Chief Compliance Officer

0001085146-17-001870.txt : 20170814 0001085146-17-001870.hdr.sgml : 20170814 20170814134415 ACCESSION NUMBER: 0001085146-17-001870 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RFG Advisory Group, LLC CENTRAL INDEX KEY: 0001633387 IRS NUMBER: 452787436 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16724 FILM NUMBER: 171029065 BUSINESS ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: 205-397-2453 MAIL ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001633387 XXXXXXXX 06-30-2017 06-30-2017 true 1 RESTATEMENT false RFG Advisory Group, LLC

1400 URBAN CENTER DRIVE SUITE 475 BIRMINGHAM AL 35242

13F HOLDINGS REPORT 028-16724 N Hamilton P.B. Poynor Chief Compliance Officer 205-397-2450 /s/ Hamilton P.B. Poynor Birmingham AL 08-11-2017 0 168 193908 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 823 3941 SH SOLE 0 0 3941 ABBVIE INC COM 00287Y109 1105 15380 SH SOLE 0 0 15380 AGILENT TECHNOLOGIES INC COM 00846U101 206 3474 SH SOLE 0 0 3474 ALPHABET INC CAP STK CL A 02079K305 311 327 SH SOLE 0 0 327 ALPS ETF TR ALERIAN MLP 00162Q866 5506 463120 SH SOLE 0 0 463120 ALTRIA GROUP INC COM 02209S103 1359 18437 SH SOLE 0 0 18437 AMAZON COM INC COM 023135106 330 332 SH SOLE 0 0 332 AMERICAN EXPRESS CO COM 025816109 473 5616 SH SOLE 0 0 5616 AMGEN INC COM 031162100 804 4669 SH SOLE 0 0 4669 APACHE CORP COM 037411105 319 6661 SH SOLE 0 0 6661 APPLE INC COM 037833100 2320 16006 SH SOLE 0 0 16006 ARCHER DANIELS MIDLAND CO COM 039483102 276 6766 SH SOLE 0 0 6766 ARES CAP CORP COM 04010L103 375 22775 SH SOLE 0 0 22775 AT&T INC COM 00206R102 881 23877 SH SOLE 0 0 23877 AUTOMATIC DATA PROCESSING IN COM 053015103 277 2674 SH SOLE 0 0 2674 BANK AMER CORP COM 060505104 420 16876 SH SOLE 0 0 16876 BCE INC COM NEW 05534B760 711 15801 SH SOLE 0 0 15801 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 380 2233 SH SOLE 0 0 2233 BOEING CO COM 097023105 729 3666 SH SOLE 0 0 3666 BRISTOL MYERS SQUIBB CO COM 110122108 236 4215 SH SOLE 0 0 4215 CARNIVAL CORP UNIT 99/99/9999 143658300 337 5115 SH SOLE 0 0 5115 CELGENE CORP COM 151020104 208 1575 SH SOLE 0 0 1575 CENTENE CORP DEL COM 15135B101 512 6305 SH SOLE 0 0 6305 CERNER CORP COM 156782104 278 4260 SH SOLE 0 0 4260 CHEVRON CORP NEW COM 166764100 747 7244 SH SOLE 0 0 7244 CISCO SYS INC COM 17275R102 696 22454 SH SOLE 0 0 22454 CLOROX CO DEL COM 189054109 520 3895 SH SOLE 0 0 3895 COCA COLA CO COM 191216100 2135 48092 SH SOLE 0 0 48092 COMMERCE BANCSHARES INC COM 200525103 252 4426 SH SOLE 0 0 4426 CRACKER BARREL OLD CTRY STOR COM 22410J106 590 3571 SH SOLE 0 0 3571 CROWN CASTLE INTL CORP NEW COM 22822V101 534 5383 SH SOLE 0 0 5383 CUMMINS INC COM 231021106 398 2408 SH SOLE 0 0 2408 CVS HEALTH CORP COM 126650100 270 3451 SH SOLE 0 0 3451 DBX ETF TR XTRAK MSCI EAFE 233051200 273 9062 SH SOLE 0 0 9062 DIGITAL RLTY TR INC COM 253868103 608 5522 SH SOLE 0 0 5522 DOMINION ENERGY INC COM 25746U109 781 10333 SH SOLE 0 0 10333 DOW CHEM CO COM 260543103 340 5262 SH SOLE 0 0 5262 EATON VANCE TX MGD DIV EQ IN COM 27828N102 9371 822272 SH SOLE 0 0 822272 EXPRESS SCRIPTS HLDG CO COM 30219G108 236 3825 SH SOLE 0 0 3825 EXXON MOBIL CORP COM 30231G102 603 7523 SH SOLE 0 0 7523 FACEBOOK INC CL A 30303M102 1218 7943 SH SOLE 0 0 7943 FASTENAL CO COM 311900104 363 8296 SH SOLE 0 0 8296 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 389 6488 SH SOLE 0 0 6488 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 265 5373 SH SOLE 0 0 5373 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 389 20214 SH SOLE 0 0 20214 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 240 4509 SH SOLE 0 0 4509 FS INVT CORP COM 302635107 360 39758 SH SOLE 0 0 39758 GALLAGHER ARTHUR J & CO COM 363576109 376 6550 SH SOLE 0 0 6550 GENERAL ELECTRIC CO COM 369604103 500 19149 SH SOLE 0 0 19149 GENERAL MLS INC COM 370334104 1130 20603 SH SOLE 0 0 20603 GILEAD SCIENCES INC COM 375558103 387 5588 SH SOLE 0 0 5588 HANESBRANDS INC COM 410345102 245 10689 SH SOLE 0 0 10689 HIGHLAND FDS I HI LD IBOXX SRLN 430101774 502 27253 SH SOLE 0 0 27253 HOLLYFRONTIER CORP COM 436106108 278 10170 SH SOLE 0 0 10170 HOME DEPOT INC COM 437076102 320 2114 SH SOLE 0 0 2114 HONEYWELL INTL INC COM 438516106 564 4212 SH SOLE 0 0 4212 ILLUMINA INC COM 452327109 377 2230 SH SOLE 0 0 2230 INTEL CORP COM 458140100 219 6508 SH SOLE 0 0 6508 INTERNATIONAL BUSINESS MACHS COM 459200101 849 5531 SH SOLE 0 0 5531 INTL PAPER CO COM 460146103 360 6297 SH SOLE 0 0 6297 ISHARES AGGRES ALLOC ETF 464289859 371 7233 SH SOLE 0 0 7233 ISHARES MSCI EURZONE ETF 464286608 1139 28091 SH SOLE 0 0 28091 ISHARES INC CORE MSCI EMKT 46434G103 2480 49500 SH SOLE 0 0 49500 ISHARES INC MSCI JPN ETF NEW 46434G822 955 18015 SH SOLE 0 0 18015 ISHARES TR 1-3 YR CR BD ETF 464288646 2700 25666 SH SOLE 0 0 25666 ISHARES TR 7-10YR TR BD ETF 464287440 413 3904 SH SOLE 0 0 3904 ISHARES TR CORE MSCI EAFE 46432F842 958 15786 SH SOLE 0 0 15786 ISHARES TR CORE S&P MCP ETF 464287507 1732 9970 SH SOLE 0 0 9970 ISHARES TR CORE S&P SCP ETF 464287804 1487 21343 SH SOLE 0 0 21343 ISHARES TR CORE S&P TTL STK 464287150 256 4609 SH SOLE 0 0 4609 ISHARES TR CORE S&P US ETF 464287671 1075 22182 SH SOLE 0 0 22182 ISHARES TR CORE S&P VLU ETF 464287663 841 16518 SH SOLE 0 0 16518 ISHARES TR CORE S&P500 ETF 464287200 7111 29155 SH SOLE 0 0 29155 ISHARES TR CORE US AGGBD ET 464287226 3894 35739 SH SOLE 0 0 35739 ISHARES TR FLTG RATE BD ETF 46429B655 452 8890 SH SOLE 0 0 8890 ISHARES TR GLOBAL 100 ETF 464287572 1437 17018 SH SOLE 0 0 17018 ISHARES TR HDG MSCI EAFE 46434V803 401 14260 SH SOLE 0 0 14260 ISHARES TR IBOXX INV CP ETF 464287242 717 5976 SH SOLE 0 0 5976 ISHARES TR INTERM CR BD ETF 464288638 428 3916 SH SOLE 0 0 3916 ISHARES TR INTL SEL DIV ETF 464288448 249 7635 SH SOLE 0 0 7635 ISHARES TR JP MOR EM MK ETF 464288281 235 2075 SH SOLE 0 0 2075 ISHARES TR MBS ETF 464288588 486 4563 SH SOLE 0 0 4563 ISHARES TR MIN VOL USA ETF 46429B697 659 13503 SH SOLE 0 0 13503 ISHARES TR NATIONAL MUN ETF 464288414 264 2400 SH SOLE 0 0 2400 ISHARES TR RUS 1000 ETF 464287622 3664 27165 SH SOLE 0 0 27165 ISHARES TR RUS MDCP VAL ETF 464287473 283 3371 SH SOLE 0 0 3371 ISHARES TR RUSSELL 2000 ETF 464287655 463 3312 SH SOLE 0 0 3312 ISHARES TR S&P 500 GRWT ETF 464287309 302 2198 SH SOLE 0 0 2198 ISHARES TR S&P 500 VAL ETF 464287408 260 2478 SH SOLE 0 0 2478 ISHARES TR SELECT DIVID ETF 464287168 439 4795 SH SOLE 0 0 4795 ISHARES TR TIPS BD ETF 464287176 911 8103 SH SOLE 0 0 8103 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 336 6692 SH SOLE 0 0 6692 JOHNSON & JOHNSON COM 478160104 1478 11233 SH SOLE 0 0 11233 JPMORGAN CHASE & CO COM 46625H100 855 9177 SH SOLE 0 0 9177 KIMBERLY CLARK CORP COM 494368103 778 6120 SH SOLE 0 0 6120 LOCKHEED MARTIN CORP COM 539830109 690 2416 SH SOLE 0 0 2416 LOWES COS INC COM 548661107 729 9405 SH SOLE 0 0 9405 MAXIM INTEGRATED PRODS INC COM 57772K101 871 18924 SH SOLE 0 0 18924 MCDONALDS CORP COM 580135101 486 3126 SH SOLE 0 0 3126 MERCK & CO INC COM 58933Y105 878 13964 SH SOLE 0 0 13964 METLIFE INC COM 59156R108 400 7142 SH SOLE 0 0 7142 MICROSOFT CORP COM 594918104 941 13516 SH SOLE 0 0 13516 NETFLIX INC COM 64110L106 241 1581 SH SOLE 0 0 1581 NOVARTIS A G SPONSORED ADR 66987V109 287 3497 SH SOLE 0 0 3497 NXP SEMICONDUCTORS N V COM N6596X109 206 1881 SH SOLE 0 0 1881 OPPENHEIMER REV WEIGHTD ETF ULTRA DIVID REV 68386C401 404 12314 SH SOLE 0 0 12314 PAYCHEX INC COM 704326107 870 15041 SH SOLE 0 0 15041 PEPSICO INC COM 713448108 273 2385 SH SOLE 0 0 2385 PFIZER INC COM 717081103 861 25748 SH SOLE 0 0 25748 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 522 23190 SH SOLE 0 0 23190 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 356 3500 SH SOLE 0 0 3500 PIMCO HIGH INCOME FD COM SHS 722014107 613 70104 SH SOLE 0 0 70104 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 272 18992 SH SOLE 0 0 18992 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 223 14735 SH SOLE 0 0 14735 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 783 29865 SH SOLE 0 0 29865 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 604 5855 SH SOLE 0 0 5855 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 1175 50749 SH SOLE 0 0 50749 PRICE T ROWE GROUP INC COM 74144T108 363 4711 SH SOLE 0 0 4711 PROCTER AND GAMBLE CO COM 742718109 1140 13082 SH SOLE 0 0 13082 QUALCOMM INC COM 747525103 598 10754 SH SOLE 0 0 10754 REALTY INCOME CORP COM 756109104 889 16585 SH SOLE 0 0 16585 REPUBLIC SVCS INC COM 760759100 414 6428 SH SOLE 0 0 6428 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 306 5672 SH SOLE 0 0 5672 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 27814 300465 SH SOLE 0 0 300465 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 352 4450 SH SOLE 0 0 4450 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 437 17475 SH SOLE 0 0 17475 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 290 4218 SH SOLE 0 0 4218 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 202 3641 SH SOLE 0 0 3641 SIMON PPTY GROUP INC NEW COM 828806109 204 1309 SH SOLE 0 0 1309 SOUTHERN CO COM 842587107 3174 66935 SH SOLE 0 0 66935 SPDR GOLD TRUST GOLD SHS 78463V107 264 2287 SH SOLE 0 0 2287 SPDR S&P 500 ETF TR TR UNIT 78462F103 3688 15217 SH SOLE 0 0 15217 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1108 3493 SH SOLE 0 0 3493 SPDR SER TR BLOMBERG BRC INV 78468R200 15031 489526 SH SOLE 0 0 489526 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 216 4345 SH SOLE 0 0 4345 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 354 10296 SH SOLE 0 0 10296 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 2375 64303 SH SOLE 0 0 64303 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 452 9561 SH SOLE 0 0 9561 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 280 5707 SH SOLE 0 0 5707 STAG INDL INC COM 85254J102 256 9473 SH SOLE 0 0 9473 STANLEY BLACK & DECKER INC COM 854502101 344 2437 SH SOLE 0 0 2437 STARBUCKS CORP COM 855244109 245 4244 SH SOLE 0 0 4244 STERIS PLC SHS USD G84720104 330 4022 SH SOLE 0 0 4022 SUNTRUST BKS INC COM 867914103 840 14692 SH SOLE 0 0 14692 SYSCO CORP COM 871829107 738 14678 SH SOLE 0 0 14678 UNITED BANKSHARES INC WEST V COM 909907107 344 9068 SH SOLE 0 0 9068 UNITED PARCEL SERVICE INC CL B 911312106 609 5519 SH SOLE 0 0 5519 V F CORP COM 918204108 294 5204 SH SOLE 0 0 5204 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 2445 29059 SH SOLE 0 0 29059 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2534 31131 SH SOLE 0 0 31131 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 359 3048 SH SOLE 0 0 3048 VANGUARD INDEX FDS MID CAP ETF 922908629 2096 14691 SH SOLE 0 0 14691 VANGUARD INDEX FDS REIT ETF 922908553 411 5009 SH SOLE 0 0 5009 VANGUARD INDEX FDS SMALL CP ETF 922908751 318 2356 SH SOLE 0 0 2356 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4646 37288 SH SOLE 0 0 37288 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 711 17373 SH SOLE 0 0 17373 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1353 15516 SH SOLE 0 0 15516 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 2267 24479 SH SOLE 0 0 24479 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 437 10613 SH SOLE 0 0 10613 VANGUARD WORLD FD MEGA GRWTH IND 921910816 944 9423 SH SOLE 0 0 9423 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 7113 50369 SH SOLE 0 0 50369 VANGUARD WORLD FDS INF TECH ETF 92204A702 361 2526 SH SOLE 0 0 2526 VERIZON COMMUNICATIONS INC COM 92343V104 1014 23460 SH SOLE 0 0 23460 WAL-MART STORES INC COM 931142103 1307 17430 SH SOLE 0 0 17430 WEC ENERGY GROUP INC COM 92939U106 215 3528 SH SOLE 0 0 3528 WELLS FARGO CO NEW COM 949746101 748 13468 SH SOLE 0 0 13468 WELLTOWER INC COM 95040Q104 391 5384 SH SOLE 0 0 5384 XCEL ENERGY INC COM 98389B100 232 5090 SH SOLE 0 0 5090