0001225208-24-001805.txt : 20240209 0001225208-24-001805.hdr.sgml : 20240209 20240209162612 ACCESSION NUMBER: 0001225208-24-001805 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240208 FILED AS OF DATE: 20240209 DATE AS OF CHANGE: 20240209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gitlin David L. CENTRAL INDEX KEY: 0001631473 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39220 FILM NUMBER: 24615421 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARRIER GLOBAL Corp CENTRAL INDEX KEY: 0001783180 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] ORGANIZATION NAME: 06 Technology IRS NUMBER: 834051582 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 BUSINESS PHONE: 5613652000 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 FORMER COMPANY: FORMER CONFORMED NAME: Carrier Global Corp DATE OF NAME CHANGE: 20190722 4 1 doc4.xml X0508 4 2024-02-08 0001783180 CARRIER GLOBAL Corp CARR 0001631473 Gitlin David L. 13995 PASTEUR BOULEVARD PALM BEACH GARDENS FL 33418 1 1 Chairman and CEO 0 Common Stock 2024-02-08 4 M 0 320042.0000 21.4300 A 800850.0000 D Common Stock 2024-02-08 4 M 0 67250.0000 15.9800 A 868100.0000 D Common Stock 2024-02-08 4 M 0 46819.0000 18.5300 A 914919.0000 D Common Stock 2024-02-08 4 M 0 39158.0000 19.2400 A 954077.0000 D Common Stock 2024-02-08 4 F 0 176730.0000 54.0600 D 777347.0000 D Common Stock 2024-02-08 4 S 0 354539.0000 54.1635 D 422808.0000 D Common Stock 176397.0000 I By Family Trust Common Stock 102374.0000 I By Spouse's Trust Stock Appreciation Right 19.2400 2024-02-08 4 M 0 39158.0000 0.0000 D 2018-01-02 2025-01-01 Common Stock 39158.0000 0.0000 D Stock Appreciation Right 21.4300 2024-02-08 4 M 0 320042.0000 0.0000 D 2021-01-02 2028-01-01 Common Stock 320042.0000 0.0000 D Stock Appreciation Right 18.5300 2024-02-08 4 M 0 46819.0000 0.0000 D 2020-01-03 2027-01-02 Common Stock 46819.0000 0.0000 D Stock Appreciation Right 15.9800 2024-02-08 4 M 0 67250.0000 0.0000 D 2019-01-04 2026-01-03 Common Stock 67250.0000 0.0000 D The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $53.51 to $54.665 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. /s/ Erin O'Neal as Attorney-in-Fact 2024-02-09