0001632078-18-000004.txt : 20180806 0001632078-18-000004.hdr.sgml : 20180806 20180806154307 ACCESSION NUMBER: 0001632078-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180806 DATE AS OF CHANGE: 20180806 EFFECTIVENESS DATE: 20180806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. (NB/CA) CENTRAL INDEX KEY: 0001632078 IRS NUMBER: 330171752 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16433 FILM NUMBER: 18994635 BUSINESS ADDRESS: STREET 1: 1301 DOVE STREET, SUITE 970 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-717-3400 MAIL ADDRESS: STREET 1: 1301 DOVE STREET, SUITE 970 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001632078 XXXXXXXX 06-30-2018 06-30-2018 Spectrum Asset Management, Inc. (NB/CA)

1301 DOVE STREET, SUITE 970 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-16433 N Ty Neubauer 949-717-3400 Ty Neubauer Newport Beach CA 08-06-2018 0 65 112959 true INFORMATION TABLE 2 F13F.xml AT&T INC COM 00206R102 218 6800 SH DFND 0 0 6800 ADOBE SYSTEMS INC COM 00724F101 616 2525 SH DFND 130 0 2395 ALPHABET CLASS C COM 02079K107 464 416 SH DFND 20 0 396 ALPHABET CLASS A COM 02079K305 274 243 SH DFND 0 0 243 ALTRIA GROUP INC COM 02209S103 301 5293 SH DFND 0 0 5293 AMAZON.COM INC COM 023135106 399 235 SH DFND 25 0 210 APPLE INC COM 037833100 470 2539 SH DFND 0 0 2539 BP PLC ADR COM 055622104 485 10630 SH DFND 0 0 10630 BOFI HOLDING INC COM 05566U108 1081 26420 SH DFND 1000 0 25420 BERKSHIRE HATHAWAY NEW CLASS B COM 084670702 296 1584 SH DFND 0 0 1584 BERKSHIRE HTWY CL.A 100 SHS=1 WHOLE 084990175 846 300 SH DFND 0 0 300 BOEING COMPANY COM 097023105 230 685 SH DFND 0 0 685 CSX CORP COM 126408103 357 5600 SH DFND 0 0 5600 CHEVRON CORP NEW COM 166764100 2709 21424 SH DFND 330 0 21094 COSTCO WHSL CORP (NEW) COM 22160K105 1064 5090 SH DFND 200 0 4890 CULLEN FROST BANKERS COM 229899109 1042 9625 SH DFND 350 0 9275 DEERE& CO COM 244199105 238 1700 SH DFND 0 0 1700 DETTO TECHNOLOGIES INC COM 251463105 0 32000 SH DFND 0 0 32000 DIAGEO PLC ADR NEW COM 25243Q205 1270 8820 SH DFND 400 0 8420 EOG RESOURCES INC COM 26875P101 1045 8400 SH DFND 480 0 7920 EXXON MOBIL CORP (NEW) COM 30231G102 897 10848 SH DFND 218 0 10630 GAIA INC NEW CLASS A COM 36269P104 1045 51600 SH DFND 0 0 51600 GENERAL MOTORS COMPANY S COM 37045V100 270 6850 SH DFND 0 0 6850 GILEAD SCIENCES INC COM 375558103 200 2824 SH DFND 0 0 2824 HALLIBURTON CO COM 406216101 1326 29429 SH DFND 750 0 28679 HUNTINGTON BANCSHARES COM 446150104 965 65380 SH DFND 2500 0 62880 INTEGRATED DEVICE TECH INC COM 458118106 287 9000 SH DFND 0 0 9000 INTEL CORP COM 458140100 682 13729 SH DFND 0 0 13729 INTER PARFUMS INC COM 458334109 1441 26935 SH DFND 900 0 26035 INTUIT INC COM 461202103 1277 6250 SH DFND 250 0 6000 INTUITIVE SURGICAL NEW COM 46120E602 590 1233 SH DFND 85 0 1148 INVESCO S&P 500 EQ WT HEALTH COM 46137V332 1322 7237 SH DFND 180 0 7057 iSHARES T-BOND 1-3 YRS FUND COM 464287457 553 6636 SH DFND 0 0 6636 iSHARES S&P MIDCAP 400 GRWTH COM 464287606 1185 5273 SH DFND 145 0 5128 iSHARES CORE S&P SMALL-CAP ETF COM 464287804 7896 94603 SH DFND 1730 0 92873 JAPAN SMALLER CAP FUND COM 47109U104 923 79200 SH DFND 3000 0 76200 JOHNSON& JOHNSON COM 478160104 245 2022 SH DFND 0 0 2022 LANDSTAR SYSTEMS, INC. COM 515098101 979 8965 SH DFND 350 0 8615 MASTERCARD INCORPORATED COM 57636Q104 1186 6035 SH DFND 230 0 5805 MERCK& CO. INC. COM 58933Y105 217 3575 SH DFND 0 0 3575 MICROSOFT CORP COM 594918104 1583 16051 SH DFND 625 0 15426 MORNINGSTAR INC COM 617700109 231 1800 SH DFND 0 0 1800 NESTLE SA ADR COM 641069406 264 3415 SH DFND 0 0 3415 NORTHERN GRAPHITE CORP F COM 66516A105 6 20000 SH DFND 0 0 20000 PEPSICO INC COM 713448108 337 3091 SH DFND 0 0 3091 PFIZER INCORPORATION COM 717081103 661 18211 SH DFND 0 0 18211 RIO TINTO PLC ADR COM 767204100 233 4200 SH DFND 0 0 4200 ROYAL DUTCH SHELL PLC CL.B COM 780259107 324 4460 SH DFND 0 0 4460 SPDW PORTFOLIO WORLD ex-US ETF COM 78463X889 1804 59358 SH DFND 1355 0 58003 SPDR S&P DIVIDEND ETF COM 78464A763 16068 173328 SH DFND 3115 0 170213 SPDR BARCLAYS 1-3 MO TBILL ETF COM 78468R663 2669 29140 SH DFND 940 0 28200 SCHWAB US BROAD MKT ETF COM 808524102 6149 93175 SH DFND 2824 0 90351 SCHWAB US LARGE CAP GROWTH ETF COM 808524300 12554 165663 SH DFND 5290 0 160373 SCHWAB INTERNATIONAL EQTY ETF COM 808524805 7891 238746 SH DFND 7755 0 230991 SCHWAB S-T US TREASURY ETF COM 808524862 1005 20215 SH DFND 0 0 20215 SECTOR SPDR ENERGY SELECT SHS COM 81369Y506 3740 49245 SH DFND 965 0 48280 SECTOR SPDR FINCL SELECT SHS COM 81369Y605 3526 132590 SH DFND 2485 0 130105 STRYKER CORP COM 863667101 1500 8885 SH DFND 230 0 8655 SUNCOR ENERGY INC NEW COM 867224107 216 5300 SH DFND 0 0 5300 UNION PACIFIC CORPORATION COM 907818108 269 1900 SH DFND 0 0 1900 VANGUARD FTSE DEVELOPED MKTS COM 921943858 2987 69629 SH DFND 50 0 69579 VANGUARD US LRG CAP GR IND ETF COM 922908736 6982 46605 SH DFND 320 0 46285 VANGUARD TOTAL STK MKT ETF COM 922908769 2609 18582 SH DFND 273 0 18309 VISA, INC COM 92826C839 1346 10160 SH DFND 505 0 9655 CORE LABORATORIES NV COM N22717107 1114 8825 SH DFND 350 0 8475