Chief Compliance Officer

0001633387-21-000002.txt : 20210202 0001633387-21-000002.hdr.sgml : 20210202 20210202172426 ACCESSION NUMBER: 0001633387-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 EFFECTIVENESS DATE: 20210202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RFG Advisory, LLC CENTRAL INDEX KEY: 0001633387 IRS NUMBER: 452787436 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16724 FILM NUMBER: 21582795 BUSINESS ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: 205-397-2450 MAIL ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 FORMER COMPANY: FORMER CONFORMED NAME: RFG Advisory Group, LLC DATE OF NAME CHANGE: 20150210 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001633387 XXXXXXXX 12-31-2020 12-31-2020 RFG Advisory, LLC

1400 URBAN CENTER DRIVE SUITE 475 BIRMINGHAM AL 35242

13F HOLDINGS REPORT 028-16724 N Victoria Scoles Chief Compliance Officer 205 397-2450 Victoria Scoles Birmingham AL 02-02-2021 0 435 764081 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y10110516309SHSOLE 006309ABBOTT LABSCOM0028241009438453SHSOLE 008453ABBVIE INCCOM00287Y109284026473SHSOLE 0026473ACCENTURE PLC IRELANDSHS CLASS AG1151C1018403178SHSOLE 003178ACTIVISION BLIZZARD INCCOM00507V1092472706SHSOLE 002706ADOBE INCCOM00724F1017941637SHSOLE 001637AFLAC INCCOM001055102103823327SHSOLE 0023327AIR PRODS & CHEMS INCCOM00915810612194266SHSOLE 004266ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1022961255SHSOLE 001255ALLSTATE CORPCOM0200021012011830SHSOLE 001830ALPHABET INCCAP STK CL C02079K1071151637SHSOLE 00637ALPHABET INCCAP STK CL A02079K3051483825SHSOLE 00825ALPS ETF TRMED BREAKTHGH00162Q5933716723SHSOLE 006723ALTRIA GROUP INCCOM02209S10371917278SHSOLE 0017278AMAZON COM INCCOM02313510643381363SHSOLE 001363AMERICAN EXPRESS 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DUR AC72201R718111610937SHSOLE 0010937PIMCO ETF TRACTIVE BD ETF72201R775555849572SHSOLE 0049572PIMCO ETF TRENHAN SHRT MA AC72201R8332372325SHSOLE 002325PIMCO HIGH INCOME FDCOM SHS72201410711017891SHSOLE 0017891PLATINUM GROUP METALS LTDCOM72765Q8825010000SHSOLE 0010000PNC FINL SVCS GROUP INCCOM6934751052541607SHSOLE 001607POLARIS INDS INCCOM7310681022802673SHSOLE 002673PPG INDS INCCOM6935061072021361SHSOLE 001361PRICE T ROWE GROUP INCCOM74144T1089486136SHSOLE 006136PROCTER AND GAMBLE COCOM742718109312122490SHSOLE 0022490PROLOGIS INCCOM74340W1034224372SHSOLE 004372QUALCOMM INCCOM747525103239415281SHSOLE 0015281REALTY INCOME CORPCOM756109104106617849SHSOLE 0017849REDFIN CORPCOM75737F1087269486SHSOLE 009486REGIONS FINL CORP NEWCOM7591EP10096254731SHSOLE 0054731REPUBLIC SVCS INCCOM760759100138014227SHSOLE 0014227ROKU INCCOM CL A77543R1025921482SHSOLE 001482ROYAL BK CDA MONTREAL QUECOM780087102143916937SHSOLE 0016937RPM INTL INCCOM7496851033403864SHSOLE 003864SALESFORCE COM INCCOM79466L3022351060SHSOLE 001060SBA COMMUNICATIONS CORP NEWCL A78410G1046622473SHSOLE 002473SCHWAB STRATEGIC TRUS BRD MKT ETF8085241022272435SHSOLE 002435SCHWAB STRATEGIC TRUS LCAP GR ETF808524300587445036SHSOLE 0045036SCHWAB STRATEGIC TRUS DIVIDEND EQ8085247975217927SHSOLE 007927SCHWAB STRATEGIC TRINTRM TRM TRES8085248545539570SHSOLE 009570SCHWAB STRATEGIC TRSHT TM US TRES8085248623536875SHSOLE 006875SEABRIDGE GOLD INCCOM81191610532915000SHSOLE 0015000SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209229519554SHSOLE 0019554SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4072611544SHSOLE 001544SELECT SECTOR SPDR TRSBI INT-FINL81369Y60531310126SHSOLE 0010126SELECT SECTOR SPDR TRSBI INT-INDS81369Y704520958132SHSOLE 0058132SELECT SECTOR SPDR TRTECHNOLOGY81369Y803433933186SHSOLE 0033186SELECT SECTOR SPDR TRRL EST SEL SEC81369Y86085624011SHSOLE 0024011SERVICE CORP INTLCOM8175651045772113570SHSOLE 00113570SERVICENOW INCCOM81762P102499942SHSOLE 00942SHOPIFY INCCL A82509L107405341SHSOLE 00341SIMPLY GOOD FOODS COCOM82900L1022026800SHSOLE 006800SIRIUS XM HLDGS INCCOM82968B10330251066SHSOLE 0051066SKYWORKS SOLUTIONS INCCOM83088M1023021848SHSOLE 001848SMUCKER J M COCOM NEW8326964054223634SHSOLE 003634SNAP ON INCCOM833034101174410089SHSOLE 0010089SOUTHERN COCOM842587107458774503SHSOLE 0074503SPDR DOW JONES INDL AVRG ETFUT SER 178467X1096402059SHSOLE 002059SPDR GOLD TRUSTGOLD SHS78463V10716039247SHSOLE 009247SPDR INDEX SHS FDSPORTFOLIO EMG MK78463X509247556079SHSOLE 0056079SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X74953212165SHSOLE 0012165SPDR INDEX SHS FDSS&P EMKTSC ETF78463X7563476543SHSOLE 006543SPDR INDEX SHS FDSS&P INTL SMLCP78463X871104428568SHSOLE 0028568SPDR INDEX SHS FDSPORTFOLIO DEVLPD78463X88920197574110SHSOLE 00574110SPDR S&P 500 ETF TRTR UNIT78462F10327077101SHSOLE 007101SPDR SER TRBLOMBERG BRC INV78468R20011287368610SHSOLE 00368610SPDR SER TRICE BOFAML ETF78468R60664324224SHSOLE 0024224SPDR SER TRNUVEEN BLMBRG SR78468R73983216701SHSOLE 0016701SPDR SER TRSSGA US LRG ETF78468R8042572140SHSOLE 002140SPDR SER TRPORTFOLIO SM ETF78468R8534632121669SHSOLE 00121669SPDR SERIES TRUSTBLMBRG BRC CNVRT78464A359322237309SHSOLE 0037309SPDR SERIES TRUSTPORTFOLIO LN COR78464A367110234295SHSOLE 0034295SPDR SERIES TRUSTPORTFOLIO INTRMD78464A37517582475570SHSOLE 00475570SPDR SERIES TRUSTBLOMBRG BRC EMRG78464A39163322673SHSOLE 0022673SPDR SERIES TRUSTPRTFLO S&P500 GW78464A40932123572609SHSOLE 00572609SPDR SERIES TRUSTPORTFOLIO SHORT78464A47450716149SHSOLE 0016149SPDR SERIES TRUSTPORTFOLIO AGRGTE78464A649404301324268SHSOLE 001324268SPDR SERIES TRUSTBLOMBRG BRC TIPS78464A65697831654SHSOLE 0031654SPDR SERIES TRUSTPORTFOLIO LN TSR78464A66488820485SHSOLE 0020485SPDR SERIES TRUSTS&P DIVID ETF78464A7632622407SHSOLE 002407SPDR SERIES TRUSTPORTFOLIO TL STK78464A80515584330878SHSOLE 00330878SPDR SERIES TRUSTPORTFOLIO MD ETF78464A84712819302697SHSOLE 00302697SPDR SERIES TRUSTPORTFOLIO LR ETF78464A85416355364812SHSOLE 00364812SQUARE INCCL A8522341035362219SHSOLE 002219SSGA ACTIVE ETF TRGLOBL ALLO ETF78467V4002876592SHSOLE 006592SSR MNG INCCOM78473010337820000SHSOLE 0020000STAG INDL INCCOM85254J10235911814SHSOLE 0011814STANLEY BLACK & DECKER INCCOM8545021013181802SHSOLE 001802STARBUCKS CORPCOM855244109129512256SHSOLE 0012256STORE CAP CORPCOM862121100117837988SHSOLE 0037988SVB FINL GROUPCOM78486Q101200472SHSOLE 00472SYSCO CORPCOM8718291073834938SHSOLE 004938TARGET CORPCOM87612E10614277369SHSOLE 007369TELADOC HEALTH INCCOM87918A1054772096SHSOLE 002096TESLA INCCOM88160R10132473690SHSOLE 003690TEXAS INSTRS INCCOM88250810412707420SHSOLE 007420THERMO FISHER SCIENTIFIC INCCOM88355610210432035SHSOLE 002035TJX COS INC NEWCOM8725401093635165SHSOLE 005165TRANSOCEAN LTDREG SHSH8817H1002810000SHSOLE 0010000TWITTER INCCOM90184L1024548817SHSOLE 008817TYLER TECHNOLOGIES INCCOM902252105229524SHSOLE 00524UNION PAC CORPCOM90781810815286985SHSOLE 006985UNITED PARCEL SERVICE INCCL B9113121067334630SHSOLE 004630UNITEDHEALTH GROUP INCCOM91324P10220175550SHSOLE 005550US BANCORP DELCOM NEW9029733042605264SHSOLE 005264V F CORPCOM918204108165518834SHSOLE 0018834VANECK VECTORS ETF TRCHINAAMC CHINA B92189F37929912410SHSOLE 0012410VANECK VECTORS ETF TRFALLEN ANGEL HG92189F437253878890SHSOLE 0078890VANECK VECTORS ETF TRAMT FREE SHORT M92189F52825213950SHSOLE 0013950VANECK VECTORS ETF TRJP MORGAN MKTS92189H3002357149SHSOLE 007149VANGUARD BD INDEX FD INCINTERMED TERM9219378193734053SHSOLE 004053VANGUARD BD INDEX FD INCSHORT TRM BOND9219378274215091SHSOLE 005091VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835113412992SHSOLE 0012992VANGUARD GROUPDIV APP ETF921908844175112255SHSOLE 0012255VANGUARD INDEX FDSS&P 500 ETF SHS922908363469613400SHSOLE 0013400VANGUARD INDEX FDSSM CP VAL ETF9229086112801880SHSOLE 001880VANGUARD INDEX FDSMID CAP ETF9229086298473974SHSOLE 003974VANGUARD INDEX FDSLARGE CAP ETF9229086377103962SHSOLE 003962VANGUARD INDEX FDSGROWTH ETF9229087365242040SHSOLE 002040VANGUARD INDEX FDSVALUE ETF922908744139211394SHSOLE 0011394VANGUARD INDEX FDSSMALL CP ETF9229087513211573SHSOLE 001573VANGUARD INDEX FDSTOTAL STK MKT922908769302815197SHSOLE 0015197VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775568993368SHSOLE 0093368VANGUARD MUN BD FD INCTAX EXEMPT BD92290774696717561SHSOLE 0017561VANGUARD SCOTTSDALE FDSSHORT TERM TREAS92206C1024086625SHSOLE 006625VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409199323989SHSOLE 0023989VANGUARD SCOTTSDALE FDSVNG RUS1000VAL92206C7142732212SHSOLE 002212VANGUARD SCOTTSDALE FDSLONG TERM TREAS92206C8472833074SHSOLE 003074VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8706506751SHSOLE 006751VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438583557222SHSOLE 007222VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464062622788SHSOLE 002788VANGUARD WORLD FDEXTENDED DUR9219107092701866SHSOLE 001866VANGUARD WORLD FDESG INTL STK ETF9219107255098286SHSOLE 008286VANGUARD WORLD FDESG US STK ETF9219107337089862SHSOLE 009862VANGUARD WORLD FDSCONSUM DIS ETF92204A1083951374SHSOLE 001374VERISK ANALYTICS INCCOM92345Y1065132553SHSOLE 002553VERIZON COMMUNICATIONS INCCOM92343V104296751337SHSOLE 0051337VISA INCCOM CL A92826C83916757776SHSOLE 007776VODAFONE GROUP PLC NEWSPONSORED ADR92857W30826014795SHSOLE 0014795W P CAREY INCCOM92936U1095077596SHSOLE 007596WALGREENS BOOTS ALLIANCE INCCOM93142710852111534SHSOLE 0011534WALMART INCCOM931142103252017185SHSOLE 0017185WASTE MGMT INC DELCOM94106L1093032559SHSOLE 002559WATSCO INCCOM9426222008053316SHSOLE 003316WEC ENERGY GROUP INCCOM92939U106136815551SHSOLE 0015551WELLS FARGO CO NEWCOM94974610186426034SHSOLE 0026034WEST PHARMACEUTICAL SVSC INCCOM9553061055281716SHSOLE 001716WESTERN ASSET HIGH INCM OPPCOM95766K1092060415289SHSOLE 00415289WILLIAMS SONOMA INCCOM9699041016546065SHSOLE 006065WISDOMTREE TREMG MKTS SMCAP97717W2813507135SHSOLE 007135WISDOMTREE TRUS MIDCAP DIVID97717W50550113888SHSOLE 0013888WISDOMTREE TRUS EARNINGS 50097717W588116128365SHSOLE 0028365WISDOMTREE TRINTL SMCAP DIV97717W7603384818SHSOLE 004818WISDOMTREE TRFNDMTL HGH YLD97717X17272013731SHSOLE 0013731WISDOMTREE TRYIELD ENHANCD US97717X51119977376004SHSOLE 00376004WISDOMTREE TREM EX ST-OWNED97717X578192845793SHSOLE 0045793WISDOMTREE TRFLOATNG RAT TREA97717X6282208758SHSOLE 008758WISDOMTREE TRUS S CAP QTY DIV97717X6512586239SHSOLE 006239WISDOMTREE TRUS QTLY DIV GRT97717X66957310523SHSOLE 0010523WISDOMTREE TRINTK MLTIFACTR97717Y77426110272SHSOLE 0010272WISDOMTREE TRUS MULTIFACTOR97717Y85758816276SHSOLE 0016276XCEL ENERGY INCCOM98389B100132420130SHSOLE 0020130YAMANA GOLD INCCOM98462Y10011120073SHSOLE 0020073YANDEX N VSHS CLASS AN972841083544992SHSOLE 004992YUM BRANDS INCCOM9884981012432264SHSOLE 002264