The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 920 4,368 SH   SOLE   0 0 4,368
ABBVIE INC COM 00287Y109 1,015 10,729 SH   SOLE   0 0 10,729
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2,808 16,498 SH   SOLE   0 0 16,498
AGNC INVT CORP COM 00123Q104 449 24,095 SH   SOLE   0 0 24,095
ALPHABET INC CAP STK CL C 02079K107 372 312 SH   SOLE   0 0 312
ALPHABET INC CAP STK CL A 02079K305 443 367 SH   SOLE   0 0 367
ALPS ETF TR INTL SEC DV DOG 00162Q718 733 27,300 SH   SOLE   0 0 27,300
ALPS ETF TR SECTR DIV DOGS 00162Q858 2,997 65,350 SH   SOLE   0 0 65,350
ALTRIA GROUP INC COM 02209S103 843 13,979 SH   SOLE   0 0 13,979
AMAZON COM INC COM 023135106 625 312 SH   SOLE   0 0 312
AMERICAN WTR WKS CO INC NEW COM 030420103 1,960 22,277 SH   SOLE   0 0 22,277
AMGEN INC COM 031162100 1,399 6,750 SH   SOLE   0 0 6,750
ANALOG DEVICES INC COM 032654105 589 6,369 SH   SOLE   0 0 6,369
ANSYS INC COM 03662Q105 2,457 13,162 SH   SOLE   0 0 13,162
APPLE INC COM 037833100 3,490 15,459 SH   SOLE   0 0 15,459
AQUABOUNTY TECHNOLOGIES INC COM NEW 03842K200 32 10,018 SH   SOLE   0 0 10,018
ARES CAP CORP COM 04010L103 815 47,423 SH   SOLE   0 0 47,423
AT&T INC COM 00206R102 630 18,750 SH   SOLE   0 0 18,750
BANK NEW YORK MELLON CORP COM 064058100 570 11,175 SH   SOLE   0 0 11,175
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 990 4,622 SH   SOLE   0 0 4,622
BHP BILLITON LTD SPONSORED ADR 088606108 216 4,337 SH   SOLE   0 0 4,337
BIOGEN INC COM 09062X103 604 1,710 SH   SOLE   0 0 1,710
BLACKROCK CAPITAL INVESTMENT COM 092533108 440 74,500 SH   SOLE   0 0 74,500
BOEING CO COM 097023105 798 2,147 SH   SOLE   0 0 2,147
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 3,945 29,895 SH   SOLE   0 0 29,895
CALAMOS GBL DYN INCOME FUND COM 12811L107 114 12,600 SH   SOLE   0 0 12,600
CHEVRON CORP NEW COM 166764100 920 7,523 SH   SOLE   0 0 7,523
CHURCH & DWIGHT INC COM 171340102 1,777 29,939 SH   SOLE   0 0 29,939
CIMAREX ENERGY CO COM 171798101 222 2,385 SH   SOLE   0 0 2,385
CISCO SYS INC COM 17275R102 887 18,229 SH   SOLE   0 0 18,229
CLOROX CO DEL COM 189054109 1,490 9,908 SH   SOLE   0 0 9,908
COCA COLA CO COM 191216100 426 9,223 SH   SOLE   0 0 9,223
COLGATE PALMOLIVE CO COM 194162103 257 3,840 SH   SOLE   0 0 3,840
COLONY CR REAL ESTATE INC COM CL A 19625T101 730 33,183 SH   SOLE   0 0 33,183
CONCHO RES INC COM 20605P101 1,502 9,831 SH   SOLE   0 0 9,831
CONOCOPHILLIPS COM 20825C104 206 2,665 SH   SOLE   0 0 2,665
CORPORATE CAP TR INC COM 219880101 244 15,960 SH   SOLE   0 0 15,960
COSTCO WHSL CORP NEW COM 22160K105 2,041 8,689 SH   SOLE   0 0 8,689
DANAHER CORP DEL COM 235851102 2,800 25,766 SH   SOLE   0 0 25,766
DIGITAL RLTY TR INC COM 253868103 413 3,670 SH   SOLE   0 0 3,670
DISNEY WALT CO COM DISNEY 254687106 216 1,843 SH   SOLE   0 0 1,843
DOCUSIGN INC COM 256163106 471 8,965 SH   SOLE   0 0 8,965
EATON CORP PLC SHS G29183103 690 7,959 SH   SOLE   0 0 7,959
EATON VANCE TAX MNGD GBL DV COM 27829F108 108 11,395 SH   SOLE   0 0 11,395
EOG RES INC COM 26875P101 1,816 14,235 SH   SOLE   0 0 14,235
EXXON MOBIL CORP COM 30231G102 1,156 13,592 SH   SOLE   0 0 13,592
FACEBOOK INC CL A 30303M102 376 2,287 SH   SOLE   0 0 2,287
FIDELITY NATL INFORMATION SV COM 31620M106 299 2,742 SH   SOLE   0 0 2,742
FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 914 5,765 SH   SOLE   0 0 5,765
FIRST TR EXCHANGE TRADED FD DORSEY WRIGHT 33738R878 329 11,400 SH   SOLE   0 0 11,400
FIRST TR VALUE LINE DIVID IN SHS 33734H106 1,204 38,056 SH   SOLE   0 0 38,056
FISERV INC COM 337738108 1,613 19,584 SH   SOLE   0 0 19,584
FORTIVE CORP COM 34959J108 1,037 12,310 SH   SOLE   0 0 12,310
GENERAL DYNAMICS CORP COM 369550108 837 4,088 SH   SOLE   0 0 4,088
GILEAD SCIENCES INC COM 375558103 580 7,517 SH   SOLE   0 0 7,517
GLADSTONE CAPITAL CORP COM 376535100 98 10,300 SH   SOLE   0 0 10,300
GLADSTONE INVT CORP COM 376546107 2,273 198,884 SH   SOLE   0 0 198,884
HARRIS CORP DEL COM 413875105 1,536 9,077 SH   SOLE   0 0 9,077
HELMERICH & PAYNE INC COM 423452101 224 3,250 SH   SOLE   0 0 3,250
HENRY JACK & ASSOC INC COM 426281101 1,628 10,168 SH   SOLE   0 0 10,168
HOME DEPOT INC COM 437076102 744 3,593 SH   SOLE   0 0 3,593
HONEYWELL INTL INC COM 438516106 1,224 7,356 SH   SOLE   0 0 7,356
IDEXX LABS INC COM 45168D104 1,619 6,485 SH   SOLE   0 0 6,485
ILLINOIS TOOL WKS INC COM 452308109 524 3,710 SH   SOLE   0 0 3,710
INTEL CORP COM 458140100 696 14,713 SH   SOLE   0 0 14,713
INTERCONTINENTAL EXCHANGE IN COM 45866F104 878 11,720 SH   SOLE   0 0 11,720
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 392 2,815 SH   SOLE   0 0 2,815
INTUIT COM 461202103 1,455 6,399 SH   SOLE   0 0 6,399
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 382 1,825 SH   SOLE   0 0 1,825
INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 1,331 11,070 SH   SOLE   0 0 11,070
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 630 5,900 SH   SOLE   0 0 5,900
INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 3,117 23,146 SH   SOLE   0 0 23,146
INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 1,794 30,178 SH   SOLE   0 0 30,178
INVESCO EXCHNG TRADED FD TR S&P SMLCP HELT 46138E149 2,512 17,897 SH   SOLE   0 0 17,897
INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 2,251 45,464 SH   SOLE   0 0 45,464
INVESCO QQQ TR UNIT SER 1 46090E103 3,639 19,587 SH   SOLE   0 0 19,587
ISHARES INC MIN VOL GBL ETF 464286525 693 7,890 SH   SOLE   0 0 7,890
ISHARES TR CORE S&P500 ETF 464287200 637 2,177 SH   SOLE   0 0 2,177
ISHARES TR MSCI EMG MKT ETF 464287234 548 12,774 SH   SOLE   0 0 12,774
ISHARES TR MSCI EAFE ETF 464287465 547 8,047 SH   SOLE   0 0 8,047
ISHARES TR S&P MC 400GR ETF 464287606 1,137 4,882 SH   SOLE   0 0 4,882
ISHARES TR RUSSELL 2000 ETF 464287655 695 4,122 SH   SOLE   0 0 4,122
ISHARES TR S&P MC 400VL ETF 464287705 387 2,310 SH   SOLE   0 0 2,310
ISHARES TR CORE S&P SCP ETF 464287804 333 3,821 SH   SOLE   0 0 3,821
ISHARES TR S&P SML 600 GWT 464287887 689 3,416 SH   SOLE   0 0 3,416
ISHARES TR S&P US PFD STK 464288687 654 17,623 SH   SOLE   0 0 17,623
ISHARES TR US OIL GS EX ETF 464288851 391 5,150 SH   SOLE   0 0 5,150
ISHARES TR MIN VOL EAFE ETF 46429B689 1,500 20,605 SH   SOLE   0 0 20,605
ISHARES TR MIN VOL USA ETF 46429B697 325 5,700 SH   SOLE   0 0 5,700
ISHARES TR USA QUALITY FCTR 46432F339 2,059 22,780 SH   SOLE   0 0 22,780
ISHARES TR EDGE MSCI USA VL 46432F388 324 3,690 SH   SOLE   0 0 3,690
JOHNSON & JOHNSON COM 478160104 2,017 14,600 SH   SOLE   0 0 14,600
JPMORGAN CHASE & CO COM 46625H100 1,445 12,806 SH   SOLE   0 0 12,806
LMP CAP & INCOME FD INC COM 50208A102 490 35,897 SH   SOLE   0 0 35,897
LOCKHEED MARTIN CORP COM 539830109 994 2,873 SH   SOLE   0 0 2,873
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 494 4,820 SH   SOLE   0 0 4,820
MAIN STREET CAPITAL CORP COM 56035L104 689 1,800 SH   SOLE   0 0 1,800
MEDLEY CAP CORP COM 58503F106 556 145,500 SH   SOLE   0 0 145,500
MEDLEY MGMT INC CL A COM 58503T106 93 17,700 SH   SOLE   0 0 17,700
MEDTRONIC PLC SHS G5960L103 359 3,654 SH   SOLE   0 0 3,654
MICROSOFT CORP COM 594918104 3,344 29,239 SH   SOLE   0 0 29,239
MONOLITHIC PWR SYS INC COM 609839105 699 5,570 SH   SOLE   0 0 5,570
MOODYS CORP COM 615369105 817 4,885 SH   SOLE   0 0 4,885
MSCI INC COM 55354G100 770 4,340 SH   SOLE   0 0 4,340
NASDAQ INC COM 631103108 1,170 13,635 SH   SOLE   0 0 13,635
NUCOR CORP COM 670346105 279 4,402 SH   SOLE   0 0 4,402
OAKTREE SPECIALTY LENDING CO COM 67401P108 50 10,000 SH   SOLE   0 0 10,000
ORGANOVO HLDGS INC COM 68620A104 18 15,500 SH   SOLE   0 0 15,500
PARSLEY ENERGY INC CL A 701877102 618 21,120 SH   SOLE   0 0 21,120
PAYCHEX INC COM 704326107 1,247 16,937 SH   SOLE   0 0 16,937
PENNANTPARK FLOATING RATE CA COM 70806A106 1,902 144,619 SH   SOLE   0 0 144,619
PROTO LABS INC COM 743713109 227 1,401 SH   SOLE   0 0 1,401
QUALCOMM INC COM 747525103 310 4,306 SH   SOLE   0 0 4,306
REALTY INCOME CORP COM 756109104 764 13,431 SH   SOLE   0 0 13,431
ROLLINS INC COM 775711104 1,467 24,165 SH   SOLE   0 0 24,165
ROPER TECHNOLOGIES INC COM 776696106 2,619 8,842 SH   SOLE   0 0 8,842
SALESFORCE COM INC COM 79466L302 364 2,286 SH   SOLE   0 0 2,286
SARATOGA INVT CORP COM NEW 80349A208 910 39,449 SH   SOLE   0 0 39,449
SEASPAN CORP SHS Y75638109 682 81,900 SH   SOLE   0 0 81,900
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 484 4,129 SH   SOLE   0 0 4,129
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1,685 61,103 SH   SOLE   0 0 61,103
SHERWIN WILLIAMS CO COM 824348106 1,395 3,064 SH   SOLE   0 0 3,064
SMITH A O COM 831865209 1,537 28,790 SH   SOLE   0 0 28,790
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 833 3,149 SH   SOLE   0 0 3,149
SPDR GOLD TRUST GOLD SHS 78463V107 296 2,626 SH   SOLE   0 0 2,626
SPDR S&P 500 ETF TR TR UNIT 78462F103 2,498 8,591 SH   SOLE   0 0 8,591
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 638 1,735 SH   SOLE   0 0 1,735
SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 1,908 28,260 SH   SOLE   0 0 28,260
SPDR SERIES TRUST AEROSPACE DEF 78464A631 3,042 30,555 SH   SOLE   0 0 30,555
SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 98 10,248 SH   SOLE   0 0 10,248
SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 60 11,240 SH   SOLE   0 0 11,240
STRYKER CORP COM 863667101 1,334 7,506 SH   SOLE   0 0 7,506
SUN CMNTYS INC COM 866674104 284 2,795 SH   SOLE   0 0 2,795
TE CONNECTIVITY LTD REG SHS H84989104 675 7,675 SH   SOLE   0 0 7,675
TWO HBRS INVT CORP COM NEW 90187B408 576 40,675 SH   SOLE   0 0 40,675
UNDER ARMOUR INC CL C 904311206 601 30,900 SH   SOLE   0 0 30,900
UNILEVER PLC SPON ADR NEW 904767704 569 10,350 SH   SOLE   0 0 10,350
UNION PAC CORP COM 907818108 1,004 6,167 SH   SOLE   0 0 6,167
UNITED TECHNOLOGIES CORP COM 913017109 984 7,042 SH   SOLE   0 0 7,042
UNITEDHEALTH GROUP INC COM 91324P102 1,582 5,945 SH   SOLE   0 0 5,945
UNIVERSAL INS HLDGS INC COM 91359V107 499 10,285 SH   SOLE   0 0 10,285
VANGUARD GROUP DIV APP ETF 921908844 4,335 39,161 SH   SOLE   0 0 39,161
VANGUARD INDEX FDS MID CAP ETF 922908629 599 3,651 SH   SOLE   0 0 3,651
VANGUARD INDEX FDS GROWTH ETF 922908736 1,532 9,515 SH   SOLE   0 0 9,515
VANGUARD INDEX FDS TOTAL STK MKT 922908769 1,535 10,257 SH   SOLE   0 0 10,257
VANGUARD STAR FD VG TL INTL STK F 921909768 358 6,622 SH   SOLE   0 0 6,622
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 5,728 65,776 SH   SOLE   0 0 65,776
VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 2,081 11,530 SH   SOLE   0 0 11,530
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 598 3,317 SH   SOLE   0 0 3,317
VANGUARD WORLD FDS UTILITIES ETF 92204A876 1,383 11,730 SH   SOLE   0 0 11,730
VEREIT INC COM 92339V100 82 11,351 SH   SOLE   0 0 11,351
VERIZON COMMUNICATIONS INC COM 92343V104 668 12,509 SH   SOLE   0 0 12,509
VISA INC COM CL A 92826C839 2,808 18,711 SH   SOLE   0 0 18,711
WASTE CONNECTIONS INC COM 94106B101 1,189 14,925 SH   SOLE   0 0 14,925