0001225208-23-006235.txt : 20230525 0001225208-23-006235.hdr.sgml : 20230525 20230525172046 ACCESSION NUMBER: 0001225208-23-006235 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230524 FILED AS OF DATE: 20230525 DATE AS OF CHANGE: 20230525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gitlin David L. CENTRAL INDEX KEY: 0001631473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39220 FILM NUMBER: 23962051 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARRIER GLOBAL Corp CENTRAL INDEX KEY: 0001783180 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 834051582 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 BUSINESS PHONE: 5613652000 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 FORMER COMPANY: FORMER CONFORMED NAME: Carrier Global Corp DATE OF NAME CHANGE: 20190722 4 1 doc4.xml X0407 4 2023-05-24 0001783180 CARRIER GLOBAL Corp CARR 0001631473 Gitlin David L. 13995 PASTEUR BOULEVARD PALM BEACH GARDENS FL 33418 1 1 Chairman and CEO 0 Common Stock 2023-05-24 4 M 0 412.0000 0.0000 A 353108.0000 D Common Stock 2023-05-24 4 F 0 153.0000 41.3000 D 352955.0000 D Common Stock 176397.0000 I By Family Trust Common Stock 102374.0000 I By Spouse's Trust Restricted Stock Unit RSU 2023-05-24 4 M 0 412.0000 0.0000 D 2023-05-14 Common Stock 412.0000 0.0000 D Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. The reporting person was granted RSUs on May 14, 2020. And on May 14, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until May 24, 2023. /s/ Mark G. Thompson as Attorney-in-Fact 2023-05-25