The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA-PACIFIC INCOME FD INC COM | COM | 003009107 | 53,762 | 10,773,954 | SH | SOLE | N/A | 10,773,954 | 0 | 0 | |
ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC | COM | 01879R106 | 35,145 | 2,793,688 | SH | SOLE | N/A | 2,793,688 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 938 | 13,130 | SH | SOLE | N/A | 13,130 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 677 | 764 | SH | SOLE | N/A | 764 | 0 | 0 | |
APPLE INC COM | COM | 037833100 | 1,138 | 7,924 | SH | SOLE | N/A | 7,924 | 0 | 0 | |
ARES CAP CORP COM | COM | 04010L103 | 13,956 | 803,009 | SH | SOLE | N/A | 803,009 | 0 | 0 | |
AT&T INC COM | COM | 00206R102 | 1,351 | 32,517 | SH | SOLE | N/A | 32,517 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL CL B NEW | CL B NEW | 084670702 | 330 | 1,977 | SH | SOLE | N/A | 1,977 | 0 | 0 | |
BLACKROCK CORPORATE HIGH YIELD FD VI INC C | COM | 09255P107 | 235 | 21,549 | SH | SOLE | N/A | 21,549 | 0 | 0 | |
BLACKROCK CREDIT ALLOCATION INCOME TR IV I | COM | 092508100 | 11,523 | 875,583 | SH | SOLE | N/A | 875,583 | 0 | 0 | |
CALAMOS GLOBAL DYNAMIC INCOME FD COM SHS B | COM | 12811L107 | 4,400 | 564,160 | SH | SOLE | N/A | 564,160 | 0 | 0 | |
COHEN & STEERS INFRASTRUCTURE FD INC COM | COM | 19248A109 | 20,122 | 933,734 | SH | SOLE | N/A | 933,734 | 0 | 0 | |
COHEN & STEERS REIT & PFD INCOME FD INC CO | COM | 19247X100 | 31,304 | 1,617,794 | SH | SOLE | N/A | 1,617,794 | 0 | 0 | |
CRESTWOOD EQUITY PARTNERS LP UNIT LTD | UNIT LTD PARTNER | 226344208 | 285 | 10,854 | SH | SOLE | N/A | 10,854 | 0 | 0 | |
DEERE & CO | COM | 244199105 | 240 | 2,204 | SH | SOLE | N/A | 2,204 | 0 | 0 | |
DOUBLELINE INCOME SOLUTIONS FD | COM | 258622109 | 39,301 | 1,958,190 | SH | SOLE | N/A | 1,958,190 | 0 | 0 | |
ELI LILLY & CO COM | COM | 532457108 | 1,796 | 21,348 | SH | SOLE | N/A | 21,348 | 0 | 0 | |
ENERGY TRANSFER PARTNERS L P UNIT LTD PART | UNIT LTD PARTN | 29273R109 | 493 | 13,512 | SH | SOLE | N/A | 13,512 | 0 | 0 | |
EXXON MOBIL CORP COM | COM | 30231G102 | 956 | 11,653 | SH | SOLE | N/A | 11,653 | 0 | 0 | |
FACEBOOK INC CL A | CL A | 30303M102 | 413 | 2,907 | SH | SOLE | N/A | 2,907 | 0 | 0 | |
FIRST TR ENHANCED EQUITY INCOME FD COM | COM | 337318109 | 321 | 22,244 | SH | SOLE | N/A | 22,244 | 0 | 0 | |
GENERAL ELECTRIC CO COM | COM | 369604103 | 299 | 10,039 | SH | SOLE | N/A | 10,039 | 0 | 0 | |
GENERAL MILLS INC COM | COM | 370334104 | 333 | 5,635 | SH | SOLE | N/A | 5,635 | 0 | 0 | |
GENERAL MNY MKT FUND | MONEY MARKET | 370990228 | 62,385 | 62,384,587 | SH | SOLE | N/A | 62,384,587 | 0 | 0 | |
GOLAR LNG PARTNERS LP PARTNERS | COM UNIT LPI | Y2745C102 | 17,131 | 766,836 | SH | SOLE | N/A | 766,836 | 0 | 0 | |
INVESCO VAN KAMPEN DYNAMIC CR OPP FD COM | COM | 46132R104 | 2,193 | 179,278 | SH | SOLE | N/A | 179,278 | 0 | 0 | |
JOHNSON & JOHNSON COM | COM | 478160104 | 457 | 3,665 | SH | SOLE | N/A | 3,665 | 0 | 0 | |
MERCK & CO INC NEW COM | COM | 58933Y105 | 289 | 4,551 | SH | SOLE | N/A | 4,551 | 0 | 0 | |
MICROSOFT CORP COM | COM | 594918104 | 321 | 4,868 | SH | SOLE | N/A | 4,868 | 0 | 0 | |
NUVEEN GLOBAL HIGH INCOME FD SHS | SHS | 67075G103 | 12,975 | 787,772 | SH | SOLE | N/A | 787,772 | 0 | 0 | |
NUVEEN MULTI STRATEGY & INCOME GROWTH FD 2 | COM SHS | 67073D102 | 251 | 29,321 | SH | SOLE | N/A | 29,321 | 0 | 0 | |
OGE ENERGY CORP | COM | 670837103 | 379 | 10,834 | SH | SOLE | N/A | 10,834 | 0 | 0 | |
PHILIP MORRIS INTL INC COM | COM | 718172109 | 709 | 6,282 | SH | SOLE | N/A | 6,282 | 0 | 0 | |
PIMCO DYNAMIC CREDIT INCOME FD COM SHS | COM SHS | 72202D106 | 45,303 | 2,113,033 | SH | SOLE | N/A | 2,113,033 | 0 | 0 | |
PROCTER & GAMBLE CO COM | COM | 742718109 | 538 | 5,989 | SH | SOLE | N/A | 5,989 | 0 | 0 | |
TEXAS INSTRUMENTS INC | COM | 882508104 | 3,680 | 45,682 | SH | SOLE | N/A | 45,682 | 0 | 0 | |
TORTOISE PWR & ENERGY INFRASTRUCTURE FUND | COM | 89147X104 | 529 | 24,071 | SH | SOLE | N/A | 24,071 | 0 | 0 | |
TRIANGLE CAPITAL CORP | COM | 895848109 | 10,344 | 541,858 | SH | SOLE | N/A | 541,858 | 0 | 0 | |
VISA INC COM CL A | COM CL A | 92826C839 | 619 | 6,967 | SH | SOLE | N/A | 6,967 | 0 | 0 | |
WESTERN ASSET EMERGING MKTS DEBT FD INC | COM | 95766A101 | 48,519 | 3,130,264 | SH | SOLE | N/A | 3,130,264 | 0 | 0 | |
WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY | COM | 95790C107 | 924 | 53,032 | SH | SOLE | N/A | 53,032 | 0 | 0 | |
HARNETT HEALTH SYS INC ADJ RATE HOSPITAL BD SER 2011A | CORPORATE BOND | 41333PAA4 | 3,403 | 3,400,000 | PRN | SOLE | N/A | 3,400,000 | 0 | 0 | |
ARIZONA ST HLTH FACS AUTH HLTH CARE FACS REVENUE BEATITUDES CAMPUS PROJ | MUNICIPAL BOND | 04050DAJ1 | 4,546 | 4,650,000 | PRN | SOLE | N/A | 4,650,000 | 0 | 0 | |
BAY CNTY FLA EDL FAC REV BAY HAVEN CHARTER ACADEMY | MUNICIPAL BOND | 072222AJ1 | 1,513 | 1,510,000 | PRN | SOLE | N/A | 1,510,000 | 0 | 0 | |
CALIFORNIA CNTY CA TOBACCO SERURITIZATIN AGY TOBACCO SETT CAP APPREC | MUNICIPAL BOND | 13016NCW2 | 228 | 6,400,000 | PRN | SOLE | N/A | 6,400,000 | 0 | 0 | |
CALIFORNIA ST STWD COMMUNITY DEV AUTH EDU FAC REVENUE INDEPENDENCE PROJ | MUNICIPAL BOND | 13079HAG6 | 5,513 | 6,865,000 | PRN | SOLE | N/A | 6,865,000 | 0 | 0 | |
CAMERON TX EDU CORP REVENUE FAITH FAMILY ACADEMY - SERIES A | MUNICIPAL BOND | 133582AN6 | 1,823 | 1,825,000 | PRN | SOLE | N/A | 1,825,000 | 0 | 0 | |
CAP TR AGY FL PRITY FIRST MTG REV SILV CREEK ST AUG PJ-A 01/01/50 | MUNICIPAL BOND | 14053PAA9 | 548 | 600,000 | PRN | SOLE | N/A | 600,000 | 0 | 0 | |
CAP TR AGY FL PRITY FIRST MTG REV TXBL-SILV CRK ST AUG SER B 01/01/35 | MUNICIPAL BOND | 14053PAB7 | 293 | 300,000 | PRN | SOLE | N/A | 300,000 | 0 | 0 | |
CAPITAL TR AGY FLA REV 1ST MTG-SILVER CREEK ST. AUGUSTINE PROJ | MUNICIPAL BOND | 14052WBV8 | 2,124 | 2,600,000 | PRN | SOLE | N/A | 2,600,000 | 0 | 0 | |
CAPITAL TR AGY FLA REV TAXABLE 1ST MTG-SILVER CREEK ST. AUGUSTINE PROJ | MUNICIPAL BOND | 14052WBX4 | 664 | 755,000 | PRN | SOLE | N/A | 755,000 | 0 | 0 | |
COLORADO ST EDUCATION & CULTURAL FACS AUTH - ATLAS PREP CHARTER SCHOOL | MUNICIPAL BOND | 19645RC25 | 1,357 | 1,425,000 | PRN | SOLE | N/A | 1,425,000 | 0 | 0 | |
DUTCHESS CNTY NY INDL DEV AGY-ELANT FISHKILL | MUNICIPAL BOND | 267041FP1 | 4,022 | 4,030,000 | PRN | SOLE | N/A | 4,030,000 | 0 | 0 | |
FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE | MUNICIPAL BOND | 307149AM6 | 1,775 | 2,450,000 | PRN | SOLE | N/A | 2,450,000 | 0 | 0 | |
FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REF | MUNICIPAL BOND | 307149AN4 | 471 | 650,000 | PRN | SOLE | N/A | 650,000 | 0 | 0 | |
FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER A | MUNICIPAL BOND | 140539AC1 | 1,543 | 1,555,000 | PRN | SOLE | N/A | 1,555,000 | 0 | 0 | |
FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER A | MUNICIPAL BOND | 140539AB3 | 616 | 620,000 | PRN | SOLE | N/A | 620,000 | 0 | 0 | |
FL CHARTER SCHOOL REVENUE TAXABLE RIVER CITY EDY SVCS INC PROJ -SER B | MUNICIPAL BOND | 140539AD9 | 797 | 810,000 | PRN | SOLE | N/A | 810,000 | 0 | 0 | |
FLORIDA DEV RENAISSANCE CHARTER SCH INC PROJS-SER A 06/15/46 | MUNICIPAL BOND | 34061UBV9 | 1,009 | 1,000,000 | PRN | SOLE | N/A | 1,000,000 | 0 | 0 | |
HUDSON CNTY NJ IMPT AUTH REV TAXABLE | MUNICIPAL BOND | 44372RCY2 | 1,328 | 1,225,000 | PRN | SOLE | N/A | 1,225,000 | 0 | 0 | |
IRVING TX HOTEL OCCUPANCY TAX REV TXBL SER A | MUNICIPAL BOND | 463805BQ3 | 1,998 | 1,875,000 | PRN | SOLE | N/A | 1,875,000 | 0 | 0 | |
LA VERNIA TX HIGHER EDU FIN CORP REVENUE SOUTHWEST WINNERS FNDTN INC - A | MUNICIPAL BOND | 505237AH0 | 1,766 | 1,765,000 | PRN | SOLE | N/A | 1,765,000 | 0 | 0 | |
MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT - TAXABLE 12/01/36 | MUNICIPAL BOND | 622266AA2 | 5,497 | 5,510,000 | PRN | SOLE | N/A | 5,510,000 | 0 | 0 | |
OHIO CNTY W VA CNTY COMMN SPL DIST EXCISE TAX REV RFDG-TAXABLE-SER A 5.0 | MUNICIPAL BOND | 67732PDB1 | 2,539 | 2,500,000 | PRN | SOLE | N/A | 2,500,000 | 0 | 0 | |
OHIO CNTY WV CNTY COMMISSIN SPL DIST EXCISE TAX REVENUE | MUNICIPAL BOND | 67732PCP1 | 728 | 700,000 | PRN | SOLE | N/A | 700,000 | 0 | 0 | |
PIMA CNTY AZ INDL DEV AUTH EDU REVENUE AMERICAN CHARTER SCH FDNT A | MUNICIPAL BOND | 72177MJP3 | 5,401 | 5,675,000 | PRN | SOLE | N/A | 5,675,000 | 0 | 0 | |
PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A | MUNICIPAL BOND | 72177MJQ1 | 4,445 | 4,745,000 | PRN | SOLE | N/A | 4,745,000 | 0 | 0 | |
PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER B | MUNICIPAL BOND | 72177MJR9 | 656 | 700,000 | PRN | SOLE | N/A | 700,000 | 0 | 0 | |
PIMA CNTY AZ INDL DEV AUTH EDU REVENUE ODYSSEY PREP | MUNICIPAL BOND | 72177PAZ3 | 1,921 | 1,975,000 | PRN | SOLE | N/A | 1,975,000 | 0 | 0 | |
PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLE | MUNICIPAL BOND | 73972CAN4 | 5,221 | 6,225,000 | PRN | SOLE | N/A | 6,225,000 | 0 | 0 | |
PUBLIC FIN AITH WIS ED REV TRIAD EDUCATION SERVICES INC-TXBL SER B | MUNICIPAL BOND | 74442EAY6 | 396 | 400,000 | PRN | SOLE | N/A | 400,000 | 0 | 0 | |
PUBLIC FIN AUTH WIS ED REV TAX-CORNERSTONE CHRTR ACADEMY 2/1/26 DTD | MUNICIPAL BOND | 74442EBL3 | 1,787 | 1,950,000 | PRN | SOLE | N/A | 1,950,000 | 0 | 0 | |
PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INC | MUNICIPAL BOND | 74442EAX8 | 1,803 | 1,850,000 | PRN | SOLE | N/A | 1,850,000 | 0 | 0 | |
RIVERHEAD NY IDA ECONOMIC JOB DEV CORP EDL REV TAXABLE 08/01/34 | MUNICIPAL BOND | 76876RAN1 | 3,880 | 4,425,000 | PRN | SOLE | N/A | 4,425,000 | 0 | 0 | |
SAN LUIS ARIZ FAC DEV CORP REV RFDG-TAXABLE-SR LIEN-SAN LUIS REGL | MUNICIPAL BOND | 79854SAS8 | 1,511 | 2,235,000 | PRN | SOLE | N/A | 2,235,000 | 0 | 0 | |
TANGIPAHOA PARISH LA HOSP SVC DIST NO 1 HOSP REV TAXABLE-NORTH OAKS | MUNICIPAL BOND | 875518EL2 | 735 | 690,000 | PRN | SOLE | N/A | 690,000 | 0 | 0 | |
TULANE UNIV LA RFDG-TULANE UNIV-C 02/15/36 B/E DTD 05/31/07 CLB | MUNICIPAL BOND | 899062BQ5 | 837 | 925,000 | PRN | SOLE | N/A | 925,000 | 0 | 0 | |
WARREN CNTY KY HOTEL TAX REV BUILD AMER BDS-DIRECT PMT | MUNICIPAL BOND | 934866BF0 | 505 | 475,000 | PRN | SOLE | N/A | 475,000 | 0 | 0 | |
WHEELING JESUIT UNIV INC SER 2006-C TAXABLE RFDG BD 06/01/31 | MUNICIPAL BOND | 963131AS6 | 685 | 685,000 | PRN | SOLE | N/A | 685,000 | 0 | 0 | |
WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD | MUNICIPAL BOND | 963131AA5 | 250 | 250,000 | PRN | SOLE | N/A | 250,000 | 0 | 0 | |
WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD | MUNICIPAL BOND | 963131AM9 | 235 | 235,000 | PRN | SOLE | N/A | 235,000 | 0 | 0 | |
WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD | MUNICIPAL BOND | 963131AL1 | 445 | 445,000 | PRN | SOLE | N/A | 445,000 | 0 | 0 | |
WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD | MUNICIPAL BOND | 963131AQ0 | 1,125 | 1,125,000 | PRN | SOLE | N/A | 1,125,000 | 0 | 0 |