND
1,2,3,7,8
41164
0
0
CHEVRON CORPORATION
Com
166764100
1898
16000
SH
DFND
2,3
16000
0
0
CHINA FUND INC
Com
169373107
1328
68399
SH
DFND
68399
0
0
CMS ENERGY CORP - CALLABLE
Pref
125896845
1129
40000
SH
DFND
2,4
40000
0
0
COBANK ACB
Pref
19075Q862
2375
22353
SH
DFND
1,2
22353
0
0
COBANK ACB
Pref
19075Q805
535
5099
SH
DFND
9
5099
0
0
COCA COLA COM
Com
191216100
817
15000
SH
DFND
8
15000
0
0
CONIFER HOLDINGS INC
Com
20731J102
915
250000
SH
DFND
4
250000
0
0
CORNING INC
Com
219350105
8914
312550
SH
DFND
312550
0
0
CORSA COAL CORP
Com
22041E609
719
2226000
SH
DFND
2226000
0
0
DCP MIDSTREAM LP
Pref
23311P308
490
20000
SH
DFND
4
20000
0
0
DCP MIDSTREAM LP-CALLABLE
Pref
23311P209
1458
60000
SH
DFND
1,8
60000
0
0
DELPHI FINANCIAL GROUP - CALLABLE
Pref
247131303
1770
77797
SH
DFND
3,4
77797
0
0
DISNEY WALT CO
Com
254687106
5537
42488
SH
DFND
42488
0
0
EAGLE POINT CREDIT CO - CALL
Pref
269809406
1531
60000
SH
DFND
2,4,10
60000
0
0
EAGLE POINT CREDIT CO - CALLABLE
Pref
269809505
1025
40000
SH
DFND
1,9
40000
0
0
EMERSON ELEC CO
Com
291011104
5951
89000
SH
DFND
2,8,10
89000
0
0
ENERGY TRANSFER OPERATING -CALLABL
Pref
29278N509
1267
50000
SH
DFND
2,8,9,10
50000
0
0
ENERGY TRANSFER PARTNERS-CALLABLE
Pref
29278N400
1726
70000
SH
DFND
1,2
70000
0
0
ENERGY TRANSFER PARTNERS-CALLABLE
Pref
29278N301
367
15000
SH
DFND
4
15000
0
0
ENERGY TRANSFER PARTNERS-CALLABLE
Pref
29278N400
1726
70000
SH
DFND
4,10
70000
0
0
ENSTAR GROUP LTD-CALLABLE
Pref
29359U109
1623
60000
SH
DFND
3,9
60000
0
0
EXXON MOBIL CORP
Com
30231G102
2471
35000
SH
DFND
35000
0
0
FARM CREDIT BK OF TEXAS - CALLABLE
Pref
30767E307
1110
1000
SH
DFND
10
1000
0
0
FARM CREDIT BK OF TEXAS-CALL-144A
Pref
30767E406
429
4000
SH
DFND
9
4000
0
0
FOX CORP CLASS B
Com
35137L204
789
25027
SH
DFND
25027
0
0
GENERAL ELECTRIC CO
Com
369604103
1082
121000
SH
DFND
1,2,3,9
121000
0
0
GENERAL MOTORS COMPANY
Com
37045V100
89
2373
SH
DFND
2373
0
0
GENUINE PARTS CO COM
Com
372460105
1903
19108
SH
DFND
19108
0
0
GLOBAL INDEMNITY LTD
Pref
G3933F139
818
30000
SH
DFND
2,10
30000
0
0
GLOBAL INDEMNITY PLC - CALLABLE
Pref
G3933F121
515
20000
SH
DFND
3
20000
0
0
GOLDMAN SACHS GROUP INC
Com
38141G104
23085
111400
SH
DFND
2,8
111400
0
0
HALLIBURTON CO HOLDING CO
Com
406216101
3007
159500
SH
DFND
1,2
159500
0
0
HELIOS TECHNOLOGIES INC
Com
42328H109
12171
300000
SH
DFND
4,10
300000
0
0
INTEGRYS ENERGY GROUP-CALLABLE
Pref
45822P204
5059
185314
SH
DFND
2,3,4,11,7,8
185314
0
0
INTL BUSINESS MACHINES CORP
Com
459200101
2308
15874
SH
DFND
1
15874
0
0
JACOBS ENGINEERING GROUP INC
Com
469814107
3386
37000
SH
DFND
37000
0
0
JEFFERIES FINANCIAL GROUP INC
Com
47233W109
9400
510872
SH
DFND
4,7,9,10
510872
0
0
JOHNSON CTLS INTL PLC
Com
G51502105
1048
23874
SH
DFND
9
23874
0
0
JPMORGAN CHASE & CO COM
Com
46625H100
666
5655
SH
DFND
5655
0
0
KAISER ALUM CORP DEPOSITARY S CMN
Com
483007704
7
70
SH
DFND
10
70
0
0
LADENBURG THALMAN FIN SVCS INC
Pref
50575Q300
1682
70000
SH
DFND
3,9
70000
0
0
LADENBURG THALMAN FIN SVCS INC-CAL
Pref
50575Q508
259
10000
SH
DFND
3
10000
0
0
LEGG MASON INC COM
Com
524901105
2559
67000
SH
DFND
2,4,7,9,10
67000
0
0
MCDONALDS CORP
Com
580135101
1342
6250
SH
DFND
3
6250
0
0
MEDLEY LLC - CALLABLE
Pref
58503Y105
791
40000
SH
DFND
2,4
40000
0
0
MEDLEY LLC - CALLABLE
Pref
58503Y204
836
40000
SH
DFND
9,10
40000
0
0
MERCER INTERNATIONAL INC SBI
Com
588056101
206659
16480000
SH
DFND
1,2,4,11,7,9,10
16480000
0
0
MERCK & CO, INC.
Com
58933Y105
125
1487
SH
DFND
1487
0
0
MOTOROLA SOLUTIONS INC
Com
620076307
4218
24750
SH
DFND
24750
0
0
MOTORS LIQUIDATION COMPANY-TRUST
Pref
62010U101
8
744
SH
DFND
8,10
744
0
0
MYMETICS CORP
Com
62856A102
85
2186473
SH
DFND
7,10
2186473
0
0
NAM TAI PROPERTY INC
Com
G63907102
51973
5774800
SH
DFND
1,2,3,4,11,7,9,10
5774800
0
0
NATIONAL RETAIL PPTYS INC
Com
637417106
733
13000
SH
DFND
4
13000
0
0
NATIONAL STORAGE AFFILIATES TRUST
Pref
637870205
527
20000
SH
DFND
1
20000
0
0
NEW YORK MORTGAGE TRUST - CALLABLE
Pref
649604881
500
20000
SH
DFND
2
20000
0
0
NEWTEK BUSINESS SERVICES -CALLABLE
Pref
652526609
436
17000
SH
DFND
3
17000
0
0
NOW INC DE
Com
67011P100
13
1100
SH
DFND
2
1100
0
0
OXFORD SQUARE CAPITAL CORP-CALL
Pref
69181V305
2030
80000
SH
DFND
1,2,3,8
80000
0
0
PENNANTPARK INVESTMENT CORP-CALL
Pref
708062401
746
30000
SH
DFND
4
30000
0
0
PFSWEB INC
Com
717098206
1868
750000
SH
DFND
2,10
750000
0
0
PHI GROUP INC
Com
69360B104
40
39712
SH
DFND
4,10
39712
0
0
PHI INC
Com
6933ESCA5
0
1000000
SH
DFND
4,10
1000000
0
0
PRIORITY INCOME FUND INC - CALLABL
Pref
74274W103
756
30000
SH
DFND
1
30000
0
0
PRIORITY INCOME FUND INC-CALLABLE
Pref
74274W400
511
20000
SH
DFND
9
20000
0
0
PROCTER & GAMBLE CO
Com
742718109
4901
39400
SH
DFND
39400
0
0
QWEST CORP-CALLABLE
Pref
74913G873
766
30000
SH
DFND
4
30000
0
0
RAYMOND JAMES FNCL INC
Com
754730109
17923
217350
SH
DFND
4,9
217350
0
0
ROOMSTORE INC - CMN
Com
77638R108
0
43661
SH
DFND
43661
0
0
SCHWAB CHARLES CORP NEW
Com
808513105
1046
25000
SH
DFND
25000
0
0
SCULLY ROYALTY LTD
Com
G7T96K107
31833
2732477
SH
DFND
1,2,4,11,7,9,10
2732477
0
0
SEAGATE TECHNOLOGY
Com
G7945M107
27
500
SH
DFND
500
0
0
SELECTIVE INS GROUP INC
Com
816300107
15038
200000
SH
DFND
10
200000
0
0
SEMPRA ENERGY-CALLABLE
Pref
816851604
2410
90000
SH
DFND
11,8,10
90000
0
0
SENIOR HOUSING PROPERTIES TRUST
Pref
81721M208
1133
47000
SH
DFND
1,8
47000
0
0
SOUTH JERSEY INDUSTRIES-CALLABLE
Pref
838518207
1041
40000
SH
DFND
4
40000
0
0
TE CONNECTIVITY LIMITED
Com
H84989104
1165
12500
SH
DFND
12500
0
0
TIDEWATER INC NEW
Com
88642R109
8
557
SH
DFND
557
0
0
TIDEWATER INC WTS SERIES B 7/31/23
Com
88642R125
1
976
SH
DFND
976
0
0
TIDWATER INC WTS SERIES A 7/31/23
Com
88642R117
1
903
SH
DFND
903
0
0
TRAVELERS COS INC
Com
89417E109
3122
21000
SH
DFND
21000
0
0
UNITED PARCEL SERVICE, INC-CLASS B
Com
911312106
2396
20000
SH
DFND
20000
0
0
US BANKCORP DEL COM NEW
Com
902973304
1123
20300
SH
DFND
20300
0
0
VAIL RESORTS INC.
Com
91879Q109
19115
84000
SH
DFND
3,4,10
84000
0
0
VISTRA ENERGY CORP
Com
92840M128
69
33717
SH
DFND
4,9,10
33717
0
0
VOLKSWAGEN AG
Com
928CNV760
2235
13000
SH
DFND
13000
0
0
WASHINGTON PRIME GROUP NEW
Pref
93964W306
711
35000
SH
DFND
2,10
35000
0
0
WELLS FARGO & CO NEW COM STK
Com
949746101
2522
50000
SH
DFND
4
50000
0
0
WELLS FARGO & COMPANY PFT SERIES J
Pref
949746887
0
387
SH
DFND
387
0
0
WESTERN ALLIANCE BANCORP - CALL
Pref
957638208
2783
105000
SH
DFND
1,3,4,9
105000
0
0
WESTINGHOUSE AIR BRAKE TECH CORP
Com
929740108
46
647
SH
DFND
1,2,3,9
647
0
0
WILLIS TOWERS WATSON PLC
Com
G96629103
1534
7950
SH
DFND
7950
0
0
XILINX INC
Com
983919101
3836
40000
SH
DFND
2
40000
0
0
ZIEGLER COS INC THE
Com
989506308
1469
48972
SH
DFND
48972
0
0