0001632078-19-000006.txt : 20190716
0001632078-19-000006.hdr.sgml : 20190716
20190716145906
ACCESSION NUMBER: 0001632078-19-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190716
DATE AS OF CHANGE: 20190716
EFFECTIVENESS DATE: 20190716
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. (NB/CA)
CENTRAL INDEX KEY: 0001632078
IRS NUMBER: 330171752
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16433
FILM NUMBER: 19956969
BUSINESS ADDRESS:
STREET 1: 1301 DOVE STREET, SUITE 970
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 949-717-3400
MAIL ADDRESS:
STREET 1: 1301 DOVE STREET, SUITE 970
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001632078
XXXXXXXX
06-30-2019
06-30-2019
Spectrum Asset Management, Inc. (NB/CA)
1301 DOVE STREET, SUITE 970
NEWPORT BEACH
CA
92660
13F HOLDINGS REPORT
028-16433
N
Tony Jung
COO
949-717-3400
Tony Jung
Newport Beach
CA
07-16-2019
0
82
159304
false
INFORMATION TABLE
2
F13F.xml
2Q 2019 13F HOLDINGS REPORT
AT&T INC
COM
00206R102
986
29414
SH
DFND
18460
0
10954
ABBOTT LABORATORIES
COM
002824100
1725
20513
SH
DFND
13210
0
7303
ABBVIE INC
COM
00287Y109
716
9840
SH
DFND
6515
0
3325
SEMPRA SAVING PLAN
COM
0038508AT
1009
10000
SH
DFND
0
0
10000
SEMPRA SAVINGS PLAN
COM
0038508BT
1719
10000
SH
DFND
0
0
10000
ADOBE INC.
COM
00724F101
538
1825
SH
DFND
290
0
1535
ALPHABET CLASS A
COM
02079K305
261
241
SH
DFND
0
0
241
ALTRIA GROUP INC
COM
02209S103
380
8018
SH
DFND
0
0
8018
AMAZON.COM INC
COM
023135106
492
260
SH
DFND
47
0
213
AMPHENOL CORP CL A NEW
COM
032095101
1018
10610
SH
DFND
800
0
9810
ANTHEM INC
COM
036752103
1328
4706
SH
DFND
3535
0
1171
AURORA CANNABIS INC
COM
05156X108
78
10000
SH
DFND
0
0
10000
BP PLC ADR
COM
055622104
494
11841
SH
DFND
0
0
11841
BANK OF AMERICA CORP
COM
060505104
1472
50773
SH
DFND
32871
0
17902
BECTON DICKINSON& CO
COM
075887109
1085
4305
SH
DFND
330
0
3975
BERKSHIRE HATHAWAY NEW CLASS B
COM
084670702
2463
11555
SH
DFND
7670
0
3885
BERKSHIRE HTWY CL.A
100 SHS=1 WHOLE
084990175
955
300
SH
DFND
0
0
300
CHEVRON CORP NEW
COM
166764100
4205
33793
SH
DFND
7285
0
26508
CISCO SYSTEMS INC
COM
17275R102
2722
49744
SH
DFND
16110
0
33634
COGNEX CORP
COM
192422103
1042
21710
SH
DFND
1700
0
20010
COSTCO WHSL CORP (NEW)
COM
22160K105
1132
4285
SH
DFND
330
0
3955
DANAHER CORP
COM
235851102
1386
9695
SH
DFND
730
0
8965
DEERE& CO
COM
244199105
282
1700
SH
DFND
0
0
1700
DIAGEO PLC ADR NEW
COM
25243Q205
1699
9857
SH
DFND
5510
0
4347
DISNEY WALT CO (HOLDING CO)
COM
254687106
3239
23197
SH
DFND
8650
0
14547
VANGUARD S&P 500 UCITS ETF USD
COM
27399X646
324
5800
SH
DFND
0
0
5800
EMERSON ELECTRIC CO
COM
291011104
1184
17748
SH
DFND
11660
0
6088
EXXON MOBIL CORP (NEW)
COM
30231G102
2098
27376
SH
DFND
11195
0
16181
FASTENAL CO
COM
311900104
1041
31940
SH
DFND
2400
0
29540
GAIA INC NEW CLASS A
COM
36269P104
391
51600
SH
DFND
0
0
51600
GILEAD SCIENCES INC
COM
375558103
1900
28119
SH
DFND
19545
0
8574
HEXCEL CORPORATION
COM
428291108
1111
13735
SH
DFND
1080
0
12655
HONEYWELL INTERNATIONAL INC
COM
438516106
1905
10910
SH
DFND
6286
0
4624
INTEL CORP
COM
458140100
1768
36924
SH
DFND
19741
0
17183
INTUIT INC
COM
461202103
1091
4175
SH
DFND
330
0
3845
iSHARES T-BOND 1-3 YRS FUND
COM
464287457
532
6275
SH
DFND
920
0
5355
iSHARES S&P MIDCAP 400 GRWTH
COM
464287606
688
3040
SH
DFND
55
0
2985
iSHARES CORE S&P SMALL-CAP ETF
COM
464287804
4239
54151
SH
DFND
1075
0
53076
iSHARES CORE HIGH DIV ETF
COM
46429B663
4280
45287
SH
DFND
875
0
44412
JPMORGAN CHASE& CO
COM
46625H100
1593
14253
SH
DFND
9245
0
5008
JOHNSON& JOHNSON
COM
478160104
2023
14526
SH
DFND
8125
0
6401
KIMBERLY CLARK CORP
COM
494368103
1239
9297
SH
DFND
7498
0
1799
LINCOLN CORE CAPITAL
5YR FIXED INDEX
533400LST
101
100000
SH
DFND
0
0
100000
MARSH& MCLENNAN COS INC
COM
571748102
1066
10690
SH
DFND
800
0
9890
MASTERCARD INCORPORATED
COM
57636Q104
1663
6285
SH
DFND
370
0
5915
MERCK& CO. INC.
COM
58933Y105
300
3575
SH
DFND
0
0
3575
MICROSOFT CORP
COM
594918104
4038
30142
SH
DFND
11525
0
18617
MONDELEZ INTERNATIONAL INC
COM
609207105
949
17610
SH
DFND
12145
0
5465
MORNINGSTAR INC
COM
617700109
260
1800
SH
DFND
0
0
1800
NESTLE SA ADR
COM
641069406
1216
11764
SH
DFND
6040
0
5724
NORTHERN GRAPHITE CORP F
COM
66516A105
2
20000
SH
DFND
0
0
20000
PEPSICO INC
COM
713448108
405
3091
SH
DFND
0
0
3091
PFIZER INCORPORATION
COM
717081103
2176
50235
SH
DFND
20995
0
29240
PHILLIPS 66
COM
718546104
2238
23923
SH
DFND
17325
0
6598
PROCTER AND GAMBLE COMPANY
COM
742718109
1233
11248
SH
DFND
6685
0
4563
RAYTHEON COMPANY NEW
COM
755111507
3099
17825
SH
DFND
9125
0
8700
ROYAL DUTCH SHELL PLC CL.B
COM
780259107
330
5016
SH
DFND
0
0
5016
SK TELECOM CO LTD ADR
COM
78440P108
1315
53125
SH
DFND
28000
0
25125
SPDR S&P 500 ETF
COM
78462F103
337
1151
SH
DFND
700
0
451
SPDW PORTFOLIO WORLD ex-US ETF
COM
78463X889
1982
66989
SH
DFND
1500
0
65489
SPDR S&P DIVIDEND ETF
COM
78464A763
15467
153317
SH
DFND
3030
0
150287
SPDR BARCLAYS 1-3 MO TBILL ETF
COM
78468R663
764
8345
SH
DFND
50
0
8295
SCHWAB US BROAD MKT ETF
COM
808524102
6477
91828
SH
DFND
2789
0
89039
SCHWAB US LARGE CAP GROWTH ETF
COM
808524300
12642
151929
SH
DFND
5040
0
146889
SCHWAB INTERNATIONAL EQTY ETF
COM
808524805
7202
224425
SH
DFND
6700
0
217725
SCHWAB S-T US TREASURY ETF
COM
808524862
937
18530
SH
DFND
0
0
18530
SECTOR SPDR ENERGY SELECT SHS
COM
81369Y506
2907
45632
SH
DFND
1045
0
44587
SEMPRA 2005 DCP
COM
8168511AT
260
8757
SH
DFND
0
0
8757
STRYKER CORP
COM
863667101
1742
8475
SH
DFND
310
0
8165
SYNOPSYS INC
COM
871607107
409
3175
SH
DFND
740
0
2435
UNITEDHEALTH GROUP INC
COM
91324P102
2356
9657
SH
DFND
3972
0
5685
VANGUARD FTSE DEVELOPED MKTS
COM
921943858
1223
29316
SH
DFND
1170
0
28146
VANGUARD MTG BACKED SEC ETF
COM
92206C771
238
4500
SH
DFND
0
0
4500
VANGUARD US LRG CAP GR IND ETF
COM
922908736
6109
37390
SH
DFND
170
0
37220
VANGUARD TOTAL STK MKT ETF
COM
922908769
2564
17082
SH
DFND
483
0
16599
VERIZON COMMUNICATIONS
COM
92343V104
2010
35183
SH
DFND
23049
0
12134
VISA, INC
COM
92826C839
1302
7500
SH
DFND
655
0
6845
WALMART, INC
COM
931142103
1600
14485
SH
DFND
1125
0
13360
WELLS FARGO& CO (NEW)
COM
949746101
3176
67116
SH
DFND
57631
0
9485
WISDOM TREE EMRG MKTS HI DIV
COM
97717W315
5538
124010
SH
DFND
2565
0
121445
ACCENTURE PLC CL.A
COM
G1151C101
1205
6520
SH
DFND
470
0
6050
VANGUARD ALL-WORLD HI-DIV YLD
COM
G9T17W178
633
11500
SH
DFND
0
0
11500