0001062993-17-001010.txt : 20170215
0001062993-17-001010.hdr.sgml : 20170215
20170215153011
ACCESSION NUMBER: 0001062993-17-001010
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20170215
DATE AS OF CHANGE: 20170215
EFFECTIVENESS DATE: 20170215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunbelt Securities, Inc.
CENTRAL INDEX KEY: 0001632932
IRS NUMBER: 760472120
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16583
FILM NUMBER: 17614437
BUSINESS ADDRESS:
STREET 1: 2700 POST OAK BLVD, SUITE 1700
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-965-9510
MAIL ADDRESS:
STREET 1: 2700 POST OAK BLVD, SUITE 1700
CITY: HOUSTON
STATE: TX
ZIP: 77056
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001632932
XXXXXXXX
06-30-2015
06-30-2015
true
1
RESTATEMENT
Sunbelt Securities, Inc.
2700 POST OAK BLVD, SUITE 1700
HOUSTON
TX
77056
13F HOLDINGS REPORT
028-16583
N
Patrick Smetek
CCO
713-965-9510
Patrick Smetek
Houston
TX
02-15-2017
0
124
72648
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
AT&T INC
COM
00206R102
231
6493
SH
SOLE
NONE
0
0
6493
ABBOTT LABS
COM
002824100
609
12403
SH
SOLE
NONE
0
0
12403
ABBVIE INC
COM
00287Y109
242
3609
SH
SOLE
NONE
0
0
3609
ACETO CORP
COM
004446100
246
10000
SH
SOLE
NONE
0
0
10000
AEROPOSTALE
COM
007865108
24
14850
SH
SOLE
NONE
0
0
14850
ALPHA NAT RES INC
COM
02076X102
17
57350
SH
SOLE
NONE
0
0
57350
AMERICAN RLTY CAP PPTYS INC
COM
02917T104
125
15366
SH
SOLE
NONE
0
0
15366
ANNALY CAP MGMT INC
COM
035710409
202
21950
SH
SOLE
NONE
0
0
21950
APACHE CORP
COM
037411105
269
4669
SH
SOLE
NONE
0
0
4669
APPLE INC
COM
037833100
1724
13746
SH
SOLE
NONE
0
0
13746
ARCH COAL INC
COM
039380100
4
12750
SH
SOLE
NONE
0
0
12750
ARCHER DANIELS MIDLAND CO
COM
039483102
241
5000
SH
SOLE
NONE
0
0
5000
ARLINGTON ASSET INVT CORP
CL A NEW
041356205
399
20386
SH
SOLE
NONE
0
0
20386
AVON PRODS INC
COM
054303102
119
18950
SH
SOLE
NONE
0
0
18950
BP PLC
SPONSORED ADR
055622104
215
5371
SH
SOLE
NONE
0
0
5371
BANK AMER CORP
COM
060505104
10328
606797
SH
SOLE
NONE
0
0
606797
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2509
18433
SH
SOLE
NONE
0
0
18433
BIOGEN INC
COM
09062X103
269
666
SH
SOLE
NONE
0
0
666
BLACKROCK INTL GRWTH & INC T
COM BENE INTER
092524107
98
13460
SH
SOLE
NONE
0
0
13460
BRISTOL MYERS SQUIBB CO
COM
110122108
303
4561
SH
SOLE
NONE
0
0
4561
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
648
18559
SH
SOLE
NONE
0
0
18559
CBS CORP NEW
CL B
124857202
207
3724
SH
SOLE
NONE
0
0
3724
CVR REFNG LP
COMUNIT REP LT
12663P107
238
12986
SH
SOLE
NONE
0
0
12986
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
112
10177
SH
SOLE
NONE
0
0
10177
CHENIERE ENERGY INC
COM NEW
16411R208
295
4257
SH
SOLE
NONE
0
0
4257
CHEVRON CORP NEW
COM
166764100
597
6193
SH
SOLE
NONE
0
0
6193
CISCO SYS INC
COM
17275R102
444
16152
SH
SOLE
NONE
0
0
16152
CITIGROUP INC
COM NEW
172967424
3199
57916
SH
SOLE
NONE
0
0
57916
CLIFFS NAT RES INC
COM
18683K101
45
10451
SH
SOLE
NONE
0
0
10451
COCA COLA CO
COM
191216100
277
7049
SH
SOLE
NONE
0
0
7049
CONNS INC
COM
208242107
661
16650
SH
SOLE
NONE
0
0
16650
CONOCOPHILLIPS
COM
20825C104
379
6175
SH
SOLE
NONE
0
0
6175
CREDIT SUISSE ASSET MGMT INC
COM
224916106
92
28897
SH
SOLE
NONE
0
0
28897
CREE INC
COM
225447101
208
8000
SH
SOLE
NONE
0
0
8000
CREDIT SUISSE HIGH YLD BND F
SH BEN INT
22544F103
27
10542
SH
SOLE
NONE
0
0
10542
DANAHER CORP DEL
COM
235851102
286
3343
SH
SOLE
NONE
0
0
3343
DIAGEO P L C
SPON ADR NEW
25243Q205
335
2890
SH
SOLE
NONE
0
0
2890
DISNEY WALT CO
COM DISNEY
254687106
218
1906
SH
SOLE
NONE
0
0
1906
DREYFUS HIGH YIELD STRATEGIE
SH BEN INT
26200S101
114
34147
SH
SOLE
NONE
0
0
34147
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
415
36492
SH
SOLE
NONE
0
0
36492
EATON VANCE TAX MNGD GBL DV
COM
27829F108
438
45251
SH
SOLE
NONE
0
0
45251
EXXON MOBIL CORP
COM
30231G102
1105
13287
SH
SOLE
NONE
0
0
13287
FACEBOOK INC
CL A
30303M102
283
3303
SH
SOLE
NONE
0
0
3303
FIFTH STREET FINANCE CORP
COM
31678A103
158
24155
SH
SOLE
NONE
0
0
24155
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
393
16094
SH
SOLE
NONE
0
0
16094
GALLAGHER ARTHUR J & CO
COM
363576109
216
4573
SH
SOLE
NONE
0
0
4573
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
108
16595
SH
SOLE
NONE
0
0
16595
GENERAL ELECTRIC CO
COM
369604103
3567
134245
SH
SOLE
NONE
0
0
134245
GILEAD SCIENCES INC
COM
375558103
427
3649
SH
SOLE
NONE
0
0
3649
GRUMA SAB DE CV
SPON ADR CL B
400131306
727
14119
SH
SOLE
NONE
0
0
14119
HSBC HLDGS PLC
SPON ADR NEW
404280406
455
10162
SH
SOLE
NONE
0
0
10162
HOME DEPOT INC
COM
437076102
700
6296
SH
SOLE
NONE
0
0
6296
HONDA MOTOR LTD
AMERN SHS
438128308
231
7143
SH
SOLE
NONE
0
0
7143
HONEYWELL INTL INC
COM
438516106
215
2106
SH
SOLE
NONE
0
0
2106
INTEL CORP
COM
458140100
653
21462
SH
SOLE
NONE
0
0
21462
INTERNATIONAL BUSINESS MACHS
COM
459200101
344
2117
SH
SOLE
NONE
0
0
2117
ISHARES TR
CORE S&P500 ETF
464287200
1962
9469
SH
SOLE
NONE
0
0
9469
ISHARES TR
MSCI EMG MKT ETF
464287234
293
7405
SH
SOLE
NONE
0
0
7405
ISHARES TR
S&P 500 GRWT ETF
464287309
2274
19972
SH
SOLE
NONE
0
0
19972
ISHARES TR
MSCI EAFE ETF
464287465
231
3643
SH
SOLE
NONE
0
0
3643
ISHARES TR
S&P MC 400GR ETF
464287606
791
4664
SH
SOLE
NONE
0
0
4664
ISHARES TR
U.S. REAL ES ETF
464287739
232
3257
SH
SOLE
NONE
0
0
3257
ISHARES TR
SP SMCP600GR ETF
464287887
616
4706
SH
SOLE
NONE
0
0
4706
ISHARES
U.S. PFD STK ETF
464288687
468
11938
SH
SOLE
NONE
0
0
11938
ISHARES INC
CORE MSCI EMKT
46434G103
364
7572
SH
SOLE
NONE
0
0
7572
JPMORGAN CHASE & CO
COM
46625H100
595
8787
SH
SOLE
NONE
0
0
8787
JOHNSON & JOHNSON
COM
478160104
482
4942
SH
SOLE
NONE
0
0
4942
KIMBERLY CLARK CORP
COM
494368103
250
2357
SH
SOLE
NONE
0
0
2357
KINDER MORGAN INC DEL
COM
49456B101
213
5553
SH
SOLE
NONE
0
0
5553
LEUCADIA NATL CORP
COM
527288104
611
25169
SH
SOLE
NONE
0
0
25169
LILLY ELI & CO
COM
532457108
251
3001
SH
SOLE
NONE
0
0
3001
LINN ENERGY LLC
UNIT LTD LIAB
536020100
228
25603
SH
SOLE
NONE
0
0
25603
LOEWS CORP
COM
540424108
330
8575
SH
SOLE
NONE
0
0
8575
LUBYS INC
COM
549282101
1213
250100
SH
SOLE
NONE
0
0
250100
MANAGED HIGH YIELD PLUS FD I
COM
561911108
96
53500
SH
SOLE
NONE
0
0
53500
MARKEL CORP
COM
570535104
362
452
SH
SOLE
NONE
0
0
452
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
258
10702
SH
SOLE
NONE
0
0
10702
MCDONALDS CORP
COM
580135101
317
3335
SH
SOLE
NONE
0
0
3335
MICROCHIP TECHNOLOGY INC
COM
595017104
319
6727
SH
SOLE
NONE
0
0
6727
NEWCASTLE INVT CORP NEW
COM PAR $0.01
65105M603
58
13182
SH
SOLE
NONE
0
0
13182
NORTH EUROPEAN OIL RTY TR
SH BEN INT
659310106
114
10000
SH
SOLE
NONE
0
0
10000
NOVARTIS A G
SPONSORED ADR
66987V109
512
5203
SH
SOLE
NONE
0
0
5203
NUVEEN AMT-FREE MUN INCOME F
COM
670657105
132
10348
SH
SOLE
NONE
0
0
10348
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
342
39702
SH
SOLE
NONE
0
0
39702
ORACLE CORP
COM
68389X105
934
23171
SH
SOLE
NONE
0
0
23171
PNC FINL SVCS GROUP INC
COM
693475105
246
2576
SH
SOLE
NONE
0
0
2576
PALO ALTO NETWORKS INC
COM
697435105
347
1985
SH
SOLE
NONE
0
0
1985
PAYCHEX INC
COM
704326107
342
7300
SH
SOLE
NONE
0
0
7300
PENGROWTH ENERGY CORP
COM
70706P104
32
12894
SH
SOLE
NONE
0
0
12894
PEPSICO INC
COM
713448108
542
5807
SH
SOLE
NONE
0
0
5807
PFIZER INC
COM
717081103
279
8326
SH
SOLE
NONE
0
0
8326
PRECISION CASTPARTS CORP
COM
740189105
1213
6070
SH
SOLE
NONE
0
0
6070
PROCTER & GAMBLE CO
COM
742718109
851
10875
SH
SOLE
NONE
0
0
10875
PROSHARES TR
ULTRAPRO SH NW14
74348A418
226
9100
SH
SOLE
NONE
0
0
9100
PROSPECT CAPITAL CORPORATION
COM
74348T102
186
25231
SH
SOLE
NONE
0
0
25231
PRUDENTIAL SHT DURATION HG Y
COM
74442F107
180
11608
SH
SOLE
NONE
0
0
11608
RCS CAP CORP
COM CL A
74937W102
191
24995
SH
SOLE
NONE
0
0
24995
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
320
5573
SH
SOLE
NONE
0
0
5573
SANDRIDGE ENERGY INC
COM
80007P307
13
15250
SH
SOLE
NONE
0
0
15250
SCHLUMBERGER LTD
COM
806857108
237
2752
SH
SOLE
NONE
0
0
2752
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
476
11471
SH
SOLE
NONE
0
0
11471
STEIN MART INC
COM
858375108
106
10132
SH
SOLE
NONE
0
0
10132
STEWART INFORMATION SVCS COR
COM
860372101
224
5634
SH
SOLE
NONE
0
0
5634
TARGET CORP
COM
87612E106
718
8797
SH
SOLE
NONE
0
0
8797
TASEKO MINES LTD
COM
876511106
7
11850
SH
SOLE
NONE
0
0
11850
3M CO
COM
88579Y101
405
2622
SH
SOLE
NONE
0
0
2622
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
402
3003
SH
SOLE
NONE
0
0
3003
TWITTER INC
COM
90184L102
256
7060
SH
SOLE
NONE
0
0
7060
US BANCORP DEL
COM NEW
902973304
270
6230
SH
SOLE
NONE
0
0
6230
UNILEVER PLC
SPON ADR NEW
904767704
215
5001
SH
SOLE
NONE
0
0
5001
UNILEVER N V
N Y SHS NEW
904784709
331
7913
SH
SOLE
NONE
0
0
7913
UNITED PARCEL SERVICE INC
CL B
911312106
328
3385
SH
SOLE
NONE
0
0
3385
VALEANT PHARMACEUTICALS INTL
COM
91911K102
316
1424
SH
SOLE
NONE
0
0
1424
WAL-MART STORES INC
COM
931142103
222
3135
SH
SOLE
NONE
0
0
3135
WALGREENS BOOTS ALLIANCE INC
COM
931427108
246
2911
SH
SOLE
NONE
0
0
2911
WALTER ENERGY INC
COM
93317Q105
5
21462
SH
SOLE
NONE
0
0
21462
WELLS FARGO & CO NEW
COM
949746101
5025
89355
SH
SOLE
NONE
0
0
89355
YAHOO INC
COM
984332106
4187
106562
SH
SOLE
NONE
0
0
106562
ALLERGAN PLC
SHS
G0177J108
352
1160
SH
SOLE
NONE
0
0
1160
FRONTLINE LTD
SHS
G3682E127
30
12200
SH
SOLE
NONE
0
0
12200
HERBALIFE LTD
COM USD SHS
G4412G101
765
13885
SH
SOLE
NONE
0
0
13885
SEADRILL LIMITED
SHS
G7945E105
230
22200
SH
SOLE
NONE
0
0
22200
TRANSOCEAN LTD
REG SHS
H8817H100
232
14364
SH
SOLE
NONE
0
0
14364
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
255
2462
SH
SOLE
NONE
0
0
2462