The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 793 4,033 SH   SOLE   0 0 4,033
ABBVIE INC COM 00287Y109 999 10,785 SH   SOLE   0 0 10,785
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2,690 16,443 SH   SOLE   0 0 16,443
AGNC INVT CORP COM 00123Q104 448 24,095 SH   SOLE   0 0 24,095
ALPHABET INC CAP STK CL C 02079K107 348 312 SH   SOLE   0 0 312
ALPHABET INC CAP STK CL A 02079K305 414 367 SH   SOLE   0 0 367
ALPS ETF TR INTL SEC DV DOG 00162Q718 966 35,800 SH   SOLE   0 0 35,800
ALPS ETF TR SECTR DIV DOGS 00162Q858 3,556 79,900 SH   SOLE   0 0 79,900
ALTRIA GROUP INC COM 02209S103 876 15,413 SH   SOLE   0 0 15,413
AMAZON COM INC COM 023135106 530 312 SH   SOLE   0 0 312
AMERICAN WTR WKS CO INC NEW COM 030420103 1,906 22,327 SH   SOLE   0 0 22,327
AMGEN INC COM 031162100 1,246 6,750 SH   SOLE   0 0 6,750
ANALOG DEVICES INC COM 032654105 601 6,269 SH   SOLE   0 0 6,269
ANSYS INC COM 03662Q105 2,403 13,797 SH   SOLE   0 0 13,797
APPLE INC COM 037833100 2,855 15,424 SH   SOLE   0 0 15,424
ARES CAP CORP COM 04010L103 808 49,106 SH   SOLE   0 0 49,106
ARISTA NETWORKS INC COM 040413106 363 1,409 SH   SOLE   0 0 1,409
AT&T INC COM 00206R102 601 18,720 SH   SOLE   0 0 18,720
BANK NEW YORK MELLON CORP COM 064058100 546 10,125 SH   SOLE   0 0 10,125
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 909 4,872 SH   SOLE   0 0 4,872
BHP BILLITON LTD SPONSORED ADR 088606108 229 4,572 SH   SOLE   0 0 4,572
BIOGEN INC COM 09062X103 517 1,780 SH   SOLE   0 0 1,780
BLACKROCK CAPITAL INVESTMENT COM 092533108 434 74,500 SH   SOLE   0 0 74,500
BOEING CO COM 097023105 754 2,247 SH   SOLE   0 0 2,247
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 3,583 31,132 SH   SOLE   0 0 31,132
CALAMOS GBL DYN INCOME FUND COM 12811L107 113 12,600 SH   SOLE   0 0 12,600
CHEVRON CORP NEW COM 166764100 944 7,463 SH   SOLE   0 0 7,463
CHURCH & DWIGHT INC COM 171340102 1,887 35,488 SH   SOLE   0 0 35,488
CIMAREX ENERGY CO COM 171798101 241 2,370 SH   SOLE   0 0 2,370
CISCO SYS INC COM 17275R102 746 17,329 SH   SOLE   0 0 17,329
CLOROX CO DEL COM 189054109 1,355 10,016 SH   SOLE   0 0 10,016
COCA COLA CO COM 191216100 405 9,223 SH   SOLE   0 0 9,223
COLGATE PALMOLIVE CO COM 194162103 314 4,840 SH   SOLE   0 0 4,840
COLONY CR REAL ESTATE INC COM CL A 19625T101 639 30,844 SH   SOLE   0 0 30,844
CONCHO RES INC COM 20605P101 1,092 7,891 SH   SOLE   0 0 7,891
CORENERGY INFRASTRUCTURE TR DEP SHS REPSTG 21870U304 1,085 43,053 SH   SOLE   0 0 43,053
CORPORATE CAP TR INC COM 219880101 249 15,960 SH   SOLE   0 0 15,960
COSTCO WHSL CORP NEW COM 22160K105 1,866 8,929 SH   SOLE   0 0 8,929
DANAHER CORP DEL COM 235851102 2,565 25,991 SH   SOLE   0 0 25,991
DIGITAL RLTY TR INC COM 253868103 449 4,020 SH   SOLE   0 0 4,020
EATON CORP PLC SHS G29183103 581 7,774 SH   SOLE   0 0 7,774
EATON VANCE TAX MNGD GBL DV COM 27829F108 106 11,395 SH   SOLE   0 0 11,395
EOG RES INC COM 26875P101 1,695 13,625 SH   SOLE   0 0 13,625
EXXON MOBIL CORP COM 30231G102 1,180 14,267 SH   SOLE   0 0 14,267
FACEBOOK INC CL A 30303M102 439 2,257 SH   SOLE   0 0 2,257
FIDELITY NATL INFORMATION SV COM 31620M106 291 2,742 SH   SOLE   0 0 2,742
FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 606 4,327 SH   SOLE   0 0 4,327
FIRST TR VALUE LINE DIVID IN SHS 33734H106 1,164 38,450 SH   SOLE   0 0 38,450
FISERV INC COM 337738108 1,429 19,284 SH   SOLE   0 0 19,284
FORTIVE CORP COM 34959J108 949 12,310 SH   SOLE   0 0 12,310
GENERAL DYNAMICS CORP COM 369550108 720 3,863 SH   SOLE   0 0 3,863
GILEAD SCIENCES INC COM 375558103 540 7,622 SH   SOLE   0 0 7,622
GLADSTONE CAPITAL CORP COM 376535100 93 10,300 SH   SOLE   0 0 10,300
GLADSTONE INVT CORP COM 376546107 2,343 199,050 SH   SOLE   0 0 199,050
HARRIS CORP DEL COM 413875105 1,240 8,577 SH   SOLE   0 0 8,577
HENRY JACK & ASSOC INC COM 426281101 1,329 10,198 SH   SOLE   0 0 10,198
HOME DEPOT INC COM 437076102 692 3,548 SH   SOLE   0 0 3,548
HONEYWELL INTL INC COM 438516106 1,047 7,266 SH   SOLE   0 0 7,266
IDEXX LABS INC COM 45168D104 1,442 6,615 SH   SOLE   0 0 6,615
INTEL CORP COM 458140100 742 14,935 SH   SOLE   0 0 14,935
INTERCONTINENTAL EXCHANGE IN COM 45866F104 867 11,785 SH   SOLE   0 0 11,785
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 342 2,755 SH   SOLE   0 0 2,755
INTUIT COM 461202103 1,339 6,554 SH   SOLE   0 0 6,554
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 352 1,825 SH   SOLE   0 0 1,825
INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 1,347 11,735 SH   SOLE   0 0 11,735
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 708 6,950 SH   SOLE   0 0 6,950
INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 3,204 23,011 SH   SOLE   0 0 23,011
INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 1,657 30,278 SH   SOLE   0 0 30,278
INVESCO EXCHNG TRADED FD TR S&P SMLCP HELT 46138E149 2,250 17,512 SH   SOLE   0 0 17,512
INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 2,507 52,884 SH   SOLE   0 0 52,884
INVESCO QQQ TR UNIT SER 1 46090E103 3,965 23,097 SH   SOLE   0 0 23,097
ISHARES INC MIN VOL GBL ETF 464286525 663 7,986 SH   SOLE   0 0 7,986
ISHARES TR TRANS AVG ETF 464287192 690 3,705 SH   SOLE   0 0 3,705
ISHARES TR CORE S&P500 ETF 464287200 594 2,177 SH   SOLE   0 0 2,177
ISHARES TR MSCI EMG MKT ETF 464287234 922 21,274 SH   SOLE   0 0 21,274
ISHARES TR MSCI EAFE ETF 464287465 1,727 10,847 SH   SOLE   0 0 10,847
ISHARES TR S&P MC 400GR ETF 464287606 1,248 5,553 SH   SOLE   0 0 5,553
ISHARES TR RUSSELL 2000 ETF 464287655 883 5,392 SH   SOLE   0 0 5,392
ISHARES TR S&P MC 400VL ETF 464287705 374 2,310 SH   SOLE   0 0 2,310
ISHARES TR CORE S&P SCP ETF 464287804 323 3,870 SH   SOLE   0 0 3,870
ISHARES TR S&P SML 600 GWT 464287887 666 3,525 SH   SOLE   0 0 3,525
ISHARES TR S&P US PFD STK 464288687 782 20,730 SH   SOLE   0 0 20,730
ISHARES TR US OIL GS EX ETF 464288851 374 5,030 SH   SOLE   0 0 5,030
ISHARES TR MIN VOL EAFE ETF 46429B689 1,466 20,605 SH   SOLE   0 0 20,605
ISHARES TR MIN VOL USA ETF 46429B697 334 6,285 SH   SOLE   0 0 6,285
ISHARES TR USA QUALITY FCTR 46432F339 1,876 22,480 SH   SOLE   0 0 22,480
ISHARES TR EDGE MSCI USA VL 46432F388 305 3,690 SH   SOLE   0 0 3,690
JOHNSON & JOHNSON COM 478160104 1,743 14,365 SH   SOLE   0 0 14,365
JPMORGAN CHASE & CO COM 46625H100 894 8,580 SH   SOLE   0 0 8,580
KRAFT HEINZ CO COM 500754106 551 8,777 SH   SOLE   0 0 8,777
LMP CAP & INCOME FD INC COM 50208A102 479 37,283 SH   SOLE   0 0 37,283
LOCKHEED MARTIN CORP COM 539830109 843 2,853 SH   SOLE   0 0 2,853
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 531 4,830 SH   SOLE   0 0 4,830
MEDLEY CAP CORP COM 58503F106 645 185,750 SH   SOLE   0 0 185,750
MEDLEY MGMT INC CL A COM 58503T106 63 17,700 SH   SOLE   0 0 17,700
MEDTRONIC PLC SHS G5960L103 316 3,688 SH   SOLE   0 0 3,688
MERCK & CO INC COM 58933Y105 213 3,512 SH   SOLE   0 0 3,512
MICROSOFT CORP COM 594918104 2,914 29,555 SH   SOLE   0 0 29,555
MOHAWK INDS INC COM 608190104 645 3,012 SH   SOLE   0 0 3,012
MONOLITHIC PWR SYS INC COM 609839105 765 5,720 SH   SOLE   0 0 5,720
MOODYS CORP COM 615369105 901 5,280 SH   SOLE   0 0 5,280
NASDAQ INC COM 631103108 1,239 13,570 SH   SOLE   0 0 13,570
NEOGEN CORP COM 640491106 221 2,755 SH   SOLE   0 0 2,755
OAKTREE SPECIALTY LENDING CO COM 67401P108 48 10,000 SH   SOLE   0 0 10,000
ORGANOVO HLDGS INC COM 68620A104 38 27,000 SH   SOLE   0 0 27,000
PARSLEY ENERGY INC CL A 701877102 658 21,720 SH   SOLE   0 0 21,720
PAYCHEX INC COM 704326107 1,228 17,967 SH   SOLE   0 0 17,967
PENNANTPARK FLOATING RATE CA COM 70806A106 2,023 148,088 SH   SOLE   0 0 148,088
QUALCOMM INC COM 747525103 247 4,406 SH   SOLE   0 0 4,406
REALTY INCOME CORP COM 756109104 730 13,565 SH   SOLE   0 0 13,565
ROLLINS INC COM 775711104 1,206 22,940 SH   SOLE   0 0 22,940
ROPER TECHNOLOGIES INC COM 776696106 2,462 8,922 SH   SOLE   0 0 8,922
SALESFORCE COM INC COM 79466L302 321 2,351 SH   SOLE   0 0 2,351
SARATOGA INVT CORP COM NEW 80349A208 1,092 39,449 SH   SOLE   0 0 39,449
SEASPAN CORP SHS Y75638109 731 71,800 SH   SOLE   0 0 71,800
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 626 5,729 SH   SOLE   0 0 5,729
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2,878 108,250 SH   SOLE   0 0 108,250
SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 287 8,771 SH   SOLE   0 0 8,771
SHERWIN WILLIAMS CO COM 824348106 1,340 3,289 SH   SOLE   0 0 3,289
SMITH A O COM 831865209 1,535 25,950 SH   SOLE   0 0 25,950
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 978 4,029 SH   SOLE   0 0 4,029
SPDR GOLD TRUST GOLD SHS 78463V107 371 3,126 SH   SOLE   0 0 3,126
SPDR S&P 500 ETF TR TR UNIT 78462F103 2,840 10,469 SH   SOLE   0 0 10,469
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 959 2,700 SH   SOLE   0 0 2,700
SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 2,107 33,340 SH   SOLE   0 0 33,340
SPDR SERIES TRUST AEROSPACE DEF 78464A631 2,683 30,790 SH   SOLE   0 0 30,790
SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 400 31,948 SH   SOLE   0 0 31,948
SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 104 10,248 SH   SOLE   0 0 10,248
SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 65 11,045 SH   SOLE   0 0 11,045
STRYKER CORP COM 863667101 1,283 7,596 SH   SOLE   0 0 7,596
SUN CMNTYS INC COM 866674104 278 2,840 SH   SOLE   0 0 2,840
TE CONNECTIVITY LTD REG SHS H84989104 676 7,505 SH   SOLE   0 0 7,505
TWO HBRS INVT CORP COM NEW 90187B408 609 38,550 SH   SOLE   0 0 38,550
UNDER ARMOUR INC CL C 904311206 626 29,700 SH   SOLE   0 0 29,700
UNILEVER PLC SPON ADR NEW 904767704 577 10,436 SH   SOLE   0 0 10,436
UNION PAC CORP COM 907818108 883 6,232 SH   SOLE   0 0 6,232
UNITED TECHNOLOGIES CORP COM 913017109 871 6,966 SH   SOLE   0 0 6,966
UNITEDHEALTH GROUP INC COM 91324P102 1,451 5,915 SH   SOLE   0 0 5,915
US BANCORP DEL COM NEW 902973304 590 11,805 SH   SOLE   0 0 11,805
VANGUARD GROUP DIV APP ETF 921908844 3,869 38,076 SH   SOLE   0 0 38,076
VANGUARD INDEX FDS MID CAP ETF 922908629 622 3,943 SH   SOLE   0 0 3,943
VANGUARD INDEX FDS GROWTH ETF 922908736 1,460 9,745 SH   SOLE   0 0 9,745
VANGUARD INDEX FDS TOTAL STK MKT 922908769 1,452 10,342 SH   SOLE   0 0 10,342
VANGUARD STAR FD VG TL INTL STK F 921909768 356 6,582 SH   SOLE   0 0 6,582
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 5,515 66,407 SH   SOLE   0 0 66,407
VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 1,901 11,205 SH   SOLE   0 0 11,205
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 537 3,375 SH   SOLE   0 0 3,375
VANGUARD WORLD FDS UTILITIES ETF 92204A876 1,368 11,795 SH   SOLE   0 0 11,795
VERIZON COMMUNICATIONS INC COM 92343V104 629 12,509 SH   SOLE   0 0 12,509
VISA INC COM CL A 92826C839 2,535 19,136 SH   SOLE   0 0 19,136
WASTE CONNECTIONS INC COM 94106B101 1,068 14,185 SH   SOLE   0 0 14,185