0001633046-21-000002.txt : 20210212
0001633046-21-000002.hdr.sgml : 20210212
20210212134902
ACCESSION NUMBER: 0001633046-21-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210212
DATE AS OF CHANGE: 20210212
EFFECTIVENESS DATE: 20210212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Maven Securities LTD
CENTRAL INDEX KEY: 0001633046
IRS NUMBER: 000000000
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17724
FILM NUMBER: 21625390
BUSINESS ADDRESS:
STREET 1: 28 ESPLANADE
CITY: ST HELIER
STATE: Y9
ZIP: JE1 8SB
BUSINESS PHONE: 2038768718
MAIL ADDRESS:
STREET 1: 28 ESPLANADE
CITY: ST HELIER
STATE: Y9
ZIP: JE1 8SB
FORMER COMPANY:
FORMER CONFORMED NAME: MAVEN SECURITIES Ltd
DATE OF NAME CHANGE: 20150206
13F-HR
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0001633046
XXXXXXXX
12-31-2020
12-31-2020
Maven Securities LTD
28 ESPLANADE
ST HELIER
Y9
JE1 8SB
13F HOLDINGS REPORT
028-17724
N
Ivan Koedjikov
Director
00442036754688
Ivan Koedjikov
London
X0
02-12-2021
2
560
1011874
false
2
0001796861
028-20020
Maven Investment Partners US Ltd
1
0001759004
028-18941
Maven Investment Partners Ltd
INFORMATION TABLE
2
MSL_INFORMATIONTABLEQ42020.xml
ABBOTT LABS
COM
002824100
255
2331
SH
DFND
1
2331
0
0
ABBOTT LABS
PUT
002824950
1193
10900
SH
Put
DFND
1
10900
0
0
ABBVIE INC
COM
00287Y109
281
2622
SH
DFND
1
2622
0
0
ABBVIE INC
PUT
00287Y959
2122
19800
SH
Put
DFND
1
19800
0
0
ACACIA COMMUNICATIONS INC
COM
00401C108
7880
108000
SH
DFND
2
108000
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
232
890
SH
DFND
1
890
0
0
ACCENTURE PLC IRELAND
PUT
G1151C951
1750
6700
SH
Put
DFND
1
6700
0
0
ACTIVISION BLIZZARD INC
CALL
00507V909
502
5400
SH
Call
DFND
1
5400
0
0
ACTIVISION BLIZZARD INC
PUT
00507V959
1561
16800
SH
Put
DFND
1
16800
0
0
ADAPTHEALTH CORP
COM CL A
00653Q102
30880
815199
SH
DFND
2
815199
0
0
ADAPTIVE BIOTECHNOLOGIES COR
COM
00650F109
25579
430616
SH
DFND
2
430616
0
0
ADIENT PLC
ORD SHS
G0084W101
2815
80000
SH
DFND
2
80000
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
1979
3957
SH
DFND
1
3957
0
0
ADOBE SYSTEMS INCORPORATED
CALL
00724F901
2101
4200
SH
Call
DFND
1
4200
0
0
ADOBE SYSTEMS INCORPORATED
PUT
00724F951
7252
14500
SH
Put
DFND
1
14500
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
667
7223
SH
DFND
1
7223
0
0
ADVANCED MICRO DEVICES INC
CALL
007903907
415
4500
SH
Call
DFND
1
4500
0
0
ADVANCED MICRO DEVICES INC
PUT
007903957
1523
16500
SH
Put
DFND
1
16500
0
0
ADVANTAGE SOLUTIONS INC
*W EXP 07/18/202
00791N110
867
300000
SH
DFND
2
300000
0
0
AECOM
COM
00766T100
1120
22500
SH
DFND
2
22500
0
0
AEQUI ACQUISITION CORP
UNIT 11/30/2027
00775W201
2062
200000
SH
DFND
2
200000
0
0
AERCAP HOLDINGS NV
SHS
N00985106
347
7518
SH
DFND
1
7518
0
0
AFFIMED N V
COM
N01045108
884
147532
SH
DFND
2
147532
0
0
AFLAC INC
CALL
001055902
245
5500
SH
Call
DFND
1
5500
0
0
AFLAC INC
PUT
001055952
556
12500
SH
Put
DFND
1
12500
0
0
AIR PRODS & CHEMS INC
CALL
009158906
683
2500
SH
Call
DFND
1
2500
0
0
AIR PRODS & CHEMS INC
PUT
009158956
1284
4700
SH
Put
DFND
1
4700
0
0
AIRBNB INC
COM CL A
009066101
223
1500
SH
DFND
1
1500
0
0
AIRBNB INC
COM CL A
009066101
1113
7500
SH
DFND
2
7500
0
0
ALASKA AIR GROUP INC
PUT
011659959
317
6000
SH
Put
DFND
1
6000
0
0
ALASKA COMMUNICATIONS SYS GR
COM
01167P101
49
13162
SH
DFND
2
13162
0
0
ALASKA COMMUNICATIONS SYS GR
COM
01167P101
1136
307953
SH
DFND
1
307953
0
0
ALBIREO PHARMA INC
COM
01345P106
382
10000
SH
DFND
2
10000
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
15844
101410
SH
DFND
1
101410
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
2186
29202
SH
DFND
2
29202
0
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
2264
52500
SH
DFND
2
52500
0
0
ALLOVIR INC
COM
019818103
799
19901
SH
DFND
2
19901
0
0
ALLY FINL INC
COM
02005N100
4006
111904
SH
DFND
2
111904
0
0
ALPHA HEALTHCARE ACQUISTN CO
UNIT 09/21/2027
020751202
1063
100000
SH
DFND
2
100000
0
0
ALPHABET INC
CAP STK CL C
02079K107
2994
1709
SH
DFND
1
1709
0
0
ALPHATEC HLDGS INC
COM NEW
02081G201
2506
170000
SH
DFND
2
170000
0
0
ALTIMAR ACQUISITION CORP
SHS CL A
G03707109
1077
94084
SH
DFND
2
94084
0
0
AMAZON COM INC
COM
023135106
5024
1529
SH
DFND
1
1529
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
620
40333
SH
DFND
2
40333
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
384
23750
SH
DFND
2
23750
0
0
AMGEN INC
COM
031162100
1254
5452
SH
DFND
1
5452
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
1196
51704
SH
DFND
2
51704
0
0
AMPLITUDE HLTHCRE AQUSTIN CO
*W EXP 12/01/202
03212A113
155
100000
SH
DFND
2
100000
0
0
AMYRIS INC
COM NEW
03236M200
1314
200000
SH
DFND
2
200000
0
0
ANALOG DEVICES INC
COM
032654105
2978
20160
SH
DFND
2
20160
0
0
ANNEXON INC
COM
03589W102
912
33000
SH
DFND
2
33000
0
0
ANTHEM INC
COM
036752103
235
732
SH
DFND
1
732
0
0
AON PLC
CALL
G0403H908
211
1000
SH
Call
DFND
1
1000
0
0
AON PLC
PUT
G0403H958
972
4600
SH
Put
DFND
1
4600
0
0
APEX TECHNOLOGY ACQUISITION
COM CL A
03768F102
231
15000
SH
DFND
2
15000
0
0
APPLIED MATLS INC
COM
038222105
641
7364
SH
DFND
1
7364
0
0
APTIV PLC
PUT
G6095L959
837
6400
SH
Put
DFND
1
6400
0
0
ARCH CAP GROUP LTD
ORD
G0450A105
3538
98093
SH
DFND
2
98093
0
0
ARCLIGHT CLEAN TRANSITION CO
CL A
G04561109
963
85000
SH
DFND
2
85000
0
0
ARCLIGHT CLEAN TRANSITION CO
UNIT 09/21/2025
G04561117
1830
150000
SH
DFND
2
150000
0
0
ARTIUS ACQUISITION INC
COM CL A
04316G105
425
40000
SH
DFND
2
40000
0
0
ARVINAS INC
COM
04335A105
3193
37600
SH
DFND
2
37600
0
0
ARYA SCIENCES ACQUISITION CO
COM CL A
G3166W106
1090
100000
SH
DFND
2
100000
0
0
ASCENDANT DIGITAL ACQUISITIO
COM CL A
G05155109
169
16394
SH
DFND
2
16394
0
0
AT&T INC
COM
00206R102
617
21440
SH
DFND
1
21440
0
0
ATRICURE INC
COM
04963C209
1393
25000
SH
DFND
2
25000
0
0
AUTODESK INC
COM
052769106
384
1256
SH
DFND
1
1256
0
0
AVAYA HLDGS CORP
COM
05351X101
287
15000
SH
DFND
2
15000
0
0
AVID BIOSERVICES INC
COM
05368M106
1746
150000
SH
DFND
2
150000
0
0
AZZ INC
COM
002474104
258
5445
SH
DFND
1
5445
0
0
BALLYS CORPORATION
COM
05875B106
1082
21338
SH
DFND
2
21338
0
0
BCLS ACQUISITION CORP
COM CL A
G0904B105
279
25000
SH
DFND
2
25000
0
0
BELDEN INC
COM
077454106
271
6435
SH
DFND
1
6435
0
0
BERKELEY LTS INC
COM
084310101
3028
32912
SH
DFND
2
32912
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
418
1801
SH
DFND
1
1801
0
0
BEST INC
SPONSORED ADS
08653C106
206
95300
SH
DFND
1
95300
0
0
BGC PARTNERS INC
CL A
05541T101
2048
512104
SH
DFND
2
512104
0
0
BHP GROUP LTD
SPONSORED ADS
088606108
15439
234137
SH
DFND
1
234137
0
0
BHP GROUP PLC
SPONSORED ADR
05545E209
2133
39916
SH
DFND
1
39916
0
0
BIOATLA INC
COM
09077B104
285
8197
SH
DFND
1
8197
0
0
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
488
65000
SH
DFND
2
65000
0
0
BIOGEN INC
COM
09062X103
220
898
SH
DFND
1
898
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
710
8100
SH
DFND
2
8100
0
0
BIOTELEMETRY INC
COM
090672106
6801
94348
SH
DFND
1
94348
0
0
BLACK DIAMOND THERAPEUTICS I
COM
09203E105
664
20500
SH
DFND
2
20500
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
575
5000
SH
DFND
2
5000
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
2337
65000
SH
DFND
2
65000
0
0
BRIDGETOWN HOLDINGS LTD
UNIT 10/15/2025
G1355U105
881
50000
SH
DFND
2
50000
0
0
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
82
67856
SH
DFND
2
67856
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
381
10100
SH
DFND
2
10100
0
0
BROADCOM INC
COM
11135F101
283
646
SH
DFND
1
646
0
0
BUNGE LIMITED
COM
G16962105
2596
39583
SH
DFND
2
39583
0
0
BURGUNDY TECHNOLOGY ACQU COR
CL A
G1702T116
1424
136745
SH
DFND
2
136745
0
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
4459
47500
SH
DFND
2
47500
0
0
C4 THERAPEUTICS INC
COM STK
12529R107
3655
101692
SH
DFND
2
101692
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
537
3938
SH
DFND
1
3938
0
0
CALITHERA BIOSCIENCES INC
COM
13089P101
896
175306
SH
DFND
2
175306
0
0
CALLAWAY GOLF CO
COM
131193104
604
25000
SH
DFND
2
25000
0
0
CANADIAN PAC RY LTD
COM
13645T100
9534
27500
SH
DFND
2
27500
0
0
CAPITAL ONE FINL CORP
COM
14040H105
1504
15194
SH
DFND
2
15194
0
0
CARDIOVASCULAR SYS INC DEL
COM
141619106
1313
30000
SH
DFND
2
30000
0
0
CARDTRONICS PLC
SHS CL A
G1991C105
1997
56582
SH
DFND
2
56582
0
0
CATALENT INC
COM
148806102
3330
32000
SH
DFND
2
32000
0
0
CC NEUBERGER PRIN HLDGS II
*W EXP 07/29/202
G3166T111
23
12282
SH
DFND
2
12282
0
0
CC NEUBERGER PRIN HLDGS II
UNIT 99/99/9999
G3166T129
1080
100000
SH
DFND
2
100000
0
0
CC NEUBERGER PRINCIPAL HLDNG
COM
G1992Y114
7946
721750
SH
DFND
2
721750
0
0
CC NEUBERGER PRINCIPAL HLDNG
*W EXP 99/99/999
G1992Y122
470
200000
SH
DFND
2
200000
0
0
CDK GLOBAL INC
COM
12508E101
259
5000
SH
DFND
1
5000
0
0
CELLDEX THERAPEUTICS INC NEW
COM NEW
15117B202
1112
62176
SH
DFND
2
62176
0
0
CELLECTAR BIOSCIENCES INC
COM PAR
15117F500
3709
1725000
SH
DFND
2
1725000
0
0
CENOVUS ENERGY INC
COM
15135U109
454
75200
SH
DFND
2
75200
0
0
CEREVEL THERAPEUTICS HLDNG I
*W EXP 06/09/202
15678U102
338
56667
SH
DFND
2
56667
0
0
CERTARA INC
COM
15687V109
290
8300
SH
DFND
1
8300
0
0
CF ACQUISITION CORP IV
UNIT 12/31/2027
12520T201
1551
150000
SH
DFND
2
150000
0
0
CF FIN ACQUISITION CORP III
UNIT 09/30/2027
12529D207
1529
142500
SH
DFND
2
142500
0
0
CF FINANCE ACQUISITION CORP
COM CL A
15725Q104
3795
333213
SH
DFND
2
333213
0
0
CHARLES RIV LABS INTL INC
COM
159864107
1999
8000
SH
DFND
2
8000
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
226
341
SH
DFND
1
341
0
0
CHEVRON CORP NEW
COM
166764100
262
3066
SH
DFND
1
3066
0
0
CHUBB LIMITED
COM
H1467J104
1095
7113
SH
DFND
2
7113
0
0
CHUBB LIMITED
CALL
H1467J904
616
4000
SH
Call
DFND
1
4000
0
0
CHUBB LIMITED
PUT
H1467J954
1616
10500
SH
Put
DFND
1
10500
0
0
CHURCHILL CAP CORP II
CL A
17143G106
355
34160
SH
DFND
2
34160
0
0
CHURCHILL CAPITAL CORP IV
CL A
171439102
242
24000
SH
DFND
1
24000
0
0
CHURCHILL CAPITAL CORP V
UNIT 99/99/9999
17144T206
1065
100000
SH
DFND
2
100000
0
0
CIGNA CORP NEW
COM
125523100
256
1230
SH
DFND
1
1230
0
0
CINTAS CORP
COM
172908105
272
769
SH
DFND
1
769
0
0
CIT GROUP INC
COM NEW
125581801
1920
53486
SH
DFND
2
53486
0
0
CITIC CAPITAL ACQUISITION CO
*W EXP 01/17/202
G21513117
177
100000
SH
DFND
2
100000
0
0
CITIGROUP INC
COM NEW
172967424
1735
28098
SH
DFND
2
28098
0
0
CLARIVATE PLC
ORD SHS
G21810109
245
8200
SH
DFND
1
8200
0
0
CLIMATE CHANGE CRISIS REAL I
CL A COM
18716C100
1779
164995
SH
DFND
2
164995
0
0
CLOUDERA INC
COM
18914U100
352
25000
SH
DFND
2
25000
0
0
CM LIFE SCIENCES INC
COM CL A
18978W109
609
55000
SH
DFND
2
55000
0
0
CME GROUP INC
COM
12572Q105
1565
8750
SH
DFND
8750
0
0
CNH INDL N V
SHS
N20944109
3473
275000
SH
DFND
2
275000
0
0
COCA COLA CO
COM
191216100
225
4094
SH
DFND
1
4094
0
0
CODEXIS INC
COM
192005106
1702
75000
SH
DFND
2
75000
0
0
COLLECTIVE GROWTH CORP
COM CL A
19424L101
3573
250000
SH
DFND
2
250000
0
0
COLONNADE ACQUISITION CORP
COM CL A
G2283K110
418
29858
SH
DFND
2
29858
0
0
COMPASS PATHWAYS PLC
SPONSORED ADS
20451W101
1939
40000
SH
DFND
2
40000
0
0
CONYERS PK II ACQUISITION CO
COM CL A
212896104
3951
300000
SH
DFND
2
300000
0
0
CORELOGIC INC
COM
21871D103
6719
86900
SH
DFND
2
86900
0
0
CORELOGIC INC
COM
21871D103
7932
102583
SH
DFND
1
102583
0
0
CORNER GROWTH ACQUISITION CO
UNIT 01/01/2027
G2425N121
1046
100000
SH
DFND
2
100000
0
0
COSTAR GROUP INC
COM
22160N109
1323
1430
SH
DFND
2
1430
0
0
COSTCO WHSL CORP NEW
COM
22160K105
491
1303
SH
DFND
1
1303
0
0
CREE INC
COM
225447101
463
4341
SH
DFND
1
4341
0
0
CRESCENT ACQUISITION CORP
COM CL A
22564L105
1464
138741
SH
DFND
2
138741
0
0
CRESCENT ACQUISITION CORP
*W EXP 03/08/202
22564L113
53
34832
SH
DFND
2
34832
0
0
CROWN HLDGS INC
COM
228368106
9770
97500
SH
DFND
2
97500
0
0
CSX CORP
COM
126408103
7946
87500
SH
DFND
2
87500
0
0
CURIOSITYSTREAM INC
*W EXP 10/14/202
23130Q115
344
121856
SH
DFND
2
121856
0
0
CYTOKINETICS INC
COM NEW
23282W605
738
35500
SH
DFND
2
35500
0
0
D R HORTON INC
COM
23331A109
279
3972
SH
DFND
1
3972
0
0
DANAOS CORPORATION
SHS
Y1968P121
857
40000
SH
DFND
2
40000
0
0
DANIMER SCIENTIFIC INC
COM CL A
236272100
1231
50000
SH
DFND
2
50000
0
0
DANIMER SCIENTIFIC INC
*W EXP 05/08/202
236272118
298
25000
SH
DFND
2
25000
0
0
DAQO NEW ENERGY CORP
SPNSRD ADS NEW
23703Q203
422
7300
SH
DFND
1
7300
0
0
DATTO HLDG CORP
COM
23821D100
1350
50000
SH
DFND
2
50000
0
0
DD3 ACQUISITION CORP II
UNIT 99/99/9999
23318M209
788
75000
SH
DFND
2
75000
0
0
DEERE & CO
COM
244199105
211
786
SH
DFND
1
786
0
0
DEERFIELD HEALTHCARE TECH AC
COM CL A
244413100
3900
250000
SH
DFND
2
250000
0
0
DERMTECH INC
COM
24984K105
714
20000
SH
DFND
2
20000
0
0
DEXCOM INC
COM
252131107
1850
5000
SH
DFND
2
5000
0
0
DFP HEALTHCARE ACQUISITNS CO
*W EXP 03/31/202
23343Q118
128
62500
SH
DFND
2
62500
0
0
DISCOVERY INC
COM SER C
25470F302
3502
133090
SH
DFND
2
133090
0
0
DISCOVERY INC
COM SER C
25470F302
5320
202223
SH
DFND
1
202223
0
0
DISH NETWORK CORPORATION
CL A
25470M109
809
25000
SH
DFND
2
25000
0
0
DISNEY WALT CO
COM
254687106
596
3271
SH
DFND
1
3271
0
0
DMY TECHNOLOGY GROUP INC II
COM CL A
233277102
545
31000
SH
DFND
2
31000
0
0
DMY TECHNOLOGY GROUP INC II
*W EXP 07/29/202
233277110
43
10000
SH
DFND
2
10000
0
0
DMY TECHNOLOGY GROUP INC III
UNIT 99/99/9999
233278209
1824
160000
SH
DFND
2
160000
0
0
DOCUSIGN INC
COM
256163106
479
2119
SH
DFND
1
2119
0
0
DOLLAR TREE INC
COM
256746108
1289
11933
SH
DFND
1
11933
0
0
DOMINION ENERGY INC
COM
25746U109
237
3145
SH
DFND
1
3145
0
0
DRAGONEER GROWTH OPPORTUN CO
COM CL A
G28302100
1838
138226
SH
DFND
2
138226
0
0
DRAGONEER GROWTH OPPORTUN CO
*W EXP 08/18/202
G28302118
227
50000
SH
DFND
2
50000
0
0
DRAGONEER GROWTH OPPTY CORP
SHS CL A
G28314105
2580
215000
SH
DFND
2
215000
0
0
EAST WEST BANCORP INC
COM
27579R104
254
5000
SH
DFND
1
5000
0
0
EATON CORP PLC
SHS
G29183103
202
1678
SH
DFND
1
1678
0
0
EATON CORP PLC
PUT
G29183953
2115
17600
SH
Put
DFND
1
17600
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
1551
17000
SH
DFND
2
17000
0
0
ENERSYS
COM
29275Y102
289
3464
SH
DFND
1
3464
0
0
ENVISTA HOLDINGS CORPORATION
COM
29415F104
2192
65000
SH
DFND
2
65000
0
0
EPAM SYS INC
COM
29414B104
1004
2800
SH
DFND
1
2800
0
0
EPAM SYS INC
COM
29414B104
2747
7664
SH
DFND
2
7664
0
0
EQUITABLE HLDGS INC
COM
29452E101
2551
99687
SH
DFND
2
99687
0
0
ESSA PHARMA INC
COM NEW
29668H708
415
34800
SH
DFND
2
34800
0
0
ETF SER SOLUTIONS
US GLB JETS
26922A842
576
25615
SH
DFND
1
25615
0
0
EUCRATES BIOMEDICAL ACQU COR
UNIT 10/23/2027
G3141W114
533
50000
SH
DFND
2
50000
0
0
EXPERIENCE INVT CORP
COM CL A
30217C109
226
20000
SH
DFND
2
20000
0
0
EXXON MOBIL CORP
COM
30231G102
246
5920
SH
DFND
1
5920
0
0
FACEBOOK INC
CL A
30303M102
3106
11253
SH
DFND
1
11253
0
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
2904
183581
SH
DFND
1
183581
0
0
FIAT CHRYSLER AUTOMOBILES N
CALL
N31738902
949
60000
SH
Call
DFND
1
60000
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
1770
45284
SH
DFND
2
45284
0
0
FINTECH ACQUISITION CORP IV
CL A
31810N104
1477
129650
SH
DFND
2
129650
0
0
FINTECH ACQUISITION CORP IV
UNIT 12/31/2025
31810N302
298
25000
SH
DFND
2
25000
0
0
FINTECH ACQUISITION CORP V
UNIT 99/99/9999
31810Q305
1070
100000
SH
DFND
2
100000
0
0
FIRST AMERN FINL CORP
COM
31847R102
403
7800
SH
DFND
2
7800
0
0
FIRST BANCORP P R
COM NEW
318672706
1769
191914
SH
DFND
2
191914
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
1854
3229
SH
DFND
2
3229
0
0
FIRSTMARK HORIZON ACQUISITIO
CL A COM
33765Y101
1086
101489
SH
DFND
2
101489
0
0
FISERV INC
COM
337738108
1798
15792
SH
DFND
2
15792
0
0
FIVERR INTL LTD
ORD SHS
M4R82T106
965
4700
SH
DFND
1
4700
0
0
FLEX LTD
ORD
Y2573F102
664
36639
SH
DFND
1
36639
0
0
FOLEY TRASIMENE ACQUISTN COR
COM CL A
34431F104
2952
261499
SH
DFND
2
261499
0
0
FOLEY TRASIMENE ACQUISTN COR
*W EXP 05/26/202
34431F112
87
33333
SH
DFND
2
33333
0
0
FORMA THERAPEUTICS HLDGS INC
SHS
34633R104
1108
29700
SH
DFND
2
29700
0
0
FORTE BIOSCIENCES INC
COM
34962G109
3036
83374
SH
DFND
2
83374
0
0
FORTRESS TRANS INFRST INVS L
COM REP LTD LIAB
34960P101
1754
74765
SH
DFND
2
74765
0
0
FORTRESS VALUE ACQUISITION I
COM CL A
349642108
1900
175252
SH
DFND
2
175252
0
0
FORTRESS VALUE ACQUISITION I
UNIT 08/10/2027
349642207
281
25000
SH
DFND
2
25000
0
0
FORUM MERGER III CORP
COM CL A
349885103
501
36796
SH
DFND
2
36796
0
0
4D MOLECULAR THERAPEUTICS IN
COM
35104E100
271
6500
SH
DFND
1
6500
0
0
FREQUENCY THERAPEUTICS INC
COM
35803L108
5594
150000
SH
DFND
2
150000
0
0
FTAC OLYMPUS ACQUISITION COR
CL A SHS
G37288100
207
20000
SH
DFND
2
20000
0
0
FUBOTV INC
COM
35953D104
666
20000
SH
DFND
2
20000
0
0
FUSION ACQUISITION CORP
CL A
36118H105
979
86503
SH
DFND
2
86503
0
0
GARMIN LTD
PUT
H2906T959
383
3200
SH
Put
DFND
1
3200
0
0
GENCO SHIPPING & TRADING LTD
SHS
Y2685T131
1310
175894
SH
DFND
2
175894
0
0
GENERAL MTRS CO
COM
37045V100
2092
50000
SH
DFND
2
50000
0
0
GENWORTH FINL INC
COM CL A
37247D106
821
199200
SH
DFND
2
199200
0
0
GILEAD SCIENCES INC
COM
375558103
249
4269
SH
DFND
1
4269
0
0
GILEAD SCIENCES INC
COM
375558103
933
16000
SH
DFND
2
16000
0
0
GLAUKOS CORP
COM
377322102
2994
39787
SH
DFND
2
39787
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
362
8167
SH
DFND
1
8167
0
0
GO ACQUISITION CORP
COM
362019101
257
25156
SH
DFND
2
25156
0
0
GOLAR LNG LTD
SHS
G9456A100
1832
190000
SH
DFND
2
190000
0
0
GOODRX HLDGS INC
COM CL A
38246G108
12898
305000
SH
DFND
2
305000
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
438
40000
SH
DFND
2
40000
0
0
GORES HLDGS IV INC
*W EXP 01/22/202
382865111
108
25000
SH
DFND
2
25000
0
0
GORES HLDGS V INC
COM CL A
382864106
1310
125000
SH
DFND
2
125000
0
0
GORES HLDGS V INC
*W EXP 08/05/202
382864114
42
20000
SH
DFND
2
20000
0
0
GORES HOLDINGS VI INC
UNIT 08/24/2027
38286R204
1063
100000
SH
DFND
2
100000
0
0
GREENVISION ACQUISITION CORP
COM
39678G103
258
25000
SH
DFND
2
25000
0
0
GS ACQUISITION HLDGS CORP II
COM CL A
36258Q105
1799
164107
SH
DFND
2
164107
0
0
GS ACQUISITION HLDGS CORP II
*W EXP 06/30/202
36258Q113
65
25000
SH
DFND
2
25000
0
0
HARPOON THERAPEUTICS INC
COM
41358P106
269
16200
SH
DFND
2
16200
0
0
HCI GROUP INC
COM
40416E103
650
12432
SH
DFND
2
12432
0
0
HEALTH ASSURN ACQUISITION CO
UNIT 99/99/9999
42226W208
1137
100000
SH
DFND
2
100000
0
0
HEALTH SCIENCES ACQ CORP 2
ORD SHS
G4411D109
1192
91715
SH
DFND
2
91715
0
0
HELIX ACQUISITION CORP
COM CL A
G4444C102
571
50000
SH
DFND
2
50000
0
0
HIGHLAND TRANSCEND PARTNERS
UNIT 99/99/9999
G44690116
1166
110000
SH
DFND
2
110000
0
0
HOME DEPOT INC
COM
437076102
1215
4576
SH
DFND
1
4576
0
0
HONEYWELL INTL INC
COM
438516106
273
1283
SH
DFND
1
1283
0
0
HORIZON ACQUISITION CORP
UNIT 99/99/9999
G46049121
540
50000
SH
DFND
2
50000
0
0
HORIZON THERAPEUTICS PUB L
SHS
G46188101
7315
100000
SH
DFND
2
100000
0
0
HOWMET AEROSPACE INC
COM
443201108
6850
240000
SH
DFND
2
240000
0
0
HPX CORP
SHS CL A
G32219100
271
26742
SH
DFND
2
26742
0
0
HPX CORP
*W EXP 07/14/202
G32219126
110
93718
SH
DFND
2
93718
0
0
HUDSON EXECUTIVE INVT CORP
COM CL A
443761101
1957
181082
SH
DFND
2
181082
0
0
HUDSON EXECUTIVE INVT CORP
*W EXP 06/21/202
443761119
222
128615
SH
DFND
2
128615
0
0
HUDSON EXECUTIVE INVT CORP
UNIT 06/21/2025
443761200
1593
139700
SH
DFND
2
139700
0
0
HUMANA INC
COM
444859102
236
575
SH
DFND
1
575
0
0
HYDROFARM HLDGS GROUP INC
COM
44888K209
329
6250
SH
DFND
1
6250
0
0
I MAB
SPONSORED ADS
44975P103
2094
44411
SH
DFND
2
44411
0
0
IG ACQUISITION CORP
COM CL A
449534106
221
21548
SH
DFND
2
21548
0
0
IG ACQUISITION CORP
*W EXP 10/05/202
449534114
18
10774
SH
DFND
2
10774
0
0
IHS MARKIT LTD
SHS
G47567105
1848
20569
SH
DFND
2
20569
0
0
IMMATICS N.V
*W EXP 07/01/202
N44445117
150
50000
SH
DFND
2
50000
0
0
INARI MED INC
COM
45332Y109
2365
27000
SH
DFND
2
27000
0
0
INDUSTRIAL TECH ACQU INC
UNIT 08/31/2025
456357201
108
10000
SH
DFND
2
10000
0
0
INHIBIKASE THERAPEUTICS INC
COM
45719W106
79
11000
SH
DFND
1
11000
0
0
INPHI CORP
COM
45772F107
1932
12000
SH
DFND
2
12000
0
0
INSU ACQUISITION CORP III
UNIT 12/31/2026
457817302
1067
100000
SH
DFND
2
100000
0
0
INTEL CORP
COM
458140100
1050
21074
SH
DFND
1
21074
0
0
INTELLIA THERAPEUTICS INC
COM
45826J105
3370
59568
SH
DFND
2
59568
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
591
18342
SH
DFND
2
18342
0
0
INVENTIVA SA
ADS
46124U107
947
65341
SH
DFND
2
65341
0
0
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
555
9877
SH
DFND
1
9877
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
22215
70772
SH
DFND
1
70772
0
0
ION ACQUISITION CORP 1 LTD
UNIT 99/99/9999
G49392122
733
56266
SH
DFND
2
56266
0
0
IQIYI INC
NOTE 2.000% 4/0
46267XAD0
11000
11000000
PRN
DFND
1
11000000
0
0
IQIYI INC
NOTE 4.000%12/1
46267XAE8
12000
12000000
PRN
DFND
1
12000000
0
0
ISHARES INC
MSCI MEXICO ETF
464286822
666
15300
SH
DFND
1
15300
0
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
1270
18787
SH
DFND
1
18787
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
2096
40537
SH
DFND
1
40537
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
727
4771
SH
DFND
1
4771
0
0
ITEOS THERAPEUTICS INC
COM
46565G104
844
24924
SH
DFND
2
24924
0
0
J & J SNACK FOODS CORP
COM
466032109
233
1500
SH
DFND
1
1500
0
0
JABIL INC
COM
466313103
211
4950
SH
DFND
1
4950
0
0
JAWS ACQUISITION CORP
*W EXP 99/99/999
G50744112
95
33333
SH
DFND
2
33333
0
0
JAWS SPITFIRE ACQUISITION CO
UNIT 99/99/9999
G50740128
1105
100000
SH
DFND
2
100000
0
0
JOHNSON & JOHNSON
COM
478160104
241
1527
SH
DFND
1
1527
0
0
JOHNSON CTLS INTL PLC
PUT
G51502955
252
5400
SH
Put
DFND
1
5400
0
0
KADMON HLDGS INC
COM
48283N106
1108
258173
SH
DFND
2
258173
0
0
KANDI TECHNOLOGIES GROUP INC
COM
483709101
220
29800
SH
DFND
1
29800
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
7145
35000
SH
DFND
2
35000
0
0
KARUNA THERAPEUTICS INC
COM
48576A100
7772
75000
SH
DFND
2
75000
0
0
KARYOPHARM THERAPEUTICS INC
COM
48576U106
572
36928
SH
DFND
2
36928
0
0
KINNATE BIOPHARMA INC
COM
49705R105
237
5952
SH
DFND
1
5952
0
0
KINROSS GOLD CORP
COM
496902404
2552
337500
SH
DFND
1
337500
0
0
KRANESHARES TR
CSI CHI INTERNET
500767306
869
11200
SH
DFND
1
11200
0
0
KURA ONCOLOGY INC
COM
50127T109
476
14000
SH
DFND
2
14000
0
0
LAM RESEARCH CORP
COM
512807108
493
1018
SH
DFND
1
1018
0
0
LANDCADIA HOLDINGS III INC
UNIT 99/99/9999
51476H209
510
45697
SH
DFND
2
45697
0
0
LATTICE SEMICONDUCTOR CORP
COM
518415104
548
11952
SH
DFND
1
11952
0
0
LEGEND BIOTECH CORP
SPONSORED ADS
52490G102
1081
36741
SH
DFND
2
36741
0
0
LESLIES INC
COM
527064109
1388
50000
SH
DFND
2
50000
0
0
LGL SYS ACQUISITION CORP
COM CL A
50201G106
1414
135229
SH
DFND
2
135229
0
0
LGL SYS ACQUISITION CORP
*W EXP 11/12/202
50201G114
82
49400
SH
DFND
2
49400
0
0
LGL SYS ACQUISITION CORP
UNIT 10/24/2024
50201G205
167
15000
SH
DFND
2
15000
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
1988
12553
SH
DFND
1
12553
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
4638
29284
SH
DFND
2
29284
0
0
LIGHTSPEED POS INC
SUB VTG SHS
53227R106
2013
28600
SH
DFND
1
28600
0
0
LINDE PLC
CALL
G5494J903
1238
4700
SH
Call
DFND
1
4700
0
0
LINDE PLC
PUT
G5494J953
2082
7900
SH
Put
DFND
1
7900
0
0
LIONHEART ACQUISITION CORP I
COM CL A
53625R104
152
15000
SH
DFND
2
15000
0
0
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
6219
595694
SH
DFND
1
595694
0
0
LIVANOVA PLC
SHS
G5509L101
1790
26725
SH
DFND
2
26725
0
0
LIVE OAK ACQUISITION CORP II
UNIT 99/99/9999
53804W205
1406
129600
SH
DFND
2
129600
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
3407
1691581
SH
DFND
2
1691581
0
0
LOCKHEED MARTIN CORP
COM
539830109
425
1198
SH
DFND
1
1198
0
0
LONGVIEW ACQUISITION CORP
COM CL A
543195101
2768
135000
SH
DFND
2
135000
0
0
LONGVIEW ACQUISITION CORP
*W EXP 05/27/202
543195119
233
33333
SH
DFND
2
33333
0
0
LOWES COS INC
COM
548661107
411
2561
SH
DFND
1
2561
0
0
LULULEMON ATHLETICA INC
COM
550021109
1199
3418
SH
DFND
1
3418
0
0
LUMENTUM HLDGS INC
COM
55024U109
474
4980
SH
DFND
1
4980
0
0
LYONDELLBASELL INDUSTRIES N
CALL
N53745900
284
3100
SH
Call
DFND
1
3100
0
0
LYONDELLBASELL INDUSTRIES N
PUT
N53745950
669
7300
SH
Put
DFND
1
7300
0
0
MARAVAI LIFESCIENCES HLDGS I
COM CL A
56600D107
219
7813
SH
DFND
1
7813
0
0
MARAVAI LIFESCIENCES HLDGS I
COM CL A
56600D107
2104
75000
SH
DFND
2
75000
0
0
MARINUS PHARMACEUTICALS INC
COM NEW
56854Q200
154
12500
SH
DFND
2
12500
0
0
MARQUEE RAINE ACQUISITION CO
UNIT 12/01/2025
G58442115
760
70000
SH
DFND
2
70000
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
350
7344
SH
DFND
1
7344
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
536
1501
SH
DFND
1
1501
0
0
MATCH GROUP INC NEW
COM
57667L107
1003
6600
SH
DFND
1
6600
0
0
MAXAR TECHNOLOGIES INC
COM
57778K105
390
10000
SH
DFND
2
10000
0
0
MCDONALDS CORP
COM
580135101
529
2465
SH
DFND
1
2465
0
0
MEDAVAIL HOLDINGS INC
COM
58406B103
5865
383560
SH
DFND
2
383560
0
0
MEDTECH ACQUISITION CORP
UNIT 12/18/2025
58507N204
1575
150000
SH
DFND
2
150000
0
0
MEDTRONIC PLC
SHS
G5960L103
205
1751
SH
DFND
1
1751
0
0
MEDTRONIC PLC
PUT
G5960L953
1406
12000
SH
Put
DFND
1
12000
0
0
MEGALITH FINL ACQUISITION CO
*W EXP 08/26/202
58518F117
152
51236
SH
DFND
2
51236
0
0
MICRON TECHNOLOGY INC
COM
595112103
544
7228
SH
DFND
1
7228
0
0
MICROSOFT CORP
COM
594918104
5071
22773
SH
DFND
1
22773
0
0
MIDWEST HLDG INC
COM NEW
59833J206
676
11863
SH
DFND
2
11863
0
0
MINISO GROUP HLDG LTD
SPONSORED ADS
66981J102
266
10000
SH
DFND
1
10000
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
6348
28900
SH
DFND
2
28900
0
0
MIRUM PHARMACEUTICALS INC
COM
604749101
1820
100000
SH
DFND
2
100000
0
0
MONEYGRAM INTL INC
COM NEW
60935Y208
984
174130
SH
DFND
2
174130
0
0
MONOLITHIC PWR SYS INC
COM
609839105
508
1387
SH
DFND
1
1387
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
283
3058
SH
DFND
1
3058
0
0
MORGAN STANLEY
COM NEW
617446448
386
5622
SH
DFND
1
5622
0
0
MORPHIC HLDG INC
COM
61775R105
415
12058
SH
DFND
2
12058
0
0
NATERA INC
COM
632307104
2760
27732
SH
DFND
2
27732
0
0
NATIONAL GEN HLDGS CORP
COM
636220303
1366
39960
SH
DFND
2
39960
0
0
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
556
9369
SH
DFND
2
9369
0
0
NATIONAL RETAIL PROPERTIES I
COM
637417106
206
5000
SH
DFND
1
5000
0
0
NATURAL ORDER ACQUISITION CO
UNIT 99/99/9999
63889L206
1598
145694
SH
DFND
2
145694
0
0
NAVSIGHT HLDGS INC
CL A
639358100
759
74614
SH
DFND
2
74614
0
0
NAVSIGHT HLDGS INC
*W EXP 01/01/203
639358118
135
97933
SH
DFND
2
97933
0
0
NAVSIGHT HLDGS INC
UNIT 99/99/9999
639358209
1522
142642
SH
DFND
2
142642
0
0
NETFLIX INC
COM
64110L106
979
1805
SH
DFND
1
1805
0
0
NEW JERSEY RES CORP
COM
646025106
317
8911
SH
DFND
1
8911
0
0
NEW PROVIDENCE ACQUISITION
COM CL A
64822P106
747
55000
SH
DFND
2
55000
0
0
NGM BIOPHARMACEUTICALS INC
COM
62921N105
1038
33728
SH
DFND
2
33728
0
0
NIKE INC
CL B
654106103
1408
9947
SH
DFND
1
9947
0
0
908 DEVICES INC
COM
65443P102
341
5643
SH
DFND
1
5643
0
0
908 DEVICES INC
COM
65443P102
1497
24792
SH
DFND
2
24792
0
0
9 METERS BIOPHARMA INC
COM
654405109
667
750000
SH
DFND
2
750000
0
0
NOVAVAX INC
COM NEW
670002401
707
5940
SH
DFND
2
5940
0
0
NOVUS CAP CORP
COM
67012U108
187
11865
SH
DFND
2
11865
0
0
NOVUS THERAPEUTICS INC
COM
67011N204
1718
111555
SH
DFND
2
111555
0
0
NUVASIVE INC
COM
670704105
5059
88903
SH
DFND
2
88903
0
0
NVIDIA CORPORATION
COM
67066G104
3024
5751
SH
DFND
1
5751
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
549
3445
SH
DFND
1
3445
0
0
NXP SEMICONDUCTORS N V
CALL
N6596X909
207
1300
SH
Call
DFND
1
1300
0
0
NXP SEMICONDUCTORS N V
PUT
N6596X959
622
3900
SH
Put
DFND
1
3900
0
0
OAKTREE ACQUISITION CORP II
UNIT 09/15/2027
G6715X129
539
50000
SH
DFND
2
50000
0
0
OLEMA PHARMACEUTICALS INC
COM
68062P106
278
5599
SH
DFND
1
5599
0
0
OMEROS CORP
COM
682143102
479
32937
SH
DFND
2
32937
0
0
ON SEMICONDUCTOR CORP
COM
682189105
525
16023
SH
DFND
1
16023
0
0
ONE
*W EXP 08/17/202
G7000X121
105
50000
SH
DFND
2
50000
0
0
ONE GAS INC
COM
68235P108
266
3464
SH
DFND
1
3464
0
0
OPEN LENDING CORP
COM CL A
68373J104
4317
123491
SH
DFND
2
123491
0
0
OPTION CARE HEALTH INC
COM NEW
68404L201
5266
335849
SH
DFND
2
335849
0
0
ORACLE CORP
COM
68389X105
310
4785
SH
DFND
1
4785
0
0
OTONOMY INC
COM
68906L105
324
50000
SH
DFND
2
50000
0
0
OUTFRONT MEDIA INC
COM
69007J106
2185
111688
SH
DFND
2
111688
0
0
OUTSET MED INC
COM
690145107
10353
174735
SH
DFND
2
174735
0
0
OWENS & MINOR INC NEW
COM
690732102
7902
284670
SH
DFND
2
284670
0
0
OWENS CORNING NEW
COM
690742101
3464
45000
SH
DFND
2
45000
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
1508
57213
SH
DFND
2
57213
0
0
PAGSEGURO DIGITAL LTD
COM CL A
G68707101
4179
73471
SH
DFND
2
73471
0
0
PALANTIR TECHNOLOGIES INC
CL A
69608A108
223
8900
SH
DFND
1
8900
0
0
PARKER-HANNIFIN CORP
COM
701094104
394
1447
SH
DFND
1
1447
0
0
PARSLEY ENERGY INC
CL A
701877102
2486
173466
SH
DFND
2
173466
0
0
PAYA HOLDINGS INC
COM CL A
70434P103
911
65774
SH
DFND
2
65774
0
0
PAYPAL HLDGS INC
COM
70450Y103
420
1793
SH
DFND
1
1793
0
0
PERSONALIS INC
COM
71535D106
1351
35658
SH
DFND
2
35658
0
0
PERSPECTA INC
COM
715347100
356
14779
SH
DFND
2
14779
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
2541
226256
SH
DFND
1
226256
0
0
PHATHOM PHARMACEUTICALS INC
COM
71722W107
497
14753
SH
DFND
2
14753
0
0
PIONEER NAT RES CO
COM
723787107
2057
17955
SH
DFND
1
17955
0
0
PLURALSIGHT INC
COM CL A
72941B106
315
15000
SH
DFND
2
15000
0
0
PMV CONSUMER ACQUISITION COR
COM
693486102
104
10200
SH
DFND
2
10200
0
0
PNM RES INC
COM
69349H107
8260
170000
SH
DFND
2
170000
0
0
POPULAR INC
COM NEW
733174700
1684
29752
SH
DFND
2
29752
0
0
POPULATION HEALTH INVS CO IN
UNIT 99/99/9999
G71716123
500
47620
SH
DFND
2
47620
0
0
PORCH GROUP INC
COM
733245104
2854
200000
SH
DFND
2
200000
0
0
PPD INC
COM
69355F102
342
10000
SH
DFND
2
10000
0
0
PRAXIS PRECISION MEDICINES I
COM
74006W108
1028
18531
SH
DFND
2
18531
0
0
PRIME IMPACT ACQUISITION I
*W EXP 10/01/203
G61074129
184
120502
SH
DFND
2
120502
0
0
PROCTER AND GAMBLE CO
COM
742718109
715
5136
SH
DFND
1
5136
0
0
PROPTECH INVESTMENT CORP II
UNIT 99/99/9999
743497208
128
12000
SH
DFND
2
12000
0
0
PROTAGONIST THERAPEUTICS INC
COM
74366E102
1814
90000
SH
DFND
2
90000
0
0
PROTARA THERAPEUTICS INC
COM STK
74365U107
2318
95000
SH
DFND
2
95000
0
0
PRUDENTIAL FINL INC
COM
744320102
629
8052
SH
DFND
1
8052
0
0
PTC THERAPEUTICS INC
COM
69366J200
739
12000
SH
DFND
2
12000
0
0
PUBMATIC INC
COM CL A
74467Q103
934
33050
SH
DFND
2
33050
0
0
PULTE GROUP INC
COM
745867101
217
4917
SH
DFND
1
4917
0
0
QELL ACQUISITION CORP
UNIT 10/01/2025
G7307X121
458
34000
SH
DFND
2
34000
0
0
QUALCOMM INC
COM
747525103
336
2205
SH
DFND
1
2205
0
0
QUOTIENT LTD
SHS
G73268107
5830
1100000
SH
DFND
2
1100000
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
275
3844
SH
DFND
1
3844
0
0
REALPAGE INC
COM
75606N109
2399
27500
SH
DFND
2
27500
0
0
REALPAGE INC
COM
75606N109
10270
117722
SH
DFND
1
117722
0
0
REGAL BELOIT CORP
COM
758750103
243
1979
SH
DFND
1
1979
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
772
1598
SH
DFND
1
1598
0
0
REINVENT TECHNOLOGY PARTNERS
UNIT 99/99/9999
G7483N111
479
38900
SH
DFND
2
38900
0
0
REINVENT TECHNOLOGY PARTNERS
CL A
G7483N129
139
12000
SH
DFND
1
12000
0
0
REINVENT TECHNOLOGY PARTNERS
UNIT 99/99/9999
G74847123
290
25000
SH
DFND
2
25000
0
0
RENAISSANCERE HLDGS LTD
COM
G7496G103
1668
10059
SH
DFND
2
10059
0
0
REPLAY ACQUISITION CORP
*W EXP 03/01/202
G75130115
48
25000
SH
DFND
2
25000
0
0
REPLIGEN CORP
COM
759916109
4791
25000
SH
DFND
2
25000
0
0
REPLIMUNE GROUP INC
COM
76029N106
1101
26000
SH
DFND
2
26000
0
0
RICE ACQUISITION CORP
UNIT 99/99/9999
762594208
196
16500
SH
DFND
2
16500
0
0
RMG ACQUISITION CORP II
UNIT 12/09/2025
G76083115
1115
100000
SH
DFND
2
100000
0
0
ROCKET PHARMACEUTICALS INC
COM
77313F106
5622
100000
SH
DFND
2
100000
0
0
ROTH CH ACQUISITION I CO
COM
778675108
823
50000
SH
DFND
2
50000
0
0
ROTH CH ACQUISITION I CO
*W EXP 01/28/202
778675116
268
59548
SH
DFND
2
59548
0
0
ROTH CH ACQUISITION II CO
UNIT 12/11/2025
778673202
523
50000
SH
DFND
2
50000
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
5815
166557
SH
DFND
2
166557
0
0
RUHNN HLDG LTD
ADS
781314109
56
19138
SH
DFND
1
19138
0
0
RYANAIR HOLDINGS PLC
SPONSORED ADS
783513203
6086
54342
SH
DFND
1
54342
0
0
S&P GLOBAL INC
COM
78409V104
576
1751
SH
DFND
1
1751
0
0
SAIA INC
COM
78709Y105
2279
12500
SH
DFND
2
12500
0
0
SALESFORCE COM INC
COM
79466L302
1885
8471
SH
DFND
1
8471
0
0
SANDBRIDGE ACQUISITION CORP
UNIT 99/99/9999
799793203
539
50000
SH
DFND
2
50000
0
0
SCHWAB CHARLES CORP
COM
808513105
311
5870
SH
DFND
1
5870
0
0
SEA LTD
SPONSORD ADS
81141R100
995
5000
SH
DFND
1
5000
0
0
SEA LTD
SPONSORD ADS
81141R100
4976
25000
SH
DFND
2
25000
0
0
SEER INC
COM CL A
81578P106
323
5713
SH
DFND
1
5713
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
3682
50839
SH
DFND
1
50839
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
1056
9300
SH
DFND
1
9300
0
0
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
365
5400
SH
DFND
1
5400
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
14123
87783
SH
DFND
1
87783
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
14610
495349
SH
DFND
1
495349
0
0
SENIOR CONNECT ACQUISITN COR
UNIT 12/09/2023
81723H207
1031
100000
SH
DFND
2
100000
0
0
SERVICENOW INC
COM
81762P102
213
386
SH
DFND
1
386
0
0
SEVEN OAKS ACQUISITION CORP
UNIT 12/18/2025
81787X205
2590
250000
SH
DFND
2
250000
0
0
7GC & CO HOLDINGS INC
UNIT 12/23/2025
81786A206
1055
100000
SH
DFND
2
100000
0
0
SHATTUCK LABS INC
COM
82024L103
7950
150000
SH
DFND
2
150000
0
0
SHIFT TECHNOLOGIES INC
CL A
82452T107
2481
300000
SH
DFND
2
300000
0
0
SIGILON THERAPEUTICS INC
COM
82657L107
255
5318
SH
DFND
1
5318
0
0
SILVER SPIKE ACQUISITION COR
CL A SHS
G8136L106
585
45200
SH
DFND
2
45200
0
0
SILVERBACK THERAPEUTICS INC
COM
82835W108
386
8333
SH
DFND
1
8333
0
0
SINA CORP
ORD
G81477104
660
15571
SH
DFND
2
15571
0
0
SIO GENE THERAPIES INC
COMMON
829399104
246
86788
SH
DFND
2
86788
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
237
1549
SH
DFND
1
1549
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
677
16000
SH
DFND
2
16000
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
8868
209490
SH
DFND
1
209490
0
0
SMITH A O CORP
COM
831865209
4249
77500
SH
DFND
2
77500
0
0
SOCIAL CAP HEDSPIA HLDG CO I
COM CL A
G8251K107
1174
70000
SH
DFND
2
70000
0
0
SOCIAL CAP HEDSPIA HLDG CO I
*W EXP 99/99/999
G8251K115
133
33333
SH
DFND
2
33333
0
0
SOCIAL CAPITAL HEDOSOPHA HLD
UNIT 99/99/9999
G82514129
2125
141965
SH
DFND
2
141965
0
0
SOCIAL CAPITAL HEDOSOPHA HLD
UNIT 99/99/9999
G8251L121
1300
100000
SH
DFND
2
100000
0
0
SOCIAL CAPITAL HEDOSOPHA HLD
UNIT 99/99/9999
G8252P121
1339
100000
SH
DFND
2
100000
0
0
SOFTWARE ACQUISITN GRUP INC
COM CL A
83407F101
753
75000
SH
DFND
2
75000
0
0
SOHU COM LTD
SPONSORED ADS
83410S108
764
47426
SH
DFND
1
47426
0
0
SOLITON INC
COM
834251100
1953
250000
SH
DFND
2
250000
0
0
SOTERA HEALTH CO
COM
83601L102
269
9615
SH
DFND
1
9615
0
0
SOTERA HEALTH CO
COM
83601L102
13334
477367
SH
DFND
2
477367
0
0
SOUTH JERSEY INDS INC
COM
838518108
289
13367
SH
DFND
1
13367
0
0
SOUTHWEST GAS HOLDINGS INC
COM
844895102
210
3464
SH
DFND
1
3464
0
0
SPARTAN ACQUISITION CORP II
UNIT 99/99/9999
846775203
1081
100000
SH
DFND
2
100000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
374
1000
SH
DFND
1
1000
0
0
SPDR SER TR
S&P BIOTECH
78464A870
706
4897
SH
DFND
1
4897
0
0
SPIRE INC
COM
84857L101
317
4950
SH
DFND
1
4950
0
0
SPLUNK INC
COM
848637104
270
1569
SH
DFND
1
1569
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
997
13700
SH
DFND
1
13700
0
0
STAR PEAK ENERGY TRANSITION
CL A
855185104
519
25000
SH
DFND
2
25000
0
0
STONECO LTD
COM CL A
G85158106
418
4983
SH
DFND
2
4983
0
0
SUMMIT MATLS INC
CL A
86614U100
1908
95000
SH
DFND
2
95000
0
0
SUTRO BIOPHARMA INC
COM
869367102
3056
140000
SH
DFND
2
140000
0
0
SYNDAX PHARMACEUTICALS INC
COM
87164F105
3428
150000
SH
DFND
2
150000
0
0
TAILWIND ACQUISITION CORP
COM CL A
87403Q102
182
17499
SH
DFND
1
17499
0
0
TAILWIND ACQUISITION CORP
COM CL A
87403Q102
4178
402109
SH
DFND
2
402109
0
0
TAILWIND ACQUISITION CORP
*W EXP 09/07/202
87403Q110
114
74085
SH
DFND
2
74085
0
0
TAILWIND ACQUISITION CORP
UNIT 09/07/2027
87403Q201
549
50000
SH
DFND
2
50000
0
0
TCR2 THERAPEUTICS INC
COM
87808K106
1094
35284
SH
DFND
2
35284
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
246
2029
SH
DFND
1
2029
0
0
TEKKORP DIGITAL ACQUISITN CO
UNIT 09/29/2027
G8739H122
539
50000
SH
DFND
2
50000
0
0
TELOS CORP MD
COM
87969B101
358
10870
SH
DFND
1
10870
0
0
TEXAS INSTRS INC
COM
882508104
256
1562
SH
DFND
1
1562
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
632
1356
SH
DFND
1
1356
0
0
THOMSON REUTERS CORP.
COM NEW
884903709
2728
33315
SH
DFND
2
33315
0
0
3M CO
COM
88579Y101
262
1501
SH
DFND
1
1501
0
0
3M CO
PUT
88579Y951
1398
8000
SH
Put
DFND
1
8000
0
0
THUNDER BRDG ACQUISTION II L
CL A SHS
G8857S116
825
60000
SH
DFND
2
60000
0
0
TIFFANY & CO NEW
COM
886547108
1102
8381
SH
DFND
1
8381
0
0
TORTOISE ACQUISITION CORP II
UNIT 06/14/2027
G89554110
278
24091
SH
DFND
2
24091
0
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
270
1860
SH
DFND
1
1860
0
0
TRANE TECHNOLOGIES PLC
PUT
G8994E953
552
3800
SH
Put
DFND
1
3800
0
0
TRANSDIGM GROUP INC
COM
893641100
4644
7500
SH
DFND
2
7500
0
0
TRAVERE THERAPEUTICS INC
COM
89422G107
1238
44906
SH
DFND
2
44906
0
0
TREBIA ACQUISITION CORP
COM CL A
G9027T109
1079
100000
SH
DFND
2
100000
0
0
TREBIA ACQUISITION CORP
*W EXP 99/99/999
G9027T117
110
50000
SH
DFND
2
50000
0
0
TRILLIUM THERAPEUTICS INC
COM NEW
89620X506
2220
150000
SH
DFND
2
150000
0
0
TRITERRAS INC
SHS CL A
G9103H102
664
55721
SH
DFND
2
55721
0
0
TRITON INTL LTD
CL A
G9078F107
1061
21877
SH
DFND
2
21877
0
0
TRUIST FINL CORP
COM
89832Q109
267
5571
SH
DFND
1
5571
0
0
21VIANET GROUP INC
SPONSORED ADS A
90138A103
481
13800
SH
DFND
1
13800
0
0
21VIANET GROUP INC
SPONSORED ADS A
90138A103
4426
126954
SH
DFND
2
126954
0
0
UGI CORP NEW
COM
902681105
225
6435
SH
DFND
1
6435
0
0
UNDER ARMOUR INC
CL C
904311206
2952
195736
SH
DFND
1
195736
0
0
UNION ACQUISITION CORP II
SHS
G9402Q100
520
50000
SH
DFND
2
50000
0
0
UNION PAC CORP
COM
907818108
1042
5000
SH
DFND
2
5000
0
0
UNIQURE NV
SHS
N90064101
4314
116085
SH
DFND
2
116085
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
208
1236
SH
DFND
1
1236
0
0
UNITED RENTALS INC
COM
911363109
2561
11000
SH
DFND
2
11000
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
348
993
SH
DFND
1
993
0
0
UPSTART HLDGS INC
COM
91680M107
408
10000
SH
DFND
1
10000
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
493
9000
SH
DFND
1
9000
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
825
2400
SH
DFND
1
2400
0
0
VARIAN MED SYS INC
COM
92220P105
2975
17000
SH
DFND
2
17000
0
0
VBI VACCINES INC
COM NEW
91822J103
993
328801
SH
DFND
2
328801
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
519
8832
SH
DFND
1
8832
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
898
3800
SH
DFND
2
3800
0
0
VERTIV HOLDINGS CO
COM CL A
92537N108
7908
421750
SH
DFND
2
421750
0
0
VG ACQUISITION CORP
UNIT 99/99/9999
G9446E121
620
50000
SH
DFND
2
50000
0
0
VIRTUSA CORP
COM
92827P102
7950
155478
SH
DFND
2
155478
0
0
VISA INC
COM CL A
92826C839
461
2106
SH
DFND
1
2106
0
0
VISA INC
COM CL A
92826C839
1981
9059
SH
DFND
2
9059
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
218
10397
SH
DFND
1
10397
0
0
VIVOS THERAPEUTICS INC
COM
92859E108
197
32000
SH
DFND
1
32000
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
613
36600
SH
DFND
2
36600
0
0
VULCAN MATLS CO
COM
929160109
817
5510
SH
DFND
2
5510
0
0
VY GLOBAL GROWTH
UNIT 99/99/9999
G9444H126
1089
100000
SH
DFND
2
100000
0
0
WABTEC
COM
929740108
915
12500
SH
DFND
2
12500
0
0
WATTS WATER TECHNOLOGIES INC
CL A
942749102
1308
10750
SH
DFND
2
10750
0
0
WAVE LIFE SCIENCES LTD
SHS
Y95308105
236
30000
SH
DFND
2
30000
0
0
WELLS FARGO CO NEW
COM
949746101
1437
47600
SH
DFND
2
47600
0
0
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
11518
54672
SH
DFND
2
54672
0
0
WPX ENERGY INC
COM
98212B103
3224
386160
SH
DFND
2
386160
0
0
XILINX INC
COM
983919101
8262
58141
SH
DFND
2
58141
0
0
XP INC
CL A
G98239109
708
17500
SH
DFND
2
17500
0
0
XPENG INC
ADS
98422D105
286
6500
SH
DFND
1
6500
0
0
YATSEN HLDG LTD
ADS
985194109
272
16000
SH
DFND
1
16000
0
0
YUMANITY THERAPEUTICS INC
COM
98872L102
739
43478
SH
DFND
2
43478
0
0
YY INC
NOTE 0.750% 6/1
98426TAD8
1500
1500000
PRN
DFND
1
1500000
0
0
ZAGG INC
COM
98884U108
2809
673702
SH
DFND
1
673702
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
6291
48225
SH
DFND
1
48225
0
0
ZOETIS INC
CL A
98978V103
304
1836
SH
DFND
1
1836
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
397
1122
SH
DFND
1
1122
0
0
ZOOM VIDEO COMMUNICATIONS IN
CALL
98980L901
212
600
SH
Call
DFND
1
600
0
0
ZOOM VIDEO COMMUNICATIONS IN
PUT
98980L951
813
2300
SH
Put
DFND
1
2300
0
0