0000950123-17-004828.txt : 20170512
0000950123-17-004828.hdr.sgml : 20170512
20170512163642
ACCESSION NUMBER: 0000950123-17-004828
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170512
DATE AS OF CHANGE: 20170512
EFFECTIVENESS DATE: 20170512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lightyear Capital LLC
CENTRAL INDEX KEY: 0001632899
IRS NUMBER: 134146067
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16460
FILM NUMBER: 17839259
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-328-0555
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001632899
XXXXXXXX
03-31-2017
03-31-2017
Lightyear Capital LLC
9 WEST 57TH STREET, 31ST FLOOR
NEW YORK
NY
10019
13F COMBINATION REPORT
028-16460
28-11308
RidgeWorth Capital Management LLC
28-16444
Wealth Enhancement Advisory Services, LLC
28-17493
Advisor Group, Inc.
Y
Each of RidgeWorth Capital Management LLC, Wealth Enhancement Advisory Services, LLC and Advisor Group, Inc. is an affiliate of a portfolio company owned by an investment fund advised by an affiliate of Lightyear Capital LLC. Lightyear Capital LLC has information barriers in place with each of RidgeWorth Capital Management LLC, Wealth Enhancement Advisory Services, LLC and Advisor Group, Inc. However, under Section 13(f) of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder, Lightyear Capital LLC may be deemed to have shared investment discretion with each of RidgeWorth Capital Management LLC, Wealth Enhancement Advisory Services, LLC and Advisor Group, Inc. over the securities managed by each.
Ellan Ben-Hayon
Managing Director
212-328-0559
/s/ Ellan Ben-Hayon
New York
NY
05-12-2017
0
1
88637
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
CASCADE BANCORP
COM NEW
147154207
88637
11496411
SH
SOLE
11496411
0
0