The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 1,962 | 171,364 | SH | DFND | 171,364 | 0 | 0 | ||
AVEO PHARMACEUTICALS INC | COM | 053588109 | 2,691 | 964,520 | SH | DFND | 964,520 | 0 | 0 | ||
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 11,922 | 507,730 | SH | DFND | 507,730 | 0 | 0 | ||
DECIPHERA PHARMACEUTICALS INC | COM | 24344T101 | 93,041 | 4,104,140 | SH | DFND | 4,104,140 | 0 | 0 | ||
DERMIRA INC | COM | 24983L104 | 1,699 | 61,109 | SH | DFND | 61,109 | 0 | 0 | ||
EDGE THERAPEUTICS INC | COM | 279870109 | 21,971 | 2,344,868 | SH | DFND | 2,344,868 | 0 | 0 | ||
IRHYTHM TECHNOLOGIES INC | COM | 450056106 | 18,426 | 328,741 | SH | DFND | 328,741 | 0 | 0 | ||
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 3,468 | 425,000 | SH | DFND | 425,000 | 0 | 0 | ||
OBSEVA SA | COM | H5861P103 | 8,691 | 890,501 | SH | DFND | 890,501 | 0 | 0 | ||
OTONOMY INC | COM | 68906L105 | 610 | 109,825 | SH | DFND | 109,825 | 0 | 0 | ||
OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 11,909 | 852,497 | SH | DFND | 852,497 | 0 | 0 | ||
RESHAPE LIFESCIENCES INC | COM | 761123108 | 3,849 | 2,600,900 | SH | DFND | 2,600,900 | 0 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 4,118 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
SIERRA ONCOLOGY INC | COM | 82640U107 | 10,437 | 2,798,224 | SH | DFND | 2,798,224 | 0 | 0 | ||
TRILLIUM THERAPEUTICS INC | COM NEW | 89620X506 | 2,930 | 404,159 | SH | DFND | 404,159 | 0 | 0 | ||
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 16,085 | 458,259 | SH | DFND | 458,259 | 0 | 0 |