Chief Compliance Officer

0001085146-17-002177.txt : 20171101 0001085146-17-002177.hdr.sgml : 20171101 20171101134716 ACCESSION NUMBER: 0001085146-17-002177 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20171101 DATE AS OF CHANGE: 20171101 EFFECTIVENESS DATE: 20171101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RFG Advisory Group, LLC CENTRAL INDEX KEY: 0001633387 IRS NUMBER: 452787436 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16724 FILM NUMBER: 171168333 BUSINESS ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: 205-397-2453 MAIL ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001633387 XXXXXXXX 06-30-2017 06-30-2017 true 2 RESTATEMENT false RFG Advisory Group, LLC

1400 URBAN CENTER DRIVE SUITE 475 BIRMINGHAM AL 35242

13F HOLDINGS REPORT 028-16724 N Hamilton P.B. Poynor Chief Compliance Officer 205-397-2450 /s/ Hamilton P.B. Poynor Birmingham AL 10-26-2017 0 132 145250 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM 00287Y109 1105 15380 SH SOLE 0 0 15380 ALPHABET INC CAP STK CL A 02079K305 277 292 SH SOLE 0 0 292 ALPS ETF TR ALERIAN MLP 00162Q866 5451 458472 SH SOLE 0 0 458472 ALTRIA GROUP INC COM 02209S103 1359 18437 SH SOLE 0 0 18437 AMAZON COM INC COM 023135106 268 270 SH SOLE 0 0 270 AMERICAN EXPRESS CO COM 025816109 465 5520 SH SOLE 0 0 5520 AMGEN INC COM 031162100 815 4735 SH SOLE 0 0 4735 APPLE INC COM 037833100 2054 14165 SH SOLE 0 0 14165 ARCHER DANIELS MIDLAND CO COM 039483102 272 6676 SH SOLE 0 0 6676 ARES CAP CORP COM 04010L103 375 22775 SH SOLE 0 0 22775 AT&T INC COM 00206R102 864 23433 SH SOLE 0 0 23433 AUTOMATIC DATA PROCESSING IN COM 053015103 258 2489 SH SOLE 0 0 2489 BANK AMER CORP COM 060505104 413 16613 SH SOLE 0 0 16613 BCE INC COM NEW 05534B760 711 15801 SH SOLE 0 0 15801 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 410 2412 SH SOLE 0 0 2412 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0 5185 GILEAD SCIENCES INC COM 375558103 397 5723 SH SOLE 0 0 5723 HANESBRANDS INC COM 410345102 258 11269 SH SOLE 0 0 11269 HIGHLAND FDS I HI LD IBOXX SRLN 430101774 492 26710 SH SOLE 0 0 26710 HOLLYFRONTIER CORP COM 436106108 294 10770 SH SOLE 0 0 10770 HOME DEPOT INC COM 437076102 283 1869 SH SOLE 0 0 1869 HONEYWELL INTL INC COM 438516106 202 1501 SH SOLE 0 0 1501 ILLUMINA INC COM 452327109 377 2230 SH SOLE 0 0 2230 INTEL CORP COM 458140100 214 6373 SH SOLE 0 0 6373 INTERNATIONAL BUSINESS MACHS COM 459200101 848 5530 SH SOLE 0 0 5530 INTL PAPER CO COM 460146103 360 6297 SH SOLE 0 0 6297 ISHARES AGGRES ALLOC ETF 464289859 371 7233 SH SOLE 0 0 7233 ISHARES TR 1-3 YR CR BD ETF 464288646 2638 25071 SH SOLE 0 0 25071 ISHARES TR CORE S&P MCP ETF 464287507 242 1394 SH SOLE 0 0 1394 ISHARES TR CORE S&P SCP ETF 464287804 421 6040 SH SOLE 0 0 6040 ISHARES TR CORE S&P TTL STK 464287150 256 4609 SH SOLE 0 0 4609 ISHARES TR CORE S&P500 ETF 464287200 979 4015 SH SOLE 0 0 4015 ISHARES TR CORE US 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4036 STERIS PLC SHS USD G84720104 310 3779 SH SOLE 0 0 3779 SUNTRUST BKS INC COM 867914103 456 7926 SH SOLE 0 0 7926 UNITED BANKSHARES INC WEST V COM 909907107 342 9002 SH SOLE 0 0 9002 UNITED PARCEL SERVICE INC CL B 911312106 291 2641 SH SOLE 0 0 2641 V F CORP COM 918204108 281 4965 SH SOLE 0 0 4965 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 2445 29059 SH SOLE 0 0 29059 VANGUARD INDEX FDS MID CAP ETF 922908629 2079 14568 SH SOLE 0 0 14568 VANGUARD INDEX FDS REIT ETF 922908553 306 3723 SH SOLE 0 0 3723 VANGUARD INDEX FDS SMALL CP ETF 922908751 274 2027 SH SOLE 0 0 2027 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1316 10559 SH SOLE 0 0 10559 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 662 16180 SH SOLE 0 0 16180 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 290 3331 SH SOLE 0 0 3331 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 2267 24479 SH SOLE 0 0 24479 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 397 9657 SH SOLE 0 0 9657 VANGUARD WORLD FD MEGA 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