The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADAPTIVE BIOTECHNOLOGIES COR | COM | 00650F109 | 2,513 | 52,500 | SH | DFND | 52,500 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 208 | 6,789 | SH | DFND | 2 | 6,789 | 0 | 0 | |
ALCOA CORP | COM | 013872106 | 2,559 | 110,000 | SH | DFND | 2 | 110,000 | 0 | 0 | |
ALEXANDRIA REAL ESTATE EQ IN | COM | 015271109 | 2,721 | 19,270 | SH | DFND | 19,270 | 0 | 0 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 320 | 2,300 | SH | DFND | 2,300 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 4,355 | 62,416 | SH | DFND | 2 | 62,416 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 6,040 | 85,510 | SH | DFND | 85,510 | 0 | 0 | ||
ARES MANAGEMENT CORPORATION | CL A COM STK | 03990B101 | 363 | 13,792 | SH | DFND | 13,792 | 0 | 0 | ||
ARQULE INC | COM | 04269E107 | 273 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
ARRAY BIOPHARMA INC | COM | 04269X105 | 2,819 | 61,000 | SH | DFND | 61,000 | 0 | 0 | ||
AVAYA HLDGS CORP | COM | 05351X101 | 293 | 24,930 | SH | DFND | 24,930 | 0 | 0 | ||
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 7,346 | 126,017 | SH | DFND | 2 | 126,017 | 0 | 0 | |
BHP BILLITON PLC | SPONSORED ADR | 05545E209 | 2,020 | 50,378 | SH | DFND | 2 | 50,378 | 0 | 0 | |
BJS WHSL CLUB HLDGS INC | COM | 05550J101 | 7,836 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
BRIDGEBIO PHARMA INC | COM | 10806X102 | 1,020 | 39,850 | SH | DFND | 39,850 | 0 | 0 | ||
BRIGHAM MINERALS INC | CL A COM | 10918L103 | 482 | 22,906 | SH | DFND | 22,906 | 0 | 0 | ||
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 262 | 7,500 | SH | DFND | 2 | 7,500 | 0 | 0 | |
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 353 | 10,100 | SH | DFND | 10,100 | 0 | 0 | ||
CAPITAL ONE FINL CORP | COM | 14040H105 | 315 | 3,500 | SH | DFND | 3,500 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 2,897 | 31,417 | SH | DFND | 31,417 | 0 | 0 | ||
CENTRAL GARDEN & PET CO | CL A NON-VTG | 153527205 | 2,709 | 110,670 | SH | DFND | 2 | 110,670 | 0 | 0 | |
CHEWY INC | CL A | 16679L109 | 1,524 | 45,000 | SH | DFND | 45,000 | 0 | 0 | ||
CME GROUP INC | COM | 12572Q105 | 1,695 | 8,750 | SH | DFND | 8,750 | 0 | 0 | ||
CRAY INC | COM NEW | 225223304 | 3,821 | 109,997 | SH | DFND | 109,997 | 0 | 0 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 968 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 223 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
DELL TECHNOLOGIES INC | CL C | 24703L202 | 2,164 | 42,275 | SH | DFND | 2 | 42,275 | 0 | 0 | |
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 624 | 13,960 | SH | DFND | 13,960 | 0 | 0 | ||
ENCANA CORP | COM | 292505104 | 566 | 112,997 | SH | DFND | 112,997 | 0 | 0 | ||
EXTENDED STAY AMER INC | UNIT 99/99/9999B | 30224P200 | 379 | 22,536 | SH | DFND | 22,536 | 0 | 0 | ||
FIDELITY NATIONAL FINANCIAL FNF GROUP | COM | 31620R303 | 982 | 24,576 | SH | DFND | 24,576 | 0 | 0 | ||
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 1,252 | 10,279 | SH | DFND | 10,279 | 0 | 0 | ||
FIRST AMERN FINL CORP | COM | 31847R102 | 402 | 7,500 | SH | DFND | 7,500 | 0 | 0 | ||
FIRST DATA CORP NEW | COM CL A | 32008D106 | 4,841 | 178,823 | SH | DFND | 178,823 | 0 | 0 | ||
GLOBAL PMTS INC | COM | 37940X102 | 497 | 3,114 | SH | DFND | 3,114 | 0 | 0 | ||
GORES METROPOULOS INC | UNIT 99/99/9999 | 382872208 | 524 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
GRIFOLS S A | SP ADR REP B NVT | 398438408 | 494 | 23,772 | SH | DFND | 2 | 23,772 | 0 | 0 | |
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 3,228 | 77,300 | SH | DFND | 2 | 77,300 | 0 | 0 | |
II VI INC | COM | 902104108 | 529 | 14,584 | SH | DFND | 14,584 | 0 | 0 | ||
INVITATION HOMES INC | COM | 46187W107 | 3,987 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
ISHARES MSCI THI | CAP ETF | 464286624 | 2,633 | 27,600 | SH | DFND | 2 | 27,600 | 0 | 0 | |
ISHARES TR | PHLX SEMICND ETF | 464287523 | 2,876 | 14,457 | SH | DFND | 2 | 14,457 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 1,016 | 9,096 | SH | DFND | 2 | 9,096 | 0 | 0 | |
KARUNA THERAPEUTICS INC | COM | 48576A100 | 501 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
L3 TECHNOLOGIES INC | COM | 502413107 | 5,896 | 23,856 | SH | DFND | 23,856 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | 531229409 | 5,944 | 158,125 | SH | DFND | 2 | 158,125 | 0 | 0 | |
LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 4,050 | 1,391,581 | SH | DFND | 1,391,581 | 0 | 0 | ||
LUCKIN COFFEE INC | SPONSORED ADS | 54951L109 | 194 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
MEDICINES CO | COM | 584688105 | 3,994 | 109,386 | SH | DFND | 109,386 | 0 | 0 | ||
MOTUS GI HLDGS INC | COM | 62014P108 | 1,037 | 343,500 | SH | DFND | 343,500 | 0 | 0 | ||
NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 534 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
NEOGENOMICS INC | COM NEW | 64049M209 | 663 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 1,462 | 16,000 | SH | DFND | 16,000 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 222 | 1,350 | SH | DFND | 2 | 1,350 | 0 | 0 | |
ONCOCYTE CORPORATION | COM | 68235C107 | 550 | 215,520 | SH | DFND | 215,520 | 0 | 0 | ||
ONEMAIN HLDGS INC | COM | 68268W103 | 664 | 19,723 | SH | DFND | 19,723 | 0 | 0 | ||
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 144 | 10,684 | SH | DFND | 10,684 | 0 | 0 | ||
RADIAN GROUP INC | COM | 750236101 | 628 | 27,682 | SH | DFND | 27,682 | 0 | 0 | ||
RATTLER MIDSTREAM LP | COM UNITS | 75419T103 | 1,209 | 60,725 | SH | DFND | 60,725 | 0 | 0 | ||
RED HAT INC | COM | 756577102 | 7,764 | 41,400 | SH | DFND | 41,400 | 0 | 0 | ||
RIO TINTO PLC | SPONSORED ADR | 767204100 | 3,807 | 60,455 | SH | DFND | 2 | 60,455 | 0 | 0 | |
ROKU INC | COM CL A | 77543R102 | 755 | 8,269 | SH | DFND | 2 | 8,269 | 0 | 0 | |
SCIPLAY CORP | CL A | 809087109 | 354 | 25,600 | SH | DFND | 25,600 | 0 | 0 | ||
SENTINEL ENERGY SVCS INC | *W EXP 11/02/202 | 81728P113 | 12 | 16,666 | SH | DFND | 16,666 | 0 | 0 | ||
SENTINEL ENERGY SVCS INC | CL A | 81728P105 | 1,017 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
SERES THERAPEUTICS INC | COM | 81750R102 | 526 | 165,034 | SH | DFND | 165,034 | 0 | 0 | ||
SIENTRA INC | COM | 82621J105 | 1,815 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
SOHU COM LTD | SPONSORED ADS | 83410S108 | 2,235 | 157,635 | SH | DFND | 2 | 157,635 | 0 | 0 | |
SUNTRUST BKS INC | COM | 867914103 | 1,907 | 30,554 | SH | DFND | 30,554 | 0 | 0 | ||
TARGET HOSPITALITY CORP | COM | 87615L107 | 451 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
THE REALREAL INC | COM | 88339P101 | 289 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
RMR GROUP INC | CL A | 74967R106 | 2,320 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
360 FINANCE INC | ADS | 88557W101 | 113 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 465 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
UNDER ARMOUR INC | CL C | 904311206 | 779 | 35,274 | SH | DFND | 2 | 35,274 | 0 | 0 | |
VALE S A | ADR | 91912E105 | 3,740 | 276,642 | SH | DFND | 2 | 276,642 | 0 | 0 | |
VICI PPTYS INC | COM | 925652109 | 6,634 | 303,000 | SH | DFND | 303,000 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 986 | 5,760 | SH | DFND | 5,760 | 0 | 0 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 610 | 36,600 | SH | DFND | 36,600 | 0 | 0 | ||
ZAYO GROUP HLDGS INC | COM | 98919V105 | 2,962 | 89,500 | SH | DFND | 89,500 | 0 | 0 |