0001085146-17-002189.txt : 20171102 0001085146-17-002189.hdr.sgml : 20171102 20171102085744 ACCESSION NUMBER: 0001085146-17-002189 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171102 DATE AS OF CHANGE: 20171102 EFFECTIVENESS DATE: 20171102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RFG Advisory Group, LLC CENTRAL INDEX KEY: 0001633387 IRS NUMBER: 452787436 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16724 FILM NUMBER: 171170914 BUSINESS ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: 205-397-2453 MAIL ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001633387 XXXXXXXX 09-30-2017 09-30-2017 false RFG Advisory Group, LLC

1400 URBAN CENTER DRIVE SUITE 475 BIRMINGHAM AL 35242

13F HOLDINGS REPORT 028-16724 N Hamilton P.B. Poynor 205-397-2450 /s/ Hamilton P.B. Poynor Birmingham AL 11-01-2017 0 155 161984 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM 00287Y109 1264 13936 SH SOLE 0 0 13936 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 218 1200 SH SOLE 0 0 1200 ALPHABET INC CAP STK CL A 02079K305 302 305 SH SOLE 0 0 305 ALPHABET INC CAP STK CL C 02079K107 244 251 SH SOLE 0 0 251 ALPS ETF TR ALERIAN MLP 00162Q866 5956 528805 SH SOLE 0 0 528805 ALTRIA GROUP INC COM 02209S103 1162 18285 SH SOLE 0 0 18285 AMAZON COM INC COM 023135106 378 384 SH SOLE 0 0 384 AMERICAN EXPRESS CO COM 025816109 504 5500 SH SOLE 0 0 5500 AMGEN INC COM 031162100 865 4664 SH SOLE 0 0 4664 APPLE INC COM 037833100 2309 14821 SH SOLE 0 0 14821 ARCHER DANIELS MIDLAND CO COM 039483102 267 6260 SH SOLE 0 0 6260 ARES CAP CORP COM 04010L103 367 22355 SH SOLE 0 0 22355 AT&T INC COM 00206R102 863 22494 SH SOLE 0 0 22494 AUTOMATIC DATA PROCESSING IN COM 053015103 234 2069 SH SOLE 0 0 2069 BANK AMER CORP COM 060505104 435 16833 SH SOLE 0 0 16833 BCE INC COM NEW 05534B760 700 15016 SH SOLE 0 0 15016 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 440 2352 SH SOLE 0 0 2352 BOEING CO COM 097023105 224 869 SH SOLE 0 0 869 BRISTOL MYERS SQUIBB CO COM 110122108 288 4494 SH SOLE 0 0 4494 CARNIVAL CORP UNIT 99/99/9999 143658300 319 4808 SH SOLE 0 0 4808 CATERPILLAR INC DEL COM 149123101 236 1858 SH SOLE 0 0 1858 CELGENE CORP COM 151020104 227 1620 SH SOLE 0 0 1620 CENTENE CORP DEL COM 15135B101 630 6477 SH SOLE 0 0 6477 CERNER CORP COM 156782104 339 4740 SH SOLE 0 0 4740 CHEVRON CORP NEW COM 166764100 655 5565 SH SOLE 0 0 5565 CISCO SYS INC COM 17275R102 682 20219 SH SOLE 0 0 20219 CLOROX CO DEL COM 189054109 450 3524 SH SOLE 0 0 3524 COCA COLA CO COM 191216100 2190 48249 SH SOLE 0 0 48249 CRACKER BARREL OLD CTRY STOR COM 22410J106 473 3096 SH SOLE 0 0 3096 CROWN CASTLE INTL CORP NEW COM 22822V101 528 5177 SH SOLE 0 0 5177 CUMMINS INC COM 231021106 440 2568 SH SOLE 0 0 2568 CVS HEALTH CORP COM 126650100 227 3057 SH SOLE 0 0 3057 DBX ETF TR XTRAK MSCI EAFE 233051200 276 8885 SH SOLE 0 0 8885 DIGITAL RLTY TR INC COM 253868103 685 5755 SH SOLE 0 0 5755 DISNEY WALT CO COM DISNEY 254687106 535 5376 SH SOLE 0 0 5376 DOMINION ENERGY INC COM 25746U109 734 9573 SH SOLE 0 0 9573 DOWDUPONT INC COM 26078J100 377 5259 SH SOLE 0 0 5259 EATON VANCE TX MGD DIV EQ IN COM 27828N102 11862 1015466 SH SOLE 0 0 1015466 EXPRESS SCRIPTS HLDG CO COM 30219G108 247 4135 SH SOLE 0 0 4135 EXXON MOBIL CORP COM 30231G102 577 7039 SH SOLE 0 0 7039 FACEBOOK INC CL A 30303M102 1585 9196 SH SOLE 0 0 9196 FASTENAL CO COM 311900104 382 8349 SH SOLE 0 0 8349 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 390 6498 SH SOLE 0 0 6498 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 260 5307 SH SOLE 0 0 5307 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 219 4216 SH SOLE 0 0 4216 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 419 21790 SH SOLE 0 0 21790 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 245 1949 SH SOLE 0 0 1949 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 272 4248 SH SOLE 0 0 4248 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 388 19355 SH SOLE 0 0 19355 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 296 5331 SH SOLE 0 0 5331 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 228 3669 SH SOLE 0 0 3669 FS INVT CORP COM 302635107 255 29450 SH SOLE 0 0 29450 GALLAGHER ARTHUR J & CO COM 363576109 336 5452 SH SOLE 0 0 5452 GENERAL ELECTRIC CO COM 369604103 280 11860 SH SOLE 0 0 11860 GILEAD SCIENCES INC COM 375558103 491 5996 SH SOLE 0 0 5996 HANESBRANDS INC COM 410345102 279 11787 SH SOLE 0 0 11787 HOLLYFRONTIER CORP COM 436106108 401 11090 SH SOLE 0 0 11090 HOME DEPOT INC COM 437076102 600 3624 SH SOLE 0 0 3624 HONEYWELL INTL INC COM 438516106 236 1646 SH SOLE 0 0 1646 ILLUMINA INC COM 452327109 474 2330 SH SOLE 0 0 2330 INTEL CORP COM 458140100 619 15538 SH SOLE 0 0 15538 INTERNATIONAL BUSINESS MACHS COM 459200101 770 5231 SH SOLE 0 0 5231 INTL PAPER CO COM 460146103 345 6042 SH SOLE 0 0 6042 ISHARES AGGRES ALLOC ETF 464289859 392 7300 SH SOLE 0 0 7300 ISHARES INC EM MKTS DIV ETF 464286319 257 6160 SH SOLE 0 0 6160 ISHARES TR 1 3 YR CR BD ETF 464288646 462 4386 SH SOLE 0 0 4386 ISHARES TR 3 7 YR TREAS BD 464288661 247 2000 SH SOLE 0 0 2000 ISHARES TR CORE S&P MCP ETF 464287507 350 1941 SH SOLE 0 0 1941 ISHARES TR CORE S&P SCP ETF 464287804 611 8194 SH SOLE 0 0 8194 ISHARES TR CORE S&P TTL STK 464287150 210 3636 SH SOLE 0 0 3636 ISHARES TR CORE S&P500 ETF 464287200 2153 8468 SH SOLE 0 0 8468 ISHARES TR CORE US AGGBD ET 464287226 528 4820 SH SOLE 0 0 4820 ISHARES TR FLTG RATE NT ETF 46429B655 465 9130 SH SOLE 0 0 9130 ISHARES TR GLOBAL 100 ETF 464287572 3116 35207 SH SOLE 0 0 35207 ISHARES TR INTL SEL DIV ETF 464288448 284 8472 SH SOLE 0 0 8472 ISHARES TR MIN VOL USA ETF 46429B697 392 7763 SH SOLE 0 0 7763 ISHARES TR MRNGSTR LG-CP VL 464288109 231 2313 SH SOLE 0 0 2313 ISHARES TR NATIONAL MUN ETF 464288414 293 2647 SH SOLE 0 0 2647 ISHARES TR RUS 1000 ETF 464287622 4015 28593 SH SOLE 0 0 28593 ISHARES TR SELECT DIVID ETF 464287168 420 4463 SH SOLE 0 0 4463 ISHARES TR TIPS BD ETF 464287176 981 8648 SH SOLE 0 0 8648 JOHNSON & JOHNSON COM 478160104 1388 10429 SH SOLE 0 0 10429 JPMORGAN CHASE & CO COM 46625H100 1106 11476 SH SOLE 0 0 11476 KIMBERLY CLARK CORP COM 494368103 593 5128 SH SOLE 0 0 5128 LOCKHEED MARTIN CORP COM 539830109 426 1343 SH SOLE 0 0 1343 MASTERCARD INCORPORATED CL A 57636Q104 200 1381 SH SOLE 0 0 1381 MAXIM INTEGRATED PRODS INC COM 57772K101 833 17074 SH SOLE 0 0 17074 MCDONALDS CORP COM 580135101 408 2554 SH SOLE 0 0 2554 MERCK & CO INC COM 58933Y105 861 13382 SH SOLE 0 0 13382 METLIFE INC COM 59156R108 361 6818 SH SOLE 0 0 6818 MICROSOFT CORP COM 594918104 805 10580 SH SOLE 0 0 10580 NETFLIX INC COM 64110L106 280 1424 SH SOLE 0 0 1424 NOVARTIS A G SPONSORED ADR 66987V109 223 2605 SH SOLE 0 0 2605 NXP SEMICONDUCTORS N V COM N6596X109 215 1881 SH SOLE 0 0 1881 OPPENHEIMER REV WEIGHTD ETF ULTRA DIVID REV 68386C401 417 12142 SH SOLE 0 0 12142 PAYCHEX INC COM 704326107 900 14150 SH SOLE 0 0 14150 PEPSICO INC COM 713448108 270 2447 SH SOLE 0 0 2447 PFIZER INC COM 717081103 951 26372 SH SOLE 0 0 26372 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 501 21440 SH SOLE 0 0 21440 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 356 3500 SH SOLE 0 0 3500 PIMCO HIGH INCOME FD COM SHS 722014107 558 67456 SH SOLE 0 0 67456 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 281 18303 SH SOLE 0 0 18303 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T573 628 21089 SH SOLE 0 0 21089 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 813 31365 SH SOLE 0 0 31365 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 1087 46932 SH SOLE 0 0 46932 PRICE T ROWE GROUP INC COM 74144T108 454 4946 SH SOLE 0 0 4946 PROCTER AND GAMBLE CO COM 742718109 416 4537 SH SOLE 0 0 4537 QUALCOMM INC COM 747525103 527 9970 SH SOLE 0 0 9970 REALTY INCOME CORP COM 756109104 831 14705 SH SOLE 0 0 14705 REPUBLIC SVCS INC COM 760759100 325 5114 SH SOLE 0 0 5114 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 316 5098 SH SOLE 0 0 5098 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 34186 357148 SH SOLE 0 0 357148 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 242 9207 SH SOLE 0 0 9207 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 239 3977 SH SOLE 0 0 3977 SOUTHERN CO COM 842587107 3334 67314 SH SOLE 0 0 67314 SOUTHERN CO COM 842587107 1 4300 SH Call SOLE 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 272 2227 SH SOLE 0 0 2227 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 478 9637 SH SOLE 0 0 9637 SPDR S&P 500 ETF TR TR UNIT 78462F103 729 2877 SH SOLE 0 0 2877 SPDR SER TR BLOMBERG BRC INV 78468R200 1135 36953 SH SOLE 0 0 36953 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 342 9930 SH SOLE 0 0 9930 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 2581 69212 SH SOLE 0 0 69212 STAG INDL INC COM 85254J102 295 10537 SH SOLE 0 0 10537 STARBUCKS CORP COM 855244109 231 4197 SH SOLE 0 0 4197 STERIS PLC SHS USD G84720104 277 3079 SH SOLE 0 0 3079 SUNTRUST BKS INC COM 867914103 479 7926 SH SOLE 0 0 7926 UNITED PARCEL SERVICE INC CL B 911312106 239 2038 SH SOLE 0 0 2038 V F CORP COM 918204108 272 4221 SH SOLE 0 0 4221 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 3107 36730 SH SOLE 0 0 36730 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 394 4935 SH SOLE 0 0 4935 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 4926 60143 SH SOLE 0 0 60143 VANGUARD INDEX FDS GROWTH ETF 922908736 3025 22692 SH SOLE 0 0 22692 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 533 4369 SH SOLE 0 0 4369 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 614 5810 SH SOLE 0 0 5810 VANGUARD INDEX FDS MID CAP ETF 922908629 2875 19509 SH SOLE 0 0 19509 VANGUARD INDEX FDS REIT ETF 922908553 777 9345 SH SOLE 0 0 9345 VANGUARD INDEX FDS SM CP VAL ETF 922908611 489 3830 SH SOLE 0 0 3830 VANGUARD INDEX FDS SMALL CP ETF 922908751 322 2262 SH SOLE 0 0 2262 VANGUARD INDEX FDS SML CP GRW ETF 922908595 353 2310 SH SOLE 0 0 2310 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1421 10875 SH SOLE 0 0 10875 VANGUARD INDEX FDS VALUE ETF 922908744 1201 12011 SH SOLE 0 0 12011 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 884 20069 SH SOLE 0 0 20069 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1932 21965 SH SOLE 0 0 21965 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 858 16254 SH SOLE 0 0 16254 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1792 22369 SH SOLE 0 0 22369 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 2440 25694 SH SOLE 0 0 25694 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1635 37672 SH SOLE 0 0 37672 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1514 14436 SH SOLE 0 0 14436 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 268 1852 SH SOLE 0 0 1852 VERIZON COMMUNICATIONS INC COM 92343V104 1058 21557 SH SOLE 0 0 21557 WAL-MART STORES INC COM 931142103 580 7231 SH SOLE 0 0 7231 WELLS FARGO CO NEW COM 949746101 457 8285 SH SOLE 0 0 8285 WELLTOWER INC COM 95040Q104 274 4006 SH SOLE 0 0 4006 WISDOMTREE TR FUTRE STRAT FD 97717W125 499 12862 SH SOLE 0 0 12862 XCEL ENERGY INC COM 98389B100 208 4368 SH SOLE 0 0 4368