The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AFFIMED N V | COM | N01045108 | 3,078 | 732,774 | SH | DFND | 732,774 | 0 | 0 | ||
ALECTOR INC | COM | 014442107 | 14,747 | 787,769 | SH | DFND | 787,769 | 0 | 0 | ||
APTYNIX INC | COM | 03836N103 | 14,310 | 3,533,424 | SH | DFND | 3,533,424 | 0 | 0 | ||
ARAVIVE INC | COM | 92529L102 | 6,833 | 970,659 | SH | DFND | 970,659 | 0 | 0 | ||
ARVINAS INC | COM | 04335A105 | 33,698 | 2,283,048 | SH | DFND | 2,283,048 | 0 | 0 | ||
AVEO PHARMACEUTICALS INC | COM | 053588109 | 330 | 402,118 | SH | DFND | 402,118 | 0 | 0 | ||
AVROBIO INC | COM | 05455M100 | 4,753 | 215,550 | SH | DFND | 215,550 | 0 | 0 | ||
CHIASMA INC | COM | 16706W102 | 2,080 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
CHIMERIX INC | COM | 16934W106 | 2,835 | 1,350,000 | SH | DFND | 1,350,000 | 0 | 0 | ||
CRINETICS PHARMACEUTICALS INC | COM | 22663K107 | 3,817 | 167,700 | SH | DFND | 167,700 | 0 | 0 | ||
DECIPHERA PHARMACEUTICALS INC | COM | 24344T101 | 95,257 | 4,104,140 | SH | DFND | 4,104,140 | 0 | 0 | ||
HARPOON THERAPEUTICS INC | COM | 41358P106 | 21,262 | 2,245,221 | SH | DFND | 2,245,221 | 0 | 0 | ||
ITERUM THERAPEUTICS PLC | SHS | G6333L101 | 11,536 | 1,456,303 | SH | DFND | 1,456,303 | 0 | 0 | ||
MINERVA NEUROSCIENCES INC | COM | 603380106 | 3,327 | 423,300 | SH | DFND | 423,300 | 0 | 0 | ||
NEURONETICS INC | COM | 64131A105 | 23,532 | 1,543,115 | SH | DFND | 1,543,115 | 0 | 0 | ||
OBSEVA SA | COM | H5861P103 | 11,517 | 900,501 | SH | DFND | 900,501 | 0 | 0 | ||
PDS BIOTECHNOLOGY CORP | COM | 10465T107 | 868 | 117,242 | SH | DFND | 117,242 | 0 | 0 | ||
PRINCIPIA BIOPHARMA INC | COM | 74257L108 | 89,274 | 2,625,713 | SH | DFND | 2,625,713 | 0 | 0 | ||
SIERRA ONCOLOGY INC | COM | 82640U107 | 8,585 | 5,020,446 | SH | DFND | 5,020,446 | 0 | 0 | ||
UNUM THERAPEUTICS INC | COM | 903214104 | 7,882 | 1,795,545 | SH | DFND | 1,795,545 | 0 | 0 |