0001632078-21-000002.txt : 20210120 0001632078-21-000002.hdr.sgml : 20210120 20210120145345 ACCESSION NUMBER: 0001632078-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210120 DATE AS OF CHANGE: 20210120 EFFECTIVENESS DATE: 20210120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. (NB/CA) CENTRAL INDEX KEY: 0001632078 IRS NUMBER: 330171752 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16433 FILM NUMBER: 21538555 BUSINESS ADDRESS: STREET 1: 1301 DOVE STREET, SUITE 970 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-717-3400 MAIL ADDRESS: STREET 1: 1301 DOVE STREET, SUITE 970 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001632078 XXXXXXXX 12-31-2020 12-31-2020 Spectrum Asset Management, Inc. (NB/CA)

1301 DOVE STREET, SUITE 970 NEWPORT BEACH CA 92660

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COM 58933Y105 240 2930 SH DFND 2770 0 160 MICROSOFT CORP COM 594918104 4413 19839 SH DFND 19805 0 34 MICROCHIP TECH COM 595017104 1244 9005 SH SOLE 9005 0 0 MORNINGSTAR INC COM 617700109 417 1800 SH SOLE 1800 0 0 NESTLE SA ADR COM 641069406 250 2125 SH SOLE 2125 0 0 NORTHERN GRAPHITE CORP F COM 66516A105 4 20000 SH SOLE 20000 0 0 ORACLE CORPORATION COM 68389X105 2532 39145 SH SOLE 39145 0 0 PEPSICO INC COM 713448108 501 3381 SH SOLE 3381 0 0 PFIZER INCORPORATION COM 717081103 258 7020 SH DFND 6700 0 320 PUBLIC STORAGE INC COM 74460D109 1928 8350 SH SOLE 8350 0 0 QUALCOMM INC COM 747525103 1477 9695 SH SOLE 9695 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 265 3702 SH DFND 3551 0 151 SPDR S&P 500 ETF COM 78462F103 852 2280 SH SOLE 2280 0 0 SPDW PORTFOLIO WORLD ex-US ETF COM 78463X889 2018 59800 SH SOLE 59800 0 0 SCHWAB CHARLES CORP COM 808513105 2879 54282 SH SOLE 54282 0 0 SCHWAB US BROAD MKT ETF COM 808524102 3683 40480 SH SOLE 40480 0 0 SCHWAB US LARGE CAP GROWTH ETF COM 808524300 17624 137246 SH SOLE 137246 0 0 SCHWAB US LARGE CAP VAL ETF COM 808524409 19833 333152 SH SOLE 333152 0 0 SCHWAB INTERNATIONAL EQTY ETF COM 808524805 5784 160613 SH SOLE 160613 0 0 SCHWAB S-T US TREASURY ETF COM 808524862 376 7310 SH SOLE 7310 0 0 SECTOR SPDR ENERGY SELECT SHS COM 81369Y506 2889 76234 SH SOLE 76234 0 0 SECTOR SPDR INDUST SELECT SHS COM 81369Y704 834 9420 SH SOLE 9420 0 0 STRYKER CORP COM 863667101 1120 4570 SH SOLE 4570 0 0 SYNOPSYS INC COM 871607107 421 1625 SH SOLE 1625 0 0 TEXAS INSTRUMENTS INCORPORATED COM 882508104 279 1700 SH SOLE 1700 0 0 UNITEDHEALTH GROUP INC COM 91324P102 357 1019 SH SOLE 1019 0 0 VANECK VECTORS GOLD MINERS ETF COM 92189F106 243 6735 SH SOLE 6735 0 0 VANGUARD INTER-TRM BOND ETF COM 921937819 15942 171694 SH SOLE 171694 0 0 VANGUARD S-T BOND INDEX ETF COM 921937827 3418 41230 SH SOLE 41230 0 0 VANGUARD FTSE DEVELOPED MKTS COM 921943858 2409 51035 SH SOLE 51035 0 0 VANGUARD SHT-TRM CORP BOND IDX COM 92206C409 21051 252865 SH SOLE 252865 0 0 VANGUARD MTG BACKED SEC ETF COM 92206C771 20468 378549 SH SOLE 378549 0 0 VANGUARD US LRG CAP GR IND ETF COM 922908736 9754 38501 SH SOLE 38501 0 0 VANGUARD TOTAL STK MKT ETF COM 922908769 836 4297 SH SOLE 4297 0 0 VERIZON COMMUNICATIONS COM 92343V104 2585 43996 SH SOLE 43996 0 0 VISA, INC COM 92826C839 1515 6926 SH SOLE 6926 0 0 WALMART, INC COM 931142103 2976 20643 SH SOLE 20643 0 0 WELLS FARGO& CO (NEW) COM 949746101 1371 45415 SH SOLE 45415 0 0 WISDOM TREE EMRG MKTS HI DIV COM 97717W315 391 9500 SH SOLE 9500 0 0 ACCENTURE PLC CL.A COM G1151C101 4170 15965 SH SOLE 15965 0 0 MEDTRONIC PLC COM G5960L103 3438 29351 SH DFND 29251 0 100 RAZER INC COM G7397A106 138 450000 SH SOLE 450000 0 0 VANGUARD ALL-WORLD HI-DIV YLD COM G9T17W178 982 17500 SH SOLE 17500 0 0