0001632078-21-000008.txt : 20210910 0001632078-21-000008.hdr.sgml : 20210910 20210909185218 ACCESSION NUMBER: 0001632078-21-000008 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210910 DATE AS OF CHANGE: 20210909 EFFECTIVENESS DATE: 20210910 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. (NB/CA) CENTRAL INDEX KEY: 0001632078 IRS NUMBER: 330171752 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16433 FILM NUMBER: 211245479 BUSINESS ADDRESS: STREET 1: 1301 DOVE STREET, SUITE 970 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-717-3400 MAIL ADDRESS: STREET 1: 1301 DOVE STREET, SUITE 970 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001632078 XXXXXXXX 03-31-2021 03-31-2021 true 1 RESTATEMENT Spectrum Asset Management, Inc. (NB/CA)

1301 DOVE STREET, SUITE 970 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-16433 Y Shares classified as DFND (Defined) were not reflected in our previous filing and amended accordingly. 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MEDTRONIC PLC SHS G5960L103 12 100 SH DFND 0 0 100 MERCK & CO. INC COM 58933Y105 12 160 SH DFND 0 0 160 MERCK & CO. INC COM 58933Y105 225 2923 SH SOLE 2923 0 0 MICROCHIP TECHNOLOGY INC. 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