Chief Compliance Officer

0001085146-18-000422.txt : 20180208 0001085146-18-000422.hdr.sgml : 20180208 20180208133017 ACCESSION NUMBER: 0001085146-18-000422 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180208 DATE AS OF CHANGE: 20180208 EFFECTIVENESS DATE: 20180208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RFG Advisory Group, LLC CENTRAL INDEX KEY: 0001633387 IRS NUMBER: 452787436 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16724 FILM NUMBER: 18584760 BUSINESS ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: 205-397-2453 MAIL ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001633387 XXXXXXXX 12-31-2017 12-31-2017 false RFG Advisory Group, LLC

1400 URBAN CENTER DRIVE SUITE 475 BIRMINGHAM AL 35242

13F HOLDINGS REPORT 028-16724 N Hamilton P.B. Poynor Chief Compliance Officer 205-397-2450 /s/ Hamilton P.B. Poynor Birmingham AL 02-08-2018 0 176 214424 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 222 930 SH SOLE 0 0 930 ABBVIE INC COM 00287Y109 1412 14219 SH SOLE 0 0 14219 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 246 1311 SH SOLE 0 0 1311 ALPHABET INC CAP STK CL A 02079K305 374 341 SH SOLE 0 0 341 ALPHABET INC CAP STK CL C 02079K107 357 326 SH SOLE 0 0 326 ALPS ETF TR ALERIAN MLP 00162Q866 257 23517 SH SOLE 0 0 23517 ALTRIA GROUP INC COM 02209S103 1319 18726 SH SOLE 0 0 18726 AMAZON COM INC COM 023135106 537 441 SH SOLE 0 0 441 AMERICAN EXPRESS CO COM 025816109 536 5355 SH SOLE 0 0 5355 AMGEN INC COM 031162100 847 4699 SH SOLE 0 0 4699 APPLE INC COM 037833100 3328 19258 SH SOLE 0 0 19258 ARCHER DANIELS MIDLAND CO COM 039483102 251 6261 SH SOLE 0 0 6261 ARES CAP CORP COM 04010L103 432 27288 SH SOLE 0 0 27288 AT&T INC COM 00206R102 1071 27880 SH SOLE 0 0 27880 AUTOMATIC DATA PROCESSING IN COM 053015103 235 1994 SH SOLE 0 0 1994 BANK AMER CORP COM 060505104 577 19200 SH SOLE 0 0 19200 BCE INC COM NEW 05534B760 711 14995 SH SOLE 0 0 14995 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 410 2021 SH SOLE 0 0 2021 BOEING CO COM 097023105 278 910 SH SOLE 0 0 910 BRISTOL MYERS SQUIBB CO COM 110122108 324 5240 SH SOLE 0 0 5240 CARNIVAL CORP UNIT 99/99/9999 143658300 318 4808 SH SOLE 0 0 4808 CATERPILLAR INC DEL COM 149123101 434 2654 SH SOLE 0 0 2654 CENTENE CORP DEL COM 15135B101 680 6477 SH SOLE 0 0 6477 CERNER CORP COM 156782104 321 4575 SH SOLE 0 0 4575 CHEVRON CORP NEW COM 166764100 630 4930 SH SOLE 0 0 4930 CISCO SYS INC COM 17275R102 878 22157 SH SOLE 0 0 22157 CLOROX CO DEL COM 189054109 481 3286 SH SOLE 0 0 3286 COCA COLA CO COM 191216100 2267 49283 SH SOLE 0 0 49283 CORPORATE CAP TR INC COM 219880101 968 61179 SH SOLE 0 0 61179 CRACKER BARREL OLD CTRY STOR COM 22410J106 487 2860 SH SOLE 0 0 2860 CROWN CASTLE INTL CORP NEW COM 22822V101 551 5080 SH SOLE 0 0 5080 CUMMINS INC COM 231021106 440 2420 SH SOLE 0 0 2420 CVS HEALTH CORP COM 126650100 217 2796 SH SOLE 0 0 2796 DENISON MINES CORP COM 248356107 9 15500 SH SOLE 0 0 15500 DIGITAL RLTY TR INC COM 253868103 618 5411 SH SOLE 0 0 5411 DISNEY WALT CO COM DISNEY 254687106 640 5839 SH SOLE 0 0 5839 DOMINION ENERGY INC COM 25746U109 745 9526 SH SOLE 0 0 9526 DOWDUPONT INC COM 26078J100 427 5696 SH SOLE 0 0 5696 EATON VANCE TX MGD DIV EQ IN COM 27828N102 13681 1122076 SH SOLE 0 0 1122076 EXPRESS SCRIPTS HLDG CO COM 30219G108 341 4477 SH SOLE 0 0 4477 EXXON MOBIL CORP COM 30231G102 1147 13222 SH SOLE 0 0 13222 FACEBOOK INC CL A 30303M102 1715 9147 SH SOLE 0 0 9147 FASTENAL CO COM 311900104 451 8136 SH SOLE 0 0 8136 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 516 8594 SH SOLE 0 0 8594 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 258 5269 SH SOLE 0 0 5269 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 260 5028 SH SOLE 0 0 5028 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 396 20588 SH SOLE 0 0 20588 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 246 1949 SH SOLE 0 0 1949 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 609 8915 SH SOLE 0 0 8915 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 406 20230 SH SOLE 0 0 20230 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 320 5331 SH SOLE 0 0 5331 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 249 3725 SH SOLE 0 0 3725 FIRST TR VALUE LINE DIVID IN SHS 33734H106 233 7503 SH SOLE 0 0 7503 FS INVT CORP COM 302635107 1237 166610 SH SOLE 0 0 166610 GALLAGHER ARTHUR J & CO COM 363576109 346 5453 SH SOLE 0 0 5453 GENERAL ELECTRIC CO COM 369604103 338 19044 SH SOLE 0 0 19044 GILEAD SCIENCES INC COM 375558103 460 6194 SH SOLE 0 0 6194 HANESBRANDS INC COM 410345102 250 11637 SH SOLE 0 0 11637 HOLLYFRONTIER CORP COM 436106108 551 10665 SH SOLE 0 0 10665 HOME DEPOT INC COM 437076102 736 3840 SH SOLE 0 0 3840 ILLUMINA INC COM 452327109 529 2330 SH SOLE 0 0 2330 INTEL CORP COM 458140100 1136 25320 SH SOLE 0 0 25320 INTERNATIONAL BUSINESS MACHS COM 459200101 770 4729 SH SOLE 0 0 4729 INTL PAPER CO COM 460146103 368 5946 SH SOLE 0 0 5946 ISHARES INC EM HGHYL BD ETF 464286285 935 18707 SH SOLE 0 0 18707 ISHARES INC EM MKTS DIV ETF 464286319 267 6166 SH SOLE 0 0 6166 ISHARES TR 0-5 YR TIPS ETF 46429B747 1599 16007 SH SOLE 0 0 16007 ISHARES TR 0-5YR HI YL CP 46434V407 1325 28117 SH SOLE 0 0 28117 ISHARES TR 1 3 YR CR BD ETF 464288646 211 2019 SH SOLE 0 0 2019 ISHARES TR 3 7 YR TREAS BD 464288661 482 3944 SH SOLE 0 0 3944 ISHARES TR AGENCY BOND ETF 464288166 1452 12841 SH SOLE 0 0 12841 ISHARES TR AGGRES ALLOC ETF 464289859 301 5490 SH SOLE 0 0 5490 ISHARES TR CORE S&P MCP ETF 464287507 360 1878 SH SOLE 0 0 1878 ISHARES TR CORE S&P SCP ETF 464287804 536 6920 SH SOLE 0 0 6920 ISHARES TR CORE S&P500 ETF 464287200 2458 9072 SH SOLE 0 0 9072 ISHARES TR CORE US AGGBD ET 464287226 4608 42168 SH SOLE 0 0 42168 ISHARES TR CRE U S REIT ETF 464288521 927 18684 SH SOLE 0 0 18684 ISHARES TR FLTG RATE NT ETF 46429B655 441 8680 SH SOLE 0 0 8680 ISHARES TR GLOBAL 100 ETF 464287572 4348 46731 SH SOLE 0 0 46731 ISHARES TR INTL SEL DIV ETF 464288448 283 8204 SH SOLE 0 0 8204 ISHARES TR MIN VOL USA ETF 46429B697 308 5808 SH SOLE 0 0 5808 ISHARES TR NATIONAL MUN ETF 464288414 266 2404 SH SOLE 0 0 2404 ISHARES TR RUS 1000 ETF 464287622 5489 36771 SH SOLE 0 0 36771 ISHARES TR SELECT DIVID ETF 464287168 469 4730 SH SOLE 0 0 4730 ISHARES TR TIPS BD ETF 464287176 967 8495 SH SOLE 0 0 8495 JOHNSON & JOHNSON COM 478160104 1471 10398 SH SOLE 0 0 10398 JPMORGAN CHASE & CO COM 46625H100 1224 11296 SH SOLE 0 0 11296 KIMBERLY CLARK CORP COM 494368103 607 5075 SH SOLE 0 0 5075 LOCKHEED MARTIN CORP COM 539830109 248 762 SH SOLE 0 0 762 MASTERCARD INCORPORATED CL A 57636Q104 264 1671 SH SOLE 0 0 1671 MAXIM INTEGRATED PRODS INC COM 57772K101 880 16301 SH SOLE 0 0 16301 MCDONALDS CORP COM 580135101 537 3087 SH SOLE 0 0 3087 MERCK & CO INC COM 58933Y105 827 14602 SH SOLE 0 0 14602 METLIFE INC COM 59156R108 339 6535 SH SOLE 0 0 6535 MICROSOFT CORP COM 594918104 991 11296 SH SOLE 0 0 11296 NETFLIX INC COM 64110L106 297 1400 SH SOLE 0 0 1400 NOVARTIS A G SPONSORED ADR 66987V109 219 2541 SH SOLE 0 0 2541 NUVEEN PFD & INCOME TERM FD COM 67075A106 1539 62155 SH SOLE 0 0 62155 NXP SEMICONDUCTORS N V COM N6596X109 248 2101 SH SOLE 0 0 2101 OPPENHEIMER ETF TR ULTRA DIVID REV 68386C401 331 8995 SH SOLE 0 0 8995 PAYCHEX INC COM 704326107 949 13906 SH SOLE 0 0 13906 PEPSICO INC COM 713448108 314 2650 SH SOLE 0 0 2650 PFIZER INC COM 717081103 907 24908 SH SOLE 0 0 24908 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 501 22190 SH SOLE 0 0 22190 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 355 3500 SH SOLE 0 0 3500 PIMCO HIGH INCOME FD COM SHS 722014107 526 67931 SH SOLE 0 0 67931 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 207 12406 SH SOLE 0 0 12406 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T573 850 28759 SH SOLE 0 0 28759 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 788 30700 SH SOLE 0 0 30700 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 1045 45297 SH SOLE 0 0 45297 PRICE T ROWE GROUP INC COM 74144T108 521 4766 SH SOLE 0 0 4766 PROCTER AND GAMBLE CO COM 742718109 535 5830 SH SOLE 0 0 5830 PUBLIC STORAGE COM 74460D109 274 1346 SH SOLE 0 0 1346 QUALCOMM INC COM 747525103 614 9270 SH SOLE 0 0 9270 REALTY INCOME CORP COM 756109104 523 9445 SH SOLE 0 0 9445 REPUBLIC SVCS INC COM 760759100 341 5015 SH SOLE 0 0 5015 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 361 5098 SH SOLE 0 0 5098 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 39490 389669 SH SOLE 0 0 389669 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 278 9837 SH SOLE 0 0 9837 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 483 7295 SH SOLE 0 0 7295 SIMON PPTY GROUP INC NEW COM 828806109 200 1184 SH SOLE 0 0 1184 SOUTHERN CO COM 842587107 2775 58297 SH SOLE 0 0 58297 SPDR GOLD TRUST GOLD SHS 78463V107 285 2276 SH SOLE 0 0 2276 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 232 4745 SH SOLE 0 0 4745 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 2520 79503 SH SOLE 0 0 79503 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 978 25639 SH SOLE 0 0 25639 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 795 15294 SH SOLE 0 0 15294 SPDR S&P 500 ETF TR TR UNIT 78462F103 907 3338 SH SOLE 0 0 3338 SPDR SER TR BLOMBERG BRC INV 78468R200 226 7356 SH SOLE 0 0 7356 SPDR SER TR PORTFOLIO SM ETF 78468R853 1673 55493 SH SOLE 0 0 55493 SPDR SER TR PRTFLO S&P500 HI 78468R788 1686 45019 SH SOLE 0 0 45019 SPDR SERIES TRUST BLOMBRG BRC TIPS 78464A656 288 5122 SH SOLE 0 0 5122 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 3528 96019 SH SOLE 0 0 96019 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 734 25536 SH SOLE 0 0 25536 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 354 10353 SH SOLE 0 0 10353 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 762 24343 SH SOLE 0 0 24343 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 1891 56684 SH SOLE 0 0 56684 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 876 28812 SH SOLE 0 0 28812 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 1202 36181 SH SOLE 0 0 36181 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 1645 49841 SH SOLE 0 0 49841 STAG INDL INC COM 85254J102 311 11746 SH SOLE 0 0 11746 STARBUCKS CORP COM 855244109 259 4378 SH SOLE 0 0 4378 STERIS PLC SHS USD G84720104 273 3079 SH SOLE 0 0 3079 SUNTRUST BKS INC COM 867914103 548 8276 SH SOLE 0 0 8276 UNITED PARCEL SERVICE INC CL B 911312106 254 1990 SH SOLE 0 0 1990 UNITEDHEALTH GROUP INC COM 91324P102 211 944 SH SOLE 0 0 944 V F CORP COM 918204108 326 4222 SH SOLE 0 0 4222 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 3660 43698 SH SOLE 0 0 43698 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 543 6862 SH SOLE 0 0 6862 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 6828 83738 SH SOLE 0 0 83738 VANGUARD INDEX FDS GROWTH ETF 922908736 4384 30978 SH SOLE 0 0 30978 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 812 6340 SH SOLE 0 0 6340 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 925 8282 SH SOLE 0 0 8282 VANGUARD INDEX FDS MID CAP ETF 922908629 3965 25509 SH SOLE 0 0 25509 VANGUARD INDEX FDS REIT ETF 922908553 935 11288 SH SOLE 0 0 11288 VANGUARD INDEX FDS SM CP VAL ETF 922908611 731 5503 SH SOLE 0 0 5503 VANGUARD INDEX FDS SMALL CP ETF 922908751 291 1943 SH SOLE 0 0 1943 VANGUARD INDEX FDS SML CP GRW ETF 922908595 582 3621 SH SOLE 0 0 3621 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1469 10497 SH SOLE 0 0 10497 VANGUARD INDEX FDS VALUE ETF 922908744 1829 17165 SH SOLE 0 0 17165 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 768 16194 SH SOLE 0 0 16194 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 2620 29994 SH SOLE 0 0 29994 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1187 22634 SH SOLE 0 0 22634 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2329 29365 SH SOLE 0 0 29365 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 3385 33055 SH SOLE 0 0 33055 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 2198 48771 SH SOLE 0 0 48771 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1978 17716 SH SOLE 0 0 17716 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 271 1693 SH SOLE 0 0 1693 VERIZON COMMUNICATIONS INC COM 92343V104 1116 21289 SH SOLE 0 0 21289 VISA INC COM CL A 92826C839 219 1862 SH SOLE 0 0 1862 WAL-MART STORES INC COM 931142103 739 7305 SH SOLE 0 0 7305 WELLS FARGO CO NEW COM 949746101 486 7862 SH SOLE 0 0 7862 WELLTOWER INC COM 95040Q104 305 4858 SH SOLE 0 0 4858 WISDOMTREE TR BARCLYS YLD AGGR 97717X511 2067 40750 SH SOLE 0 0 40750 WISDOMTREE TR FUTRE STRAT FD 97717W125 1535 38321 SH SOLE 0 0 38321 XCEL ENERGY INC COM 98389B100 228 4817 SH SOLE 0 0 4817