0001633227-22-000002.txt : 20220513 0001633227-22-000002.hdr.sgml : 20220513 20220513134747 ACCESSION NUMBER: 0001633227-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220513 DATE AS OF CHANGE: 20220513 EFFECTIVENESS DATE: 20220513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: McGowan Group Asset Management, Inc. CENTRAL INDEX KEY: 0001633227 IRS NUMBER: 270603296 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16514 FILM NUMBER: 22921696 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 1776 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214.720.4400 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 1776 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001633227 XXXXXXXX 03-31-2022 03-31-2022 McGowan Group Asset Management, Inc.
300 CRESCENT COURT SUITE 1776 DALLAS TX 75201
13F HOLDINGS REPORT 028-16514 N
ISMAEL SANCHEZ CHIEF COMPLIANCE OFFICER 214-720-4400 Ismael Sanchez Dallas TX 05-13-2022 0 122 650702 false
INFORMATION TABLE 2 MGAM1QTR2022_13F-HR.xml MGAM1QTR2022_13F-HR 3M CO COM COM 88579Y101 327 2195 SH SOLE NA 2195 0 0 ABBVIE INC COM 00287Y109 19073 117657 SH SOLE NA 117657 0 0 ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B SHS CLASS A G1151C101 628 1862 SH SOLE NA 1862 0 0 ADOBE SYS INC COM COM 00724F101 318 697 SH SOLE NA 697 0 0 ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC COM 01879R106 41965 3753569 SH SOLE NA 3753569 0 0 ALPS ETF TR ALERIAN MLP ETF ALERIAN MLP 00162Q452 768 20048 SH SOLE NA 20048 0 0 ALTRIA GROUP INC COM 02209S103 496 9497 SH SOLE NA 9497 0 0 AMAZON COM INC COM 023135106 3286 1008 SH SOLE NA 1008 0 0 AMERICAN TOWER CORP CL A COM 03027X100 217 864 SH SOLE NA 864 0 0 AMPHENOL CORP NEW CL A CL A 032095101 562 7460 SH SOLE NA 7460 0 0 APPLE INC COM COM 037833100 3583 20519 SH SOLE NA 20519 0 0 APPLIED MATERIALS INC COM 038222105 350 2652 SH SOLE NA 2652 0 0 ARES CAP CORP COM COM 04010L103 21851 1042998 SH SOLE NA 1042998 0 0 ATLANTICA YIELD PLC SHS G0751N103 14921 425457 SH SOLE NA 425457 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 765 2169 SH SOLE NA 2169 0 0 BHP GROUP LTD SPONSORED ADR SPONSORED ADS 088606108 721 9339 SH SOLE NA 9339 0 0 BLACKROCK CORPORATE HIGH YIELD FD VI INC C COM 09255P107 11734 1089525 SH SOLE NA 1089525 0 0 BLOOM ENERGY CORP CL A COM CL A 093712107 2787 115398 SH SOLE NA 115398 0 0 BRISTOL MYERS SQUIBB CO COM COM 110122108 14162 193917 SH SOLE NA 193917 0 0 BROOKFIELD REAL ASSETS INCOME FD SHS BEN INT 112830104 1828 88122 SH SOLE NA 88122 0 0 BROOKFIELD RENEWABLE PARTNERS LP PARTNERSHIP UNIT G16258108 251 6105 SH SOLE NA 6105 0 0 CALAMOS STRATEGIC TOTAL RETURN FD COM SH B COM SH BEN INT 128125101 1791 102165 SH SOLE NA 102165 0 0 CANADIAN SOLAR INC COM 136635109 208 5888 SH SOLE NA 5888 0 0 CARLYLE GROUP INC COM COM 14316J108 633 12945 SH SOLE NA 12945 0 0 CATERPILLAR INC COM 149123101 238 1066 SH SOLE NA 1066 0 0 CHENIERE ENERGY INC COM NEW COM NEW 16411R208 1985 14318 SH SOLE NA 14318 0 0 CHENIERE ENERGY PARTNERS L P COM UNIT REPT COM UNIT 16411Q101 13784 244578 SH SOLE NA 244578 0 0 CHEVRON CORP NEW COM COM 166764100 863 5300 SH SOLE NA 5300 0 0 CIGNA CORP COM 125523100 401 1675 SH SOLE NA 1675 0 0 CISCO SYSTEMS INC COM 17275R102 236 4233 SH SOLE NA 4233 0 0 CLEARBRIDGE ENERGY MLP FD INC COM COM 184692200 12889 382236 SH SOLE NA 382236 0 0 CLEARBRIDGE ENERGY MLP OPPORTUNITY COM 18469P209 20514 727436 SH SOLE NA 727436 0 0 COHEN & STEERS INFRASTRUCTURE FD INC COM COM 19248A109 34130 1178913 SH SOLE NA 1178913 0 0 COHEN & STEERS QUALITY INCOME RLTY FD INC COM 19247L106 360 21541 SH SOLE NA 21541 0 0 CONOCOPHILLIPS COM COM 20825C104 298 2983 SH SOLE NA 2983 0 0 CVS CAREMARK CORP COM 126650100 218 2152 SH SOLE NA 2152 0 0 DANAHER CORP COM COM 235851102 1085 3697 SH SOLE NA 3697 0 0 DEERE & CO COM 244199105 939 2260 SH SOLE NA 2260 0 0 DIAMONDBACK ENERGY INC COM 25278X109 833 6080 SH SOLE NA 6080 0 0 DOUBLELINE INCOME SOLUTIONS FD COM 258622109 43602 3002863 SH SOLE NA 3002863 0 0 DUKE ENERGY CORP NEW COM COM NEW 26441C204 925 8287 SH SOLE NA 8287 0 0 EATON VANCE TAX ADVANTAGED DIVID INCOME FU COM 27828G107 12563 433493 SH SOLE NA 433493 0 0 EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVI COM 27828S101 1313 63783 SH SOLE NA 63783 0 0 ELI LILLY & CO COM COM 532457108 6529 22801 SH SOLE NA 22801 0 0 ENBRIDGE INC COM 29250N105 252 5466 SH SOLE NA 5466 0 0 ENERGY TRANSFER LP COM UNITS COM UT LTD PTN 29273V100 9298 830944 SH SOLE NA 830944 0 0 ENPHASE ENERGY INC COM 29355A107 713 3534 SH SOLE NA 3534 0 0 ENTERPRISE PRODS PARTNERS L P COM UNIT COM 293792107 9467 366801 SH SOLE NA 366801 0 0 ETF SER SOLUTIONS DEFIANCE NEXT GEN CNTVY DEFIANCE NEXT 26922A289 849 22606 SH SOLE NA 22606 0 0 EXXON MOBIL CORP COM COM 30231G102 2422 29327 SH SOLE NA 29327 0 0 FIRST SOLAR INC COM COM 336433107 301 3596 SH SOLE NA 3596 0 0 FORD MOTOR CO DEL COM PAR COM 345370860 730 43197 SH SOLE NA 43197 0 0 GENERAL MNY MKT FUND MONEY MARKET 370990228 152161 152161409 SH SOLE NA 152161409 0 0 GLOBAL X FDS MLP ETF GLBL X MLP ETF 37954Y343 18145 450248 SH SOLE NA 450248 0 0 GLOBAL X LITHIUM AND BATTERY ETF LITHIUM BTRY ETF 37954Y855 11262 146299 SH SOLE NA 146299 0 0 GOODYEAR TIRE & RUBBER CO COM COM 382550101 358 25080 SH SOLE NA 25080 0 0 HERCULES TECHNOLOGY GROWTH CAP INC COM 427096508 7606 420929 SH SOLE NA 420929 0 0 INFORMATION SERVICES GRP COM 45675Y104 903 132537 SH SOLE NA 132537 0 0 INNOVATIVE INDL PPTYS INC COM 45781V101 6227 30318 SH SOLE NA 30318 0 0 INTERNATIONAL BUSINESS MACHS CORP COM COM 459200101 264 2032 SH SOLE NA 2032 0 0 INVESCO QQQ TR UNIT SER 1 UNIT SER 1 46090E103 238 658 SH SOLE NA 658 0 0 ISHARES INC MSCI FRONTIER & SELECT EM ETF MSCI FRONTIER 464286145 501 15420 SH SOLE NA 15420 0 0 ISHARES TR CORE S&P U S VALUE ETF CORE S&P US VLU 464287663 265 3494 SH SOLE NA 3494 0 0 ISHARES TR GLOBAL CLEAN ENERGY ETF GL CLEAN ENE ETF 464288224 258 12007 SH SOLE NA 12007 0 0 JOHNSON & JOHNSON COM COM 478160104 976 5508 SH SOLE NA 5508 0 0 JP MORGAN CHASE & CO COM COM 46625H100 321 2352 SH SOLE NA 2352 0 0 KAYNE ANDERSON NEXTGEN ENERGY & INFRAST COM 48661E108 3609 421144 SH SOLE NA 421144 0 0 KINDER MORGAN INC COM 49456B101 12033 636328 SH SOLE NA 636328 0 0 KLA CORP COM NEW 482480100 344 940 SH SOLE NA 940 0 0 LAREDO PETE INC COM 516806205 271 3418 SH SOLE NA 3418 0 0 LUMEN TECHNOLOGIES INC COM 550241103 244 21629 SH SOLE NA 21629 0 0 MASTERCARD INC CL A CL A 57636Q104 890 2491 SH SOLE NA 2491 0 0 MERCK & CO INC NEW COM COM 58933Y105 13021 158694 SH SOLE NA 158694 0 0 MESA RTY TR UNIT BEN INT UNIT BEN INT 590660106 279 32340 SH SOLE NA 32340 0 0 META PLATFORMS INC CL A 30303M102 292 1313 SH SOLE NA 1313 0 0 MICROSOFT CORP COM COM 594918104 1776 5761 SH SOLE NA 5761 0 0 MONDELEZ INTL INC CL A CL A 609207105 256 4085 SH SOLE NA 4085 0 0 NIKE INC CLASS B CL B 654106103 408 3031 SH SOLE NA 3031 0 0 NUVEEN GLOBAL HIGH INCOME FD SHS SHS 67075G103 45089 3166347 SH SOLE NA 3166347 0 0 OGE ENERGY CORP COM 670837103 243 5960 SH SOLE NA 5960 0 0 ORACLE CORP COM COM 68389X105 240 2899 SH SOLE NA 2899 0 0 PEMBINA PIPELINE CORP COM 706327103 207 5500 SH SOLE NA 5500 0 0 PEPSICO INC COM COM 713448108 409 2442 SH SOLE NA 2442 0 0 PERMIAN BASIN RTY TR UNIT BEN INT UNIT BEN INT 714236106 808 64575 SH SOLE NA 64575 0 0 PERMIANVILLE RTY TR TR UNIT TR UNIT 71425H100 343 136480 SH SOLE NA 136480 0 0 PFIZER INC COM COM 717081103 336 6481 SH SOLE NA 6481 0 0 PHILIP MORRIS INTL INC COM COM 718172109 594 6320 SH SOLE NA 6320 0 0 PIONEER NAT RES CO COM COM 723787107 1654 6616 SH SOLE NA 6616 0 0 PROCTER & GAMBLE CO COM COM 742718109 1577 10319 SH SOLE NA 10319 0 0 QUALCOMM INC COM 747525103 388 2538 SH SOLE NA 2538 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 346 3492 SH SOLE NA 3492 0 0 RIO TINTO PLC SPONSORED ADR ISIN#US7672041 SPONSORED ADR 767204100 640 7959 SH SOLE NA 7959 0 0 SABINE ROYALTY TRUST UNIT BENEFICIAL INT UNIT BEN INT 785688102 271 4694 SH SOLE NA 4694 0 0 SECTOR SPDR TR AMEX CONSUMER STAPLES FD SBI CONS STPLS 81369Y308 206 2713 SH SOLE NA 2713 0 0 SECTOR SPDR TR AMEX UTILITIES SELECT SBI INT-UTILS 81369Y886 200 2690 SH SOLE NA 2690 0 0 SELECT SECTOR SPDR FD HEALTH CARE SBI HEALTHCARE 81369Y209 2466 17999 SH SOLE NA 17999 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 397 1232 SH SOLE NA 1232 0 0 SOUTHERN CO COM COM 842587107 316 4357 SH SOLE NA 4357 0 0 SPDR GOLD TR GOLD SHS GOLD SHS 78463V107 902 4993 SH SOLE NA 4993 0 0 STARWOOD PPTY TR INC COM 85571B105 226 9355 SH SOLE NA 9355 0 0 TEKLA HEALTHCARE OPPORTUNITIES FD SHS SHS 879105104 1072 48166 SH SOLE NA 48166 0 0 TEXAS INSTRUMENTS INC COM 882508104 5153 28087 SH SOLE NA 28087 0 0 TORTOISE PWR & ENERGY INFRASTRUCTURE FUND COM 89147X104 265 18627 SH SOLE NA 18627 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 379 744 SH SOLE NA 744 0 0 UNUM GROUP COM 91529Y106 6746 214092 SH SOLE NA 214092 0 0 VERIZON COMMUNICATIONS COM COM 92343V104 581 11413 SH SOLE NA 11413 0 0 VISA INC COM CL A COM CL A 92826C839 4904 22115 SH SOLE NA 22115 0 0 VOC ENERGY TR TR UNIT TR UNIT 91829B103 730 106700 SH SOLE NA 106700 0 0 WAL MART STORES INC COM COM 931142103 375 2517 SH SOLE NA 2517 0 0 WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY COM 95790C107 474 31891 SH SOLE NA 31891 0 0 FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE MUNICIPAL BOND 307149AM6 1253 1800000 PRN SOLE NA 1800000 0 0 FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REF MUNICIPAL BOND 307149AN4 399 590000 PRN SOLE NA 590000 0 0 FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER A MUNICIPAL BOND 140539AC1 1374 1305000 PRN SOLE NA 1305000 0 0 FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER A MUNICIPAL BOND 140539AB3 452 430000 PRN SOLE NA 430000 0 0 MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT - 6.75 TAXABLE 12/01/36 MUNICIPAL BOND 622266AA2 4389 4625000 PRN SOLE NA 4625000 0 0 PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A MUNICIPAL BOND 72177MJQ1 3370 3370000 PRN SOLE NA 3370000 0 0 PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER B MUNICIPAL BOND 72177MJR9 520 520000 PRN SOLE NA 520000 0 0 PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLE MUNICIPAL BOND 73972CAN4 3555 5260000 PRN SOLE NA 5260000 0 0 PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INC MUNICIPAL BOND 74442EAX8 1710 1600000 PRN SOLE NA 1600000 0 0 SILICON VLY CA TOBACCO SECURITIZATION AUTH TABACCO SETTLEM CAP APPREC MUNICIPAL BOND 82706TAD3 343 3500000 PRN SOLE NA 3500000 0 0 TOBACCO SETTLEMENT FING CORP VA RFDG-FIRST SUB-SER C MUNICIPAL BOND 88880NAW9 209 830000 PRN SOLE NA 830000 0 0 TULANE UNIV LA RFDG-TULANE UNIV-C 0.523 02/15/36 B/E DTD 05/31/07 CLB MUNICIPAL BOND 899062BQ5 721 770000 PRN SOLE NA 770000 0 0