COO & Managing Partner

0001085146-19-001274.txt : 20190429 0001085146-19-001274.hdr.sgml : 20190429 20190429170546 ACCESSION NUMBER: 0001085146-19-001274 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190429 DATE AS OF CHANGE: 20190429 EFFECTIVENESS DATE: 20190429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dakota Wealth Management CENTRAL INDEX KEY: 0001631353 IRS NUMBER: 204893886 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16362 FILM NUMBER: 19776940 BUSINESS ADDRESS: STREET 1: 3001 PGA BLVD STREET 2: SUITE 102 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410 BUSINESS PHONE: 561-774-8029 MAIL ADDRESS: STREET 1: 3001 PGA BLVD STREET 2: SUITE 102 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410 FORMER COMPANY: FORMER CONFORMED NAME: Oakmont Partners LLC DATE OF NAME CHANGE: 20150121 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001631353 XXXXXXXX 03-31-2019 03-31-2019 true 1 RESTATEMENT false Dakota Wealth Management

3001 PGA BLVD SUITE 102 PALM BEACH GARDENS FL 33410

13F HOLDINGS REPORT 028-16362 N Michael L. Reed COO & Managing Partner 561-774-8029 /s/ Michael L. Reed Palm Beach Gardens FL 04-23-2019 0 300 502736 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 453 2177 SH SOLE 2177 0 0 ABBOTT LABS COM 002824100 282 3524 SH SOLE 3524 0 0 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 164 23430 SH SOLE 0 0 23430 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 320 1822 SH SOLE 400 0 1422 ADAMS DIVERSIFIED EQUITY FD COM 006212104 434 30102 SH SOLE 0 0 30102 ADOBE INC COM 00724F101 1285 4825 SH SOLE 3694 0 1131 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 288 22400 SH SOLE 0 0 22400 ALLY FINL INC COM 02005N100 221 8076 SH SOLE 8076 0 0 ALPHABET INC CAP STK CL C 02079K107 1475 1257 SH SOLE 983 0 274 ALPHABET INC CAP STK CL A 02079K305 2295 1949 SH SOLE 1848 0 101 ALTRIA GROUP INC COM 02209S103 2637 45916 SH SOLE 45916 0 0 AMAZON COM INC COM 023135106 8352 4691 SH SOLE 4691 0 0 AMCI ACQUISITION CORP CLASS A 00165R101 806 81850 SH SOLE 16250 0 65600 AMERICAN TOWER CORP NEW COM 03027X100 314 1591 SH SOLE 1591 0 0 AMGEN INC COM 031162100 339 1787 SH SOLE 1787 0 0 APPLE INC COM 037833100 10983 57802 SH SOLE 57802 0 0 AT&T INC COM 00206R102 1205 38434 SH SOLE 38434 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 2734 17112 SH SOLE 15552 0 1560 AUTOZONE INC COM 053332102 451 440 SH SOLE 440 0 0 AXON ENTERPRISE INC COM 05464C101 229 4235 SH SOLE 4235 0 0 BANK AMER CORP COM 060505104 776 28125 SH SOLE 28125 0 0 BANK NEW YORK MELLON CORP COM 064058100 462 9101 SH SOLE 9101 0 0 BAXTER INTL INC COM 071813109 714 8786 SH SOLE 8786 0 0 BB&T CORP COM 054937107 436 9370 SH SOLE 9370 0 0 BECTON DICKINSON & CO COM 075887109 1002 4013 SH SOLE 4013 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 554 2766 SH SOLE 2766 0 0 BIOGEN INC COM 09062X103 616 2608 SH SOLE 2608 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 616 48186 SH SOLE 0 0 48186 BLACKROCK CR ALLCTN INC TR COM 092508100 647 52300 SH SOLE 0 0 52300 BLACKROCK ENHANCED GBL DIV T COM 092501105 130 12150 SH SOLE 0 0 12150 BLACKROCK ENHANCED INTL 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CLIFFS INC COM 185899101 250 25000 SH SOLE 25000 0 0 CLOROX CO DEL COM 189054109 1291 8048 SH SOLE 8048 0 0 COCA COLA CO COM 191216100 455 9698 SH SOLE 9698 0 0 COMCAST CORP NEW CL A 20030N101 1686 42178 SH SOLE 42178 0 0 CONOCOPHILLIPS COM 20825C104 237 3544 SH SOLE 3544 0 0 CORNERSTONE STRATEGIC VALUE COM 21924b302 378 30875 SH SOLE 0 0 30875 COSTCO WHSL CORP NEW COM 22160K105 466 1925 SH SOLE 1925 0 0 CUMMINS INC COM 231021106 1389 8796 SH SOLE 8796 0 0 DEERE & CO COM 244199105 5492 34357 SH SOLE 34357 0 0 DISNEY WALT CO COM DISNEY 254687106 7659 68975 SH SOLE 68975 0 0 DOLLAR GEN CORP NEW COM 256677105 233 1956 SH SOLE 0 0 1956 DORMAN PRODUCTS INC COM 258278100 1151 13065 SH SOLE 13065 0 0 DOVER CORP COM 260003108 257 2736 SH SOLE 2736 0 0 DOWDUPONT INC COM 26078J100 398 7464 SH SOLE 7464 0 0 DREYFUS MUN INCOME INC COM 26201R102 336 39998 SH SOLE 12000 0 27998 DRIVE SHACK INC COM 262077100 90 20000 SH SOLE 20000 0 0 DTF TAX-FREE INCOME INC COM 23334J107 254 19236 SH SOLE 0 0 19236 DUFF & PHELPS UTIL CORP BD T COM 26432k108 500 58281 SH SOLE 0 0 58281 DWS MUN INCOME TR NEW COM 233368109 377 34216 SH SOLE 0 0 34216 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 359 29881 SH SOLE 0 0 29881 EATON VANCE CALIF MUN BD FD COM 27828A100 1280 121327 SH SOLE 0 0 121327 EATON VANCE MUN BD FD COM 27827X101 5022 404903 SH SOLE 77897 0 327006 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 127 10418 SH SOLE 0 0 10418 EATON VANCE NEW YORK MUN BD COM 27827Y109 361 30687 SH SOLE 0 0 30687 EDTECHX HLDGS ACQUISITION CO COM 28138X103 558 55325 SH SOLE 0 0 55325 ENBRIDGE INC COM 29250N105 435 12000 SH SOLE 12000 0 0 EPR PPTYS COM SH BEN INT 26884U109 407 5296 SH SOLE 5296 0 0 ESSEX PPTY TR INC COM 297178105 23718 82000 SH SOLE 82000 0 0 EXXON MOBIL CORP COM 30231G102 3990 49397 SH SOLE 49397 0 0 FACEBOOK INC CL A 30303M102 687 4118 SH SOLE 2062 0 2056 FASTENAL CO COM 311900104 270 4197 SH SOLE 4197 0 0 FEDERATED PREM MUN INC FD COM 31423P108 148 11024 SH SOLE 0 0 11024 FIDELITY CONSMR STAPLES 316092303 209 6179 SH SOLE 6179 0 0 FIDELITY MSCI INDL INDX 316092709 203 5303 SH SOLE 5303 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 912 9078 SH SOLE 9078 0 0 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 217 21384 SH SOLE 0 0 21384 FORUM MERGER II CORP CL A 34986F103 734 73900 SH SOLE 0 0 73900 GALLAGHER ARTHUR J & CO COM 363576109 555 7103 SH SOLE 7103 0 0 GENERAL MLS INC COM 370334104 284 5477 SH SOLE 5477 0 0 GENERAL MTRS CO COM 37045V100 515 13883 SH SOLE 13883 0 0 GENUINE PARTS CO COM 372460105 1132 10103 SH SOLE 10103 0 0 GIGCAPITAL INC COM 37518n106 258 25225 SH SOLE 0 0 25225 GRAF INDL CORP COM 384278107 889 90500 SH SOLE 12725 0 77775 HANCOCK JOHN INV TRUST TAX ADV GLB SH 41013P749 181 26288 SH SOLE 0 0 26288 HENRY JACK & ASSOC INC COM 426281101 839 6049 SH SOLE 6049 0 0 HOME DEPOT INC COM 437076102 3224 16793 SH SOLE 16793 0 0 HONEYWELL INTL INC COM 438516106 563 3553 SH SOLE 3553 0 0 IAC INTERACTIVECORP COM 44919P508 425 2025 SH SOLE 2025 0 0 ILLINOIS TOOL WKS INC COM 452308109 1622 11298 SH SOLE 11298 0 0 ILLUMINA INC COM 452327109 1664 5355 SH SOLE 5355 0 0 INGERSOLL-RAND PLC SHS G47791101 873 8091 SH SOLE 8091 0 0 INTEL CORP COM 458140100 655 12238 SH SOLE 12238 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 782 5540 SH SOLE 5540 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 230 403 SH SOLE 403 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 542 5191 SH SOLE 5191 0 0 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 428 29415 SH SOLE 29415 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 9323 411801 SH SOLE 411801 0 0 INVESCO EXCHNG TRADED FD TR VRDO TAX FREE 46138G862 374 15000 SH SOLE 0 0 15000 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 1959 79708 SH SOLE 79708 0 0 INVESCO MUN TR COM 46131J103 154 12800 SH SOLE 12800 0 0 INVESCO PA VALUE MUN INCOME COM 46132K109 375 30244 SH SOLE 0 0 30244 INVESCO QQQ TR UNIT SER 1 46090E103 1454 8092 SH SOLE 8092 0 0 INVESCO QUALITY MUNI INC TRS COM 46133G107 144 11900 SH SOLE 0 0 11900 INVESCO TR INVT GRADE MUNS COM 46131M106 371 29975 SH SOLE 10000 0 19975 ISHARES INC MSCI CDA ETF 464286509 247 8941 SH SOLE 0 0 8941 ISHARES INC MIN VOL EMRG MKT 464286533 358 6036 SH SOLE 6036 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 248 4535 SH SOLE 0 0 4535 ISHARES TR S&P 100 ETF 464287101 1404 11204 SH SOLE 11204 0 0 ISHARES TR CORE S&P TTL STK 464287150 681 10577 SH SOLE 10577 0 0 ISHARES TR TIPS BD ETF 464287176 2059 18206 SH SOLE 18206 0 0 ISHARES TR CORE S&P500 ETF 464287200 2471 8679 SH SOLE 1010 0 7669 ISHARES TR CORE US AGGBD ET 464287226 1596 14629 SH SOLE 14629 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 9905 230796 SH SOLE 229101 0 1695 ISHARES TR IBOXX INV CP ETF 464287242 3096 26006 SH SOLE 26006 0 0 ISHARES TR GLOBAL TECH ETF 464287291 435 2543 SH SOLE 2543 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 1044 6055 SH SOLE 6055 0 0 ISHARES TR MSCI EAFE ETF 464287465 13486 207914 SH SOLE 207914 0 0 ISHARES TR RUS MID CAP ETF 464287499 1670 30960 SH SOLE 30960 0 0 ISHARES TR NASDAQ BIOTECH 464287556 575 5139 SH SOLE 5139 0 0 ISHARES TR COHEN STEER REIT 464287564 6086 54728 SH SOLE 54728 0 0 ISHARES TR U.S. CNSM SV ETF 464287580 616 3015 SH SOLE 3015 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 948 7677 SH SOLE 7677 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 14199 93804 SH SOLE 93804 0 0 ISHARES TR RUS 1000 ETF 464287622 5631 35796 SH SOLE 35796 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 990 8265 SH SOLE 8265 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 4116 20927 SH SOLE 20927 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 9564 62476 SH SOLE 62476 0 0 ISHARES TR EUROPE ETF 464287861 229 5295 SH SOLE 0 0 5295 ISHARES TR MSCI ACWI EX US 464288240 824 17847 SH SOLE 6142 0 11705 ISHARES TR EAFE SML CP ETF 464288273 780 13582 SH SOLE 13582 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1993 23045 SH SOLE 23045 0 0 ISHARES TR INTRM TR CRP ETF 464288638 2007 36399 SH SOLE 36399 0 0 ISHARES TR SH TR CRPORT ETF 464288646 1822 34488 SH SOLE 34488 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 213 1728 SH SOLE 1728 0 0 ISHARES TR SHORT TREAS BD 464288679 713 6448 SH SOLE 6448 0 0 ISHARES TR PFD AND INCM SEC 464288687 5548 151775 SH SOLE 151775 0 0 ISHARES TR US HLTHCR PR ETF 464288828 334 1987 SH SOLE 1987 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 2517 49442 SH SOLE 49442 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 1420 15218 SH SOLE 15218 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 1921 26675 SH SOLE 26675 0 0 ISHARES TR MIN VOL USA ETF 46429B697 2635 44797 SH SOLE 44797 0 0 ISHARES TR USA QUALITY FCTR 46432F339 1270 14345 SH SOLE 14345 0 0 ISHARES TR EDGE MSCI USA VL 46432F388 224 2800 SH SOLE 2800 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 1547 13786 SH SOLE 13786 0 0 ISHARES TR CORE MSCI EAFE 46432F842 239 3936 SH SOLE 3936 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 263 5633 SH SOLE 5633 0 0 ISHARES TR CORE DIV GRWTH 46434v621 409 11000 SH SOLE 3075 0 7925 ISHARES TR CORE MSCI EURO 46434V738 310 6772 SH SOLE 4338 0 2434 ISHARES US ETF TR SHT MAT BD ETF 46431W507 1728 34396 SH SOLE 34396 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 257 29397 SH SOLE 0 0 29397 JOHNSON & JOHNSON COM 478160104 4668 33394 SH SOLE 33394 0 0 JOHNSON CTLS INTL PLC SHS G51502105 501 13576 SH SOLE 13576 0 0 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 5456 108524 SH SOLE 106706 0 1818 JPMORGAN CHASE & CO COM 46625H100 4128 40806 SH SOLE 40806 0 0 KIMBERLY CLARK CORP COM 494368103 255 2055 SH SOLE 2055 0 0 KINDER MORGAN INC DEL COM 49456B101 1524 76168 SH SOLE 76168 0 0 KKR & CO INC CL A 48251W104 626 26484 SH SOLE 26484 0 0 KROGER CO COM 501044101 221 8926 SH SOLE 8926 0 0 LAS VEGAS SANDS CORP COM 517834107 451 7403 SH SOLE 7403 0 0 LAZARD WORLD DIVID & INCOME COM 521076109 262 26646 SH SOLE 0 0 26646 LEGACY ACQUISITION CORP COM CL A 524643103 251 25050 SH SOLE 0 0 25050 LENNAR CORP CL A 526057104 291 5919 SH SOLE 5919 0 0 LF CAP ACQUISITION CORP CL A 50200K108 149 14750 SH SOLE 0 0 14750 LILLY ELI & CO COM 532457108 4798 36965 SH SOLE 36965 0 0 LOWES COS INC COM 548661107 1142 10419 SH SOLE 10419 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 549 6535 SH SOLE 6535 0 0 MASTERCARD INC CL A 57636Q104 2968 12599 SH SOLE 11952 0 647 MEDICAL PPTYS TRUST INC COM 58463J304 2846 153772 SH SOLE 153772 0 0 MEGALITH FINL ACQUISITION CO CL A COM 58518F109 987 99175 SH SOLE 0 0 99175 MERCK & CO INC COM 58933Y105 2720 32699 SH SOLE 32699 0 0 MFS INVT GRADE MUN TR SH BEN INT 59318b108 368 39120 SH SOLE 0 0 39120 MICROSOFT CORP COM 594918104 10300 87306 SH SOLE 83411 0 3895 MONOCLE ACQUISITION CORP COM 609754106 1560 159100 SH SOLE 16500 0 142600 MOSAIC ACQUISITION CORP COM CL A 61946m100 290 28650 SH SOLE 0 0 28650 MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 460 45675 SH SOLE 0 0 45675 NEW GERMANY FD INC COM 644465106 319 22723 SH SOLE 2210 0 20513 NIKE INC CL B 654106103 2218 26341 SH SOLE 23222 0 3119 NORFOLK SOUTHERN CORP COM 655844108 336 1800 SH SOLE 1800 0 0 NOVARTIS A G SPONSORED ADR 66987V109 461 4781 SH SOLE 4781 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 4324 323755 SH SOLE 27466 0 296289 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 1073 78008 SH SOLE 1008 0 77000 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 556 39900 SH SOLE 0 0 39900 NUVEEN MUN 2021 TARGET TERM COM 670687102 385 39881 SH SOLE 0 0 39881 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 2900 227898 SH SOLE 18095 0 209803 NUVEEN NEW YORK QLT MUN INC COM 67066X107 895 66975 SH SOLE 0 0 66975 NUVEEN QUALITY MUNCP INCOME COM 67066V101 3066 226286 SH SOLE 64478 0 161808 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 163 11700 SH SOLE 0 0 11700 O REILLY AUTOMOTIVE INC NEW COM 67103H107 385 991 SH SOLE 370 0 621 ONEOK INC NEW COM 682680103 978 14000 SH SOLE 14000 0 0 OPES ACQUISITION CORP COM 68373P100 197 19450 SH SOLE 15400 0 4050 ORACLE CORP COM 68389X105 425 7925 SH SOLE 4352 0 3573 PAYCHEX INC COM 704326107 3300 41137 SH SOLE 41137 0 0 PAYPAL HLDGS INC COM 70450Y103 3229 31106 SH SOLE 29325 0 1781 PEPSICO INC COM 713448108 711 5794 SH SOLE 5794 0 0 PFIZER INC COM 717081103 2935 69117 SH SOLE 69117 0 0 PHILIP MORRIS INTL INC COM 718172109 1477 16730 SH SOLE 16730 0 0 PHILLIPS 66 COM 718546104 959 10084 SH SOLE 10084 0 0 PPG INDS INC COM 693506107 307 2719 SH SOLE 2719 0 0 PROCTER AND GAMBLE CO COM 742718109 1083 10421 SH SOLE 10421 0 0 PROGRESSIVE CORP OHIO COM 743315103 1927 26710 SH SOLE 26710 0 0 PURE ACQUISITION CORP CL A 74621Q106 561 56000 SH SOLE 0 0 56000 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 602 49002 SH SOLE 16002 0 33000 QUALCOMM INC COM 747525103 426 7480 SH SOLE 7480 0 0 RAYTHEON CO COM NEW 755111507 283 1556 SH SOLE 1556 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 247 3863 SH SOLE 3863 0 0 SALESFORCE COM INC COM 79466L302 4397 27738 SH SOLE 27738 0 0 SCHLUMBERGER LTD COM 806857108 388 8949 SH SOLE 8949 0 0 SCHULTZE SPL PURP ACQUSTN CO COM 80821r109 204 20725 SH SOLE 0 0 20725 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1086 11844 SH SOLE 11844 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 435 7761 SH SOLE 7761 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3240 43791 SH SOLE 43791 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1502 41479 SH SOLE 41479 0 0 SHERWIN WILLIAMS CO COM 824348106 439 1021 SH SOLE 1021 0 0 SIMON PPTY GROUP INC NEW COM 828806109 436 2391 SH SOLE 2391 0 0 SOUTHERN CO COM 842587107 211 4070 SH SOLE 4070 0 0 SPARTAN ENERGY ACQUISITON CO CL A COM STK 846784106 317 32250 SH SOLE 0 0 32250 SPDR GOLD TRUST GOLD SHS 78463V107 1108 9084 SH SOLE 9084 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 5857 117078 SH SOLE 117078 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6069 21482 SH SOLE 20132 0 1350 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 19040 55125 SH SOLE 55125 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 7188 263785 SH SOLE 263785 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 810 8841 SH SOLE 8841 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 227 4602 SH SOLE 4602 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 533 10993 SH SOLE 10593 0 400 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 837 27383 SH SOLE 27383 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 2044 44382 SH SOLE 44382 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 752 15555 SH SOLE 15555 0 0 SSGA ACTIVE TR SPDR DBLELN SHRT 78470P200 387 7850 SH SOLE 7850 0 0 STARBUCKS CORP COM 855244109 1407 18915 SH SOLE 15445 0 3470 STARWOOD PPTY TR INC COM 85571B105 1068 47771 SH SOLE 47771 0 0 STRYKER CORP COM 863667101 819 4145 SH SOLE 4145 0 0 TARGET CORP COM 87612E106 749 9330 SH SOLE 9330 0 0 TEXAS INSTRS INC COM 882508104 774 7297 SH SOLE 7297 0 0 THE CHARLES SCHWAB CORPORATI COM 808513105 221 5151 SH SOLE 5151 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 3632 13275 SH SOLE 13275 0 0 THUNDER BRIDGE ACQUISITION L SHS CLASS A G8857R100 147 14275 SH SOLE 0 0 14275 TOTAL SYS SVCS INC COM 891906109 708 7455 SH SOLE 7455 0 0 TRIDENT ACQUISITIONS CORP COM 89615T106 161 15650 SH SOLE 0 0 15650 TRINITY MERGER CORP COM CL A 89653L106 1179 115650 SH SOLE 0 0 115650 TWELVE SEAS INVESTMENT COMPA SHS G9145a107 293 29150 SH SOLE 0 0 29150 ULTA BEAUTY INC COM 90384S303 2427 6962 SH SOLE 6962 0 0 UNION PACIFIC CORP COM 907818108 758 4535 SH SOLE 4535 0 0 UNITED PARCEL SERVICE INC CL B 911312106 288 2600 SH SOLE 2600 0 0 UNITED RENTALS INC COM 911363109 471 4125 SH SOLE 4125 0 0 UNITED TECHNOLOGIES CORP COM 913017109 241 1873 SH SOLE 1873 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1070 4327 SH SOLE 4327 0 0 US BANCORP DEL COM NEW 902973304 288 6011 SH SOLE 6011 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 500 22300 SH SOLE 22300 0 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 1990 31697 SH SOLE 31697 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 245 3080 SH SOLE 3080 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 264 3250 SH SOLE 0 0 3250 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3667 14118 SH SOLE 1931 0 12187 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 735 8454 SH SOLE 8454 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 2965 18918 SH SOLE 16843 0 2075 VANGUARD INDEX FDS VALUE ETF 922908744 769 7129 SH SOLE 7129 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2856 18674 SH SOLE 9636 0 9038 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3079 21283 SH SOLE 2723 0 18560 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 5616 111829 SH SOLE 66361 0 45468 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2473 58197 SH SOLE 36977 0 21220 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 667 10133 SH SOLE 0 0 10133 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 2460 45915 SH SOLE 19122 0 26793 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 1038 19900 SH SOLE 19900 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1362 22548 SH SOLE 22548 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 8781 110093 SH SOLE 110093 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 982 11306 SH SOLE 11306 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 224 4332 SH SOLE 4332 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 6066 70819 SH SOLE 70819 0 0 VECTOIQ ACQUISITION CORP COM 92243n103 540 54150 SH SOLE 16000 0 38150 VERIZON COMMUNICATIONS INC COM 92343V104 8146 137773 SH SOLE 137773 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 368 2000 SH SOLE 2000 0 0 VISA INC COM CL A 92826C839 8153 52162 SH SOLE 49803 0 2359 WALGREENS BOOTS ALLIANCE INC COM 931427108 258 4060 SH SOLE 4060 0 0 WALMART INC COM 931142103 4429 45405 SH SOLE 45405 0 0 WEALTHBRIDGE ACQUISITION LTD SHS G4887W110 179 18250 SH SOLE 0 0 18250 WESTERN ASSET MUN HI INCM FD COM 95766N103 132 17785 SH SOLE 0 0 17785 WESTERN ASST MN PRT FD INC COM 95766P108 295 20483 SH SOLE 0 0 20483 WESTERN AST INFL LKD OPP & I COM 95766R104 463 43020 SH SOLE 0 0 43020 WHIRLPOOL CORP COM 963320106 4004 30122 SH SOLE 30122 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 991 35988 SH SOLE 35988 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 303 1445 SH SOLE 1445 0 0 ZOETIS INC CL A 98978V103 850 8439 SH SOLE 5885 0 2554