0001633387-21-000009.txt : 20211019 0001633387-21-000009.hdr.sgml : 20211019 20211018173556 ACCESSION NUMBER: 0001633387-21-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211019 DATE AS OF CHANGE: 20211018 EFFECTIVENESS DATE: 20211019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RFG Advisory, LLC CENTRAL INDEX KEY: 0001633387 IRS NUMBER: 452787436 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16724 FILM NUMBER: 211329026 BUSINESS ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: 205-397-2450 MAIL ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 FORMER COMPANY: FORMER CONFORMED NAME: RFG Advisory Group, LLC DATE OF NAME CHANGE: 20150210 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001633387 XXXXXXXX 09-30-2021 09-30-2021 RFG Advisory, LLC

1400 URBAN CENTER DRIVE SUITE 475 BIRMINGHAM AL 35242

13F HOLDINGS REPORT 028-16724 N Victoria Scoles 205 397-2450 Victoria Scoles Birmingham AL 10-18-2021 0 420 1216109 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y10110686085SHSOLE 006085ABBOTT LABSCOM002824100136411544SHSOLE 0011544ABBVIE INCCOM00287Y109348432298SHSOLE 0032298ACCENTURE PLC IRELANDSHS CLASS AG1151C1018332603SHSOLE 002603ACTIVISION BLIZZARD INCCOM00507V1092573322SHSOLE 003322ADOBE INCCOM00724F1019891718SHSOLE 001718AFLAC INCCOM001055102117222477SHSOLE 0022477AIR PRODS & CHEMS INCCOM00915810611954666SHSOLE 004666ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1022281543SHSOLE 001543ALLSTATE CORPCOM0200021014373435SHSOLE 003435ALPHABET INCCAP STK CL C02079K1071663624SHSOLE 00624ALPHABET INCCAP STK CL A02079K3052663996SHSOLE 00996ALTRIA GROUP INCCOM02209S10383918440SHSOLE 0018440AMAZON COM INCCOM02313510648191467SHSOLE 001467AMEDISYS INCCOM0234361082001343SHSOLE 001343AMERICAN ELEC PWR INCCOM0255371012042516SHSOLE 002516AMERICAN EXPRESS COCOM02581610912447424SHSOLE 007424AMERICAN TOWER CORP NEWCOM03027X1006342390SHSOLE 002390AMERICAN WTR WKS CO INC NEWCOM0304201032011190SHSOLE 001190AMERIPRISE FINL INCCOM03076C1066952631SHSOLE 002631AMERISOURCEBERGEN CORPCOM03073E1055204353SHSOLE 004353AMGEN INCCOM03116210018758819SHSOLE 008819AMPLIFY ETF TRBLACKSWAN GRWT0321088882166300SHSOLE 006300ANALOG DEVICES INCCOM0326541055313172SHSOLE 003172ANNALY CAP MGMT INCCOM0357104098810475SHSOLE 0010475ANTHEM INCCOM0367521034131109SHSOLE 001109APPLE INCCOM03783310018580131306SHSOLE 00131306APPLIED MATLS INCCOM0382221052632040SHSOLE 002040ARCHER DANIELS MIDLAND COCOM0394831024277108SHSOLE 007108ARES CAP CORPCOM04010L10374836817SHSOLE 0036817AT&T INCCOM00206R102208277073SHSOLE 0077073AUTODESK INCCOM0527691065001754SHSOLE 001754AUTOMATIC DATA PROCESSING INCOM05301510319339669SHSOLE 009669AVALONBAY CMNTYS INCCOM0534841012541147SHSOLE 001147B2GOLD CORPCOM11777Q2093510200SHSOLE 0010200BANCORPSOUTH BK TUPELO MISSCOM05971J10231810690SHSOLE 0010690BANK AMER CORPCOM06050510467615920SHSOLE 0015920BCE INCCOM NEW05534B760129125798SHSOLE 0025798BERKSHIRE HATHAWAY INC DELCL A0846701088232SHSOLE 002BERKSHIRE HATHAWAY INC DELCL B NEW084670702333412216SHSOLE 0012216BIO RAD LABS INCCL A090572207503674SHSOLE 00674BLACKROCK INCCOM09247X10114311706SHSOLE 001706BOEING COCOM0970231057423372SHSOLE 003372BRISTOL MYERS SQUIBB COCOM11012210876812983SHSOLE 0012983BROADCOM INCCOM11135F10113372758SHSOLE 002758CADENCE DESIGN SYSTEM INCCOM1273871084683092SHSOLE 003092CARNIVAL CORPUNIT 99/99/999914365830031112451SHSOLE 0012451CATERPILLAR INC DELCOM1491231019304844SHSOLE 004844CENTENE CORP DELCOM15135B10196715515SHSOLE 0015515CHEGG INCCOM1630921093244763SHSOLE 004763CHEVRON CORP NEWCOM166764100211620856SHSOLE 0020856CHURCH & DWIGHT INCCOM1713401022412914SHSOLE 002914CISCO SYS INCCOM17275R102209938556SHSOLE 0038556CITIGROUP INCCOM NEW1729674244306125SHSOLE 006125CLOROX CO DELCOM1890541093322006SHSOLE 002006CMS ENERGY CORPCOM1258961003335582SHSOLE 005582COCA COLA COCOM191216100329662820SHSOLE 0062820COLGATE PALMOLIVE COCOM1941621033604757SHSOLE 004757COMCAST CORP NEWCL A20030N10199817842SHSOLE 0017842CONSOLIDATED EDISON INCCOM2091151044786581SHSOLE 006581COSTCO WHSL CORP NEWCOM22160K1056231386SHSOLE 001386CROWN CASTLE INTL CORP NEWCOM22822V10117249947SHSOLE 009947CSX CORPCOM12640810361220595SHSOLE 0020595CUMMINS INCCOM2310211068243671SHSOLE 003671CVS HEALTH CORPCOM126650100151017793SHSOLE 0017793DANAHER CORP DELCOM23585110217485743SHSOLE 005743DEERE & COCOM2441991057302178SHSOLE 002178DIGITAL RLTY TR INCCOM253868103146910168SHSOLE 0010168DISCOVER FINL SVCSCOM2547091085434421SHSOLE 004421DISNEY WALT COCOM DISNEY25468710615889386SHSOLE 009386DNP SELECT INCOME FDCOM23325P10410810103SHSOLE 0010103DOLLAR GEN CORP NEWCOM2566771052921375SHSOLE 001375DUKE ENERGY CORP NEWCOM NEW26441C2046987151SHSOLE 007151EATON CORP PLCSHSG291831036974666SHSOLE 004666EATON VANCE TAX MNGD GBL DVCOM27829F108157671578318SHSOLE 001578318EATON VANCE TX MGD DIV EQ INCOM27828N102176121262529SHSOLE 001262529EATON VANCE TX MNG BY WRT OPCOM27828Y1087974498676SHSOLE 00498676ECOLAB INCCOM2788651004362088SHSOLE 002088EDWARDS LIFESCIENCES CORPCOM28176E1084844279SHSOLE 004279EMERSON ELEC COCOM2910111044144394SHSOLE 004394ENBRIDGE INCCOM29250N1053989990SHSOLE 009990ENERGY TRANSFER LPCOM UT LTD PTN29273V10015015620SHSOLE 0015620ENPHASE ENERGY INCCOM29355A1072681790SHSOLE 001790ENTERPRISE PRODS PARTNERS LCOM2937921072159934SHSOLE 009934ERICSSONADR B SEK 1029482160820117944SHSOLE 0017944ETFIS SER TR IVIRTUS INFRCAP26923G82247218968SHSOLE 0018968ETSY INCCOM29786A1064192013SHSOLE 002013EVERSOURCE ENERGYCOM30040W1085516741SHSOLE 006741EXCHANGE TRADED CONCEPTS TRVSPR US LC ETF30150574956916556SHSOLE 0016556EXXON MOBIL CORPCOM30231G102297550586SHSOLE 0050586FACEBOOK INCCL A30303M10228458384SHSOLE 008384FEDEX CORPCOM31428X1063261486SHSOLE 001486FIDELITYMSCI INFO TECH I3160928086245261SHSOLE 005261FIDELITYMSCI RL EST ETF316092857140146081SHSOLE 0046081FIRST TR EXCH TRADED FD IIIMUNI HI INCM ETF33739P301501389887SHSOLE 0089887FIRST TR EXCH TRD ALPHA FD IEUROPE ALPHADEX33737J1172866816SHSOLE 006816FIRST TR EXCH TRD ALPHA FD IEMERG MKT ALPH33737J1822067639SHSOLE 007639FIRST TR EXCHAN TRADED FD VIFST TR GLB FD33739H10127511389SHSOLE 0011389FIRST TR EXCHANGE TRADED FDUS EQTY OPPT ETF3369201032592095SHSOLE 002095FIRST TR EXCHANGE TRADED FDCAP STRENGTH ETF33733E104160829839SHSOLE 0029839FIRST TR EXCHANGE TRADED FDNY ARCA BIOTECH33733E2035043033SHSOLE 003033FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E3028003393SHSOLE 003393FIRST TR EXCHANGE TRADED FDNAS CLNEDG GREEN33733E5002584114SHSOLE 004114FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X1352766237SHSOLE 006237FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X1764974045SHSOLE 004045FIRST TR EXCHANGE TRADED FDNASDAQ CYB ETF33734X84672414870SHSOLE 0014870FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D309258954116SHSOLE 0054116FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10041024997SHSOLE 0024997FIRST TR EXCHANGE TRADED FDFST LOW OPPT EFT33739Q200124624642SHSOLE 0024642FIRST TR EXCHANGE TRADED FDFIRST TR ENH NEW33739Q408319153235SHSOLE 0053235FIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS33740F805111320777SHSOLE 0020777FIRST TR EXCHNG TRADED FD VIALT ABSLT STRG33740Y1012879372SHSOLE 009372FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K1082952653SHSOLE 002653FIRST TR LRG CP VL ALPHADEXCOM SHS33735J1012814359SHSOLE 004359FIRST TR LRGE CP CORE ALPHACOM SHS33734K1095005859SHSOLE 005859FIRST TR MID CAP CORE ALPHADCOM SHS33735B1084344446SHSOLE 004446FIRST TR NASDAQ100 TECH INDESHS337345102536634004SHSOLE 0034004FIRST TR VALUE LINE DIVID INSHS33734H10651013022SHSOLE 0013022FIRSTCASH INCCOM33767D105231926500SHSOLE 0026500FOMENTO ECONOMICO MEXICANO SSPON ADR UNITS3444191062262610SHSOLE 002610FORD MTR CO DELCOM PAR $0.0134537086032823193SHSOLE 0023193FORTIVE CORPCOM34959J1085207365SHSOLE 007365FRANKLIN RES INCCOM35461310131410553SHSOLE 0010553GALLAGHER ARTHUR J & COCOM363576109178111980SHSOLE 0011980GENERAL DYNAMICS CORPCOM3695501087783969SHSOLE 003969GENERAL MLS INCCOM3703341042414032SHSOLE 004032GILEAD SCIENCES INCCOM3755581036118752SHSOLE 008752GLOBAL PMTS INCCOM37940X10213408504SHSOLE 008504GLOBAL X FDSS&P 500 CATHOLIC37954Y8892845261SHSOLE 005261GOLDMAN SACHS GROUP INCCOM38141G1043791003SHSOLE 001003GOPRO INCCL A38268T10319420700SHSOLE 0020700HARTFORD FDS EXCHANGE TRADETOTAL RTRN ETF41653L305269766210SHSOLE 0066210HARTFORD FDS EXCHANGE TRADESHRT DURTN ETF41653L6025106124647SHSOLE 00124647HOME DEPOT INCCOM437076102630319201SHSOLE 0019201HONEYWELL INTL INCCOM4385161068724108SHSOLE 004108IDEXX LABS INCCOM45168D1047151149SHSOLE 001149ILLINOIS TOOL WKS INCCOM4523081097423593SHSOLE 003593ILLUMINA INCCOM4523271099832424SHSOLE 002424INTEL CORPCOM458140100137825868SHSOLE 0025868INTERNATIONAL BUSINESS MACHSCOM459200101152510975SHSOLE 0010975INTUITCOM4612021038211522SHSOLE 001522INVESCO CURNCYSHS SWISS FRANSWISS FRANC46138R1084905057SHSOLE 005057INVESCO EXCH TRD SLF IDX FDBULSHS 2021 CB46138J700106150320SHSOLE 0050320INVESCO EXCH TRD SLF IDX FDBULSHS 2025 CB46138J82552523633SHSOLE 0023633INVESCO EXCH TRD SLF IDX FDBULSHS 2024 CB46138J84182837457SHSOLE 0037457INVESCO EXCH TRD SLF IDX FDBULSHS 2023 CB46138J86696744611SHSOLE 0044611INVESCO EXCH TRD SLF IDX FDBULSHS 2022 CB46138J882100846799SHSOLE 0046799INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT46137V3573262176SHSOLE 002176INVESCO EXCHANGE TRADED FD TFTSE RAFI 100046137V61387924555214SHSOLE 00555214INVESCO EXCHANGE TRADED FD TDWA MOMENTUM46137V8372132385SHSOLE 002385INVESCO EXCHANGE TRADED FD TDWA INDLS MUMT46137V8457367406SHSOLE 007406INVESCO EXCHNG TRADED FD TRS&P GBL WATER46138E2632294100SHSOLE 004100INVESCO EXCHNG TRADED FD TRPFD ETF46138E5111727114917SHSOLE 00114917INVESCO MUNI INCOME OPP TRSTCOM46132X1018710979SHSOLE 0010979IRON MTN INC NEWCOM46284V101125328842SHSOLE 0028842ISHARES INCMSCI SWITZERLAND4642867493537584SHSOLE 007584ISHARES INCESG MSCI EM ETF46434G863372389852SHSOLE 0089852ISHARES TRCORE S&P TTL STK464287150422342927SHSOLE 0042927ISHARES TRSELECT DIVID ETF4642871685444740SHSOLE 004740ISHARES TRTIPS BD ETF464287176449535201SHSOLE 0035201ISHARES TRCORE S&P500 ETF4642872001739440374SHSOLE 0040374ISHARES TRCORE US AGGBD ET46428722610529160SHSOLE 009160ISHARES TRIBOXX INV CP ETF4642872423572682SHSOLE 002682ISHARES TRGLOBAL TECH ETF464287291254744959SHSOLE 0044959ISHARES TRS&P 500 GRWT ETF4642873093584839SHSOLE 004839ISHARES TRGLOBAL FINLS ETF464287333267034035SHSOLE 0034035ISHARES TRBARCLAYS 7 10 YR4642874409117909SHSOLE 007909ISHARES TR1 3 YR TREAS BD4642874577278443SHSOLE 008443ISHARES TRCORE S&P MCP ETF46428750717466636SHSOLE 006636ISHARES TRGLOBAL 100 ETF4642875723725228SHSOLE 005228ISHARES TRRUS 1000 VAL ETF4642875985753676SHSOLE 003676ISHARES TRRUS 1000 GRW ETF464287614302411035SHSOLE 0011035ISHARES TRRUS 1000 ETF4642876227853247SHSOLE 003247ISHARES TRRUSSELL 2000 ETF4642876552951350SHSOLE 001350ISHARES TRU.S. FIN SVC ETF4642877702321232SHSOLE 001232ISHARES TRU.S. ENERGY ETF464287796146151698SHSOLE 0051698ISHARES TRCORE S&P SCP ETF464287804793472664SHSOLE 0072664ISHARES TRINTL TREA BD ETF4642881174488730SHSOLE 008730ISHARES TRAGENCY BOND ETF4642881663352825SHSOLE 002825ISHARES TRMSCI ACWI ETF4642882576386384SHSOLE 006384ISHARES TRNATIONAL MUN ETF464288414228319656SHSOLE 0019656ISHARES TRMSCI KLD400 SOC4642885706627961SHSOLE 007961ISHARES TRMBS ETF464288588249923109SHSOLE 0023109ISHARES TRSH TR CRPORT ETF464288646351464314SHSOLE 0064314ISHARES TRS&P US PFD STK4642886875185133597SHSOLE 00133597ISHARES TRMSCI USA ESG SLC4642888022402498SHSOLE 002498ISHARES TRU.S. MED DVC ETF464288810402964177SHSOLE 0064177ISHARES TREAFE VALUE ETF4642888776899135677SHSOLE 00135677ISHARES TREAFE GRWTH ETF464288885783573587SHSOLE 0073587ISHARES TRLNG TR CRPRT BD4642895113114494SHSOLE 004494ISHARES TRCONSER ALLOC ETF4642898832205574SHSOLE 005574ISHARES TRUS TREAS BD ETF46429B26710329389338SHSOLE 00389338ISHARES TRMIN VOL EAFE ETF46429B6893404513SHSOLE 004513ISHARES TRMIN VOL USA ETF46429B6973424650SHSOLE 004650ISHARES TRUSA QUALITY FCTR46432F3397315551SHSOLE 005551ISHARES TREDGE MSCI USA VL46432F388407740484SHSOLE 0040484ISHARES TRUSA MOMENTUM FCT46432F39647911272844SHSOLE 00272844ISHARES TRCORE MSCI EAFE46432F842326643990SHSOLE 0043990ISHARES TRCORE 1 5 YR USD46432F859258050518SHSOLE 0050518ISHARES TR0-5YR HI YL CP46434V40747810451SHSOLE 0010451ISHARES TRINTL QLTY FACTOR46434V45640210605SHSOLE 0010605ISHARES TRCORE TOTAL USD46434V61311023207044SHSOLE 00207044ISHARES TRCORE DIV GRWTH46434V621129825840SHSOLE 0025840ISHARES TRESG 1 5 YR USD46435G243105340537SHSOLE 0040537ISHARES TRESG MSCI USA ETF46435G42518822191163SHSOLE 00191163ISHARES TRFALN ANGLS USD46435G474254384465SHSOLE 0084465ISHARES TRESG MSCI EAFE46435G5166047706SHSOLE 007706ISHARES TRESG US AGR BD46435U549120221800SHSOLE 0021800ISHARES TRESG MSCI USA SML46435U663105527046SHSOLE 0027046ISHARES US ETF TRSHT MAT BD ETF46431W507356571095SHSOLE 0071095ISHARES US ETF TRCOMMOD SEL STG46431W853277577439SHSOLE 0077439JANUS DETROIT STR TRHENDRSN SHRT ETF47103U8862214412SHSOLE 004412JOHN HANCOCK EXCHANGE TRADEDMULTIFACTOR MI47804J2062053967SHSOLE 003967JOHNSON & JOHNSONCOM478160104319919805SHSOLE 0019805JOHNSON CTLS INTL PLCSHSG515021056118981SHSOLE 008981JPMORGAN CHASE & COCOM46625H100432426417SHSOLE 0026417KANSAS CITY SOUTHERNCOM NEW4851703025131895SHSOLE 001895KIMBERLY CLARK CORPCOM49436810312739609SHSOLE 009609LAUDER ESTEE COS INCCL A518439104214714SHSOLE 00714LENNAR CORPCL A5260571043033240SHSOLE 003240LILLY ELI & COCOM5324571088043480SHSOLE 003480LOCKHEED MARTIN CORPCOM53983010913543924SHSOLE 003924LOWES COS INCCOM54866110718028883SHSOLE 008883LULULEMON ATHLETICA INCCOM5500211097191777SHSOLE 001777MARATHON PETE CORPCOM56585A1024587414SHSOLE 007414MASTERCARD INCORPORATEDCL A57636Q1048342398SHSOLE 002398MCCORMICK & CO INCCOM NON VTG579780206106913193SHSOLE 0013193MCDONALDS CORPCOM58013510122839470SHSOLE 009470MEDICAL PPTYS TRUST INCCOM58463J30428914417SHSOLE 0014417MEDTRONIC PLCSHSG5960L10310788597SHSOLE 008597MERCADOLIBRE INCCOM58733R102831495SHSOLE 00495MERCK & CO INCCOM58933Y105153320404SHSOLE 0020404MICROCHIP TECHNOLOGY INCCOM5950171042271481SHSOLE 001481MICROSOFT CORPCOM594918104834229590SHSOLE 0029590MODERNA INCCOM60770K107228592SHSOLE 00592MONOLITHIC PWR SYS INCCOM6098391054921014SHSOLE 001014MOODYS CORPCOM615369105304857SHSOLE 00857MSCI INCCOM55354G100449738SHSOLE 00738NATIONAL CINEMEDIA INCCOM635309107417117059SHSOLE 00117059NATIONAL GRID PLCSPONSORED ADR NE6362744093275476SHSOLE 005476NATIONAL HEALTHCARE CORPCOM6359061002133037SHSOLE 003037NETFLIX INCCOM64110L10610871781SHSOLE 001781NEW RESIDENTIAL INVT CORPCOM NEW64828T20112411300SHSOLE 0011300NEXTERA ENERGY INCCOM65339F101357345501SHSOLE 0045501NIKE INCCL B6541061037044847SHSOLE 004847NORFOLK SOUTHERN CORPCOM6558441083121302SHSOLE 001302NORWEGIAN CRUISE LINE HLDG LSHSG667211042599689SHSOLE 009689NOVO-NORDISK A SADR6701002053393535SHSOLE 003535NUCOR CORPCOM6703461058698823SHSOLE 008823NUSHARES ETF TRESG LARGE CAP67092P2015418267SHSOLE 008267NUSHARES ETF TRESG LRG VALUE67092P30079421168SHSOLE 0021168NUVEEN AMT FREE MUN CR INC FCOM67071L10689452117SHSOLE 0052117NUVEEN FLOATING RATE INCOMECOM67072T1082597257927SHSOLE 00257927NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN1001926192994SHSOLE 00192994NUVEEN PFD & INCM SECURTIESCOM67072C10516116383SHSOLE 0016383NUVEEN QUALITY MUNCP INCOMECOM67066V10144228298SHSOLE 0028298NVIDIA CORPCOM67066G10412265919SHSOLE 005919NXP SEMICONDUCTORS N VCOMN6596X1095893005SHSOLE 003005ONEOK INC NEWCOM682680103135223309SHSOLE 0023309ORACLE CORPCOM68389X1052923351SHSOLE 003351ORIGIN BANCORP INCCOM68621T1023969346SHSOLE 009346OSI ETF TROSHARS FTSE US67110P407136232711SHSOLE 0032711PAVMED INCCOM70387R1061512177050SHSOLE 00177050PAYCHEX INCCOM70432610710299148SHSOLE 009148PAYPAL HLDGS INCCOM70450Y1038123122SHSOLE 003122PEARSON PLCSPONSORED ADR70501510512412820SHSOLE 0012820PENTAIR PLCSHSG7S00T1043945424SHSOLE 005424PEOPLES UNITED FINANCIAL INCCOM71270410537821621SHSOLE 0021621PEPSICO INCCOM713448108228415183SHSOLE 0015183PFIZER INCCOM717081103199346344SHSOLE 0046344PGIM ETF TRULTRA SHORT69344A1072495009SHSOLE 005009PGIM GLOBAL SHORT DURATION HCOM69346J1062498162234SHSOLE 00162234PHILIP MORRIS INTL INCCOM7181721098699164SHSOLE 009164PHILLIPS 66COM7185461044906999SHSOLE 006999PIMCO DYNMIC CREDIT AND MRTCOM SHS72202D10623611165SHSOLE 0011165PIMCO ETF TRENHNCD LW DUR AC72201R7189579397SHSOLE 009397PIMCO ETF TRACTIVE BD ETF72201R775879779571SHSOLE 0079571PIMCO ETF TRENHAN SHRT MA AC72201R8339519326SHSOLE 009326PIMCO HIGH INCOME FDCOM SHS72201410711418165SHSOLE 0018165PNC FINL SVCS GROUP INCCOM6934751052831448SHSOLE 001448POLARIS INDS INCCOM7310681022211844SHSOLE 001844PRICE T ROWE GROUP INCCOM74144T10811275731SHSOLE 005731PROCTER AND GAMBLE COCOM742718109347924885SHSOLE 0024885PROLOGIS INCCOM74340W1036395096SHSOLE 005096PROSHARES TRS&P 500 DV ARIST74348A467690177952SHSOLE 0077952PRUDENTIAL FINL INCCOM7443201024864616SHSOLE 004616QUALCOMM INCCOM747525103209716255SHSOLE 0016255REALTY INCOME CORPCOM756109104127719694SHSOLE 0019694REDFIN CORPCOM75737F1084168301SHSOLE 008301REGIONS FINL CORP NEWCOM7591EP100138364890SHSOLE 0064890REPUBLIC SVCS INCCOM760759100163313603SHSOLE 0013603ROKU INCCOM CL A77543R102301960SHSOLE 00960ROYAL BK CDA MONTREAL QUECOM780087102168716954SHSOLE 0016954RPM INTL INCCOM7496851033344295SHSOLE 004295SALESFORCE COM INCCOM79466L3022961092SHSOLE 001092SCHWAB STRATEGIC TRUS LCAP GR ETF808524300629342494SHSOLE 0042494SCHWAB STRATEGIC TRUS SML CAP ETF8085246075185173SHSOLE 005173SCHWAB STRATEGIC TRUS DIVIDEND EQ808524797315542496SHSOLE 0042496SCHWAB STRATEGIC TRINTL EQTY ETF808524805104627029SHSOLE 0027029SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209229618038SHSOLE 0018038SELECT SECTOR SPDR TRENERGY81369Y5064358345SHSOLE 008345SELECT SECTOR SPDR TRSBI INT-FINL81369Y6052005342SHSOLE 005342SELECT SECTOR SPDR TRSBI INT-INDS81369Y704667168185SHSOLE 0068185SELECT SECTOR SPDR TRTECHNOLOGY81369Y803533535727SHSOLE 0035727SELECT SECTOR SPDR TRRL EST SEL SEC81369Y860267760225SHSOLE 0060225SERVICE CORP INTLCOM8175651049161152031SHSOLE 00152031SERVICENOW INCCOM81762P1026331018SHSOLE 001018SERVISFIRST BANCSHARES INCCOM81768T1083394356SHSOLE 004356SHOPIFY INCCL A82509L107597440SHSOLE 00440SIRIUS XM HLDGS INCCOM82968B10334556520SHSOLE 0056520SKYWORKS SOLUTIONS INCCOM83088M1022931779SHSOLE 001779SMUCKER J M COCOM NEW8326964054423678SHSOLE 003678SNAP ON INCCOM83303410119489321SHSOLE 009321SOUTHERN COCOM842587107518983738SHSOLE 0083738SPDR DOW JONES INDL AVRG ETFUT SER 178467X10924767320SHSOLE 007320SPDR GOLD TRUSTGOLD SHS78463V10715229267SHSOLE 009267SPDR INDEX SHS FDSPORTFOLIO EMG MK78463X509268563123SHSOLE 0063123SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X74963912513SHSOLE 0012513SPDR INDEX SHS FDSS&P INTL SMLCP78463X871106427639SHSOLE 0027639SPDR INDEX SHS FDSPORTFOLIO DEVLPD78463X889405381119537SHSOLE 001119537SPDR S&P 500 ETF TRTR UNIT78462F103612614276SHSOLE 0014276SPDR SER TRBLOMBERG BRC INV78468R200316791033225SHSOLE 001033225SPDR SER TRICE BOFAML ETF78468R60665124311SHSOLE 0024311SPDR SER TRKENSHO INTELGN78468R6973979091SHSOLE 009091SPDR SER TRNUVEEN BLMBRG SR78468R7393747581SHSOLE 007581SPDR SER TRPORTFOLIO SM ETF78468R853279265539SHSOLE 0065539SPDR SERIES TRUSTBLMBRG BRC CNVRT78464A359262230719SHSOLE 0030719SPDR SERIES TRUSTPORTFOLIO INTRMD78464A375420271150791SHSOLE 001150791SPDR SERIES TRUSTBLOMBRG BRC EMRG78464A39161024096SHSOLE 0024096SPDR SERIES TRUSTPRTFLO S&P500 GW78464A409828331293854SHSOLE 001293854SPDR SERIES TRUSTPORTFOLIO SHORT78464A47495530552SHSOLE 0030552SPDR SERIES TRUSTPORTFOLIO AGRGTE78464A649917583073966SHSOLE 003073966SPDR SERIES TRUSTBLOMBRG BRC TIPS78464A65678025090SHSOLE 0025090SPDR SERIES TRUSTPORTFOLIO LN TSR78464A66489421640SHSOLE 0021640SPDR SERIES TRUSTPORTFOLIO TL STK78464A80534145644366SHSOLE 00644366SPDR SERIES TRUSTPORTFOLIO MD ETF78464A84732412702170SHSOLE 00702170SPDR SERIES TRUSTPORTFOLIO LR ETF78464A85417949355710SHSOLE 00355710SQUARE INCCL A8522341035622343SHSOLE 002343SSGA ACTIVE ETF TRGLOBL ALLO ETF78467V4002425322SHSOLE 005322SSGA ACTIVE ETF TRBLKSTN GSOSRLN78467V60866214383SHSOLE 0014383STAG INDL INCCOM85254J10247812169SHSOLE 0012169STANLEY BLACK & DECKER INCCOM8545021013542021SHSOLE 002021STARBUCKS CORPCOM855244109125111339SHSOLE 0011339STORE CAP CORPCOM862121100121637968SHSOLE 0037968SVB FINL GROUPCOM78486Q101289446SHSOLE 00446SYSCO CORPCOM8718291073544504SHSOLE 004504T MOBILE US INCCOM8725901043012358SHSOLE 002358TARGET CORPCOM87612E10614796467SHSOLE 006467TESLA INCCOM88160R10129583814SHSOLE 003814TEXAS INSTRS INCCOM88250810411686079SHSOLE 006079THERMO FISHER SCIENTIFIC INCCOM88355610215602731SHSOLE 002731TJX COS INC NEWCOM8725401092824279SHSOLE 004279TWITTER INCCOM90184L1024727817SHSOLE 007817UNION PAC CORPCOM90781810814277281SHSOLE 007281UNITED PARCEL SERVICE INCCL B9113121065372951SHSOLE 002951UNITEDHEALTH GROUP INCCOM91324P10219765057SHSOLE 005057US BANCORP DELCOM NEW90297330473312325SHSOLE 0012325V F CORPCOM918204108114317069SHSOLE 0017069VANECK VECTORS ETF TRCHINAAMC CHINA B92189F37937015180SHSOLE 0015180VANECK VECTORS ETF TRFALLEN ANGEL HG92189F4373772114134SHSOLE 00114134VANECK VECTORS ETF TRAMT FREE SHORT M92189F52823713150SHSOLE 0013150VANECK VECTORS ETF TRJP MORGAN MKTS92189H3002197319SHSOLE 007319VANGUARD BD INDEX FD INCINTERMED TERM9219378195115718SHSOLE 005718VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835153017908SHSOLE 0017908VANGUARD GROUPDIV APP ETF921908844201913144SHSOLE 0013144VANGUARD INDEX FDSS&P 500 ETF SHS922908363539013665SHSOLE 0013665VANGUARD INDEX FDSMCAP GR IDXVIP9229085386952941SHSOLE 002941VANGUARD INDEX FDSREAL ESTATE ETF9229085532112075SHSOLE 002075VANGUARD INDEX FDSMID CAP ETF9229086299804141SHSOLE 004141VANGUARD INDEX FDSLARGE CAP ETF9229086376002985SHSOLE 002985VANGUARD INDEX FDSGROWTH ETF922908736802627659SHSOLE 0027659VANGUARD INDEX FDSVALUE ETF9229087441044577162SHSOLE 0077162VANGUARD INDEX FDSSMALL CP ETF9229087517443403SHSOLE 003403VANGUARD INDEX FDSTOTAL STK MKT92290876921089494SHSOLE 009494VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427423483421SHSOLE 003421VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775517484876SHSOLE 0084876VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285861412285SHSOLE 0012285VANGUARD MUN BD FD INCTAX EXEMPT BD922907746310456670SHSOLE 0056670VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409650278893SHSOLE 0078893VANGUARD SCOTTSDALE FDSLONG TERM TREAS92206C8477358380SHSOLE 008380VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C87097210294SHSOLE 0010294VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858326464640SHSOLE 0064640VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464062952858SHSOLE 002858VANGUARD WHITEHALL FDS INCINTL DVD ETF921946810100011465SHSOLE 0011465VANGUARD WORLD FDEXTENDED DUR9219107093702732SHSOLE 002732VANGUARD WORLD FDESG INTL STK ETF92191072589814537SHSOLE 0014537VANGUARD WORLD FDESG US STK ETF921910733136617057SHSOLE 0017057VANGUARD WORLD FDSCONSUM DIS ETF92204A1085801870SHSOLE 001870VANGUARD WORLD FDSINF TECH ETF92204A7029142278SHSOLE 002278VERISK ANALYTICS INCCOM92345Y1065142566SHSOLE 002566VERIZON COMMUNICATIONS INCCOM92343V104274250775SHSOLE 0050775VISA INCCOM CL A92826C83916547426SHSOLE 007426VODAFONE GROUP PLC NEWSPONSORED ADR92857W30831020045SHSOLE 0020045W P CAREY INCCOM92936U1095477496SHSOLE 007496WALGREENS BOOTS ALLIANCE INCCOM931427108124126380SHSOLE 0026380WALMART INCCOM931142103275419760SHSOLE 0019760WASTE MGMT INC DELCOM94106L1094783197SHSOLE 003197WATSCO INCCOM94262220011574371SHSOLE 004371WEC ENERGY GROUP INCCOM92939U106168619120SHSOLE 0019120WELLS FARGO CO NEWCOM949746101358277186SHSOLE 0077186WEST PHARMACEUTICAL SVSC INCCOM9553061055831372SHSOLE 001372WESTERN ASSET HIGH INCM OPPCOM95766K1092365455618SHSOLE 00455618WILLIAMS SONOMA INCCOM9699041019255218SHSOLE 005218WISDOMTREE TREMG MKTS SMCAP97717W2814328068SHSOLE 008068WISDOMTREE TRUS MIDCAP DIVID97717W50555013260SHSOLE 0013260WISDOMTREE TRUS EARNINGS 50097717W588150232669SHSOLE 0032669WISDOMTREE TRINTL SMCAP DIV97717W7606739060SHSOLE 009060WISDOMTREE TRFNDMTL SRT CRP97717X1562645147SHSOLE 005147WISDOMTREE TRFNDMTL HGH YLD97717X17293217711SHSOLE 0017711WISDOMTREE TRYIELD ENHANCD US97717X51151493991776SHSOLE 00991776WISDOMTREE TREM EX ST-OWNED97717X578157742253SHSOLE 0042253WISDOMTREE TRFLOATNG RAT TREA97717X62825410103SHSOLE 0010103WISDOMTREE TRUS S CAP QTY DIV97717X6512696068SHSOLE 006068WISDOMTREE TRUS QTLY DIV GRT97717X66970511974SHSOLE 0011974WISDOMTREE TREM LCL DEBT FD97717X8672096701SHSOLE 006701WISDOMTREE TRINTK MLTIFACTR97717Y77431712260SHSOLE 0012260WISDOMTREE TRUS MULTIFACTOR97717Y85772218543SHSOLE 0018543XCEL ENERGY INCCOM98389B1002063294SHSOLE 003294YANDEX N VSHS CLASS AN972841083324167SHSOLE 004167YUM BRANDS INCCOM9884981013362749SHSOLE 002749