Chief Legal and Compliance Office

0001214659-21-005158.txt : 20210511 0001214659-21-005158.hdr.sgml : 20210511 20210511120601 ACCESSION NUMBER: 0001214659-21-005158 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210511 DATE AS OF CHANGE: 20210511 EFFECTIVENESS DATE: 20210511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NorthRock Partners, LLC CENTRAL INDEX KEY: 0001632097 IRS NUMBER: 274761668 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16755 FILM NUMBER: 21910347 BUSINESS ADDRESS: STREET 1: 225 SOUTH 6TH STREET STREET 2: SUITE 1400 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-367-8800 MAIL ADDRESS: STREET 1: 225 SOUTH 6TH STREET STREET 2: SUITE 1400 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001632097 XXXXXXXX 03-31-2021 03-31-2021 false NorthRock Partners, LLC

225 South 6th Street Suite 1400 Minneapolis MN 55402

13F HOLDINGS REPORT 028-16755 N Jeff Smith Chief Legal and Compliance Office 612-876-9839 /s/Jeff Smith Minneapolis MN 05-10-2021 0 234 1099351 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 1286 6673 SH SOLE 6673 0 0 ABBOTT LABS COM 002824100 2648 22093 SH SOLE 22093 0 0 ABBVIE INC COM 00287Y109 7055 65194 SH SOLE 65194 0 0 ACCELERON PHARMA INC COM 00434H108 298 2200 SH SOLE 2200 0 0 AKERS BIOSCIENCES INC COM 00973E409 2174 337600 SH SOLE 337600 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 635 2801 SH SOLE 2801 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 2712 128796 SH SOLE 128796 0 0 ALLSTATE CORP COM 020002101 651 5669 SH SOLE 5669 0 0 ALPHABET INC CAP STK CL A 02079K305 4305 2087 SH SOLE 2087 0 0 ALPHABET INC CAP STK CL C 02079K107 1182 572 SH SOLE 572 0 0 ALTRIA GROUP INC COM 02209S103 15840 309613 SH SOLE 309613 0 0 AMAZON COM INC COM 023135106 4627 1495 SH SOLE 1495 0 0 AMERICAN ELEC PWR CO INC COM 025537101 214 2522 SH SOLE 2522 0 0 AMERICAN EXPRESS CO COM 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