0001607045-18-000046.txt : 20180725 0001607045-18-000046.hdr.sgml : 20180725 20180724180015 ACCESSION NUMBER: 0001607045-18-000046 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180725 DATE AS OF CHANGE: 20180724 EFFECTIVENESS DATE: 20180725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RFG Advisory Group, LLC CENTRAL INDEX KEY: 0001633387 IRS NUMBER: 452787436 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16724 FILM NUMBER: 18967261 BUSINESS ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: 205-397-2453 MAIL ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001633387 XXXXXXXX 06-30-2018 06-30-2018 RFG Advisory Group, LLC

1400 URBAN CENTER DRIVE SUITE 475 BIRMINGHAM AL 35242

13F HOLDINGS REPORT 028-16724 N Victoria Scoles 205 397-2450 /s/ Victoria Scoles Birmingham AL 07-24-2018 0 209 331867 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AMGEN INCCOM03116210010375620SHSOLE 005620ARES CAP CORPCOM04010L10320912719SHSOLE 0012719AUTOMATIC DATA PROCESSING INCOM0530151037285428SHSOLE 005428BANK AMER CORPCOM06050510481528901SHSOLE 0028901BCE INCCOM NEW05534B7603217931SHSOLE 007931BERKSHIRE HATHAWAY INC DELCL B NEW0846707025202786SHSOLE 002786BEST BUY INCCOM0865161012102810SHSOLE 002810BLACKROCK MUNI INCOME TR IICOM09249N10118312857SHSOLE 0012857BOEING COCOM0970231053791129SHSOLE 001129BRISTOL MYERS SQUIBB COCOM11012210856510203SHSOLE 0010203CALAMOS CONV & HIGH INCOME FCOM SHS12811P10812910158SHSOLE 0010158CALAMOS GBL DYN INCOME FUNDCOM12811L10713615117SHSOLE 0015117CARNIVAL CORPUNIT 99/99/99991436583002624564SHSOLE 004564CATERPILLAR INC DELCOM1491231014543347SHSOLE 003347CENTENE CORP DELCOM15135B1014463618SHSOLE 003618CERNER CORPCOM1567821042464115SHSOLE 004115CHEVRON CORP NEWCOM1667641009007119SHSOLE 007119CISCO SYS INCCOM17275R102123928793SHSOLE 0028793CITIGROUP INCCOM NEW1729674242123163SHSOLE 003163CLOROX CO DELCOM1890541093582646SHSOLE 002646COCA COLA COCOM191216100220950359SHSOLE 0050359COLGATE PALMOLIVE COCOM1941621032473816SHSOLE 003816COLONY CR REAL ESTATE INCCOM CL A19625T1013289158652SHSOLE 00158652COMMERCE BANCSHARES INCCOM2005251034116359SHSOLE 006359CORPORATE CAP TR INCCOM2198801012846182174SHSOLE 00182174CRACKER BARREL OLD CTRY STORCOM22410J1062851827SHSOLE 001827CROWN CASTLE INTL CORP NEWCOM22822V1015615202SHSOLE 005202CUMMINS INCCOM2310211062682015SHSOLE 002015DEERE & COCOM2441991052001431SHSOLE 001431DENISON MINES CORPCOM248356107815500SHSOLE 0015500DIGITAL RLTY TR INCCOM2538681035665072SHSOLE 005072DISNEY WALT COCOM DISNEY2546871067527179SHSOLE 007179DOWDUPONT INCCOM26078J1004627005SHSOLE 007005EATON VANCE TAX MNGD GBL DVCOM27829F10815616795SHSOLE 0016795EATON VANCE TX MGD DIV EQ INCOM27828N102160141322346SHSOLE 001322346ENBRIDGE INCCOM29250N10592826013SHSOLE 0026013ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V10020210616SHSOLE 0010616ENSTAR GROUP LIMITEDSHSG3075P101824639780SHSOLE 0039780EQT CORPCOM26884L1093316000SHSOLE 006000EXPRESS SCRIPTS HLDG COCOM30219G1084285540SHSOLE 005540EXXON MOBIL CORPCOM30231G102130715793SHSOLE 0015793FACEBOOK INCCL A30303M10217629070SHSOLE 009070FIRST TR EXCHANGE TRADED FDUS EQTY OPPT ETF33692010387212214SHSOLE 0012214FIRST TR EXCHANGE TRADED FDNY ARCA BIOTECH33733E2033152249SHSOLE 002249FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E3023552579SHSOLE 002579FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X13549815911SHSOLE 0015911FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X1762023591SHSOLE 003591FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D3092114414SHSOLE 004414FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10043023489SHSOLE 0023489FIRST TR EXCHANGE TRADED FDFST LOW OPPT EFT33739Q20062512213SHSOLE 0012213FIRST TR EXCHANGE TRADED FDFIRST TR ENH NEW33739Q4083986630SHSOLE 006630FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E108182495686SHSOLE 0095686FIRST TR EXCHNG TRADED FD VIALT ABSLT STRG33740Y10140313840SHSOLE 0013840FIRST TR LRGE CP CORE ALPHACOM SHS33734K1093706236SHSOLE 006236FIRST TR MID CAP CORE ALPHADCOM SHS33735B1082313368SHSOLE 003368FIRST TR VALUE LINE DIVID INSHS33734H10660019831SHSOLE 0019831FIRST TRUST SPECIALTY FINANCCOM BEN INTR33733G1096310546SHSOLE 0010546FORD MTR CO DELCOM PAR $0.0134537086016114538SHSOLE 0014538FS INVT CORPCOM3026351071090148266SHSOLE 00148266GALLAGHER ARTHUR J & COCOM3635761094617067SHSOLE 007067GENERAL ELECTRIC COCOM36960410328721119SHSOLE 0021119GILEAD SCIENCES INCCOM3755581033795355SHSOLE 005355GW PHARMACEUTICALS PLCADS36197T1034102940SHSOLE 002940HANESBRANDS INCCOM41034510226011808SHSOLE 0011808HOLLYFRONTIER CORPCOM4361061085558107SHSOLE 008107HOME DEPOT INCCOM43707610214367359SHSOLE 007359HONEYWELL INTL INCCOM4385161062281581SHSOLE 001581ILLINOIS TOOL WKS INCCOM4523081092291654SHSOLE 001654ILLUMINA INCCOM4523271095111830SHSOLE 001830INTEL CORPCOM458140100151930562SHSOLE 0030562INTERNATIONAL BUSINESS MACHSCOM4592001017115090SHSOLE 005090INVESCO ACTIVELY MANAGD ETFVAR RATE INVT46090A8794075162496SHSOLE 00162496INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT46137V35747415465357SHSOLE 00465357INVESCO EXCHANGE TRADED FD TFTSE RAFI 100046137V61311731104186SHSOLE 00104186INVESCO EXCHNG TRADED FD TRSR LN ETF46138G508105846204SHSOLE 0046204INVESCO EXCHNG TRADED FD TRVAR RATE PFD46138G87077831323SHSOLE 0031323INVESCO MUNI INCOME OPP TRSTCOM46132X10113617997SHSOLE 0017997ISHARES INCEM HGHYL BD ETF464286285144331380SHSOLE 0031380ISHARES INCEM MKTS DIV ETF4642863192606599SHSOLE 006599ISHARES INCCORE MSCI EMKT46434G103161930823SHSOLE 0030823ISHARES TRSELECT DIVID ETF46428716870812746SHSOLE 0012746ISHARES TRTIPS BD ETF46428717610359168SHSOLE 009168ISHARES TRCORE S&P500 ETF464287200650923839SHSOLE 0023839ISHARES TRCORE US AGGBD ET4642872263463253SHSOLE 003253ISHARES TRIBOXX INV CP ETF464287242151713237SHSOLE 0013237ISHARES TRS&P 500 GRWT ETF4642873096273853SHSOLE 003853ISHARES TRS&P 500 VAL ETF4642874086365772SHSOLE 005772ISHARES TR20 YR TR BD ETF4642874325114198SHSOLE 004198ISHARES TRBARCLAYS 7 10 YR4642874402432374SHSOLE 002374ISHARES TRCORE S&P MCP ETF46428750715768090SHSOLE 008090ISHARES TRGLOBAL 100 ETF4642875724309385SHSOLE 009385ISHARES TRRUS 1000 ETF4642876227184727SHSOLE 004727ISHARES TRCORE S&P SCP ETF46428780496111517SHSOLE 0011517ISHARES TRAGENCY BOND ETF464288166290826101SHSOLE 0026101ISHARES TRJPMORGAN USD EMG4642882816676245SHSOLE 006245ISHARES TRCRE U S REIT ETF464288521217444225SHSOLE 0044225ISHARES TRINTRMD CR BD ETF464288638186017507SHSOLE 0017507ISHARES TR1 3 YR CR BD ETF4642886468207908SHSOLE 007908ISHARES TRUS TREAS BD ETF46429B26746518897SHSOLE 0018897ISHARES TRFLTG RATE NT ETF46429B65566713084SHSOLE 0013084ISHARES TRMIN VOL USA ETF46429B69768812942SHSOLE 0012942ISHARES TR0-5 YR TIPS ETF46429B747378838001SHSOLE 0038001ISHARES TRUSA MOMENTUM FCT46432F396829175581SHSOLE 0075581ISHARES TRCORE MSCI EAFE46432F842211533370SHSOLE 0033370ISHARES TR0-5YR HI YL CP46434V407289762139SHSOLE 0062139ISHARES US ETF TRSHT MAT BD ETF46431W507136427180SHSOLE 0027180JOHNSON & JOHNSONCOM478160104148712259SHSOLE 0012259JP MORGAN EXCHANGE TRADED FDDIV RTN EM EQT46641Q3082374386SHSOLE 004386JPMORGAN CHASE & COCOM46625H100137913234SHSOLE 0013234KIMBERLY CLARK CORPCOM4943681036686344SHSOLE 006344LENNAR CORPCL A5260571044638813SHSOLE 008813LOCKHEED MARTIN CORPCOM539830109256866SHSOLE 00866LOWES COS INCCOM5486611073733903SHSOLE 003903MAXIM INTEGRATED PRODS INCCOM57772K1014898344SHSOLE 008344MCCORMICK & CO INCCOM NON VTG5797802064613970SHSOLE 003970MCDONALDS CORPCOM5801351018455396SHSOLE 005396MERCK & CO INCCOM58933Y1053455683SHSOLE 005683MEREDITH CORPCOM5894331014959707SHSOLE 009707MICROSOFT CORPCOM594918104193919661SHSOLE 0019661NATIONAL SEC GROUP INCCOM63754610244526881SHSOLE 0026881NETFLIX INCCOM64110L1066531669SHSOLE 001669NEXTERA ENERGY INCCOM65339F1013362014SHSOLE 002014NUVEEN MUN VALUE FD INCCOM6709281009710110SHSOLE 0010110NUVEEN PFD & INCOME TERM FDCOM67075A106114449480SHSOLE 0049480ONEOK INC NEWCOM6826801034886994SHSOLE 006994OPPENHEIMER ETF TRS&P ULTRA DIVIDE68386C4013448998SHSOLE 008998PAYCHEX INCCOM7043261074466524SHSOLE 006524PEPSICO INCCOM7134481086105602SHSOLE 005602PFIZER INCCOM717081103106929454SHSOLE 0029454PIMCO DYNMIC CREDIT AND MRTCOM SHS72202D10645919485SHSOLE 0019485PIMCO ETF TRENHAN SHRT MA AC72201R8333553500SHSOLE 003500PIMCO HIGH INCOME FDCOM SHS72201410755766672SHSOLE 0066672PIMCO MUN INCOME FD IIICOM72201A10316112268SHSOLE 0012268PRICE T ROWE GROUP INCCOM74144T1084253661SHSOLE 003661PROCTER AND GAMBLE COCOM7427181096888808SHSOLE 008808PROSHARES TRS&P 500 DV ARIST74348A4674857784SHSOLE 007784PRUDENTIAL FINL INCCOM7443201022492666SHSOLE 002666PUBLIC STORAGECOM74460D1092991317SHSOLE 001317QUALCOMM INCCOM74752510375913521SHSOLE 0013521RAYTHEON COCOM NEW7551115073351732SHSOLE 001732REALTY INCOME CORPCOM75610910457010606SHSOLE 0010606REGIONS FINL CORP NEWCOM7591EP10069138836SHSOLE 0038836REPUBLIC SVCS INCCOM7607591005387868SHSOLE 007868RETAIL PPTYS AMER INCCL A76131V20214311169SHSOLE 0011169ROYAL BK CDA MONTREAL QUECOM780087102129717230SHSOLE 0017230ROYAL DUTCH SHELL PLCSPONS ADR A7802592065527598SHSOLE 007598SELECT SECTOR SPDR TRTECHNOLOGY81369Y8033565125SHSOLE 005125SIRIUS XM HLDGS INCCOM82968B10314621594SHSOLE 0021594SNAP INCCL A83304A1064192604SHSOLE 002604SOUTHERN COCOM842587107336172566SHSOLE 0072566SPDR GOLD TRUSTGOLD SHS78463V1072672253SHSOLE 002253SPDR INDEX SHS FDSPORTFOLIO EMG MK78463X5093860109234SHSOLE 00109234SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X74992019116SHSOLE 0019116SPDR INDEX SHS FDSS&P EMKTSC ETF78463X7562765818SHSOLE 005818SPDR INDEX SHS FDSS&P INTL SMLCP78463X87145613301SHSOLE 0013301SPDR INDEX SHS FDSPORTFOLIO DEVLPD78463X88910897358456SHSOLE 00358456SPDR S&P 500 ETF TRTR UNIT78462F1034311587SHSOLE 001587SPDR SER TRBLOOMBERG SRT TR78468R40857721157SHSOLE 0021157SPDR SER TRPRTFLO S&P500 HI78468R7884190112352SHSOLE 00112352SPDR SER TRPORTFOLIO SM ETF78468R8535593173260SHSOLE 00173260SPDR SERIES TRUSTPORTFOLIO INTRMD78464A3756063182132SHSOLE 00182132SPDR SERIES TRUSTPRTFLO S&P500 GW78464A40915850451177SHSOLE 00451177SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A41745112709SHSOLE 0012709SPDR SERIES TRUSTPORTFOLIO SHORT78464A4743579118667SHSOLE 00118667SPDR SERIES TRUSTPORTFOLIO AGRGTE78464A64913574486715SHSOLE 00486715SPDR SERIES TRUSTBLOMBRG BRC TIPS78464A65662811308SHSOLE 0011308SPDR SERIES TRUSTPORTFOLIO LN TSR78464A66440711626SHSOLE 0011626SPDR SERIES TRUSTS&P DIVID ETF78464A763181319558SHSOLE 0019558SPDR SERIES TRUSTPORTFOLIO TL STK78464A8056458190010SHSOLE 00190010SPDR SERIES TRUSTPORTFOLIO MD ETF78464A8478891254901SHSOLE 00254901SPDR SERIES TRUSTPORTFOLIO LR ETF78464A8544865152614SHSOLE 00152614STAG INDL INCCOM85254J10236113266SHSOLE 0013266STANLEY BLACK & DECKER INCCOM8545021012191652SHSOLE 001652STERIS PLCSHS USDG847201044614394SHSOLE 004394SUNTRUST BKS INCCOM86791410373511132SHSOLE 0011132SYNOVUS FINL CORPCOM NEW87161C5012414560SHSOLE 004560TEXAS INSTRS INCCOM8825081043082794SHSOLE 002794TOTAL S ASPONSORED ADR89151E1092464068SHSOLE 004068TOTAL SYS SVCS INCCOM891906109220626099SHSOLE 0026099TWITTER INCCOM90184L1022235103SHSOLE 005103UNION PAC CORPCOM9078181085393805SHSOLE 003805UNITED PARCEL SERVICE INCCL B911312106213020052SHSOLE 0020052UNITED TECHNOLOGIES CORPCOM9130171092882302SHSOLE 002302V F CORPCOM9182041085666943SHSOLE 006943VANGUARD BD INDEX FD INCINTERMED TERM9219378196608146SHSOLE 008146VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378353354231SHSOLE 004231VANGUARD GROUPDIV APP ETF9219088448608468SHSOLE 008468VANGUARD INDEX FDSS&P 500 ETF SHS92290836310814331SHSOLE 004331VANGUARD INDEX FDSMID CAP ETF9229086295803682SHSOLE 003682VANGUARD INDEX FDSGROWTH ETF9229087362341560SHSOLE 001560VANGUARD INDEX FDSVALUE ETF9229087446776517SHSOLE 006517VANGUARD INDEX FDSTOTAL STK MKT92290876912378805SHSOLE 008805VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775125324176SHSOLE 0024176VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428583598518SHSOLE 008518VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8703484169SHSOLE 004169VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438582606055SHSOLE 006055VANGUARD WORLD FDMEGA GRWTH IND9219108163462910SHSOLE 002910VANGUARD WORLD FDSCONSUM DIS ETF92204A1083121841SHSOLE 001841VERIZON COMMUNICATIONS INCCOM92343V10467013317SHSOLE 0013317VISA INCCOM CL A92826C8392311742SHSOLE 001742WALMART INCCOM931142103121914230SHSOLE 0014230WEC ENERGY GROUP INCCOM92939U1064226520SHSOLE 006520WESTROCK COCOM96145D1052093664SHSOLE 003664WISDOMTREE TRFUTRE STRAT FD97717W125219855173SHSOLE 0055173WISDOMTREE TRUS MIDCAP DIVID97717W50541011455SHSOLE 0011455WISDOMTREE TRUS EARNINGS 50097717W58852717175SHSOLE 0017175WISDOMTREE TRCURRNCY INT EQ97717X26343415001SHSOLE 0015001WISDOMTREE TRBARCLYS YLD AGGR97717X51110559217896SHSOLE 00217896XCEL ENERGY INCCOM98389B10046610200SHSOLE 0010200