0001225208-24-001805.txt : 20240209
0001225208-24-001805.hdr.sgml : 20240209
20240209162612
ACCESSION NUMBER: 0001225208-24-001805
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240208
FILED AS OF DATE: 20240209
DATE AS OF CHANGE: 20240209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gitlin David L.
CENTRAL INDEX KEY: 0001631473
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39220
FILM NUMBER: 24615421
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORPORATION
STREET 2: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARRIER GLOBAL Corp
CENTRAL INDEX KEY: 0001783180
STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 834051582
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
BUSINESS PHONE: 5613652000
MAIL ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
FORMER COMPANY:
FORMER CONFORMED NAME: Carrier Global Corp
DATE OF NAME CHANGE: 20190722
4
1
doc4.xml
X0508
4
2024-02-08
0001783180
CARRIER GLOBAL Corp
CARR
0001631473
Gitlin David L.
13995 PASTEUR BOULEVARD
PALM BEACH GARDENS
FL
33418
1
1
Chairman and CEO
0
Common Stock
2024-02-08
4
M
0
320042.0000
21.4300
A
800850.0000
D
Common Stock
2024-02-08
4
M
0
67250.0000
15.9800
A
868100.0000
D
Common Stock
2024-02-08
4
M
0
46819.0000
18.5300
A
914919.0000
D
Common Stock
2024-02-08
4
M
0
39158.0000
19.2400
A
954077.0000
D
Common Stock
2024-02-08
4
F
0
176730.0000
54.0600
D
777347.0000
D
Common Stock
2024-02-08
4
S
0
354539.0000
54.1635
D
422808.0000
D
Common Stock
176397.0000
I
By Family Trust
Common Stock
102374.0000
I
By Spouse's Trust
Stock Appreciation Right
19.2400
2024-02-08
4
M
0
39158.0000
0.0000
D
2018-01-02
2025-01-01
Common Stock
39158.0000
0.0000
D
Stock Appreciation Right
21.4300
2024-02-08
4
M
0
320042.0000
0.0000
D
2021-01-02
2028-01-01
Common Stock
320042.0000
0.0000
D
Stock Appreciation Right
18.5300
2024-02-08
4
M
0
46819.0000
0.0000
D
2020-01-03
2027-01-02
Common Stock
46819.0000
0.0000
D
Stock Appreciation Right
15.9800
2024-02-08
4
M
0
67250.0000
0.0000
D
2019-01-04
2026-01-03
Common Stock
67250.0000
0.0000
D
The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $53.51 to $54.665 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
/s/ Erin O'Neal as Attorney-in-Fact
2024-02-09