Chief Compliance Officer

0001085146-17-002176.txt : 20171101 0001085146-17-002176.hdr.sgml : 20171101 20171101134558 ACCESSION NUMBER: 0001085146-17-002176 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20171101 DATE AS OF CHANGE: 20171101 EFFECTIVENESS DATE: 20171101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RFG Advisory Group, LLC CENTRAL INDEX KEY: 0001633387 IRS NUMBER: 452787436 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16724 FILM NUMBER: 171168327 BUSINESS ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: 205-397-2453 MAIL ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001633387 XXXXXXXX 03-31-2017 03-31-2017 true 1 RESTATEMENT false RFG Advisory Group, LLC

1400 URBAN CENTER DRIVE SUITE 475 BIRMINGHAM AL 35242

13F HOLDINGS REPORT 028-16724 N Hamilton P.B. Poynor Chief Compliance Officer 205-397-2450 /s/ Hamilton P.B. Poynor Birmingham AL 10-31-2017 0 134 132383 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM 00287Y109 1043 16050 SH SOLE 0 0 16050 ALPHABET INC CAP STK CL A 02079K305 236 278 SH SOLE 0 0 278 ALPS ETF TR ALERIAN MLP 00162Q866 3890 306039 SH SOLE 0 0 306039 ALTRIA GROUP INC COM 02209S103 1340 18629 SH SOLE 0 0 18629 AMAZON COM INC COM 023135106 305 335 SH SOLE 0 0 335 AMERICAN EXPRESS CO COM 025816109 418 5373 SH SOLE 0 0 5373 AMGEN INC COM 031162100 377 2323 SH SOLE 0 0 2323 APPLE INC COM 037833100 2011 13963 SH SOLE 0 0 13963 ARCHER DANIELS MIDLAND CO COM 039483102 305 6729 SH SOLE 0 0 6729 ARES CAP CORP COM 04010L103 418 23791 SH SOLE 0 0 23791 AT&T INC COM 00206R102 950 22891 SH SOLE 0 0 22891 AUTOMATIC DATA PROCESSING IN COM 053015103 253 2486 SH SOLE 0 0 2486 BCE INC COM NEW 05534B760 718 16168 SH SOLE 0 0 16168 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 419 2526 SH SOLE 0 0 2526 BRISTOL MYERS SQUIBB CO COM 110122108 235 4422 SH SOLE 0 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FLTG RATE NT ETF 46429B655 439 8644 SH SOLE 0 0 8644 ISHARES TR GLOBAL 100 ETF 464287572 524 6438 SH SOLE 0 0 6438 ISHARES TR INTL SEL DIV ETF 464288448 237 7622 SH SOLE 0 0 7622 ISHARES TR MIN VOL USA ETF 46429B697 1997 41874 SH SOLE 0 0 41874 ISHARES TR NATIONAL MUN ETF 464288414 262 2400 SH SOLE 0 0 2400 ISHARES TR RUS 1000 ETF 464287622 1212 9274 SH SOLE 0 0 9274 ISHARES TR SELECT DIVID ETF 464287168 908 10012 SH SOLE 0 0 10012 ISHARES TR SHORT TREAS BD 464288679 4019 36461 SH SOLE 0 0 36461 ISHARES TR TIPS BD ETF 464287176 938 8170 SH SOLE 0 0 8170 JOHNSON & JOHNSON COM 478160104 1387 11112 SH SOLE 0 0 11112 JPMORGAN CHASE & CO COM 46625H100 753 8741 SH SOLE 0 0 8741 KIMBERLY CLARK CORP COM 494368103 810 6148 SH SOLE 0 0 6148 KINDER MORGAN INC DEL COM 49456B101 212 9877 SH SOLE 0 0 9877 LOCKHEED MARTIN CORP COM 539830109 603 2258 SH SOLE 0 0 2258 MAXIM INTEGRATED PRODS INC COM 57772K101 862 19421 SH SOLE 0 0 19421 MCDONALDS CORP COM 580135101 419 3216 SH SOLE 0 0 3216 MERCK & CO INC COM 58933Y105 894 14061 SH SOLE 0 0 14061 METLIFE INC COM 59156R108 381 7346 SH SOLE 0 0 7346 MICROSOFT CORP COM 594918104 571 8713 SH SOLE 0 0 8713 NETFLIX INC COM 64110L106 227 1581 SH SOLE 0 0 1581 NOVARTIS A G SPONSORED ADR 66987V109 228 3090 SH SOLE 0 0 3090 OPPENHEIMER REV WEIGHTD ETF ULTRA DIVID REV 68386C401 473 13890 SH SOLE 0 0 13890 PAYCHEX INC COM 704326107 893 15325 SH SOLE 0 0 15325 PEPSICO INC COM 713448108 251 2245 SH SOLE 0 0 2245 PFIZER INC COM 717081103 879 25700 SH SOLE 0 0 25700 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 498 23190 SH SOLE 0 0 23190 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 355 3500 SH SOLE 0 0 3500 PIMCO HIGH INCOME FD COM SHS 722014107 585 67484 SH SOLE 0 0 67484 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 763 29865 SH SOLE 0 0 29865 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 971 41656 SH SOLE 0 0 41656 PRICE T ROWE GROUP INC COM 74144T108 320 4648 SH SOLE 0 0 4648 PROCTER AND GAMBLE CO COM 742718109 397 4413 SH SOLE 0 0 4413 QUALCOMM INC COM 747525103 565 10013 SH SOLE 0 0 10013 REALTY INCOME CORP COM 756109104 962 16103 SH SOLE 0 0 16103 REPUBLIC SVCS INC COM 760759100 372 5932 SH SOLE 0 0 5932 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 298 5354 SH SOLE 0 0 5354 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 19517 216619 SH SOLE 0 0 216619 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 428 7840 SH SOLE 0 0 7840 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 497 6707 SH SOLE 0 0 6707 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 305 5896 SH SOLE 0 0 5896 SIMON PPTY GROUP INC NEW COM 828806109 219 1286 SH SOLE 0 0 1286 SOUTHERN CO COM 842587107 3436 68130 SH SOLE 0 0 68130 SPDR GOLD TRUST GOLD SHS 78463V107 274 2287 SH SOLE 0 0 2287 SPDR S&P 500 ETF TR TR UNIT 78462F103 1610 6859 SH SOLE 0 0 6859 SPDR SER TR BLOMBERG BRC INV 78468R200 13751 447901 SH SOLE 0 0 447901 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 339 9930 SH SOLE 0 0 9930 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 860 23431 SH SOLE 0 0 23431 STAG INDL INC COM 85254J102 207 8169 SH SOLE 0 0 8169 STARBUCKS CORP COM 855244109 242 4154 SH SOLE 0 0 4154 STERIS PLC SHS USD G84720104 268 3859 SH SOLE 0 0 3859 SUNTRUST BKS INC COM 867914103 434 7926 SH SOLE 0 0 7926 TARGET CORP COM 87612E106 300 5686 SH SOLE 0 0 5686 UNITED BANKSHARES INC WEST V COM 909907107 620 15263 SH SOLE 0 0 15263 UNITED PARCEL SERVICE INC CL B 911312106 285 2674 SH SOLE 0 0 2674 V F CORP COM 918204108 262 4860 SH SOLE 0 0 4860 VALSPAR CORP COM 920355104 207 1868 SH SOLE 0 0 1868 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1229 14649 SH SOLE 0 0 14649 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 210 2581 SH SOLE 0 0 2581 VANGUARD INDEX FDS MID CAP ETF 922908629 808 5860 SH SOLE 0 0 5860 VANGUARD INDEX FDS REIT ETF 922908553 1267 15270 SH SOLE 0 0 15270 VANGUARD INDEX FDS SMALL CP ETF 922908751 223 1702 SH SOLE 0 0 1702 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1895 15712 SH SOLE 0 0 15712 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 547 13665 SH SOLE 0 0 13665 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 262 3027 SH SOLE 0 0 3027 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 871 9758 SH SOLE 0 0 9758 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 300 7689 SH SOLE 0 0 7689 VANGUARD WORLD FD MEGA GRWTH IND 921910816 2576 26984 SH SOLE 0 0 26984 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 4405 32124 SH SOLE 0 0 32124 VERIZON COMMUNICATIONS INC COM 92343V104 1139 23226 SH SOLE 0 0 23226 WAL-MART STORES INC COM 931142103 420 5859 SH SOLE 0 0 5859 WELLS FARGO CO NEW COM 949746101 530 9646 SH SOLE 0 0 9646 WELLTOWER INC COM 95040Q104 361 5059 SH SOLE 0 0 5059