0001085146-17-000304.txt : 20170207 0001085146-17-000304.hdr.sgml : 20170207 20170206191806 ACCESSION NUMBER: 0001085146-17-000304 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170206 EFFECTIVENESS DATE: 20170207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RFG Advisory Group, LLC CENTRAL INDEX KEY: 0001633387 IRS NUMBER: 452787436 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16724 FILM NUMBER: 17576833 BUSINESS ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: 205-397-2453 MAIL ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001633387 XXXXXXXX 12-31-2016 12-31-2016 false RFG Advisory Group, LLC

1400 URBAN CENTER DRIVE SUITE 475 BIRMINGHAM AL 35242

13F HOLDINGS REPORT 028-16724 N Hamilton P.B. Poynor 205-397-2450 /s/ Hamilton P.B. Poynor Birmingham AL 02-04-2017 0 124 157955 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM 00287Y109 526 8352 SH SOLE 0 0 8352 ALTRIA GROUP INC COM 02209S103 743 12032 SH SOLE 0 0 12032 AMERICAN EXPRESS CO COM 025816109 435 6809 SH SOLE 0 0 6809 AMGEN INC COM 031162100 407 2431 SH SOLE 0 0 2431 APPLE INC COM 037833100 8101 71689 SH SOLE 0 0 71689 ARES CAP CORP COM 04010L103 377 24254 SH SOLE 0 0 24254 AT&T INC COM 00206R102 623 15624 SH SOLE 0 0 15624 BCE INC COM NEW 05534B760 429 9399 SH SOLE 0 0 9399 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 415 2898 SH SOLE 0 0 2898 CENTENE CORP DEL COM 15135B101 383 6149 SH SOLE 0 0 6149 CERNER CORP COM 156782104 306 5025 SH SOLE 0 0 5025 CHEVRON CORP NEW COM 166764100 631 6234 SH SOLE 0 0 6234 CISCO SYS INC COM 17275R102 343 10935 SH SOLE 0 0 10935 CLOROX CO DEL COM 189054109 275 2253 SH SOLE 0 0 2253 COCA COLA CO COM 191216100 208 4980 SH SOLE 0 0 4980 CRACKER BARREL OLD CTRY STOR COM 22410J106 251 1908 SH SOLE 0 0 1908 CUMMINS INC COM 231021106 364 2859 SH SOLE 0 0 2859 CVS HEALTH CORP COM 126650100 276 3203 SH SOLE 0 0 3203 DHT HOLDINGS INC SHS NEW Y2065G121 167 40455 SH SOLE 0 0 40455 DISNEY WALT CO COM DISNEY 254687106 507 5476 SH SOLE 0 0 5476 DOMINION RES INC VA NEW COM 25746U109 457 6337 SH SOLE 0 0 6337 ETFIS SER TR I INFRAC ACT MLP 26923G103 175 16248 SH SOLE 0 0 16248 EXPRESS SCRIPTS HLDG CO COM 30219G108 338 4839 SH SOLE 0 0 4839 EXXON MOBIL CORP COM 30231G102 448 5191 SH SOLE 0 0 5191 FACEBOOK INC CL A 30303M102 1243 9693 SH SOLE 0 0 9693 FELCOR LODGING TR INC COM 31430F101 138 21927 SH SOLE 0 0 21927 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 1102 13487 SH SOLE 0 0 13487 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 2931 48906 SH SOLE 0 0 48906 FORD MTR CO DEL COM PAR $0.01 345370860 155 12690 SH SOLE 0 0 12690 FS INVT CORP COM 302635107 627 66864 SH SOLE 0 0 66864 GALLAGHER ARTHUR J & CO COM 363576109 209 4153 SH SOLE 0 0 4153 GENERAL ELECTRIC CO 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28482 ISHARES TR CORE S&P MCP ETF 464287507 1822 11921 SH SOLE 0 0 11921 ISHARES TR CORE S&P SCP ETF 464287804 1094 8872 SH SOLE 0 0 8872 ISHARES TR CORE S&P TTL STK 464287150 2264 46052 SH SOLE 0 0 46052 ISHARES TR CORE S&P500 ETF 464287200 646 2994 SH SOLE 0 0 2994 ISHARES TR CORE US AGGBD ET 464287226 18468 165324 SH SOLE 0 0 165324 ISHARES TR IBOXX HI YD ETF 464288513 226 2602 SH SOLE 0 0 2602 ISHARES TR IBOXX INV CP ETF 464287242 469 3850 SH SOLE 0 0 3850 ISHARES TR MBS ETF 464288588 2295 20905 SH SOLE 0 0 20905 ISHARES TR MIN VOL EAFE ETF 46429B689 3061 45571 SH SOLE 0 0 45571 ISHARES TR MIN VOL USA ETF 46429B697 4501 100765 SH SOLE 0 0 100765 ISHARES TR NATIONAL MUN ETF 464288414 213 1900 SH SOLE 0 0 1900 ISHARES TR RUS 1000 ETF 464287622 1107 9267 SH SOLE 0 0 9267 ISHARES TR RUS 1000 GRW ETF 464287614 917 8853 SH SOLE 0 0 8853 ISHARES TR RUSSELL 2000 ETF 464287655 816 6624 SH SOLE 0 0 6624 ISHARES TR SELECT DIVID ETF 464287168 1410 16767 SH SOLE 0 0 16767 ISHARES TR TIPS BD ETF 464287176 1307 11290 SH SOLE 0 0 11290 ISHARES TR US TREASURY ETF 46429B267 1174 45246 SH SOLE 0 0 45246 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 225 4478 SH SOLE 0 0 4478 JOHNSON & JOHNSON COM 478160104 1085 9129 SH SOLE 0 0 9129 JPMORGAN CHASE & CO COM 46625H100 559 8387 SH SOLE 0 0 8387 KIMBERLY CLARK CORP COM 494368103 651 5290 SH SOLE 0 0 5290 KINDER MORGAN INC DEL COM 49456B101 220 9887 SH SOLE 0 0 9887 LOCKHEED MARTIN CORP COM 539830109 242 1022 SH SOLE 0 0 1022 MAXIM INTEGRATED PRODS INC COM 57772K101 483 12195 SH SOLE 0 0 12195 MCDONALDS CORP COM 580135101 254 2242 SH SOLE 0 0 2242 MERCK & CO INC COM 58933Y105 545 8721 SH SOLE 0 0 8721 MICROSOFT CORP COM 594918104 257 4496 SH SOLE 0 0 4496 NATIONAL GRID PLC SPON ADR NEW 636274300 425 6081 SH SOLE 0 0 6081 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 251 18719 SH SOLE 0 0 18719 NUCOR CORP COM 670346105 436 9150 SH SOLE 0 0 9150 OPKO HEALTH INC COM 68375N103 162 15302 SH SOLE 0 0 15302 PAYCHEX INC COM 704326107 524 9181 SH SOLE 0 0 9181 PEPSICO INC COM 713448108 203 1895 SH SOLE 0 0 1895 PFIZER INC COM 717081103 589 17476 SH SOLE 0 0 17476 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 348 16961 SH SOLE 0 0 16961 PIMCO HIGH INCOME FD COM SHS 722014107 452 45752 SH SOLE 0 0 45752 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 823 32171 SH SOLE 0 0 32171 POWERSHARES ETF TRUST S&P 500 QLTY PRT 73935X682 500 20042 SH SOLE 0 0 20042 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 901 38864 SH SOLE 0 0 38864 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1452 12267 SH SOLE 0 0 12267 PRICE T ROWE GROUP INC COM 74144T108 299 4493 SH SOLE 0 0 4493 PROCTER AND GAMBLE CO COM 742718109 1001 11331 SH SOLE 0 0 11331 QUALCOMM INC COM 747525103 290 4351 SH SOLE 0 0 4351 REALTY INCOME CORP COM 756109104 616 9669 SH SOLE 0 0 9669 REPUBLIC SVCS INC COM 760759100 202 4047 SH SOLE 0 0 4047 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 253 4696 SH SOLE 0 0 4696 SCORPIO TANKERS INC SHS Y7542C106 79 16653 SH SOLE 0 0 16653 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1236 23580 SH SOLE 0 0 23580 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1444 20086 SH SOLE 0 0 20086 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 287 4104 SH SOLE 0 0 4104 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 319 5514 SH SOLE 0 0 5514 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1175 24844 SH SOLE 0 0 24844 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 323 6797 SH SOLE 0 0 6797 SOUTHERN CO COM 842587107 3201 64235 SH SOLE 0 0 64235 SPDR GOLD TRUST GOLD SHS 78463V107 224 1854 SH SOLE 0 0 1854 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 434 8958 SH SOLE 0 0 8958 SPDR S&P 500 ETF TR TR UNIT 78462F103 7657 35669 SH SOLE 0 0 35669 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 5361 19225 SH SOLE 0 0 19225 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 836 29298 SH SOLE 0 0 29298 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 664 18204 SH SOLE 0 0 18204 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 825 17498 SH SOLE 0 0 17498 UNITED BANKSHARES INC WEST V COM 909907107 285 7561 SH SOLE 0 0 7561 UNITED PARCEL SERVICE INC CL B 911312106 235 2163 SH SOLE 0 0 2163 UNITEDHEALTH GROUP INC COM 91324P102 221 1596 SH SOLE 0 0 1596 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 3571 42709 SH SOLE 0 0 42709 VANGUARD INDEX FDS REIT ETF 922908553 8340 99334 SH SOLE 0 0 99334 VANGUARD INDEX FDS TOTAL STK MKT 922908769 14592 132068 SH SOLE 0 0 132068 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 430 11459 SH SOLE 0 0 11459 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1280 14397 SH SOLE 0 0 14397 VANGUARD WORLD FD MEGA GRWTH IND 921910816 8284 95322 SH SOLE 0 0 95322 VANGUARD WORLD FDS INF TECH ETF 92204A702 555 4637 SH SOLE 0 0 4637 VERIZON COMMUNICATIONS INC COM 92343V104 688 13421 SH SOLE 0 0 13421 WAL-MART STORES INC COM 931142103 455 6336 SH SOLE 0 0 6336 WELLS FARGO & CO NEW COM 949746101 435 9952 SH SOLE 0 0 9952 WELLTOWER INC COM 95040Q104 241 3348 SH SOLE 0 0 3348 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 250 4642 SH SOLE 0 0 4642 WISDOMTREE TR US QTLY DIV GRT 97717X669 1549 48343 SH SOLE 0 0 48343