Deputy Chief Compliance Officer

0001214659-22-006325.txt : 20220506 0001214659-22-006325.hdr.sgml : 20220506 20220505110133 ACCESSION NUMBER: 0001214659-22-006325 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220505 DATE AS OF CHANGE: 20220505 EFFECTIVENESS DATE: 20220505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NorthRock Partners, LLC CENTRAL INDEX KEY: 0001632097 IRS NUMBER: 274761668 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16755 FILM NUMBER: 22894824 BUSINESS ADDRESS: STREET 1: 225 SOUTH 6TH STREET STREET 2: SUITE 1400 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-367-8800 MAIL ADDRESS: STREET 1: 225 SOUTH 6TH STREET STREET 2: SUITE 1400 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001632097 XXXXXXXX 03-31-2022 03-31-2022 false NorthRock Partners, LLC

225 SOUTH 6TH STREET SUITE 1400 MINNEAPOLIS MN 55402

13F HOLDINGS REPORT 028-16755 N Kate Shoemaker Deputy Chief Compliance Officer 612-230-0338 /s/ Kate Shoemaker Minneapolis MN 05-04-2022 0 337 1111824 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 1482 9952 SH SOLE 9952 0 0 ABBOTT LABS COM 002824100 3409 28802 SH SOLE 28802 0 0 ABBVIE INC COM 00287Y109 5758 35516 SH SOLE 35516 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 577 1710 SH SOLE 1710 0 0 ACTIVISION BLIZZARD INC COM 00507V109 207 2589 SH SOLE 2589 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 1045 2294 SH SOLE 2294 0 0 ADVANCED MICRO DEVICES INC COM 007903107 528 4832 SH SOLE 4832 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 228 1721 SH SOLE 1721 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 4783 178211 SH SOLE 178211 0 0 ALLIANT ENERGY CORP COM 018802108 237 3786 SH SOLE 3786 0 0 ALLSTATE CORP COM 020002101 647 4670 SH SOLE 4670 0 0 ALPHABET INC CAP STK CL A 02079K305 7604 2734 SH SOLE 2734 0 0 ALPHABET INC CAP STK CL C 02079K107 2094 750 SH SOLE 750 0 0 ALTRIA GROUP 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14086 0 0 DOCUSIGN INC COM 256163106 210 1962 SH SOLE 1962 0 0 DOMINION ENERGY INC COM 25746U109 261 3071 SH SOLE 3071 0 0 DOW INC COM 260557103 317 4981 SH SOLE 4981 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 560 5013 SH SOLE 5013 0 0 DUPONT DE NEMOURS INC COM 26614N102 232 3147 SH SOLE 3147 0 0 ECOLAB INC COM 278865100 276 1565 SH SOLE 1565 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 1682 14287 SH SOLE 14287 0 0 EMERSON ELEC CO COM 291011104 417 4256 SH SOLE 4256 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 623 24150 SH SOLE 24150 0 0 EOG RES INC COM 26875P101 292 2447 SH SOLE 2447 0 0 EQUIFAX INC COM 294429105 251 1060 SH SOLE 1060 0 0 EROS STX GLOBAL CORP CALL G3788R905 8 3000 SH Call SOLE 3000 0 0 ESTABLISHMENT LABS HLDGS INC COM G31249108 2893 42931 SH SOLE 42931 0 0 EVERSOURCE ENERGY COM 30040W108 420 4764 SH SOLE 4764 0 0 EXACT SCIENCES CORP COM 30063P105 208 2981 SH SOLE 2981 0 0 EXELON CORP COM 30161N101 297 6243 SH SOLE 6243 0 0 EXXON MOBIL CORP COM 30231G102 1912 23147 SH SOLE 23147 0 0 FASTENAL CO COM 311900104 202 3400 SH SOLE 3400 0 0 FEDEX CORP COM 31428X106 204 881 SH SOLE 881 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 426 4247 SH SOLE 4247 0 0 FIFTH THIRD BANCORP COM 316773100 299 6941 SH SOLE 6941 0 0 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQ 33740F755 7383 310591 SH SOLE 310591 0 0 FISERV INC COM 337738108 318 3139 SH SOLE 3139 0 0 FLEXSHARES TR M STAR DEV MKT 33939L803 233 3422 SH SOLE 3422 0 0 FORD MTR CO DEL COM 345370860 691 40864 SH SOLE 40864 0 0 FORTINET INC COM 34959E109 236 692 SH SOLE 692 0 0 FREEPORT-MCMORAN INC CL B 35671D857 650 13078 SH SOLE 13078 0 0 GABELLI EQUITY TR INC COM 362397101 249 36000 SH SOLE 36000 0 0 GENERAC HLDGS INC COM 368736104 322 1084 SH SOLE 1084 0 0 GENERAL DYNAMICS CORP COM 369550108 514 2131 SH SOLE 2131 0 0 GENERAL ELECTRIC CO COM NEW 369604301 530 5788 SH SOLE 5788 0 0 GENERAL MLS INC COM 370334104 347 5130 SH SOLE 5130 0 0 GENERAL MTRS CO COM 37045V100 398 9109 SH SOLE 9109 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 275 6308 SH SOLE 6308 0 0 GLIMPSE GROUP INC COM 37892C106 128 20086 SH SOLE 20086 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 397 1203 SH SOLE 1203 0 0 GRAINGER W W INC COM 384802104 233 451 SH SOLE 451 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 636 31718 SH SOLE 31718 0 0 HAWKINS INC COM 420261109 1497 32616 SH SOLE 32616 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 257 1692 SH SOLE 1692 0 0 HOME DEPOT INC COM 437076102 1377 4600 SH SOLE 4600 0 0 HONEYWELL INTL INC COM 438516106 1847 9491 SH SOLE 9491 0 0 HP INC COM 40434L105 272 7506 SH SOLE 7506 0 0 ILLINOIS TOOL WKS INC COM 452308109 1973 9423 SH SOLE 9423 0 0 INTEL CORP COM 458140100 3063 61807 SH SOLE 61807 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 344 2604 SH SOLE 2604 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1877 14435 SH SOLE 14435 0 0 INTUIT COM 461202103 414 861 SH SOLE 861 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 326 1079 SH SOLE 1079 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 244 3380 SH SOLE 3380 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 4533 12503 SH SOLE 12503 0 0 ISHARES INC CORE MSCI EMKT 46434G103 484 8709 SH SOLE 8709 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 27574 99319 SH SOLE 99319 0 0 ISHARES TR RUS MD CP GR ETF 464287481 8037 79972 SH SOLE 79972 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 5123 30866 SH SOLE 30866 0 0 ISHARES TR CORE S&P500 ETF 464287200 3830 8442 SH SOLE 8442 0 0 ISHARES TR S&P SML 600 GWT 464287887 3539 28290 SH SOLE 28290 0 0 ISHARES TR EAFE GRWTH ETF 464288885 3526 36624 SH SOLE 36624 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2615 12739 SH SOLE 12739 0 0 ISHARES TR MBS ETF 464288588 2231 21174 SH SOLE 21174 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 2078 15437 SH SOLE 15437 0 0 ISHARES TR MSCI EAFE ETF 464287465 1335 18143 SH SOLE 18143 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1237 11462 SH SOLE 11462 0 0 ISHARES TR DOW JONES US ETF 464287846 1218 10940 SH SOLE 10940 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1199 4469 SH SOLE 4469 0 0 ISHARES TR CORE MSCI EAFE 46432F842 1152 16577 SH SOLE 16577 0 0 ISHARES TR US HLTHCARE ETF 464287762 1014 3512 SH SOLE 3512 0 0 ISHARES TR EAFE VALUE ETF 464288877 917 18244 SH SOLE 18244 0 0 ISHARES TR MSCI INTL QUALTY 46434V456 813 22054 SH SOLE 22054 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 802 7498 SH SOLE 7498 0 0 ISHARES TR MSCI USA ESG SLC 464288802 737 7614 SH SOLE 7614 0 0 ISHARES TR SELECT DIVID ETF 464287168 716 5589 SH SOLE 5589 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 711 5946 SH SOLE 5946 0 0 ISHARES TR SP SMCP600VL ETF 464287879 619 6047 SH SOLE 6047 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 618 13695 SH SOLE 13695 0 0 ISHARES TR U.S. TECH ETF 464287721 536 5204 SH SOLE 5204 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 511 6686 SH SOLE 6686 0 0 ISHARES TR U.S. MED DVC ETF 464288810 474 7768 SH SOLE 7768 0 0 ISHARES TR RUS MID CAP ETF 464287499 473 6056 SH SOLE 6056 0 0 ISHARES TR ISHARES BIOTECH 464287556 463 3555 SH SOLE 3555 0 0 ISHARES TR S&P 100 ETF 464287101 455 2183 SH SOLE 2183 0 0 ISHARES TR CORE DIV GRWTH 46434V621 410 7676 SH SOLE 7676 0 0 ISHARES TR CORE US AGGBD ET 464287226 372 3469 SH SOLE 3469 0 0 ISHARES TR U.S. FINLS ETF 464287788 334 3948 SH SOLE 3948 0 0 ISHARES TR MODERT ALLOC ETF 464289875 309 7196 SH SOLE 7196 0 0 ISHARES TR JPMORGAN USD EMG 464288281 272 2778 SH SOLE 2778 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 270 4050 SH SOLE 4050 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 265 5253 SH SOLE 5253 0 0 ISHARES TR INTL SEL DIV ETF 464288448 201 6331 SH SOLE 6331 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 9464 188257 SH SOLE 188257 0 0 JOHNSON & JOHNSON COM 478160104 5518 31133 SH SOLE 31133 0 0 JPMORGAN CHASE & CO COM 46625H100 3715 27253 SH SOLE 27253 0 0 KELLOGG CO COM 487836108 764 11852 SH SOLE 11852 0 0 KEYCORP COM 493267108 227 10155 SH SOLE 10155 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 271 1714 SH SOLE 1714 0 0 KIMBERLY-CLARK CORP COM 494368103 529 4292 SH SOLE 4292 0 0 KLA CORP COM NEW 482480100 386 1054 SH SOLE 1054 0 0 KRAFT HEINZ CO COM 500754106 3805 96586 SH SOLE 96586 0 0 LAM RESEARCH CORP COM 512807108 200 371 SH SOLE 371 0 0 LAUDER ESTEE COS INC CL A 518439104 443 1628 SH SOLE 1628 0 0 LILLY ELI & CO COM 532457108 1047 3656 SH SOLE 3656 0 0 LINDE PLC SHS G5494J103 328 1027 SH SOLE 1027 0 0 LITHIUM AMERS CORP NEW COM NEW 53680Q207 293 7585 SH SOLE 7585 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 241 2050 SH SOLE 2050 0 0 LOCKHEED MARTIN CORP COM 539830109 647 1466 SH SOLE 1466 0 0 LOWES COS INC COM 548661107 697 3449 SH SOLE 3449 0 0 LUMEN TECHNOLOGIES INC COM 550241103 136 12027 SH SOLE 12027 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 269 2619 SH SOLE 2619 0 0 MARRIOTT INTL INC NEW CL A 571903202 360 2046 SH SOLE 2046 0 0 MARSH & MCLENNAN COS INC COM 571748102 513 3012 SH SOLE 3012 0 0 MARVELL TECHNOLOGY INC COM 573874104 452 6307 SH SOLE 6307 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1199 3356 SH SOLE 3356 0 0 MCDONALDS CORP COM 580135101 4073 16472 SH SOLE 16472 0 0 MEDTRONIC PLC SHS G5960L103 952 8584 SH SOLE 8584 0 0 MERCK & CO INC COM 58933Y105 1619 19738 SH SOLE 19738 0 0 META PLATFORMS INC CL A 30303M102 2151 9673 SH SOLE 9673 0 0 METLIFE INC COM 59156R108 297 4232 SH SOLE 4232 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 460 335 SH SOLE 335 0 0 MGE ENERGY INC COM 55277P104 486 6088 SH SOLE 6088 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 379 5038 SH SOLE 5038 0 0 MICRON TECHNOLOGY INC COM 595112103 205 2631 SH SOLE 2631 0 0 MICROSOFT CORP COM 594918104 16173 52456 SH SOLE 52456 0 0 MIND MEDICINE MINDMED INC COM SUB VTG 60255C109 12 10750 SH SOLE 10750 0 0 MODERNA INC COM 60770K107 270 1566 SH SOLE 1566 0 0 MONDELEZ INTL INC CL A 609207105 37394 595642 SH SOLE 595642 0 0 MORGAN STANLEY COM NEW 617446448 557 6377 SH SOLE 6377 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 466 1925 SH SOLE 1925 0 0 NETFLIX INC COM 64110L106 1338 3571 SH SOLE 3571 0 0 NEW FORTRESS ENERGY INC COM CL A 644393100 1009 23690 SH SOLE 23690 0 0 NEW GOLD INC CDA COM 644535106 50 27633 SH SOLE 27633 0 0 NEWMONT CORP COM 651639106 209 2631 SH SOLE 2631 0 0 NEXTERA ENERGY INC COM 65339F101 559 6594 SH SOLE 6594 0 0 NIKE INC CL B 654106103 1109 8243 SH SOLE 8243 0 0 NORFOLK SOUTHN CORP COM 655844108 399 1400 SH SOLE 1400 0 0 NORTHROP GRUMMAN CORP COM 666807102 401 896 SH SOLE 896 0 0 NOVARTIS AG SPONSORED ADR 66987V109 430 4898 SH SOLE 4898 0 0 NUCOR CORP COM 670346105 263 1771 SH SOLE 1771 0 0 NVENT ELECTRIC PLC SHS G6700G107 212 6090 SH SOLE 6090 0 0 NVIDIA CORPORATION COM 67066G104 2670 9785 SH SOLE 9785 0 0 ORACLE CORP COM 68389X105 690 8340 SH SOLE 8340 0 0 OSHKOSH CORP COM 688239201 248 2460 SH SOLE 2460 0 0 OTTER TAIL CORP COM 689648103 523 8372 SH SOLE 8372 0 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 4738 320596 SH SOLE 320596 0 0 PACER FDS TR US CASH COWS 100 69374H881 369 7419 SH SOLE 7419 0 0 PALO ALTO NETWORKS INC COM 697435105 246 395 SH SOLE 395 0 0 PARAMOUNT GLOBAL CLASS B COM 92556H206 225 5960 SH SOLE 5960 0 0 PARKER-HANNIFIN CORP COM 701094104 213 751 SH SOLE 751 0 0 PAYCHEX INC COM 704326107 251 1837 SH SOLE 1837 0 0 PAYPAL HLDGS INC COM 70450Y103 1019 8813 SH SOLE 8813 0 0 PEPSICO INC COM 713448108 3262 19490 SH SOLE 19490 0 0 PFIZER INC COM 717081103 1850 35729 SH SOLE 35729 0 0 PHILIP MORRIS INTL INC COM 718172109 18734 199421 SH SOLE 199421 0 0 PNC FINL SVCS GROUP INC COM 693475105 418 2264 SH SOLE 2264 0 0 PROCTER AND GAMBLE CO COM 742718109 3980 26048 SH SOLE 26048 0 0 PROLOGIS INC. COM 74340W103 261 1615 SH SOLE 1615 0 0 PRUDENTIAL FINL INC COM 744320102 391 3309 SH SOLE 3309 0 0 PUBLIC STORAGE COM 74460D109 298 764 SH SOLE 764 0 0 QUALCOMM INC COM 747525103 949 6211 SH SOLE 6211 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1164 11752 SH SOLE 11752 0 0 RESMED INC COM 761152107 220 909 SH SOLE 909 0 0 ROPER TECHNOLOGIES INC COM 776696106 357 756 SH SOLE 756 0 0 ROSS STORES INC COM 778296103 339 3750 SH SOLE 3750 0 0 S&P GLOBAL INC COM 78409V104 461 1123 SH SOLE 1123 0 0 SALESFORCE COM INC COM 79466L302 822 3870 SH SOLE 3870 0 0 SCHLUMBERGER LTD COM STK 806857108 283 6862 SH SOLE 6862 0 0 SCHWAB CHARLES CORP COM 808513105 239 2839 SH SOLE 2839 0 0 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 1550 35195 SH SOLE 35195 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 934 11845 SH SOLE 11845 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 911 16913 SH SOLE 16913 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 389 5205 SH SOLE 5205 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 385 7213 SH SOLE 7213 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 256 4807 SH SOLE 4807 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 760 4784 SH SOLE 4784 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 675 17621 SH SOLE 17621 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 354 2583 SH SOLE 2583 0 0 SEMPRA COM 816851109 267 1589 SH SOLE 1589 0 0 SERVICENOW INC COM 81762P102 353 634 SH SOLE 634 0 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 44 19055 SH SOLE 19055 0 0 SOUTHERN CO COM 842587107 1219 16816 SH SOLE 16816 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 924 26966 SH SOLE 26966 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 318 5317 SH SOLE 5317 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 208719 462135 SH SOLE 462135 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1674 3413 SH SOLE 3413 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 98135 2350530 SH SOLE 2350530 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 68716 1037850 SH SOLE 1037850 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 53800 764422 SH SOLE 764422 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 47288 567475 SH SOLE 567475 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 38002 512091 SH SOLE 512091 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 37822 451176 SH SOLE 451176 0 0 SPDR SER TR S&P DIVID ETF 78464A763 2036 15890 SH SOLE 15890 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 1669 17825 SH SOLE 17825 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 380 6833 SH SOLE 6833 0 0 SPDR SER TR SPDR S&P 500 ETF 78468R796 217 1953 SH SOLE 1953 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 233 5180 SH SOLE 5180 0 0 STARBUCKS CORP COM 855244109 1176 12927 SH SOLE 12927 0 0 STERIS PLC SHS USD G8473T100 220 909 SH SOLE 909 0 0 STITCH FIX INC COM CL A 860897107 516 51262 SH SOLE 51262 0 0 STRYKER CORPORATION COM 863667101 1438 5377 SH SOLE 5377 0 0 SYSCO CORP COM 871829107 213 2614 SH SOLE 2614 0 0 TARGET CORP COM 87612E106 28961 136467 SH SOLE 136467 0 0 TE CONNECTIVITY LTD SHS H84989104 205 1564 SH SOLE 1564 0 0 TESLA INC COM 88160R101 5866 5444 SH SOLE 5444 0 0 TEXAS INSTRS INC COM 882508104 748 4076 SH SOLE 4076 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1033 1748 SH SOLE 1748 0 0 TJX COS INC NEW COM 872540109 220 3629 SH SOLE 3629 0 0 T-MOBILE US INC COM 872590104 241 1874 SH SOLE 1874 0 0 TRAVELERS COMPANIES INC COM 89417E109 246 1346 SH SOLE 1346 0 0 TRUIST FINL CORP COM 89832Q109 723 12748 SH SOLE 12748 0 0 TWITTER INC COM 90184L102 215 5554 SH SOLE 5554 0 0 TYSON FOODS INC CL A 902494103 957 10672 SH SOLE 10672 0 0 UNION PAC CORP COM 907818108 969 3547 SH SOLE 3547 0 0 UNITED PARCEL SERVICE INC CL B 911312106 990 4617 SH SOLE 4617 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3716 7287 SH SOLE 7287 0 0 US BANCORP DEL COM NEW 902973304 381 7164 SH SOLE 7164 0 0 VALERO ENERGY CORP COM 91913Y100 293 2890 SH SOLE 2890 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 8531 37471 SH SOLE 37471 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5888 14182 SH SOLE 14182 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2485 14999 SH SOLE 14999 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1209 4204 SH SOLE 4204 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1174 10832 SH SOLE 10832 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 649 4337 SH SOLE 4337 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 611 3471 SH SOLE 3471 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 463 2080 SH SOLE 2080 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 320 1289 SH SOLE 1289 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 292 1228 SH SOLE 1228 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 287 1940 SH SOLE 1940 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1199 20789 SH SOLE 20789 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 712 15445 SH SOLE 15445 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 1113 15293 SH SOLE 15293 0 0 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 823 16426 SH SOLE 16426 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 458 5328 SH SOLE 5328 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 445 6229 SH SOLE 6229 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 5823 35912 SH SOLE 35912 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1649 34331 SH SOLE 34331 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 868 7741 SH SOLE 7741 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 489 1175 SH SOLE 1175 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 306 1202 SH SOLE 1202 0 0 VERICEL CORP COM 92346J108 210 5498 SH SOLE 5498 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1958 38438 SH SOLE 38438 0 0 VISA INC COM CL A 92826C839 2023 9124 SH SOLE 9124 0 0 VYANT BIO INC COM 92942V109 27 18832 SH SOLE 18832 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 765 17098 SH SOLE 17098 0 0 WALMART INC COM 931142103 831 5583 SH SOLE 5583 0 0 WASTE MGMT INC DEL COM 94106L109 448 2829 SH SOLE 2829 0 0 WATERS CORP COM 941848103 241 776 SH SOLE 776 0 0 WEC ENERGY GROUP INC COM 92939U106 1302 13048 SH SOLE 13048 0 0 WELLS FARGO CO NEW COM 949746101 1688 34832 SH SOLE 34832 0 0 WESTROCK CO COM 96145D105 219 4652 SH SOLE 4652 0 0 WEX INC COM 96208T104 209 1169 SH SOLE 1169 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 222 5117 SH SOLE 5117 0 0 WISDOMTREE TR EM EX ST-OWNED 97717X578 203 6205 SH SOLE 6205 0 0 WORKHORSE GROUP INC COM NEW 98138J206 76 15275 SH SOLE 15275 0 0 WRAP TECHNOLOGIES INC COM 98212N107 935 346114 SH SOLE 346114 0 0 XCEL ENERGY INC COM 98389B100 684 9484 SH SOLE 9484 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 245 592 SH SOLE 592 0 0 ZOETIS INC CL A 98978V103 593 3145 SH SOLE 3145 0 0