Chief Compliance Officer

0001633387-22-000002.txt : 20220202 0001633387-22-000002.hdr.sgml : 20220202 20220201191058 ACCESSION NUMBER: 0001633387-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220202 DATE AS OF CHANGE: 20220201 EFFECTIVENESS DATE: 20220202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RFG Advisory, LLC CENTRAL INDEX KEY: 0001633387 IRS NUMBER: 452787436 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16724 FILM NUMBER: 22580814 BUSINESS ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: 205-397-2450 MAIL ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 FORMER COMPANY: FORMER CONFORMED NAME: RFG Advisory Group, LLC DATE OF NAME CHANGE: 20150210 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001633387 XXXXXXXX 12-31-2021 12-31-2021 RFG Advisory, LLC

1400 URBAN CENTER DRIVE SUITE 475 BIRMINGHAM AL 35242

13F HOLDINGS REPORT 028-16724 N Victoria Scoles Chief Compliance Officer 205 397-2450 Victoria Scoles Birmingham AL 02-01-2022 0 478 1455621 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y10110225756SHSOLE 005756ABBOTT LABSCOM002824100176312528SHSOLE 0012528ABBVIE INCCOM00287Y109438732403SHSOLE 0032403ACCENTURE PLC IRELANDSHS CLASS AG1151C1019772357SHSOLE 002357ADOBE INCCOM00724F1019751720SHSOLE 001720ADVANCED MICRO DEVICES INCCOM0079031074152881SHSOLE 002881AFLAC INCCOM001055102122320939SHSOLE 0020939AIR PRODS & CHEMS INCCOM00915810615535105SHSOLE 005105ALLSTATE CORPCOM0200021013683125SHSOLE 003125ALPHABET INCCAP STK CL C02079K1072138739SHSOLE 00739ALPHABET INCCAP STK CL A02079K30532101108SHSOLE 001108ALPHABET INCCAP STK CL A02079K305267100SHCallSOLE 00100ALTRIA GROUP INCCOM02209S10384817889SHSOLE 0017889AMAZON COM INCCOM02313510665711971SHSOLE 001971AMAZON COM INCCOM0231351061440500SHCallSOLE 00500AMERICAN ELEC PWR INCCOM0255371012042295SHSOLE 002295AMERICAN EXPRESS COCOM02581610913928508SHSOLE 008508AMERICAN TOWER CORP NEWCOM03027X1007422538SHSOLE 002538AMERICAN WTR WKS CO INC NEWCOM0304201032411276SHSOLE 001276AMERIPRISE FINL INCCOM03076C1068072676SHSOLE 002676AMERISOURCEBERGEN CORPCOM03073E1055414071SHSOLE 004071AMGEN INCCOM03116210020589150SHSOLE 009150AMPLIFY ETF TRBLACKSWAN GRWT0321088882567400SHSOLE 007400ANALOG DEVICES INCCOM0326541055633205SHSOLE 003205ANNALY CAP MGMT INCCOM0357104099612280SHSOLE 0012280ANTHEM INCCOM0367521035421170SHSOLE 001170APPLE INCCOM03783310024466137780SHSOLE 00137780APPLIED MATLS INCCOM0382221053952513SHSOLE 002513ARCHER DANIELS MIDLAND COCOM0394831023475138SHSOLE 005138ARES CAP CORPCOM04010L10381638515SHSOLE 0038515AT&T INCCOM00206R102163466407SHSOLE 0066407AUTODESK INCCOM0527691065041791SHSOLE 001791AUTOMATIC DATA PROCESSING INCOM05301510324549954SHSOLE 009954AVALONBAY CMNTYS INCCOM0534841012671058SHSOLE 001058AXON ENTERPRISE INCCOM05464C1013232055SHSOLE 002055B2GOLD CORPCOM11777Q2094010200SHSOLE 0010200BANK AMER CORPCOM06050510499322317SHSOLE 0022317BCE INCCOM NEW05534B760131925349SHSOLE 0025349BERKSHIRE HATHAWAY INC DELCL A0846701089012SHSOLE 002BERKSHIRE HATHAWAY INC DELCL B NEW084670702370512391SHSOLE 0012391BIO RAD LABS INCCL A090572207456603SHSOLE 00603BLACKROCK INCCOM09247X10115491692SHSOLE 001692BLACKROCK MUNIASSETS FD INCCOM09254J10227418428SHSOLE 0018428BOEING COCOM0970231056263109SHSOLE 003109BRISTOL MYERS SQUIBB COCOM11012210899916023SHSOLE 0016023BROADCOM INCCOM11135F10115972400SHSOLE 002400CADENCE DESIGN SYSTEM INCCOM1273871085502950SHSOLE 002950CAMBRIA ETF TRSHSHLD YIELD ETF1320612013755795SHSOLE 005795CANADIAN PAC RY LTDCOM13645T1005077043SHSOLE 007043CARNIVAL CORPUNIT 99/99/999914365830023511695SHSOLE 0011695CATERPILLAR INC DELCOM1491231019814745SHSOLE 004745CENTENE CORP DELCOM15135B101129515711SHSOLE 0015711CHEVRON CORP NEWCOM166764100244020797SHSOLE 0020797CHURCH & DWIGHT INCCOM1713401023733639SHSOLE 003639CIGNA CORP NEWCOM1255231003731625SHSOLE 001625CISCO SYS INCCOM17275R102266342028SHSOLE 0042028CITIGROUP INCCOM NEW17296742470511666SHSOLE 0011666CLOROX CO DELCOM1890541094862786SHSOLE 002786CMS ENERGY CORPCOM1258961003014625SHSOLE 004625COCA COLA COCOM191216100365561730SHSOLE 0061730COLGATE PALMOLIVE COCOM1941621034565343SHSOLE 005343COMCAST CORP NEWCL A20030N10196919260SHSOLE 0019260CONSOLIDATED EDISON INCCOM2091151044995844SHSOLE 005844CORNING INCCOM2193501052236002SHSOLE 006002COSTCO WHSL CORP NEWCOM22160K1058501498SHSOLE 001498CROWN CASTLE INTL CORP NEWCOM22822V10120859988SHSOLE 009988CSX CORPCOM12640810361816427SHSOLE 0016427CUMMINS INCCOM2310211067843594SHSOLE 003594CVS HEALTH CORPCOM126650100196419037SHSOLE 0019037DANAHER CORP DELCOM23585110219375888SHSOLE 005888DEERE & COCOM2441991057792273SHSOLE 002273DELAWARE INV CO MUN INC FD ICOM24610110932122497SHSOLE 0022497DIGITAL RLTY TR INCCOM25386810317169704SHSOLE 009704DISCOVER FINL SVCSCOM2547091084964294SHSOLE 004294DISNEY WALT COCOM DISNEY254687106179811606SHSOLE 0011606DOLLAR GEN CORP NEWCOM2566771052901228SHSOLE 001228DUKE ENERGY CORP NEWCOM NEW26441C2046636324SHSOLE 006324EATON CORP PLCSHSG291831037284212SHSOLE 004212EATON VANCE TAX MNGD GBL DVCOM27829F108167811572737SHSOLE 001572737EATON VANCE TX MGD DIV EQ INCOM27828N102187811247930SHSOLE 001247930EATON VANCE TX MNG BY WRT OPCOM27828Y1088317496822SHSOLE 00496822ECOLAB INCCOM2788651005722439SHSOLE 002439EDWARDS LIFESCIENCES CORPCOM28176E1085724417SHSOLE 004417EMERSON ELEC COCOM2910111044434765SHSOLE 004765ENBRIDGE INCCOM29250N1053699450SHSOLE 009450ENERGY TRANSFER LPCOM UT LTD PTN29273V10016319807SHSOLE 0019807ENPHASE ENERGY INCCOM29355A1074102241SHSOLE 002241ENTERPRISE PRODS PARTNERS LCOM29379210730313793SHSOLE 0013793ERICSSONADR B SEK 1029482160819517944SHSOLE 0017944ETFIS SER TR IVIRTUS INFRCAP26923G8222188663SHSOLE 008663ETSY INCCOM29786A1064011830SHSOLE 001830EVERSOURCE ENERGYCOM30040W1085526066SHSOLE 006066EXCHANGE TRADED CONCEPTS TRVSPR US LC ETF30150574956318273SHSOLE 0018273EXXON MOBIL CORPCOM30231G102309650590SHSOLE 0050590FACEBOOK INCCL A30303M10229408740SHSOLE 008740FEDEX CORPCOM31428X1063421323SHSOLE 001323FIDELITYMSCI INFO TECH I3160928082191617SHSOLE 001617FIDELITYMSCI RL EST ETF316092857172349617SHSOLE 0049617FIRST TR EXCH TRADED FD IIIMUNI HI INCM ETF33739P301141125142SHSOLE 0025142FIRST TR EXCH TRD ALPHA FD IEUROPE ALPHADEX33737J1173177349SHSOLE 007349FIRST TR EXCHAN TRADED FD VIFST TR GLB FD33739H10128412326SHSOLE 0012326FIRST TR EXCHANG TRADED FD IMANAGD MUN ETF33739N108424074403SHSOLE 0074403FIRST TR EXCHANGE TRADED FDUS EQTY OPPT ETF3369201032241832SHSOLE 001832FIRST TR EXCHANGE TRADED FDCAP STRENGTH ETF33733E104163719363SHSOLE 0019363FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E3028103584SHSOLE 003584FIRST TR EXCHANGE TRADED FDNAS CLNEDG GREEN33733E5003194700SHSOLE 004700FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X1353447438SHSOLE 007438FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X1766394838SHSOLE 004838FIRST TR EXCHANGE TRADED FDNASDAQ CYB ETF33734X84682215579SHSOLE 0015579FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D10133513438SHSOLE 0013438FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D309308564386SHSOLE 0064386FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10026015663SHSOLE 0015663FIRST TR EXCHANGE TRADED FDFST LOW OPPT EFT33739Q200126025199SHSOLE 0025199FIRST TR EXCHANGE TRADED FDFIRST TR ENH NEW33739Q408249441706SHSOLE 0041706FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E10820510106SHSOLE 0010106FIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS33740F805108320360SHSOLE 0020360FIRST TR EXCHNG TRADED FD VIALT ABSLT STRG33740Y1012588954SHSOLE 008954FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K1082291904SHSOLE 001904FIRST TR LRG CP VL ALPHADEXCOM SHS33735J1013254647SHSOLE 004647FIRST TR LRGE CP CORE ALPHACOM SHS33734K1095185608SHSOLE 005608FIRST TR MID CAP CORE ALPHADCOM SHS33735B1084304183SHSOLE 004183FIRST TR NASDAQ100 TECH INDESHS337345102625335699SHSOLE 0035699FIRST TR VALUE LINE DIVID INSHS33734H10649411474SHSOLE 0011474FIRSTENERGY CORPCOM3379321072195269SHSOLE 005269FOMENTO ECONOMICO MEXICANO SSPON ADR UNITS3444191062032610SHSOLE 002610FORD MTR CO DELCOM PAR $0.0134537086048423310SHSOLE 0023310FORTIVE CORPCOM34959J1085647395SHSOLE 007395FRANKLIN RES INCCOM3546131012918685SHSOLE 008685GALLAGHER ARTHUR J & COCOM363576109197111615SHSOLE 0011615GENERAL DYNAMICS CORPCOM3695501088704171SHSOLE 004171GENERAL MLS INCCOM3703341042734045SHSOLE 004045GENERAL MTRS COCOM37045V1002153673SHSOLE 003673GILEAD SCIENCES INCCOM3755581037219924SHSOLE 009924GLAXOSMITHKLINE PLCSPONSORED ADR37733W1052465580SHSOLE 005580GLOBAL PMTS INCCOM37940X1028846542SHSOLE 006542GLOBAL X FDSS&P 500 CATHOLIC37954Y8893105261SHSOLE 005261GOLDMAN SACHS GROUP INCCOM38141G1044431159SHSOLE 001159GOPRO INCCL A38268T10321520850SHSOLE 0020850HARTFORD FDS EXCHANGE TRADETOTAL RTRN ETF41653L305253963898SHSOLE 0063898HARTFORD FDS EXCHANGE TRADESHRT DURTN ETF41653L6025058124766SHSOLE 00124766HOME DEPOT INCCOM437076102776418709SHSOLE 0018709HONEYWELL INTL INCCOM4385161068133897SHSOLE 003897IDEXX LABS INCCOM45168D1047551147SHSOLE 001147ILLINOIS TOOL WKS INCCOM4523081098793562SHSOLE 003562ILLUMINA INCCOM4523271099332452SHSOLE 002452INCYTE CORPCOM45337C1022243050SHSOLE 003050INOVIO PHARMACEUTICALS INCCOM NEW45773H2015210500SHSOLE 0010500INTEL CORPCOM458140100161231298SHSOLE 0031298INTERNATIONAL BUSINESS MACHSCOM459200101137810311SHSOLE 0010311INTUITCOM4612021039821527SHSOLE 001527INVESCO ACTIVELY MANAGD ETFTOTAL RETURN46090A804114820361SHSOLE 0020361INVESCO CURNCYSHS SWISS FRANSWISS FRANC46138R1084995057SHSOLE 005057INVESCO DB COMMDY INDX TRCKUNIT46138B10345621941SHSOLE 0021941INVESCO EXCH TRD SLF IDX FDBULSHS 2025 CB46138J82535616256SHSOLE 0016256INVESCO EXCH TRD SLF IDX FDBULSHS 2024 CB46138J84160727815SHSOLE 0027815INVESCO EXCH TRD SLF IDX FDBULSHS 2023 CB46138J86669632443SHSOLE 0032443INVESCO EXCH TRD SLF IDX FDBULSHS 2022 CB46138J88278036451SHSOLE 0036451INVESCO EXCHANGE TRADED FD TS&P500 EQL TEC46137V2828442605SHSOLE 002605INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT46137V3573762310SHSOLE 002310INVESCO EXCHANGE TRADED FD TFTSE RAFI 100046137V613115034669973SHSOLE 00669973INVESCO EXCHANGE TRADED FD TDWA MOMENTUM46137V8372332460SHSOLE 002460INVESCO EXCHANGE TRADED FD TDWA INDLS MUMT46137V8459077800SHSOLE 007800INVESCO EXCHNG TRADED FD TRS&P GBL WATER46138E2632494100SHSOLE 004100INVESCO EXCHNG TRADED FD TRPFD ETF46138E5111642109445SHSOLE 00109445INVESCO EXCHNG TRADED FD TRNATL AMT MUNI46138E5372459019SHSOLE 009019INVESCO EXCHNG TRADED FD TREMRNG MKT SVRG46138E78440415325SHSOLE 0015325INVESCO EXCHNG TRADED FD TRVAR RATE PFD46138G87033412897SHSOLE 0012897INVESCO MUNI INCOME OPP TRSTCOM46132X1018811002SHSOLE 0011002INVESCO QQQ TRUNIT SER 146090E10327957026SHSOLE 007026IRON MTN INC NEWCOM46284V101145927871SHSOLE 0027871ISHARES INCMSCI SWITZERLAND4642867494127810SHSOLE 007810ISHARES INCESG MSCI EM ETF46434G863182345873SHSOLE 0045873ISHARES TRCORE S&P TTL STK464287150159114872SHSOLE 0014872ISHARES TRSELECT DIVID ETF4642871689047377SHSOLE 007377ISHARES TRTIPS BD ETF464287176827864074SHSOLE 0064074ISHARES TRCORE S&P500 ETF4642872001828038324SHSOLE 0038324ISHARES TRCORE US AGGBD ET4642872265664958SHSOLE 004958ISHARES TRMSCI EMG MKT ETF46428723465513409SHSOLE 0013409ISHARES TRIBOXX INV CP ETF4642872428776620SHSOLE 006620ISHARES TRGLOBAL TECH ETF464287291194430186SHSOLE 0030186ISHARES TRS&P 500 GRWT ETF4642873095166169SHSOLE 006169ISHARES TRGLOBAL FINLS ETF464287333182822831SHSOLE 0022831ISHARES TR20 YR TR BD ETF4642874322361592SHSOLE 001592ISHARES TRBARCLAYS 7 10 YR4642874409648386SHSOLE 008386ISHARES TR1 3 YR TREAS BD4642874578179550SHSOLE 009550ISHARES TRMSCI EAFE ETF4642874653965036SHSOLE 005036ISHARES TRRUS MID CAP ETF4642874992873462SHSOLE 003462ISHARES TRCORE S&P MCP ETF46428750722207841SHSOLE 007841ISHARES TRNASDAQ BIOTECH4642875562391564SHSOLE 001564ISHARES TRGLOBAL 100 ETF464287572115314777SHSOLE 0014777ISHARES TRRUS 1000 VAL ETF4642875989385587SHSOLE 005587ISHARES TRS&P MC 400GR ETF4642876062032376SHSOLE 002376ISHARES TRRUS 1000 GRW ETF464287614405813280SHSOLE 0013280ISHARES TRRUS 1000 ETF4642876228543228SHSOLE 003228ISHARES TRRUSSELL 2000 ETF4642876556012700SHSOLE 002700ISHARES TRRUSSELL 2000 ETF4642876553321700SHCallSOLE 001700ISHARES TRU.S. TECH ETF4642877216996091SHSOLE 006091ISHARES TRU.S. ENERGY ETF464287796179359584SHSOLE 0059584ISHARES TRCORE S&P SCP ETF464287804952483175SHSOLE 0083175ISHARES TRINTL TREA BD ETF4642881174378690SHSOLE 008690ISHARES TRMSCI ACWI ETF4642882576285939SHSOLE 005939ISHARES TRNATIONAL MUN ETF464288414274423595SHSOLE 0023595ISHARES TRIBOXX HI YD ETF4642885132122438SHSOLE 002438ISHARES TRMSCI KLD400 SOC4642885707317863SHSOLE 007863ISHARES TRMBS ETF464288588148413812SHSOLE 0013812ISHARES TRSH TR CRPORT ETF46428864687116168SHSOLE 0016168ISHARES TRS&P US PFD STK4642886875247133076SHSOLE 00133076ISHARES TRMSCI USA ESG SLC4642888022602446SHSOLE 002446ISHARES TRU.S. MED DVC ETF464288810442867245SHSOLE 0067245ISHARES TREAFE VALUE ETF464288877495298264SHSOLE 0098264ISHARES TREAFE GRWTH ETF464288885608855202SHSOLE 0055202ISHARES TRCONSER ALLOC ETF4642898832385946SHSOLE 005946ISHARES TRUS TREAS BD ETF46429B2675211195333SHSOLE 00195333ISHARES TRFLTG RATE NT ETF46429B655201239670SHSOLE 0039670ISHARES TRCORE HIGH DV ETF46429B663327532426SHSOLE 0032426ISHARES TRMIN VOL USA ETF46429B697190323520SHSOLE 0023520ISHARES TRUSA QUALITY FCTR46432F3398715984SHSOLE 005984ISHARES TREDGE MSCI USA VL46432F388310328343SHSOLE 0028343ISHARES TRUSA MOMENTUM FCT46432F39658017319093SHSOLE 00319093ISHARES TRCORE MSCI EAFE46432F842314542142SHSOLE 0042142ISHARES TR0-5YR HI YL CP46434V4073307278SHSOLE 007278ISHARES TRINTL QLTY FACTOR46434V45640810348SHSOLE 0010348ISHARES TRCORE TOTAL USD46434V6138708164525SHSOLE 00164525ISHARES TRCORE DIV GRWTH46434V621136924631SHSOLE 0024631ISHARES TRESG 1 5 YR USD46435G24350819818SHSOLE 0019818ISHARES TRESG MSCI USA ETF46435G42518616172533SHSOLE 00172533ISHARES TRFALN ANGLS USD46435G4743954131923SHSOLE 00131923ISHARES TRESG MSCI EAFE46435G5163334193SHSOLE 004193ISHARES TRCORE INTL AGGR46435G67283015223SHSOLE 0015223ISHARES TRESG US AGR BD46435U54997717700SHSOLE 0017700ISHARES TRESG MSCI USA SML46435U663110327347SHSOLE 0027347ISHARES TRBROAD USD HIGH46435U85352512754SHSOLE 0012754ISHARES US ETF TRSHT MAT BD ETF46431W5073396795SHSOLE 006795ISHARES US ETF TRCOMMOD SEL STG46431W853202865664SHSOLE 0065664JOHN HANCOCK EXCHANGE TRADEDMULTIFACTOR MI47804J2062213969SHSOLE 003969JOHNSON & JOHNSONCOM478160104401023440SHSOLE 0023440JOHNSON CTLS INTL PLCSHSG515021057539266SHSOLE 009266JPMORGAN CHASE & COCOM46625H100438827709SHSOLE 0027709JPMORGAN CHASE & COALERIAN ML ETN46625H36551528894SHSOLE 0028894KAYNE ANDERSN MLP MIDS INVTCOM48660610638549447SHSOLE 0049447KIMBERLY CLARK CORPCOM49436810311778238SHSOLE 008238LAUDER ESTEE COS INCCL A518439104296799SHSOLE 00799LENNAR CORPCL A5260571044183596SHSOLE 003596LILLY ELI & COCOM53245710811264076SHSOLE 004076LOCKHEED MARTIN CORPCOM53983010914213999SHSOLE 003999LOWES COS INCCOM54866110723369038SHSOLE 009038LULULEMON ATHLETICA INCCOM5500211096961777SHSOLE 001777MARATHON PETE CORPCOM56585A1024136447SHSOLE 006447MASTERCARD INCORPORATEDCL A57636Q1048822455SHSOLE 002455MCCORMICK & CO INCCOM NON VTG579780206140914584SHSOLE 0014584MCDONALDS CORPCOM58013510126339824SHSOLE 009824MEDICAL PPTYS TRUST INCCOM58463J30434214465SHSOLE 0014465MEDTRONIC PLCSHSG5960L103113610979SHSOLE 0010979MERCADOLIBRE INCCOM58733R102688510SHSOLE 00510MERCK & CO INCCOM58933Y105160620951SHSOLE 0020951METLIFE INCCOM59156R1082884605SHSOLE 004605MICROCHIP TECHNOLOGY INCCOM5950171042582962SHSOLE 002962MICROSOFT CORPCOM5949181041087832343SHSOLE 0032343MODERNA INCCOM60770K1072861128SHSOLE 001128MONDELEZ INTL INCCL A6092071052323495SHSOLE 003495MONOLITHIC PWR SYS INCCOM609839105491996SHSOLE 00996MOODYS CORPCOM615369105345884SHSOLE 00884MORGAN STANLEYCOM NEW6174464482112148SHSOLE 002148MSCI INCCOM55354G100486794SHSOLE 00794NATIONAL CINEMEDIA INCCOM635309107540192321SHSOLE 00192321NATIONAL GRID PLCSPONSORED ADR NE6362744093795239SHSOLE 005239NATIONAL HEALTHCARE CORPCOM6359061002543734SHSOLE 003734NETFLIX INCCOM64110L10611431897SHSOLE 001897NEW RESIDENTIAL INVT CORPCOM NEW64828T20112111300SHSOLE 0011300NEXTERA ENERGY INCCOM65339F101401543006SHSOLE 0043006NGL ENERGY PARTNERS LPCOM UNIT REPST62913M1072815389SHSOLE 0015389NIKE INCCL B6541061038415045SHSOLE 005045NORFOLK SOUTHERN CORPCOM6558441084011348SHSOLE 001348NORWEGIAN CRUISE LINE HLDG LSHSG6672110423411289SHSOLE 0011289NOVO-NORDISK A SADR6701002053943520SHSOLE 003520NUCOR CORPCOM6703461058177162SHSOLE 007162NUSHARES ETF TRESG LARGE CAP67092P2015878564SHSOLE 008564NUSHARES ETF TRESG LRG VALUE67092P30085922095SHSOLE 0022095NUVEEN AMT FREE MUN CR INC FCOM67071L10696453791SHSOLE 0053791NUVEEN FLOATING RATE INCOMECOM67072T1082505246327SHSOLE 00246327NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN1001891186694SHSOLE 00186694NUVEEN PFD & INCM SECURTIESCOM67072C10515616008SHSOLE 0016008NUVEEN QUALITY MUNCP INCOMECOM67066V101104064558SHSOLE 0064558NVIDIA CORPCOM67066G10418996455SHSOLE 006455NXP SEMICONDUCTORS N VCOMN6596X1096642913SHSOLE 002913OKTA INCCL A6792951052641177SHSOLE 001177ONEOK INC NEWCOM682680103129622048SHSOLE 0022048ORACLE CORPCOM68389X1053734281SHSOLE 004281ORIGIN BANCORP INCCOM68621T10262414528SHSOLE 0014528OSI ETF TROSHARS FTSE US67110P407160834536SHSOLE 0034536PARKER HANNIFIN CORPCOM701094104203637SHSOLE 00637PAVMED INCCOM70387R106250101700SHSOLE 00101700PAYCHEX INCCOM70432610711828661SHSOLE 008661PAYPAL HLDGS INCCOM70450Y1036733567SHSOLE 003567PEARSON PLCSPONSORED ADR70501510510512467SHSOLE 0012467PEDEVCO CORPCOM PAR70532Y3031110000SHSOLE 0010000PENTAIR PLCSHSG7S00T1042964057SHSOLE 004057PEOPLES UNITED FINANCIAL INCCOM71270410529016262SHSOLE 0016262PEPSICO INCCOM713448108262715121SHSOLE 0015121PFIZER INCCOM717081103313953151SHSOLE 0053151PGIM GLOBAL SHORT DURATION HCOM69346J1062317153519SHSOLE 00153519PHILIP MORRIS INTL INCCOM7181721098929384SHSOLE 009384PHILLIPS 66COM7185461044416091SHSOLE 006091PIMCO DYNAMIC INCOME FDSHS72201Y10137714566SHSOLE 0014566PIMCO ETF TRENHNCD LW DUR AC72201R718203020184SHSOLE 0020184PIMCO ETF TRACTIVE BD ETF72201R7751020993313SHSOLE 0093313PIMCO ETF TRENHAN SHRT MA AC72201R833122512058SHSOLE 0012058PIMCO HIGH INCOME FDCOM SHS72201410710717374SHSOLE 0017374PNC FINL SVCS GROUP INCCOM6934751052861427SHSOLE 001427PRICE T ROWE GROUP INCCOM74144T10810015090SHSOLE 005090PROCTER AND GAMBLE COCOM742718109423925915SHSOLE 0025915PROLOGIS INCCOM74340W1038414997SHSOLE 004997PROSHARES TRINVT INT RT HG74347B607183024600SHSOLE 0024600PROSHARES TRS&P 500 DV ARIST74348A4675175269SHSOLE 005269PROSHARES TRHGH YLD INT RATE74348A5414797637SHSOLE 007637PRUDENTIAL FINL INCCOM7443201024994609SHSOLE 004609PUTNAM MUN OPPORTUNITIES TRSH BEN INT74692210316111165SHSOLE 0011165QUALCOMM INCCOM747525103259214176SHSOLE 0014176REALTY INCOME CORPCOM756109104139719511SHSOLE 0019511REDFIN CORPCOM75737F1083198301SHSOLE 008301REGIONS FINL CORP NEWCOM7591EP100138063299SHSOLE 0063299REPUBLIC SVCS INCCOM760759100179512870SHSOLE 0012870ROKU INCCOM CL A77543R102202884SHSOLE 00884ROYAL BK CDA MONTREAL QUECOM780087102180016958SHSOLE 0016958RPM INTL INCCOM7496851034284238SHSOLE 004238SALESFORCE COM INCCOM79466L3023431349SHSOLE 001349SCHWAB CHARLES CORP NEWCOM8085131053464108SHSOLE 004108SCHWAB STRATEGIC TRUS LCAP GR ETF808524300718243861SHSOLE 0043861SCHWAB STRATEGIC TRUS DIVIDEND EQ808524797499261754SHSOLE 0061754SCHWAB STRATEGIC TRINTL EQTY ETF80852480587922612SHSOLE 0022612SCHWAB STRATEGIC TRINTRM TRM TRES808524854124022082SHSOLE 0022082SCHWAB STRATEGIC TRSHT TM US TRES8085248623526925SHSOLE 006925SCHWAB STRATEGIC TRUS TIPS ETF8085248702273613SHSOLE 003613SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209467533185SHSOLE 0033185SELECT SECTOR SPDR TRENERGY81369Y50673513251SHSOLE 0013251SELECT SECTOR SPDR TRSBI INT-FINL81369Y60568117441SHSOLE 0017441SELECT SECTOR SPDR TRSBI INT-INDS81369Y704743670279SHSOLE 0070279SELECT SECTOR SPDR TRTECHNOLOGY81369Y803633436427SHSOLE 0036427SELECT SECTOR SPDR TRRL EST SEL SEC81369Y860359669401SHSOLE 0069401SERVICE CORP INTLCOM81756510410677150406SHSOLE 00150406SERVICENOW INCCOM81762P1026911065SHSOLE 001065SERVISFIRST BANCSHARES INCCOM81768T1083704356SHSOLE 004356SHERWIN WILLIAMS COCOM824348106246698SHSOLE 00698SHOPIFY INCCL A82509L107532386SHSOLE 00386SIMPLY GOOD FOODS COCOM82900L1022295500SHSOLE 005500SIRIUS XM HLDGS INCCOM82968B10335455728SHSOLE 0055728SKYWORKS SOLUTIONS INCCOM83088M1022491605SHSOLE 001605SMUCKER J M COCOM NEW8326964053892862SHSOLE 002862SNAP ON INCCOM83303410118958798SHSOLE 008798SOUTHERN COCOM842587107588385789SHSOLE 0085789SOUTHWEST AIRLS COCOM8447411083407946SHSOLE 007946SPDR DOW JONES INDL AVRG ETFUT SER 178467X10917344774SHSOLE 004774SPDR GOLD TRUSTGOLD SHS78463V107191211184SHSOLE 0011184SPDR INDEX SHS FDSPORTFOLIO EMG MK78463X509282968179SHSOLE 0068179SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X74972612845SHSOLE 0012845SPDR INDEX SHS FDSS&P INTL SMLCP78463X871109428962SHSOLE 0028962SPDR INDEX SHS FDSPORTFOLIO DEVLPD78463X889461181264203SHSOLE 001264203SPDR S&P 500 ETF TRTR UNIT78462F103724815260SHSOLE 0015260SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y10712122341SHSOLE 002341SPDR SER TRBLOMBERG BRC INV78468R20025500833602SHSOLE 00833602SPDR SER TRICE BOFAML ETF78468R60667825535SHSOLE 0025535SPDR SER TRSPDR BLOOMBERG78468R6632242448SHSOLE 002448SPDR SER TRKENSHO INTELGN78468R69747110353SHSOLE 0010353SPDR SER TRNUVEEN BLMBRG SR78468R7394048209SHSOLE 008209SPDR SER TRPORTFOLIO SM ETF78468R853291165131SHSOLE 0065131SPDR SERIES TRUSTWELLS FG PFD ETF78464A29249611557SHSOLE 0011557SPDR SERIES TRUSTBLMBRG BRC CNVRT78464A359271732753SHSOLE 0032753SPDR SERIES TRUSTPORTFOLIO INTRMD78464A37534579956544SHSOLE 00956544SPDR SERIES TRUSTBLOMBRG BRC EMRG78464A39163025780SHSOLE 0025780SPDR SERIES TRUSTPRTFLO S&P500 GW78464A4091184651634673SHSOLE 001634673SPDR SERIES TRUSTPORTFOLIO SHORT78464A4747267234645SHSOLE 00234645SPDR SERIES TRUSTFTSE INT GVT ETF78464A49055710345SHSOLE 0010345SPDR SERIES TRUSTPORTFOLIO AGRGTE78464A6491049613543579SHSOLE 003543579SPDR SERIES TRUSTBLOMBRG BRC TIPS78464A65677724655SHSOLE 0024655SPDR SERIES TRUSTPORTFOLIO LN TSR78464A66491921800SHSOLE 0021800SPDR SERIES TRUSTS&P DIVID ETF78464A7635414188SHSOLE 004188SPDR SERIES TRUSTPORTFOLIO TL STK78464A80545932785842SHSOLE 00785842SPDR SERIES TRUSTPORTFOLIO MD ETF78464A84741687838099SHSOLE 00838099SPDR SERIES TRUSTPORTFOLIO LR ETF78464A85417561314539SHSOLE 00314539SPDR SERIES TRUSTS&P BIOTECH78464A8702872560SHSOLE 002560SPDR SERIES TRUSTS&P BIOTECH78464A8704875500SHCallSOLE 005500SPIRIT AIRLS INCCOM8485771022019200SHSOLE 009200SPROTT PHYSICAL GOLD TRUSTUNIT85207H10426818650SHSOLE 0018650SQUARE INCCL A8522341034933055SHSOLE 003055SSGA ACTIVE ETF TRBLKSTN GSOSRLN78467V60869115143SHSOLE 0015143STAG INDL INCCOM85254J1024629634SHSOLE 009634STANLEY BLACK & DECKER INCCOM8545021013391797SHSOLE 001797STARBUCKS CORPCOM855244109150712883SHSOLE 0012883STARWOOD PPTY TR INCCOM85571B105231195096SHSOLE 0095096STORE CAP CORPCOM862121100127337008SHSOLE 0037008SVB FINL GROUPCOM78486Q101316466SHSOLE 00466SYSCO CORPCOM8718291073674674SHSOLE 004674T MOBILE US INCCOM8725901042682314SHSOLE 002314TARGET CORPCOM87612E10614126099SHSOLE 006099TESLA INCCOM88160R10142654036SHSOLE 004036TEXAS INSTRS INCCOM88250810411305998SHSOLE 005998THERMO FISHER SCIENTIFIC INCCOM88355610219652945SHSOLE 002945TJX COS INC NEWCOM8725401093354409SHSOLE 004409TWITTER INCCOM90184L1023568235SHSOLE 008235UNION PAC CORPCOM90781810817907105SHSOLE 007105UNITED PARCEL SERVICE INCCL B9113121065122388SHSOLE 002388UNITEDHEALTH GROUP INCCOM91324P10223884756SHSOLE 004756US BANCORP DELCOM NEW90297330471912797SHSOLE 0012797V F CORPCOM918204108160321890SHSOLE 0021890VANECK VECTORS ETF TRCHINAAMC CHINA B92189F37937515180SHSOLE 0015180VANECK VECTORS ETF TRFALLEN ANGEL HG92189F4376324191799SHSOLE 00191799VANECK VECTORS ETF TRAMT FREE SHORT M92189F52827515375SHSOLE 0015375VANECK VECTORS ETF TRJP MORGAN MKTS92189H3002157519SHSOLE 007519VANGUARD BD INDEX FD INCINTERMED TERM9219378195155874SHSOLE 005874VANGUARD BD INDEX FD INCSHORT TRM BOND9219378273974913SHSOLE 004913VANGUARD BD INDEX FD INCTOTAL BND MRKT92193783514129166717SHSOLE 00166717VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J407118221421SHSOLE 0021421VANGUARD GROUPDIV APP ETF921908844179410443SHSOLE 0010443VANGUARD INDEX FDSS&P 500 ETF SHS92290836339559059SHSOLE 009059VANGUARD INDEX FDSMCAP VL IDXVIP9229085129286170SHSOLE 006170VANGUARD INDEX FDSMCAP GR IDXVIP9229085382981171SHSOLE 001171VANGUARD INDEX FDSREAL ESTATE ETF9229085535624843SHSOLE 004843VANGUARD INDEX FDSSML CP GRW ETF9229085957972828SHSOLE 002828VANGUARD INDEX FDSSM CP VAL ETF9229086114192342SHSOLE 002342VANGUARD INDEX FDSMID CAP ETF92290862912174775SHSOLE 004775VANGUARD INDEX FDSLARGE CAP ETF9229086376052736SHSOLE 002736VANGUARD INDEX FDSGROWTH ETF9229087361267039481SHSOLE 0039481VANGUARD INDEX FDSVALUE ETF9229087441274786648SHSOLE 0086648VANGUARD INDEX FDSSMALL CP ETF9229087515102256SHSOLE 002256VANGUARD INDEX FDSTOTAL STK MKT922908769586024269SHSOLE 0024269VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742163715239SHSOLE 0015239VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775573993659SHSOLE 0093659VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858168634096SHSOLE 0034096VANGUARD MUN BD FD INCTAX EXEMPT BD922907746327559645SHSOLE 0059645VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409732290109SHSOLE 0090109VANGUARD SCOTTSDALE FDSVNG RUS1000VAL92206C7146889336SHSOLE 009336VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C77164712243SHSOLE 0012243VANGUARD SCOTTSDALE FDSLONG TERM TREAS92206C8478469462SHSOLE 009462VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C870544458690SHSOLE 0058690VANGUARD STAR FDVG TL INTL STK F92190976867910684SHSOLE 0010684VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438586443126178SHSOLE 00126178VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406220219641SHSOLE 0019641VANGUARD WHITEHALL FDS INCEMERG MKT BD ETF921946885135317428SHSOLE 0017428VANGUARD WORLD FDEXTENDED DUR9219107093822727SHSOLE 002727VANGUARD WORLD FDESG INTL STK ETF92191072588314240SHSOLE 0014240VANGUARD WORLD FDESG US STK ETF921910733152017299SHSOLE 0017299VANGUARD WORLD FDSCONSUM DIS ETF92204A1086421884SHSOLE 001884VANGUARD WORLD FDSFINANCIALS ETF92204A4055465657SHSOLE 005657VANGUARD WORLD FDSINF TECH ETF92204A7028601876SHSOLE 001876VANGUARD WORLD FDSCOMM SRVC ETF92204A8842191618SHSOLE 001618VERISK ANALYTICS INCCOM92345Y1066192707SHSOLE 002707VERIZON COMMUNICATIONS INCCOM92343V104292556297SHSOLE 0056297VISA INCCOM CL A92826C83919849156SHSOLE 009156VODAFONE GROUP PLC NEWSPONSORED ADR92857W30828719241SHSOLE 0019241W P CAREY INCCOM92936U1093994859SHSOLE 004859WALGREENS BOOTS ALLIANCE INCCOM931427108147628298SHSOLE 0028298WALMART INCCOM931142103266618423SHSOLE 0018423WASTE MGMT INC DELCOM94106L1095373220SHSOLE 003220WATSCO INCCOM94262220013594343SHSOLE 004343WEC ENERGY GROUP INCCOM92939U106194620050SHSOLE 0020050WELLS FARGO CO NEWCOM949746101414486371SHSOLE 0086371WEST PHARMACEUTICAL SVSC INCCOM9553061056311345SHSOLE 001345WESTERN ASSET HIGH INCM OPPCOM95766K1092284439278SHSOLE 00439278WILLIAMS SONOMA INCCOM9699041018414974SHSOLE 004974WISDOMTREE TREMG MKTS SMCAP97717W2814568610SHSOLE 008610WISDOMTREE TRUS LARGECAP DIVD97717W3074877370SHSOLE 007370WISDOMTREE TRUS MIDCAP DIVID97717W50559213348SHSOLE 0013348WISDOMTREE TRUS EARNINGS 50097717W588168733499SHSOLE 0033499WISDOMTREE TRINTL SMCAP DIV97717W7607149696SHSOLE 009696WISDOMTREE TRFNDMTL SRT CRP97717X1562935797SHSOLE 005797WISDOMTREE TRFNDMTL HGH YLD97717X17299418947SHSOLE 0018947WISDOMTREE TRYIELD ENHANCD US97717X511832601611065SHSOLE 001611065WISDOMTREE TREM EX ST-OWNED97717X57861216615SHSOLE 0016615WISDOMTREE TRITL HDG QTLY DIV97717X5942405255SHSOLE 005255WISDOMTREE TRFLOATNG RAT TREA97717X62832012773SHSOLE 0012773WISDOMTREE TRUS S CAP QTY DIV97717X6513066430SHSOLE 006430WISDOMTREE TRUS QTLY DIV GRT97717X66982912585SHSOLE 0012585WISDOMTREE TREM LCL DEBT FD97717X8672217358SHSOLE 007358WISDOMTREE TRINTK MLTIFACTR97717Y77435213245SHSOLE 0013245WISDOMTREE TRUS MULTIFACTOR97717Y85781119328SHSOLE 0019328XCEL ENERGY INCCOM98389B1002583804SHSOLE 003804YANDEX N VSHS CLASS AN972841082524167SHSOLE 004167YUM BRANDS INCCOM9884981013832755SHSOLE 002755