0001062993-20-005761.txt : 20201117 0001062993-20-005761.hdr.sgml : 20201117 20201117143820 ACCESSION NUMBER: 0001062993-20-005761 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201117 DATE AS OF CHANGE: 20201117 EFFECTIVENESS DATE: 20201117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sunbelt Securities, Inc. CENTRAL INDEX KEY: 0001632932 IRS NUMBER: 760472120 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16583 FILM NUMBER: 201320690 BUSINESS ADDRESS: STREET 1: 2700 POST OAK BLVD, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-965-9510 MAIL ADDRESS: STREET 1: 2700 POST OAK BLVD, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001632932 XXXXXXXX 09-30-2020 09-30-2020 Sunbelt Securities, Inc.

2700 POST OAK BLVD, SUITE 1700 HOUSTON TX 77056

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464289883 817 21974 SH SOLE None 0 0 0 PEPSICO INC COM 713448108 3119 22497 SH SOLE None 0 0 0 ISHARES TR PFD AND INCM SEC 464288687 831 22784 SH SOLE None 0 0 0 INNOVATOR ETFS TR S&P 500 BUFFER 45782C433 615 0 SH SOLE None 0 0 0 ISHARES TR INTL SEL DIV ETF 464288448 612 24533 SH SOLE None 0 0 0 INNOVATOR ETFS TR MSCI EAFE PWR 45782C722 570 24711 SH SOLE None 0 0 0 BP PLC SPONSORED ADR 055622104 432 24790 SH SOLE None 0 0 0 INNOVATOR ETFS TR S&P 500 BUFFER 45782C664 712 0 SH SOLE None 0 0 0 MARATHON PETE CORP COM 56585A102 769 26194 SH SOLE None 0 0 0 CHEVRON CORP NEW COM 166764100 1889 26229 SH SOLE None 0 0 0 CVS HEALTH CORP COM 126650100 1570 26809 SH SOLE None 0 0 0 MICROSOFT CORP COM 594918104 5868 27888 SH SOLE None 0 0 0 INNOVATOR ETFS TR RUSSELL 2000 PWR 45782C284 697 28369 SH SOLE None 0 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 6793 29355 SH SOLE None 0 0 0 FORD MTR CO DEL COM 345370860 196 29412 SH SOLE None 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 1902 29848 SH SOLE None 0 0 0 DNP SELECT INCOME FD INC COM 23325P104 304 30320 SH SOLE None 0 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 3656 30509 SH SOLE None 0 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 1677 30533 SH SOLE None 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1372 31057 SH SOLE None 0 0 0 JPMORGAN CHASE & CO COM 46625H100 3018 31339 SH SOLE None 0 0 0 AMERICAN FIN TR INC COM CLASS A 02607T109 204 32517 SH SOLE None 0 0 0 ISHARES TR CORE MSCI EURO 46434V738 1480 33095 SH SOLE None 0 0 0 ISHARES TR CORE MSCI EAFE 46432F842 2012 33369 SH SOLE None 0 0 0 QUALCOMM INC COM 747525103 3975 33742 SH SOLE None 0 0 0 VISA INC COM CL A 92826C839 6870 34356 SH SOLE None 0 0 0 VALERO ENERGY CORP COM 91913Y100 1545 35674 SH SOLE None 0 0 0 BK OF AMERICA CORP COM 060505104 876 36368 SH SOLE None 0 0 0 DOW INC COM 260557103 1735 36866 SH SOLE None 0 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2760 37296 SH SOLE None 0 0 0 EXXON MOBIL CORP COM 30231G102 1294 37700 SH SOLE None 0 0 0 INTERNATIONAL PAPER CO COM 460146103 1536 37890 SH SOLE None 0 0 0 HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 340 39549 SH SOLE None 0 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 643 40691 SH SOLE None 0 0 0 BLACKROCK ENHANCD CAP & INM COM 09256A109 666 43050 SH SOLE None 0 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1197 43219 SH SOLE None 0 0 0 ABBVIE INC COM 00287Y109 3837 43807 SH SOLE None 0 0 0 INNOVATOR ETFS TR S&P 500 BUFFER 45782C698 1252 44394 SH SOLE None 0 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2704 45704 SH SOLE None 0 0 0 LANDMARK INFRASTRCTUR PARTR COM UNIT LTD 51508J108 452 50000 SH SOLE None 0 0 0 FIDELITY COVINGTON TRUST MSCI ENERGY IDX 316092402 407 51490 SH SOLE None 0 0 0 ARES CAPITAL CORP COM 04010L103 796 57091 SH SOLE None 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3498 58887 SH SOLE None 0 0 0 ISHARES TR CORE DIV GRWTH 46434V621 2361 59330 SH SOLE None 0 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 1741 61043 SH SOLE None 0 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1997 0 SH SOLE None 0 0 0 CISCO SYS INC COM 17275R102 2718 68990 SH SOLE None 0 0 0 WISDOMTREE TR 90/60 BALNCED FD 97717Y790 2329 69984 SH SOLE None 0 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1478 70121 SH SOLE None 0 0 0 PFIZER INC COM 717081103 2701 73593 SH SOLE None 0 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 1514 75767 SH SOLE None 0 0 0 ISHARES TR CORE S&P TTL STK 464287150 5948 78787 SH SOLE None 0 0 0 APPLE INC COM 037833100 9445 81361 SH SOLE None 0 0 0 AT&T INC COM 00206R102 2352 82501 SH SOLE None 0 0 0 WELLS FARGO CO NEW COM 949746101 2007 85369 SH SOLE None 0 0 0 EURONAV NV SHS B38564108 789 89378 SH SOLE None 0 0 0 FIDELITY COVINGTON TRUST QLTY FCTOR ETF 316092790 3597 92097 SH SOLE None 0 0 0 PREFERRED APT CMNTYS INC COM 74039L103 544 100797 SH SOLE None 0 0 0 VIACOMCBS INC CL B 92556H206 2974 106172 SH SOLE None 0 0 0 AGNC INVT CORP COM 00123Q104 1513 108767 SH SOLE None 0 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 610 112628 SH SOLE None 0 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 2018 135762 SH SOLE None 0 0 0 KINDER MORGAN INC DEL COM 49456B101 1731 140367 SH SOLE None 0 0 0 BLUEROCK RESIDENTIAL GWT REI COM CL A 09627J102 1314 173334 SH SOLE None 0 0 0 MAIDEN HOLDINGS LTD SHS G5753U112 366 300000 SH SOLE None 0 0 0 INNOVATOR ETFS TR S&P 500 BUFFER 45782C409 10418 366500 SH SOLE None 0 0 0 ISHARES GOLD TRUST ISHARES 464285105 9012 500963 SH SOLE None 0 0 0 CONTANGO OIL & GAS CO COM NEW 21075N204 780 697364 SH SOLE None 0 0 0 LUBYS INC COM 549282101 3006 1051095 SH SOLE None 0 0 0