Chief Compliance Officer

0001632553-19-000005.txt : 20191029 0001632553-19-000005.hdr.sgml : 20191029 20191029150518 ACCESSION NUMBER: 0001632553-19-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191029 DATE AS OF CHANGE: 20191029 EFFECTIVENESS DATE: 20191029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eukles Asset Management CENTRAL INDEX KEY: 0001632553 IRS NUMBER: 273932962 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18971 FILM NUMBER: 191176054 BUSINESS ADDRESS: STREET 1: 425 WALNUT STREET STREET 2: SUITE 2260 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-977-4799 MAIL ADDRESS: STREET 1: 425 WALNUT STREET STREET 2: SUITE 2260 CITY: CINCINNATI STATE: OH ZIP: 45202 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001632553 XXXXXXXX 09-30-2019 09-30-2019 Eukles Asset Management

425 WALNUT STREET SUITE 2260 CINCINNATI OH 45202

13F HOLDINGS REPORT 028-18971 N Brian Lysaght Chief Compliance Officer 513-977-4781 Brian Lysaght Cincinnati OH 10-29-2019 0 168 115438 false INFORMATION TABLE 2 infotable3Q19.xml INFOTABLE Alliance Data Systems Corporation Common 018581108 152 1186 SH SOLE 0 0 1186 Apple Inc. Common 037833100 1769 7896 SH SOLE 0 0 7896 BP p.l.c. Sponsored ADR Common 055622104 26 688 SH SOLE 0 0 688 Ball Corporation Common 058498106 3241 44518 SH SOLE 0 0 44518 BancorpSouth Bank Common 05971J102 247 8338 SH SOLE 0 0 8338 Baxter International Inc. Common 071813109 20 224 SH SOLE 0 0 224 BlackRock Credit Allocation Income Trust Common 092508100 23 1661 SH SOLE 0 0 1661 BlackRock Capital Debt 092533AC2 65 65000 PRN SOLE 0 0 65000 BlackRock Enhanced Capital and Income Fund Inc Common 09256A109 9 583 SH SOLE 0 0 583 Boston Beer Company, Inc. Class A Common 100557107 449 1234 SH SOLE 0 0 1234 Broadridge Financial Solutions, Inc. Common 11133T103 323 2595 SH SOLE 0 0 2595 Cboe Global Markets Inc Common 12503M108 3025 26322 SH SOLE 0 0 26322 CBRE Group, Inc. Class A Common 12504L109 1558 29387 SH SOLE 0 0 29387 Cantel Medical Corp. Common 138098108 189 2528 SH SOLE 0 0 2528 Casey's General Stores, Inc. Common 147528103 523 3245 SH SOLE 0 0 3245 Caterpillar Inc. Common 149123101 1575 12473 SH SOLE 0 0 12473 Chemed Corporation Common 16359R103 2653 6354 SH SOLE 0 0 6354 Chevron Corporation Common 166764100 13 110 SH SOLE 0 0 110 Church & Dwight Co., Inc. Common 171340102 215 2853 SH SOLE 0 0 2853 Citigroup Inc. Common 172967424 4 57 SH SOLE 0 0 57 ClearBridge MLP and Midstream Fund Inc Common 184692101 8 678 SH SOLE 0 0 678 Cognizant Technology Solutions Corporation Class A Common 192446102 1383 22947 SH SOLE 0 0 22947 Colgate-Palmolive Company Common 194162103 1301 17697 SH SOLE 0 0 17697 Commerce Bancshares, Inc. Common 200525103 340 5604 SH SOLE 0 0 5604 Cummins Inc. Common 231021106 1492 9169 SH SOLE 0 0 9169 Xtrackers USD High Yield Corporate Bond ETF Common 233051432 3 67 SH SOLE 0 0 67 Deere & Company Common 244199105 30 179 SH SOLE 0 0 179 Delta Air Lines, Inc. Common 247361702 5 82 SH SOLE 0 0 82 Duke Energy Corporation Common 26441C204 25 260 SH SOLE 0 0 260 Eagle Financial Bancorp, Inc. Common 26952G107 2 100 SH SOLE 0 0 100 Eastman Chemical Company Common 277432100 1675 22683 SH SOLE 0 0 22683 Eaton Vance Corp. Common 278265103 526 11716 SH SOLE 0 0 11716 Ekso Bionics Holdings, Inc. Common 282644202 0 188 SH SOLE 0 0 188 Enbridge Inc. Common 29250N105 13 383 SH SOLE 0 0 383 Energy Transfer, L.P. Common 29273V100 2 172 SH SOLE 0 0 172 Exxon Mobil Corporation Common 30231G102 12 171 SH SOLE 0 0 171 FB Financial Corporation Common 30257X104 215 5717 SH SOLE 0 0 5717 FactSet Research Systems Inc. Common 303075105 2005 8252 SH SOLE 0 0 8252 Fastenal Company Common 311900104 295 9018 SH SOLE 0 0 9018 Federated Investors, Inc. Class B Common 314211103 230 7098 SH SOLE 0 0 7098 First Financial Bancorp. Common 320209109 25 1025 SH SOLE 0 0 1025 First Trust NYSE Arca Biotechnology Index Fund Common 33733E203 403 3256 SH SOLE 0 0 3256 First Trust Nasdaq Clean Edge Green Energy Index Fund Common 33733E500 1 55 SH SOLE 0 0 55 First Trust Value Line Dividend Index Fund Common 33734H106 43 1228 SH SOLE 0 0 1228 First Trust Large Cap Core AlphaDEX Fund Common 33734K109 1660 27254 SH SOLE 0 0 27254 First Trust Financials AlphaDEX Fund Common 33734X135 1027 32281 SH SOLE 0 0 32281 First Trust Health Care AlphaDEX Fund Common 33734X143 18 240 SH SOLE 0 0 240 First Trust Technology AlphaDEX Fund Common 33734X176 39 606 SH SOLE 0 0 606 First Trust Small Cap Core AlphaDEX Fund Common 33734Y109 29 487 SH SOLE 0 0 487 First Trust Large Cap Value AlphaDEX Fund Common 33735J101 2658 51541 SH SOLE 0 0 51541 FirstCash, Inc. Common 33767D105 264 2885 SH SOLE 0 0 2885 Fiserv, Inc. Common 337738108 438 4228 SH SOLE 0 0 4228 Fox Factory Holding Corp. Common 35138V102 415 6670 SH SOLE 0 0 6670 Gartner, Inc. Common 366651107 462 3232 SH SOLE 0 0 3232 Gilead Sciences, Inc. Common 375558103 852 13445 SH SOLE 0 0 13445 Goldman Sachs Group, Inc. Common 38141G104 20 95 SH SOLE 0 0 95 GoPro, Inc. Class A Common 38268T103 0 9 SH SOLE 0 0 9 Graco Inc. Common 384109104 730 15847 SH SOLE 0 0 15847 HCI Group, Inc. Common 40416E103 138 3294 SH SOLE 0 0 3294 Halliburton Company Common 406216101 9 490 SH SOLE 0 0 490 Hershey Company Common 427866108 1874 12093 SH SOLE 0 0 12093 IPG Photonics Corporation Common 44980X109 883 6512 SH SOLE 0 0 6512 Illumina, Inc. Common 452327109 1338 4399 SH SOLE 0 0 4399 International Business Machines Corporation Common 459200101 1 10 SH SOLE 0 0 10 iShares iBoxx $ Investment Grade Corporate Bond ETF Common 464287242 1275 10002 SH SOLE 0 0 10002 iShares S&P 500 Growth ETF Common 464287309 37 203 SH SOLE 0 0 203 iShares S&P 500 Value ETF Common 464287408 38 319 SH SOLE 0 0 319 iShares MSCI EAFE ETF Common 464287465 2349 36022 SH SOLE 0 0 36022 iShares Russell Mid-Cap Value ETF Common 464287473 1662 18534 SH SOLE 0 0 18534 iShares Russell Mid-Cap Growth ETF Common 464287481 2771 19602 SH SOLE 0 0 19602 iShares Core S&P Mid-Cap ETF Common 464287507 44 228 SH SOLE 0 0 228 iShares Russell 1000 Value ETF Common 464287598 6 47 SH SOLE 0 0 47 iShares Russell 1000 Growth ETF Common 464287614 4504 28213 SH SOLE 0 0 28213 iShares Russell 2000 Value ETF Common 464287630 1027 8604 SH SOLE 0 0 8604 iShares Russell 2000 Growth ETF Common 464287648 994 5155 SH SOLE 0 0 5155 iShares Morningstar Small Cap Value ETF Common 464288703 5 39 SH SOLE 0 0 39 iShares Core High Dividend ETF Common 46429B663 11 113 SH SOLE 0 0 113 iShares Core 1-5 Year USD Bond ETF Common 46432F859 1216 24088 SH SOLE 0 0 24088 JPMorgan Chase & Co. Common 46625H100 37 318 SH SOLE 0 0 318 John Bean Technologies Corporation Common 477839104 216 2176 SH SOLE 0 0 2176 Johnson & Johnson Common 478160104 1141 8817 SH SOLE 0 0 8817 Kayne Anderson Midstream/Energy Fund Inc. Common 48661E108 3 272 SH SOLE 0 0 272 Kellogg Company Common 487836108 1246 19356 SH SOLE 0 0 19356 Laboratory Corporation of America Holdings Common 50540R409 2468 14692 SH SOLE 0 0 14692 Landstar System, Inc. Common 515098101 860 7638 SH SOLE 0 0 7638 MSCI Inc. Class A Common 55354G100 5 22 SH SOLE 0 0 22 Masimo Corporation Common 574795100 2064 13874 SH SOLE 0 0 13874 Mastercard Incorporated Class A Common 57636Q104 3976 14642 SH SOLE 0 0 14642 Meridian Bancorp Inc Common 58958U103 237 12652 SH SOLE 0 0 12652 Mettler-Toledo International Inc. Common 592688105 568 806 SH SOLE 0 0 806 Microsoft Corporation Common 594918104 4164 29948 SH SOLE 0 0 29948 Middleby Corporation Common 596278101 179 1530 SH SOLE 0 0 1530 National Beverage Corp. Common 635017106 154 3474 SH SOLE 0 0 3474 Neogen Corporation Common 640491106 6 83 SH SOLE 0 0 83 Neuberger Berman MLP and Energy Income Fund Inc. Common 64129H104 3 416 SH SOLE 0 0 416 Novo Nordisk A/S Sponsored ADR Class B Common 670100205 1258 24334 SH SOLE 0 0 24334 NVIDIA Corporation Common 67066G104 354 2031 SH SOLE 0 0 2031 Omnicom Group Inc Common 681919106 31 400 SH SOLE 0 0 400 Omega Healthcare Investors, Inc. Common 681936100 306 7331 SH SOLE 0 0 7331 Oracle Corporation Common 68389X105 1671 30364 SH SOLE 0 0 30364 PayPal Holdings Inc Common 70450Y103 1290 12451 SH SOLE 0 0 12451 Polaris Inc. Common 731068102 732 8318 SH SOLE 0 0 8318 Procter & Gamble Company Common 742718109 87 700 SH SOLE 0 0 700 Progressive Corporation Common 743315103 560 7253 SH SOLE 0 0 7253 Proto Labs, Inc. Common 743713109 223 2185 SH SOLE 0 0 2185 Public Service Enterprise Group Inc Common 744573106 12 200 SH SOLE 0 0 200 RMR Group, Inc. Class A Common 74967R106 0 6 SH SOLE 0 0 6 ResMed Inc. Common 761152107 2442 18072 SH SOLE 0 0 18072 Rockwell Automation, Inc. Common 773903109 1700 10315 SH SOLE 0 0 10315 Rollins, Inc. Common 775711104 391 11463 SH SOLE 0 0 11463 Ross Stores, Inc. Common 778296103 526 4785 SH SOLE 0 0 4785 SPDR Portfolio Short Term Corporate Bond ETF Common 78464A474 2043 66215 SH SOLE 0 0 66215 SPDR Portfolio S&P 500 Value ETF Common 78464A508 3 96 SH SOLE 0 0 96 SPDR Bloomberg Barclays Investment Grade Floating Rate ETF Common 78468R200 4 143 SH SOLE 0 0 143 Sabra Health Care REIT, Inc. Common 78573L106 5 205 SH SOLE 0 0 205 SAP SE Sponsored ADR Common 803054204 1674 14202 SH SOLE 0 0 14202 Schlumberger NV Common 806857108 271 7935 SH SOLE 0 0 7935 Scotts Miracle-Gro Company Class A Common 810186106 335 3286 SH SOLE 0 0 3286 Materials Select Sector SPDR Fund Common 81369Y100 1 18 SH SOLE 0 0 18 Health Care Select Sector SPDR Fund Common 81369Y209 3 34 SH SOLE 0 0 34 Consumer Staples Select Sector SPDR Fund Common 81369Y308 1 13 SH SOLE 0 0 13 Consumer Discretionary Select Sector SPDR Fund Common 81369Y407 1 9 SH SOLE 0 0 9 Energy Select Sector SPDR Fund Common 81369Y506 1046 17668 SH SOLE 0 0 17668 Financial Select Sector SPDR Fund Common 81369Y605 1 50 SH SOLE 0 0 50 Industrial Select Sector SPDR Fund Common 81369Y704 1 16 SH SOLE 0 0 16 Technology Select Sector SPDR Fund Common 81369Y803 4 47 SH SOLE 0 0 47 Real Estate Select Sector SPDR Fund Common 81369Y860 0 7 SH SOLE 0 0 7 Service Properties Trust Common 81761L102 262 10145 SH SOLE 0 0 10145 ServisFirst Bancshares Inc Common 81768T108 190 5721 SH SOLE 0 0 5721 Sherwin-Williams Company Common 824348106 1955 3555 SH SOLE 0 0 3555 Skyworks Solutions, Inc. Common 83088M102 226 2850 SH SOLE 0 0 2850 A. O. Smith Corporation Common 831865209 1157 24243 SH SOLE 0 0 24243 SunCoke Energy, Inc. Common 86722A103 1 90 SH SOLE 0 0 90 TJX Companies Inc Common 872540109 1901 34103 SH SOLE 0 0 34103 Tapestry, Inc. Common 876030107 567 21768 SH SOLE 0 0 21768 Target Corporation Common 87612E106 53 500 SH SOLE 0 0 500 Texas Instruments Incorporated Common 882508104 1080 8353 SH SOLE 0 0 8353 3M Company Common 88579Y101 13 80 SH SOLE 0 0 80 U.S. Bancorp Common 902973304 1490 26921 SH SOLE 0 0 26921 United Rentals, Inc. Common 911363109 381 3059 SH SOLE 0 0 3059 Universal Insurance Holdings, Inc. Common 91359V107 193 6421 SH SOLE 0 0 6421 Vanguard Dividend Appreciation ETF Common 921908844 14 113 SH SOLE 0 0 113 Vanguard FTSE Developed Markets ETF Common 921943858 88 2130 SH SOLE 0 0 2130 Vanguard High Dividend Yield Index ETF Common 921946406 11 126 SH SOLE 0 0 126 Vanguard Short-Term Inflation-Protected Securities ETF Common 922020805 8 172 SH SOLE 0 0 172 Vanguard Total International Bond ETF Common 92203J407 1 22 SH SOLE 0 0 22 Vanguard FTSE Emerging Markets ETF Common 922042858 1426 35418 SH SOLE 0 0 35418 Vanguard Short-Term Treasury ETF Common 92206C102 4 70 SH SOLE 0 0 70 Vanguard Short-Term Corporate Bond ETF Common 92206C409 2679 33049 SH SOLE 0 0 33049 Vanguard Intermediate-Term Treasury ETF Common 92206C706 3 39 SH SOLE 0 0 39 Vanguard Mortgage-Backed Securities ETF Common 92206C771 7 123 SH SOLE 0 0 123 Varian Medical Systems, Inc. Common 92220P105 2393 20095 SH SOLE 0 0 20095 Ventas, Inc. Common 92276F100 60 826 SH SOLE 0 0 826 Vanguard Real Estate ETF Common 922908553 402 4308 SH SOLE 0 0 4308 Vanguard Value ETF Common 922908744 7 66 SH SOLE 0 0 66 Waters Corporation Common 941848103 7 32 SH SOLE 0 0 32 Wells Fargo & Company Common 949746101 18 352 SH SOLE 0 0 352 Westamerica Bancorporation Common 957090103 222 3567 SH SOLE 0 0 3567 WEX Inc. Common 96208T104 409 2026 SH SOLE 0 0 2026 Williams-Sonoma, Inc. Common 969904101 275 4038 SH SOLE 0 0 4038 WisdomTree U.S. MidCap Dividend Fund Common 97717W505 45 1239 SH SOLE 0 0 1239 WisdomTree U.S. SmallCap Dividend Fund Common 97717W604 6 234 SH SOLE 0 0 234 World Fuel Services Corporation Common 981475106 194 4854 SH SOLE 0 0 4854 Yum! Brands, Inc. Common 988498101 1759 15510 SH SOLE 0 0 15510 Zoetis, Inc. Class A Common 98978V103 1769 14198 SH SOLE 0 0 14198 Accenture Plc Class A Common G1151C101 2847 14802 SH SOLE 0 0 14802 Jazz Pharmaceuticals Plc Common G50871105 108 844 SH SOLE 0 0 844 Medtronic Plc Common G5960L103 1997 18386 SH SOLE 0 0 18386