Director

0001633046-20-000002.txt : 20200214 0001633046-20-000002.hdr.sgml : 20200214 20200214090343 ACCESSION NUMBER: 0001633046-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Maven Securities LTD CENTRAL INDEX KEY: 0001633046 IRS NUMBER: 000000000 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17724 FILM NUMBER: 20614390 BUSINESS ADDRESS: STREET 1: 28 ESPLANADE CITY: ST HELIER STATE: Y9 ZIP: JE1 8SB BUSINESS PHONE: 2038768718 MAIL ADDRESS: STREET 1: 28 ESPLANADE CITY: ST HELIER STATE: Y9 ZIP: JE1 8SB FORMER COMPANY: FORMER CONFORMED NAME: MAVEN SECURITIES Ltd DATE OF NAME CHANGE: 20150206 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001633046 XXXXXXXX 12-31-2019 12-31-2019 Maven Securities LTD

28 ESPLANADE ST HELIER Y9 JE1 8SB

13F HOLDINGS REPORT 028-17724 N Ivan Koedjikov Director 00442036754688 Ivan Koedjikov London X0 02-14-2020 2 370 1102835 false 2 0001796861 028-20020 Maven Investment Partners US Ltd 1 0001759004 028-18941 Maven Investment Partners Ltd INFORMATION TABLE 2 MSL_INFORMATIONTABLEQ42019.xml INFORMATION TABLE ABBOTT LABS CALL 002824900 1172 13500 SH Call DFND 1 13500 0 0 ABBOTT LABS PUT 002824950 2110 24300 SH Put DFND 1 24300 0 0 ABEONA THERAPEUTICS INC COM 00289Y107 255 75000 SH DFND 2 75000 0 0 ACACIA MUNICATIONS INC COM 00401C108 7297 107464 SH DFND 2 107464 0 0 ACCENTURE PLC IRELAND CALL G1151C901 547 2600 SH Call DFND 1 2600 0 0 ACCENTURE PLC IRELAND PUT G1151C951 821 3900 SH Put DFND 1 3900 0 0 ADAPTHEALTH CORP COM CL A 00653Q102 3030 289931 SH DFND 2 289931 0 0 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 00653A107 185 150000 SH DFND 2 150000 0 0 ADAPTIVE BIOTECHNOLOGIES COR COM 00650F109 2341 78223 SH DFND 2 78223 0 0 ADOBE SYS INC COM 00724F101 263 804 SH DFND 1 804 0 0 ADOBE SYS INC CALL 00724F901 1179 3600 SH Call DFND 1 3600 0 0 ADOBE SYS INC PUT 00724F951 7761 23700 SH Put DFND 1 23700 0 0 ADVANCED MICRO DEVICES INC COM 007903107 257 5620 SH DFND 1 5620 0 0 ADVANCED MICRO DEVICES INC CALL 007903907 623 13600 SH Call DFND 1 13600 0 0 ADVANCED MICRO DEVICES INC PUT 007903957 1570 34300 SH Put DFND 1 34300 0 0 AFFILIATED MANAGERS GROUP COM 008252108 484 5681 SH DFND 2 5681 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 10816 225000 SH DFND 2 225000 0 0 ALEXANDRIA REAL ESTATE EQ IN CALL 015271909 799 5000 SH Call DFND 1 5000 0 0 ALEXANDRIA REAL ESTATE EQ IN PUT 015271959 879 5500 SH Put DFND 1 5500 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4160 19602 SH DFND 1 19602 0 0 ALIGN TECHNOLOGY INC PUT 016255951 278 1000 SH Put DFND 1 1000 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 288 2569 SH DFND 2 2569 0 0 ALPHABET INC CAP STK CL C 02079K107 244 183 SH DFND 1 183 0 0 ALPHABET INC CALL 02079K907 2796 2100 SH Call DFND 1 2100 0 0 ALPHABET INC PUT 02079K957 31418 23600 SH Put DFND 1 23600 0 0 AMAZON INC COM 023135106 537 292 SH DFND 1 292 0 0 AMAZON COM INC CALL 023135906 2022 1100 SH Call DFND 1 1100 0 0 AMAZON COM INC PUT 023135956 21511 11700 SH Put DFND 1 11700 0 0 AMBAC FINL GROUP INC COM NEW 023139884 202 9391 SH DFND 2 9391 0 0 AMERICAN EXPRESS CO CALL 025816909 224 1800 SH Call DFND 1 1800 0 0 AMERICAS GOLD AND SILVER COR COM 03062D100 693 214624 SH DFND 1 214624 0 0 AMGEN INC CALL 031162900 1904 7900 SH Call DFND 1 7900 0 0 AMGEN INC PUT 031162950 4243 17600 SH Put DFND 1 17600 0 0 ANALOG DEVICES INC CALL 032654905 237 2000 SH Call DFND 1 2000 0 0 ANALOG DEVICES INC PUT 032654955 971 8200 SH Put DFND 1 8200 0 0 ANIXTER INTL INC COM 035290105 5580 60259 SH DFND 2 60259 0 0 APPLE INC COM 037833100 1311 4491 SH DFND 1 4491 0 0 APPLE INC CALL 037833900 8555 29300 SH Call DFND 1 29300 0 0 APPLE INC PUT 037833950 44117 151100 SH Put DFND 1 151100 0 0 APPLIED MATLS INC CALL 038222905 781 12800 SH Call DFND 1 12800 0 0 APPLIED MATLS INC PUT 038222955 1697 27800 SH Put DFND 1 27800 0 0 APTOSE BIOSCIENCES INC COM NEW 03835T200 3453 600500 SH DFND 2 600500 0 0 ARAVIVE INC COM 03890D108 2042 150000 SH DFND 2 150000 0 0 ARDELYX INC COM 039697107 750 100000 SH DFND 2 100000 0 0 ARISTA NETWORKS INC PUT 040413956 303 1500 SH Put DFND 1 1500 0 0 ARQULE INC COM 04269E107 6954 348400 SH DFND 2 348400 0 0 ASML HOLDING N V CALL N07059900 562 1900 SH Call DFND 1 1900 0 0 ASML HOLDING N V PUT N07059950 2190 7400 SH Put DFND 1 7400 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 328 6389 SH DFND 2 6389 0 0 AT&T INC CALL 00206R902 1171 30100 SH Call DFND 1 30100 0 0 AT&T INC PUT 00206R952 2104 54100 SH Put DFND 1 54100 0 0 AURINIA PHARMACEUTICALS INC COM 05156V102 4371 214673 SH DFND 2 214673 0 0 AUTODESK INC PUT 052769956 1066 5800 SH Put DFND 1 5800 0 0 AUTOMATIC DATA PROCESSING IN PUT 053015953 1017 6000 SH Put DFND 1 6000 0 0 AVAYA HLDGS CORP COM 05351X101 1768 130000 SH DFND 2 130000 0 0 AXA EQUITABLE HLDGS INC COM 054561105 332 13444 SH DFND 2 13444 0 0 AXONICS MODULATION TECH INC COM 05465P101 4335 161000 SH DFND 2 161000 0 0 BANK AMER CORP CALL 060505904 1214 34500 SH Call DFND 1 34500 0 0 BANK AMER CORP PUT 060505954 2619 74400 SH Put DFND 1 74400 0 0 BERKSHIRE HATHAWAY INC DEL CALL 084670902 1721 7600 SH Call DFND 1 7600 0 0 BERKSHIRE HATHAWAY INC DEL PUT 084670952 7155 31600 SH Put DFND 1 31600 0 0 BGC PARTNERS INC CL A 05541T101 285 48568 SH DFND 2 48568 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 15607 286271 SH DFND 1 286271 0 0 BILL COM HLDGS INC COM 090043100 266 7000 SH DFND 1 7000 0 0 BIOCRYST PHARMACEUTICALS COM 09058V103 3647 1118593 SH DFND 2 1118593 0 0 BLACKROCK INC CALL 09247X901 251 500 SH Call DFND 1 500 0 0 BLACKROCK INC PUT 09247X951 553 1100 SH Put DFND 1 1100 0 0 BLUEBIRD BIO INC COM 09609G100 5070 57265 SH DFND 2 57265 0 0 BLUEPRINT MEDICINES CORP COM 09627Y109 809 10000 SH DFND 2 10000 0 0 BOEING CO COM 097023105 782 2415 SH DFND 1 2415 0 0 BOEING CO CALL 097023905 1069 3300 SH Call DFND 1 3300 0 0 BOEING CO PUT 097023955 2560 7900 SH Put DFND 1 7900 0 0 BRIGHAM MINERALS INC CL A COM 10918L103 862 40000 SH DFND 2 40000 0 0 BRISTOL MYERS SQUIBB CO RIGHT 99/99/9999 110122157 291 94656 SH DFND 2 94656 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 434 10100 SH DFND 2 10100 0 0 BROADCOM INC COM 11135F101 367 1166 SH DFND 1 1166 0 0 BROADCOM INC CALL 11135F901 630 2000 SH Call DFND 1 2000 0 0 BROADCOM INC PUT 11135F951 4692 14900 SH Put DFND 1 14900 0 0 BRP GROUP INC COM CL A 05589G102 1547 97904 SH DFND 2 97904 0 0 BRP INC COM SUN VTG 05577W200 693 15000 SH DFND 2 15000 0 0 CADENCE DESIGN SYSTEM INC CALL 127387908 222 3200 SH Call DFND 1 3200 0 0 CADENCE DESIGN SYSTEM INC PUT 127387958 215 3100 SH Put DFND 1 3100 0 0 CANNAE HLDGS INC COM 13765N107 2511 67400 SH DFND 2 67400 0 0 CAPITAL ONE FINL CORP PUT 14040H955 513 5000 SH Put DFND 1 5000 0 0 CARE INC COM 141633107 379 25240 SH DFND 1 25240 0 0 CARROLS RESTAURANT GROUP INC COM 14574X104 120 17306 SH DFND 2 17306 0 0 CASEYS GEN STORES INC COM 147528103 542 3400 SH DFND 1 3400 0 0 CATERPILLAR INC DEL CALL 149123901 723 4900 SH Call DFND 1 4900 0 0 CATERPILLAR INC DEL PUT 149123951 1062 7200 SH Put DFND 1 7200 0 0 CENTRAL GARDEN & PET CO COM 153527106 1471 47396 SH DFND 1 47396 0 0 CERUS CORP COM 157085101 1166 284430 SH DFND 2 284430 0 0 CHARTER COMMUNICATIONS INC N PUT 16119P958 2329 4800 SH Put DFND 1 4800 0 0 CHEVRON CORP NEW CALL 166764900 1301 10800 SH Call DFND 1 10800 0 0 CHEVRON CORP NEW PUT 166764950 2144 17800 SH Put DFND 1 17800 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 841 20000 SH DFND 1 20000 0 0 CISCO SYS INC CALL 17275R902 1055 22000 SH Call DFND 1 22000 0 0 CISCO SYS INC PUT 17275R952 5746 119800 SH Put DFND 1 119800 0 0 CITIGROUP INC CALL 172967904 676 8500 SH Call DFND 1 8500 0 0 CITIGROUP INC PUT 172967954 2617 32900 SH Put DFND 1 32900 0 0 CME GROUP INC COM 12572Q105 1741 8750 SH DFND 8750 0 0 COCA COLA CO CALL 191216900 609 11000 SH Call DFND 1 11000 0 0 COCA COLA CO PUT 191216950 1477 26700 SH Put DFND 1 26700 0 0 COMCAST CORP NEW CL A 20030N101 363 8084 SH DFND 1 8084 0 0 COMCAST CORP NEW CALL 20030N901 1198 26700 SH Call DFND 1 26700 0 0 COMCAST CORP NEW PUT 20030N951 4822 107500 SH Put DFND 1 107500 0 0 COSTCO WHSL CORP NEW COM 22160K105 216 738 SH DFND 1 738 0 0 COSTCO WHSL CORP NEW CALL 22160K905 439 1500 SH Call DFND 1 1500 0 0 COSTCO WHSL CORP NEW PUT 22160K955 2721 9300 SH Put DFND 1 9300 0 0 DISNEY WALT CO CALL 254687906 316 2200 SH Call DFND 1 2200 0 0 DISNEY WALT CO PUT 254687956 1352 9400 SH Put DFND 1 9400 0 0 EATON CORP PLC PUT G29183953 379 4000 SH Put DFND 1 4000 0 0 ELANCO ANIMAL HEALTH INC COM 28414H103 2486 85000 SH DFND 2 85000 0 0 ELDORADO RESORTS INC COM 28470R102 348 5844 SH DFND 2 5844 0 0 EMERSON ELEC CO PUT 291011954 686 9000 SH Put DFND 1 9000 0 0 EQUINOX GOLD CORP COM 29446Y502 263 34000 SH DFND 1 34000 0 0 EVERSOURCE ENERGY COM 30040W108 771 9100 SH DFND 1 9100 0 0 EXICURE INC COM 30205M101 1543 536847 SH DFND 2 536847 0 0 EXTENDED STAY AMER INC UNIT 99/99/9999B 30224P200 199 13357 SH DFND 2 13357 0 0 EXXON MOBIL CORP CALL 30231G902 1319 18900 SH Call DFND 1 18900 0 0 EXXON MOBIL CORP PUT 30231G952 2177 31200 SH Put DFND 1 31200 0 0 F M C CORP PUT 302491953 519 5200 SH Put DFND 1 5200 0 0 FACEBOOK INC CL A 30303M102 274 1316 SH DFND 1 1316 0 0 FACEBOOK INC CALL 30303M902 1104 5300 SH Call DFND 1 5300 0 0 FACEBOOK INC PUT 30303M952 11704 56200 SH Put DFND 1 56200 0 0 FACTSET RESH SYS INC COM 303075105 510 1900 SH DFND 1 1900 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 325 2356 SH DFND 2 2356 0 0 FISERV INC PUT 337738958 345 3000 SH Put DFND 1 3000 0 0 FOX CORP CL B COM 35137L204 2129 58568 SH DFND 1 58568 0 0 FRANKLIN ELEC INC COM 353514102 1619 28300 SH DFND 1 28300 0 0 FREEPORT-MCMORAN INC CALL 35671D907 243 18500 SH Call DFND 1 18500 0 0 FREQUENCY THERAPEUTICS INC COM 35803L108 1009 56786 SH DFND 2 56786 0 0 GILEAD SCIENCES INC PUT 375558953 1893 29300 SH Put DFND 1 29300 0 0 GLOBAL PMTS INC COM 37940X102 136 750 SH DFND 1 750 0 0 GLOBAL PMTS INC COM 37940X102 297 1641 SH DFND 2 1641 0 0 GOLDMAN SACHS GROUP INC CALL 38141G904 460 2000 SH Call DFND 1 2000 0 0 GOLDMAN SACHS GROUP INC PUT 38141G954 2644 11500 SH Put DFND 1 11500 0 0 GORES METROPOULOS INC *W EXP 01/28/202 382872117 25 16667 SH DFND 2 16667 0 0 GORES METROPOULOS INC COM CL A 382872109 510 50001 SH DFND 2 50001 0 0 GRACO INC COM 384109104 1032 19800 SH DFND 1 19800 0 0 GRIFOLS S A SP ADR REP B NVT 398438408 569 24433 SH DFND 1 24433 0 0 GS ACQUISITION HLDGS CORP COM CL A 36255F102 2206 200000 SH DFND 2 200000 0 0 HBT FINL INC COM 404111106 189 10000 SH DFND 2 10000 0 0 HEICO CORP NEW CL A 422806208 903 10030 SH DFND 1 10030 0 0 HELMERICH & PAYNE INC COM 423452101 3109 69200 SH DFND 1 69200 0 0 HOME DEPOT INC CALL 437076902 611 2800 SH Call DFND 1 2800 0 0 HOME DEPOT INC PUT 437076952 1484 6800 SH Put DFND 1 6800 0 0 HONEYWELL INTL INC CALL 438516906 531 3000 SH Call DFND 1 3000 0 0 HONEYWELL INTL INC PUT 438516956 673 3800 SH Put DFND 1 3800 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 3038 77300 SH DFND 1 77300 0 0 IAC INTERACTIVECORP COM 44919P508 1045 4200 SH DFND 1 4200 0 0 ILLINOIS TOOL WKS INC CALL 452308909 359 2000 SH Call DFND 1 2000 0 0 IMMUNOMEDICS INC COM 452907108 16446 772460 SH DFND 2 772460 0 0 INNATE PHARMA S A SPONSORED ADS 45781K204 836 130000 SH DFND 2 130000 0 0 INSTRUCTURE INC COM 45781U103 483 9992 SH DFND 2 9992 0 0 INTEL CORP CALL 458140900 2366 39600 SH Call DFND 1 39600 0 0 INTEL CORP PUT 458140950 13356 223500 SH Put DFND 1 223500 0 0 INTERNATIONAL BUSINESS MACHS CALL 459200901 639 4800 SH Call DFND 1 4800 0 0 INTERNATIONAL BUSINESS MACHS PUT 459200951 1531 11500 SH Put DFND 1 11500 0 0 INTERNATIONAL MNY EXPRESS IN COM 46005L101 176 14458 SH DFND 2 14458 0 0 INTL PAPER CO PUT 460146953 207 4500 SH Put DFND 1 4500 0 0 INTUIT COM 461202103 279 1069 SH DFND 1 1069 0 0 INTUIT PUT 461202953 2271 8700 SH Put DFND 1 8700 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 2060 9731 SH DFND 1 9731 0 0 INVESCO QQQ TR CALL 46090E903 8469 40000 SH Call DFND 1 40000 0 0 ISHARES CALL 464286902 4103 91100 SH Call DFND 1 91100 0 0 ISHARES PUT 464286952 5265 116900 SH Put DFND 1 116900 0 0 ISHARES CALL 464286902 2518 40500 SH Call DFND 1 40500 0 0 ISHARES PUT 464286952 4191 67400 SH Put DFND 1 67400 0 0 ISHARES INC MSCI RUS ETF NEW 46434G798 328 7703 SH DFND 1 7703 0 0 ISHARES MSCI BRZ CAP ETF 464286400 506 10726 SH DFND 1 10726 0 0 ISHARES MSCI MEX CAP ETF 464286822 1382 30692 SH DFND 1 30692 0 0 ISHARES TR CALL 464287904 1933 44500 SH Call DFND 1 44500 0 0 ISHARES TR PUT 464287954 15435 355400 SH Put DFND 1 355400 0 0 ISHARES TR MSCI EAFE ETF 464287465 315 4562 SH DFND 1 4562 0 0 ISHARES TR CALL 464287905 3694 53500 SH Call DFND 1 53500 0 0 ISHARES TR PUT 464287955 6788 98300 SH Put DFND 1 98300 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 27439 613845 SH DFND 1 613845 0 0 ISHARES TR CALL 464287904 7103 158900 SH Call DFND 1 158900 0 0 ISHARES TR MSCI SAUDI ARA 46434V423 240 7789 SH DFND 1 7789 0 0 ISHARES TR CALL 464287909 932 10000 SH Call DFND 1 10000 0 0 ISHARES TR PUT 464287959 2161 23200 SH Put DFND 1 23200 0 0 JOHNSON & JOHNSON CALL 478160904 1195 8200 SH Call DFND 1 8200 0 0 JOHNSON & JOHNSON PUT 478160954 1822 12500 SH Put DFND 1 12500 0 0 JONES LANG LASALLE INC COM 48020Q107 282 1612 SH DFND 2 1612 0 0 JPMORGAN CHASE & CO CALL 46625H900 583 4200 SH Call DFND 1 4200 0 0 JPMORGAN CHASE & CO PUT 46625H950 6105 44000 SH Put DFND 1 44000 0 0 KARUNA THERAPEUTICS INC COM 48576A100 2531 35000 SH DFND 2 35000 0 0 KLA-TENCOR CORP COM 482480100 289 1635 SH DFND 1 1635 0 0 KLA-TENCOR CORP CALL 482480900 372 2100 SH Call DFND 1 2100 0 0 KLA-TENCOR CORP PUT 482480950 849 4800 SH Put DFND 1 4800 0 0 LAM RESEARCH CORP CALL 512807908 906 3100 SH Call DFND 1 3100 0 0 LAM RESEARCH CORP PUT 512807958 1725 5900 SH Put DFND 1 5900 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 228 11904 SH DFND 1 11904 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 446 3550 SH DFND 1 3550 0 0 LIBERTY MEDIA CORP DELAWARE COM SER A FRMLA 531229870 899 20540 SH DFND 1 20540 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 1329 27778 SH DFND 1 27778 0 0 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 2891 60146 SH DFND 1 60146 0 0 LIBERTY PPTY TR SH BEN INT 531172104 1400 23444 SH DFND 1 23444 0 0 LIBERTY PPTY TR SH BEN INT 531172104 4197 70296 SH DFND 2 70296 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 1055 105748 SH DFND 1 105748 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 5680 1691581 SH DFND 2 1691581 0 0 LOGMEIN INC COM 54142L109 472 5500 SH DFND 1 5500 0 0 LOGMEIN INC COM 54142L109 215 2500 SH DFND 2 2500 0 0 LPL FINL HLDGS INC COM 50212V100 239 2582 SH DFND 2 2582 0 0 MARRIOTT INTL INC NEW PUT 571903952 379 2500 SH Put DFND 1 2500 0 0 MARSH & MCLENNAN COS INC CALL 571748902 223 2000 SH Call DFND 1 2000 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 260 9797 SH DFND 1 9797 0 0 MASTERCARD INCORPORATED CALL 57636Q904 866 2900 SH Call DFND 1 2900 0 0 MASTERCARD INCORPORATED PUT 57636Q954 3850 12900 SH Put DFND 1 12900 0 0 MATCH GROUP INC COM 57665R106 1445 17500 SH DFND 1 17500 0 0 MCDONALDS CORP CALL 580135901 1087 5500 SH Call DFND 1 5500 0 0 MCDONALDS CORP PUT 580135951 810 4100 SH Put DFND 1 4100 0 0 MEDICINES CO COM 584688105 1062 12500 SH DFND 2 12500 0 0 MEDTRONIC PLC CALL G5960L903 431 3800 SH Call DFND 1 3800 0 0 MEDTRONIC PLC PUT G5960L953 941 8300 SH Put DFND 1 8300 0 0 MERCK & CO INC CALL 58933Y905 927 10200 SH Call DFND 1 10200 0 0 MERCK & CO INC PUT 58933Y955 2100 23100 SH Put DFND 1 23100 0 0 METLIFE INC CALL 59156R908 892 17500 SH Call DFND 1 17500 0 0 METLIFE INC PUT 59156R958 979 19200 SH Put DFND 1 19200 0 0 MICROCHIP TECHNOLOGY INC PUT 595017954 209 2000 SH Put DFND 1 2000 0 0 MICRON TECHNOLOGY INC COM 595112103 360 6746 SH DFND 1 6746 0 0 MICRON TECHNOLOGY INC CALL 595112903 593 11100 SH Call DFND 1 11100 0 0 MICRON TECHNOLOGY INC PUT 595112953 443 8300 SH Put DFND 1 8300 0 0 MICROSOFT CORP COM 594918104 410 6380 SH DFND 1 6380 0 0 MICROSOFT CORP CALL 594918904 3980 62000 SH Call DFND 1 62000 0 0 MICROSOFT CORP PUT 594918954 15303 238400 SH Put DFND 1 238400 0 0 MONDELEZ INTL INC PUT 609207955 1607 29300 SH Put DFND 1 29300 0 0 MORGAN STANLEY PUT 617446958 967 19000 SH Put DFND 1 19000 0 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 630 10000 SH DFND 2 10000 0 0 NEBULA ACQUISITION CORP COM CLASS A 629076100 2264 215000 SH DFND 2 215000 0 0 NETFLIX INC CALL 64110L906 647 2000 SH Call DFND 1 2000 0 0 NETFLIX INC PUT 64110L956 4465 13800 SH Put DFND 1 13800 0 0 NEXTCURE INC COM 65343E108 535 10000 SH DFND 2 10000 0 0 NIKE INC CALL 654106903 284 2800 SH Call DFND 1 2800 0 0 NIKE INC PUT 654106953 1125 11100 SH Put DFND 1 11100 0 0 NORTHWEST NAT HLDG CO COM 66765N105 623 8500 SH DFND 1 8500 0 0 NOVARTIS A G SPONSORED ADR 66987V109 1519 16000 SH DFND 2 16000 0 0 NVIDIA CORP COM 67066G104 617 2643 SH DFND 1 2643 0 0 NVIDIA CORP CALL 67066G904 1120 4800 SH Call DFND 1 4800 0 0 NVIDIA CORP PUT 67066G954 5624 24100 SH Put DFND 1 24100 0 0 NXP SEMICONDUCTORS N V CALL N6596X909 484 3800 SH Call DFND 1 3800 0 0 NXP SEMICONDUCTORS N V PUT N6596X959 738 5800 SH Put DFND 1 5800 0 0 ON SEMICONDUCTOR CORP CALL 682189905 205 8400 SH Call DFND 1 8400 0 0 ONEMAIN HLDGS INC COM 68268W103 234 5533 SH DFND 2 5533 0 0 OPORTUN FINL CORP COM 68376D104 483 20000 SH DFND 2 20000 0 0 ORACLE CORP COM 68389X105 209 3965 SH DFND 1 3965 0 0 ORACLE CORP CALL 68389X905 443 8400 SH Call DFND 1 8400 0 0 ORACLE CORP PUT 68389X955 896 17000 SH Put DFND 1 17000 0 0 ORTHOPEDIATRICS CORP COM 68752L100 3536 76200 SH DFND 2 76200 0 0 PAYPAL HLDGS INC CALL 70450Y903 839 7800 SH Call DFND 1 7800 0 0 PAYPAL HLDGS INC PUT 70450Y953 5617 52200 SH Put DFND 1 52200 0 0 PEPSICO INC CALL 713448908 1134 8300 SH Call DFND 1 8300 0 0 PEPSICO INC PUT 713448958 3184 23300 SH Put DFND 1 23300 0 0 PFIZER INC CALL 717081903 1156 29500 SH Call DFND 1 29500 0 0 PFIZER INC PUT 717081953 1547 39500 SH Put DFND 1 39500 0 0 PHILIP MORRIS INTL INC CALL 718172909 289 3400 SH Call DFND 1 3400 0 0 PHILIP MORRIS INTL INC PUT 718172959 689 8100 SH Put DFND 1 8100 0 0 PHREESIA INC COM 71944F106 5269 198077 SH DFND 2 198077 0 0 PRECISION BIOSCIENCES INC COM 74019P108 2214 160000 SH DFND 2 160000 0 0 PROCTER AND GAMBLE CO CALL 742718909 1551 12500 SH Call DFND 1 12500 0 0 PROCTER AND GAMBLE CO PUT 742718959 2991 24100 SH Put DFND 1 24100 0 0 PROGYNY INC COM 74340E103 626 22533 SH DFND 2 22533 0 0 PROLOGIS INC COM 74340W103 2479 28000 SH DFND 1 28000 0 0 PROSPERITY BANCSHARES INC COM 743606105 1100 15300 SH DFND 1 15300 0 0 PRUDENTIAL FINL INC COM 744320102 207 2223 SH DFND 1 2223 0 0 PRUDENTIAL FINL INC PUT 744320952 1258 13500 SH Put DFND 1 13500 0 0 PURPLE INNOVATION INC COM 74640Y106 347 40000 SH DFND 2 40000 0 0 QUALCOMM INC CALL 747525903 1156 13100 SH Call DFND 1 13100 0 0 QUALCOMM INC PUT 747525953 2603 29500 SH Put DFND 1 29500 0 0 RA PHARMACEUTICALS INC COM 74933V108 2145 45827 SH DFND 2 45827 0 0 RADIAN GROUP INC COM 750236101 259 10296 SH DFND 2 10296 0 0 REATA PHARMACEUTICALS INC CL A 75615P103 10256 50000 SH DFND 2 50000 0 0 RENT A CTR INC NEW COM 76009N100 370 12937 SH DFND 2 12937 0 0 REPAY HLDGS CORP COM CL A 76029L100 2602 176882 SH DFND 2 176882 0 0 REVANCE THERAPEUTICS INC COM 761330109 2362 146498 SH DFND 2 146498 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 988 23000 SH DFND 1 23000 0 0 ROCKET PHARMACEUTICALS INC COM 77313F106 729 31000 SH DFND 2 31000 0 0 RYANAIR HLDGS PLC SPONSORED ADR NE 783513203 900 10335 SH DFND 1 10335 0 0 SAGE THERAPEUTICS INC COM 78667J108 4552 62700 SH DFND 2 62700 0 0 SALESFORCE COM INC CALL 79466L902 779 4800 SH Call DFND 1 4800 0 0 SALESFORCE COM INC PUT 79466L952 1380 8500 SH Put DFND 1 8500 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 3661 29296 SH DFND 1 29296 0 0 SELECT SECTOR SPDR TR CALL 81369Y908 759 12100 SH Call DFND 1 12100 0 0 SELECT SECTOR SPDR TR CALL 81369Y907 4162 33300 SH Call DFND 1 33300 0 0 SELECT SECTOR SPDR TR CALL 81369Y906 496 7700 SH Call DFND 1 7700 0 0 SELECT SECTOR SPDR TR CALL 81369Y905 10127 329000 SH Call DFND 1 329000 0 0 SELECT SECTOR SPDR TR PUT 81369Y958 4913 78300 SH Put DFND 1 78300 0 0 SELECT SECTOR SPDR TR PUT 81369Y957 68221 545900 SH Put DFND 1 545900 0 0 SELECT SECTOR SPDR TR PUT 81369Y956 2022 31400 SH Put DFND 1 31400 0 0 SELECT SECTOR SPDR TR PUT 81369Y955 37505 1218500 SH Put DFND 1 1218500 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1283 15788 SH DFND 1 15788 0 0 SELECT SECTOR SPDR TR CALL 81369Y904 9428 116000 SH Call DFND 1 116000 0 0 SELECT SECTOR SPDR TR PUT 81369Y954 61127 752100 SH Put DFND 1 752100 0 0 SELECT SECTOR SPDR TR CALL 81369Y906 1301 21800 SH Call DFND 1 21800 0 0 SELECT SECTOR SPDR TR PUT 81369Y956 8519 142700 SH Put DFND 1 142700 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 959 9466 SH DFND 1 9466 0 0 SELECT SECTOR SPDR TR CALL 81369Y909 4052 40000 SH Call DFND 1 40000 0 0 SELECT SECTOR SPDR TR PUT 81369Y959 48421 478000 SH Put DFND 1 478000 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2292 37499 SH DFND 1 37499 0 0 SELECT SECTOR SPDR TR CALL 81369Y900 1626 26600 SH Call DFND 1 26600 0 0 SELECT SECTOR SPDR TR PUT 81369Y950 26143 427800 SH Put DFND 1 427800 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1776 19464 SH DFND 1 19464 0 0 SELECT SECTOR SPDR TR CALL 81369Y903 3932 43100 SH Call DFND 1 43100 0 0 SELECT SECTOR SPDR TR PUT 81369Y953 54592 598400 SH Put DFND 1 598400 0 0 SKYWORKS SOLUTIONS INC CALL 83088M902 375 3100 SH Call DFND 1 3100 0 0 SKYWORKS SOLUTIONS INC PUT 83088M952 870 7200 SH Put DFND 1 7200 0 0 SOHU COM LTD SPONSORED ADS 83410S108 990 87686 SH DFND 1 87686 0 0 SOUTH JERSEY INDS INC COM 838518108 2374 72300 SH DFND 1 72300 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 451 1588 SH DFND 1 1588 0 0 SPDR DOW JONES INDL AVRG ETF CALL 78467X909 568 2000 SH Call DFND 1 2000 0 0 SPDR S&P 500 ETF TR PUT 78462F953 12874 40000 SH Put DFND 1 40000 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 258 4438 SH DFND 1 4438 0 0 SPDR SERIES TRUST PUT 78464A950 228 2400 SH Put DFND 1 2400 0 0 SPDR SERIES TRUST CALL 78464A900 367 15500 SH Call DFND 1 15500 0 0 SPDR SERIES TRUST PUT 78464A950 531 22400 SH Put DFND 1 22400 0 0 SPORTSMANS WHSE HLDGS INC COM 84920Y106 362 45000 SH DFND 2 45000 0 0 SPROUT SOCIAL INC COM CL A 85209W109 239 15000 SH DFND 1 15000 0 0 STANLEY BLACK & DECKER INC PUT 854502951 265 1600 SH Put DFND 1 1600 0 0 STARBUCKS CORP PUT 855244959 2253 25700 SH Put DFND 1 25700 0 0 STARS GROUP INC COM 85570W100 429 16496 SH DFND 2 16496 0 0 STEPAN CO COM 858586100 450 4400 SH DFND 1 4400 0 0 SYNOPSYS INC COM 871607107 236 1701 SH DFND 1 1701 0 0 TAIWAN SEMICONDUCTOR MFG LTD PUT 874039950 860 15000 SH Put DFND 1 15000 0 0 TE CONNECTIVITY LTD CALL H84989904 288 3000 SH Call DFND 1 3000 0 0 TE CONNECTIVITY LTD PUT H84989954 661 6900 SH Put DFND 1 6900 0 0 TESLA INC PUT 88160R951 836 2000 SH Put DFND 1 2000 0 0 TEXAS INSTRS INC CALL 882508904 2386 18600 SH Call DFND 1 18600 0 0 TEXAS INSTRS INC PUT 882508954 3785 29500 SH Put DFND 1 29500 0 0 THERMO FISHER SCIENTIFIC INC CALL 883556902 649 2000 SH Call DFND 1 2000 0 0 THERMO FISHER SCIENTIFIC INC PUT 883556952 1526 4700 SH Put DFND 1 4700 0 0 3M CO CALL 88579Y901 370 2100 SH Call DFND 1 2100 0 0 3M CO PUT 88579Y951 1341 7600 SH Put DFND 1 7600 0 0 TRADEWEB MKTS INC CL A 892672106 1147 5697 SH DFND 2 5697 0 0 TRAVELERS COMPANIES INC CALL 89417E909 342 2500 SH Call DFND 1 2500 0 0 TRUIST FINL CORP CALL 89832Q909 225 4000 SH Call DFND 1 4000 0 0 TTEC HLDGS INC COM 89854H102 1634 41233 SH DFND 2 41233 0 0 UNION PAC CORP CALL 907818908 578 3200 SH Call DFND 1 3200 0 0 UNION PAC CORP PUT 907818958 651 3600 SH Put DFND 1 3600 0 0 UNITED TECHNOLOGIES CORP CALL 913017909 554 3700 SH Call DFND 1 3700 0 0 UNITED TECHNOLOGIES CORP PUT 913017959 1123 7500 SH Put DFND 1 7500 0 0 UNITEDHEALTH GROUP INC CALL 91324P902 793 2700 SH Call DFND 1 2700 0 0 UNITEDHEALTH GROUP INC PUT 91324P952 2616 8900 SH Put DFND 1 8900 0 0 VANECK VECTORS ETF TR CALL 92189F908 311 23500 SH Call DFND 1 23500 0 0 VANECK VECTORS ETF TR PUT 92189F958 659 49700 SH Put DFND 1 49700 0 0 VANECK VECTORS ETF TR CALL 92189F906 3168 22400 SH Call DFND 1 22400 0 0 VANECK VECTORS ETF TR PUT 92189F956 2164 15300 SH Put DFND 1 15300 0 0 VERISIGN INC PUT 92343E952 921 4800 SH Put DFND 1 4800 0 0 VERIZON COMMUNICATIONS INC CALL 92343V904 1038 16900 SH Call DFND 1 16900 0 0 VERIZON COMMUNICATIONS INC PUT 92343V954 1836 29900 SH Put DFND 1 29900 0 0 VERRA MOBILITY CORP COM 92511U102 701 50000 SH DFND 2 50000 0 0 VERTEX PHARMACEUTICALS INC PUT 92532F950 217 1000 SH Put DFND 1 1000 0 0 VIEWRAY INC COM 92672L107 1261 296702 SH DFND 2 296702 0 0 VISA INC COM CL A 92826C839 187 1000 SH DFND 1 1000 0 0 VISA INC COM CL A 92826C839 322 1727 SH DFND 2 1727 0 0 VISA INC CALL 92826C909 2408 12900 SH Call DFND 1 12900 0 0 VISA INC PUT 92826C959 4107 22000 SH Put DFND 1 22000 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 723 36600 SH DFND 2 36600 0 0 WABCO HLDGS INC COM 92927K102 474 3500 SH DFND 2 3500 0 0 WAL-MART STORES INC CALL 931142903 546 4600 SH Call DFND 1 4600 0 0 WAL-MART STORES INC PUT 931142953 1877 15800 SH Put DFND 1 15800 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 3316 10092 SH DFND 2 10092 0 0 WELLS FARGO & CO NEW CALL 949746901 1292 24100 SH Call DFND 1 24100 0 0 WELLS FARGO & CO NEW PUT 949746951 3934 73400 SH Put DFND 1 73400 0 0 WISDOMTREE TR PUT 97717W951 1329 24800 SH Put DFND 1 24800 0 0 XILINX INC CALL 983919901 303 3100 SH Call DFND 1 3100 0 0 XILINX INC PUT 983919951 303 3100 SH Put DFND 1 3100 0 0 ZAI LAB LTD ADR 98887Q104 2423 57726 SH DFND 1 57726 0 0 ZAYO GROUP HLDGS INC COM 98919V105 8049 232423 SH DFND 2 232423 0 0 ZIONS BANCORPORATION CALL 989701907 415 8000 SH Call DFND 1 8000 0 0 ZIONS BANCORPORATION PUT 989701957 623 12000 SH Put DFND 1 12000 0 0