COO & Managing Partner

0001085146-19-000200.txt : 20190122 0001085146-19-000200.hdr.sgml : 20190122 20190122171359 ACCESSION NUMBER: 0001085146-19-000200 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190122 DATE AS OF CHANGE: 20190122 EFFECTIVENESS DATE: 20190122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dakota Wealth Management CENTRAL INDEX KEY: 0001631353 IRS NUMBER: 204893886 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16362 FILM NUMBER: 19535955 BUSINESS ADDRESS: STREET 1: 3001 PGA BLVD STREET 2: SUITE 102 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410 BUSINESS PHONE: 561-774-8029 MAIL ADDRESS: STREET 1: 3001 PGA BLVD STREET 2: SUITE 102 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410 FORMER COMPANY: FORMER CONFORMED NAME: Oakmont Partners LLC DATE OF NAME CHANGE: 20150121 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001631353 XXXXXXXX 12-31-2018 12-31-2018 false Dakota Wealth Management

3001 PGA BLVD SUITE 102 PALM BEACH GARDENS FL 33410

13F HOLDINGS REPORT 028-16362 N Michael L. Reed COO & Managing Partner 561-774-8029 /s/ Michael L. Reed Palm Beach Gardens FL 01-17-2019 0 277 441669 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 440 2266 SH SOLE 2266 0 0 ABBVIE INC COM 00287Y109 1237 13078 SH SOLE 13078 0 0 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 152 23430 SH SOLE 0 0 23430 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 391 2547 SH SOLE 1125 0 1422 ADAMS DIVERSIFIED EQUITY FD COM 006212104 379 30102 SH SOLE 0 0 30102 ADOBE INC COM 00724F101 2146 8210 SH SOLE 7079 0 1131 ALLERGAN PLC SHS G0177J108 472 2477 SH SOLE 2477 0 0 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 271 22400 SH SOLE 0 0 22400 ALPHABET INC CAP STK CL C 02079K107 1785 1562 SH SOLE 1288 0 274 ALPHABET INC CAP STK CL A 02079K305 3730 3124 SH SOLE 3023 0 101 ALTRIA GROUP INC COM 02209S103 256 4449 SH SOLE 4449 0 0 AMAZON COM INC COM 023135106 7771 4007 SH SOLE 4007 0 0 AMGEN INC COM 031162100 4240 20556 SH SOLE 20556 0 0 APPLE INC COM 037833100 9813 46119 SH SOLE 46119 0 0 ASIA PAC FD INC COM 044901106 385 33685 SH SOLE 0 0 33685 AT&T INC COM 00206R102 259 7798 SH SOLE 7798 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 2718 18298 SH SOLE 16285 0 2013 BANK AMER CORP COM 060505104 1037 35374 SH SOLE 35374 0 0 BANK NEW YORK MELLON CORP COM 064058100 452 9592 SH SOLE 9592 0 0 BAXTER INTL INC COM 071813109 668 8671 SH SOLE 8671 0 0 BB&T CORP COM 054937107 509 10495 SH SOLE 10495 0 0 BECTON DICKINSON & CO COM 075887109 2242 8701 SH SOLE 8701 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 492 2358 SH SOLE 2358 0 0 BIOGEN INC COM 09062X103 921 2608 SH SOLE 2608 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 570 47686 SH SOLE 0 0 47686 BLACKROCK CORE BD TR SHS BEN INT 09249E101 411 33639 SH SOLE 0 0 33639 BLACKROCK CR ALLCTN INC TR COM 092508100 590 52900 SH SOLE 0 0 52900 BLACKROCK ENHANCED GBL DIV T COM 092501105 114 12150 SH SOLE 0 0 12150 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 80 16225 SH SOLE 0 0 16225 BLACKROCK FLA MUN 2020 TERM COM SHS 09250m109 198 14158 SH SOLE 0 0 14158 BLACKROCK INCOME TR INC COM 09247F100 784 139000 SH SOLE 0 0 139000 BLACKROCK INVT QUALITY MUN T COM 09247D105 737 54527 SH SOLE 6500 0 48027 BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257P105 655 31500 SH SOLE 0 0 31500 BLACKROCK MUNICIPL INC QLTY COM 092479104 1108 88632 SH SOLE 5048 0 83584 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 1241 103578 SH SOLE 677 0 102901 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 454 37100 SH SOLE 1000 0 36100 BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 121 10573 SH SOLE 0 0 10573 BLACKROCK MUNIY QUALITY FD I COM 09254G108 436 38084 SH SOLE 0 0 38084 BLACKROCK MUNIYIELD CALI QLT COM 09254N103 803 63599 SH SOLE 0 0 63599 BLACKROCK MUNIYIELD NY QLTY COM 09255E102 694 60253 SH SOLE 853 0 59400 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 2332 193459 SH SOLE 1274 0 192185 BLACKROCK MUNIYIELD QUALITY COM 09254f100 602 46400 SH SOLE 0 0 46400 BLACKROCK MUNIYLD MICH QLTY COM 09254V105 490 39500 SH SOLE 0 0 39500 BLACKROCK N Y MUN INCOME TR SH BEN INT 09248L106 293 23917 SH SOLE 0 0 23917 BLACKROCK NY MUN INCOME TR I COM 09249R102 128 10300 SH SOLE 0 0 10300 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 255 8536 SH SOLE 8536 0 0 BOEING CO COM 097023105 3718 10095 SH SOLE 10095 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 339 5570 SH SOLE 5570 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 326 2473 SH SOLE 2473 0 0 BROOKLINE BANCORP INC DEL COM 11373M107 706 42293 SH SOLE 42293 0 0 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 368 9318 SH SOLE 9318 0 0 CAPITAL ONE FINL CORP COM 14040H105 303 3976 SH SOLE 3976 0 0 CATERPILLAR INC DEL COM 149123101 203 1331 SH SOLE 1331 0 0 CBS CORP NEW CL B 124857202 362 6293 SH SOLE 6293 0 0 CENTENE CORP DEL COM 15135B101 427 2948 SH SOLE 2948 0 0 CHEVRON CORP NEW COM 166764100 1969 16105 SH SOLE 16105 0 0 CHUBB LIMITED COM H1467J104 390 2915 SH SOLE 2915 0 0 CISCO SYS INC COM 17275R102 2041 43450 SH SOLE 43450 0 0 CITIGROUP INC COM NEW 172967424 315 4385 SH SOLE 4385 0 0 CLEVELAND CLIFFS INC COM 185899101 317 25000 SH SOLE 25000 0 0 CLOROX CO DEL COM 189054109 1628 10826 SH SOLE 10826 0 0 COCA COLA CO COM 191216100 492 10508 SH SOLE 10508 0 0 COMCAST CORP NEW CL A 20030N101 696 19910 SH SOLE 19910 0 0 CONOCOPHILLIPS COM 20825C104 735 9569 SH SOLE 9569 0 0 CORNERSTONE STRATEGIC VALUE COM 21924b302 336 30375 SH SOLE 0 0 30375 COSTCO WHSL CORP NEW COM 22160K105 1167 4968 SH SOLE 4968 0 0 CVS HEALTH CORP COM 126650100 2930 37551 SH SOLE 37551 0 0 DEERE & CO COM 244199105 1454 9693 SH SOLE 9693 0 0 DISNEY WALT CO COM DISNEY 254687106 6190 53418 SH SOLE 53418 0 0 DOLLAR GEN CORP NEW COM 256677105 212 1956 SH SOLE 0 0 1956 DOWDUPONT INC COM 26078J100 2216 34455 SH SOLE 34455 0 0 DREYFUS MUN INCOME INC COM 26201R102 309 39998 SH SOLE 0 0 39998 DRIVE SHACK INC COM 262077100 119 20000 SH SOLE 20000 0 0 DTF TAX-FREE INCOME INC COM 23334J107 170 13736 SH SOLE 0 0 13736 DUFF & PHELPS UTIL CORP BD T COM 26432k108 478 58281 SH SOLE 0 0 58281 DWS MUN INCOME TR NEW COM 233368109 352 34216 SH SOLE 0 0 34216 EATON CORP PLC SHS G29183103 751 8664 SH SOLE 8664 0 0 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 331 29881 SH SOLE 0 0 29881 EATON VANCE CALIF MUN BD FD COM 27828A100 865 87127 SH SOLE 0 0 87127 EATON VANCE MUN BD FD COM 27827X101 3857 340014 SH SOLE 56576 0 283438 EATON VANCE MUN BD FD II COM 27827K109 918 82877 SH SOLE 7800 0 75077 EATON VANCE NEW YORK MUN BD COM 27827Y109 338 30687 SH SOLE 0 0 30687 EDTECHX HLDGS ACQUISITION CO COM 28138X103 291 29925 SH SOLE 0 0 29925 EMERSON ELEC CO COM 291011104 961 12548 SH SOLE 12548 0 0 ENBRIDGE INC COM 29250N105 387 12000 SH SOLE 12000 0 0 ESSEX PPTY TR INC COM 297178105 20230 82000 SH SOLE 82000 0 0 EXXON MOBIL CORP COM 30231G102 1253 16504 SH SOLE 16504 0 0 FACEBOOK INC CL A 30303M102 740 5096 SH SOLE 3040 0 2056 FEDERATED PREM MUN INC FD COM 31423P108 136 11024 SH SOLE 0 0 11024 FIDELITY CONSMR STAPLES 316092303 217 6666 SH SOLE 6666 0 0 FIDELITY MSCI INDL INDX 316092709 222 5515 SH SOLE 5515 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 366 3814 SH SOLE 3814 0 0 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 202 21384 SH SOLE 0 0 21384 FORUM MERGER II CORP CL A 34986f103 714 73900 SH SOLE 0 0 73900 GENERAL DYNAMICS CORP COM 369550108 492 2405 SH SOLE 2405 0 0 GENERAL MLS INC COM 370334104 204 5210 SH SOLE 5210 0 0 GENERAL MTRS CO COM 37045V100 584 17347 SH SOLE 17347 0 0 GIGCAPITAL INC COM 37518n106 236 23325 SH SOLE 0 0 23325 GLOBAL PMTS INC COM 37940X102 518 4069 SH SOLE 4069 0 0 HANCOCK JOHN INV TRUST TAX ADV GLB SH 41013P749 172 26288 SH SOLE 0 0 26288 HENRY JACK & ASSOC INC COM 426281101 1309 8175 SH SOLE 8175 0 0 HOME DEPOT INC COM 437076102 3624 17679 SH SOLE 17679 0 0 HONEYWELL INTL INC COM 438516106 714 4876 SH SOLE 4876 0 0 HP INC COM 40434L105 759 29856 SH SOLE 29856 0 0 ILLINOIS TOOL WKS INC COM 452308109 1980 14032 SH SOLE 14032 0 0 ILLUMINA INC COM 452327109 865 2360 SH SOLE 2360 0 0 INTEL CORP COM 458140100 717 15239 SH SOLE 15239 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2941 19452 SH SOLE 19452 0 0 INTUIT COM 461202103 340 1495 SH SOLE 1495 0 0 INVESCO ADVANTAGE MUNICIPAL SH BEN INT 46132E103 109 11000 SH SOLE 0 0 11000 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 561 5306 SH SOLE 5306 0 0 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 295 21820 SH SOLE 21820 0 0 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 355 13167 SH SOLE 13167 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 11705 505193 SH SOLE 505193 0 0 INVESCO EXCHNG TRADED FD TR VRDO TAX FREE 46138G862 374 15000 SH SOLE 0 0 15000 INVESCO MUN OPPORTUNITY TR COM 46132C107 308 27024 SH SOLE 25674 0 1350 INVESCO MUN TR COM 46131J103 626 55200 SH SOLE 12800 0 42400 INVESCO PA VALUE MUN INCOME COM 46132K109 412 35444 SH SOLE 0 0 35444 INVESCO QQQ TR UNIT SER 1 46090E103 2523 13695 SH SOLE 13695 0 0 INVESCO QUALITY MUNI INC TRS COM 46133G107 280 25000 SH SOLE 0 0 25000 INVESCO TR INVT GRADE MUNS COM 46131M106 497 42475 SH SOLE 10000 0 32475 INVESCO VALUE MUN INCOME TR COM 46132P108 674 49099 SH SOLE 9049 0 40050 ISHARES INC MSCI CDA ETF 464286509 256 10716 SH SOLE 0 0 10716 ISHARES INC MSCI JPN ETF NEW 46434G822 232 4590 SH SOLE 0 0 4590 ISHARES TR TIPS BD ETF 464287176 903 8163 SH SOLE 8163 0 0 ISHARES TR CORE S&P500 ETF 464287200 2257 8786 SH SOLE 1377 0 7409 ISHARES TR CORE US AGGBD ET 464287226 440 4167 SH SOLE 4167 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 8129 189673 SH SOLE 188518 0 1155 ISHARES TR IBOXX INV CP ETF 464287242 3257 28336 SH SOLE 28336 0 0 ISHARES TR GLOBAL TECH ETF 464287291 522 2981 SH SOLE 2981 0 0 ISHARES TR S&P 500 VAL ETF 464287408 390 3453 SH SOLE 3453 0 0 ISHARES TR MSCI EAFE ETF 464287465 15947 234610 SH SOLE 234610 0 0 ISHARES TR RUS MID CAP ETF 464287499 1800 8241 SH SOLE 8241 0 0 ISHARES TR NASDAQ BIOTECH 464287556 806 6607 SH SOLE 6607 0 0 ISHARES TR COHEN STEER REIT 464287564 4357 43540 SH SOLE 43540 0 0 ISHARES TR U.S. CNSM SV ETF 464287580 678 3204 SH SOLE 3204 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 716 5657 SH SOLE 5657 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 15299 98297 SH SOLE 98297 0 0 ISHARES TR RUS 1000 ETF 464287622 6010 37167 SH SOLE 37167 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 1130 8591 SH SOLE 8591 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 5058 23519 SH SOLE 23519 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 10036 59543 SH SOLE 59543 0 0 ISHARES TR CORE S&P SCP ETF 464287804 201 2305 SH SOLE 2305 0 0 ISHARES TR EUROPE ETF 464287861 207 5295 SH SOLE 0 0 5295 ISHARES TR MSCI ACWI EX US 464288240 567 13385 SH SOLE 1180 0 12205 ISHARES TR EAFE SML CP ETF 464288273 1153 18518 SH SOLE 18518 0 0 ISHARES TR IBOXX HI YD ETF 464288513 2862 33105 SH SOLE 33105 0 0 ISHARES TR INTRM TR CRP ETF 464288638 1706 32129 SH SOLE 32129 0 0 ISHARES TR SH TR CRPORT ETF 464288646 1566 30215 SH SOLE 30215 0 0 ISHARES TR S&P US PFD STK 464288687 8866 239536 SH SOLE 239536 0 0 ISHARES TR US HLTHCR PR ETF 464288828 418 2090 SH SOLE 2090 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 2506 49122 SH SOLE 49122 0 0 ISHARES TR MIN VOL USA ETF 46429B697 292 5117 SH SOLE 5117 0 0 ISHARES TR USA QUALITY FCTR 46432F339 260 2878 SH SOLE 2878 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 738 6201 SH SOLE 6201 0 0 ISHARES TR CORE MSCI EAFE 46432F842 239 3768 SH SOLE 3768 0 0 ISHARES TR CORE MSCI EURO 46434V738 412 9972 SH SOLE 4838 0 5134 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 244 29397 SH SOLE 0 0 29397 JOHNSON & JOHNSON COM 478160104 4667 34179 SH SOLE 34179 0 0 JOHNSON CTLS INTL PLC SHS G51502105 251 8426 SH SOLE 8426 0 0 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 4120 82304 SH SOLE 82304 0 0 JPMORGAN CHASE & CO COM 46625H100 4998 45556 SH SOLE 45556 0 0 KIMBERLY CLARK CORP COM 494368103 268 2355 SH SOLE 2355 0 0 KINDER MORGAN INC DEL COM 49456B101 834 47036 SH SOLE 47036 0 0 KKR & CO INC CL A 48251W104 617 31402 SH SOLE 31402 0 0 KROGER CO COM 501044101 260 9456 SH SOLE 9456 0 0 LAS VEGAS SANDS CORP COM 517834107 499 8403 SH SOLE 8403 0 0 LAZARD WORLD DIVID & INCOME COM 521076109 227 26646 SH SOLE 0 0 26646 LENNAR CORP CL A 526057104 290 6209 SH SOLE 6209 0 0 LILLY ELI & CO COM 532457108 844 7777 SH SOLE 7777 0 0 LOWES COS INC COM 548661107 1091 10542 SH SOLE 10542 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1723 16808 SH SOLE 16808 0 0 M & T BK CORP COM 55261F104 362 2197 SH SOLE 2197 0 0 MASTERCARD INCORPORATED CL A 57636Q104 2040 9380 SH SOLE 8733 0 647 MEDTRONIC PLC SHS G5960L103 726 7379 SH SOLE 7379 0 0 MERCK & CO INC COM 58933Y105 2379 33367 SH SOLE 33367 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 251 68675 SH SOLE 0 0 68675 MFS INVT GRADE MUN TR SH BEN INT 59318b108 343 39120 SH SOLE 0 0 39120 MICROSOFT CORP COM 594918104 7578 67920 SH SOLE 64025 0 3895 MOHAWK INDS INC COM 608190104 430 2453 SH SOLE 2453 0 0 NEW GERMANY FD INC COM 644465106 363 27143 SH SOLE 6630 0 20513 NIKE INC CL B 654106103 1395 16873 SH SOLE 13754 0 3119 NORDSTROM INC COM 655664100 236 3950 SH SOLE 3950 0 0 NORFOLK SOUTHERN CORP COM 655844108 500 2771 SH SOLE 2771 0 0 NOVARTIS A G SPONSORED ADR 66987V109 402 4675 SH SOLE 4675 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 808 57675 SH SOLE 3675 0 54000 NUVEEN AMT FREE QLTY MUN INC COM 670657105 4198 340278 SH SOLE 42864 0 297414 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 994 78000 SH SOLE 1000 0 77000 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 506 39900 SH SOLE 0 0 39900 NUVEEN MUN 2021 TARGET TERM COM 670687102 374 39881 SH SOLE 0 0 39881 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 2688 230380 SH SOLE 14877 0 215503 NUVEEN NEW YORK QLT MUN INC COM 67066X107 808 65975 SH SOLE 0 0 65975 NUVEEN QUALITY MUNCP INCOME COM 67066V101 3210 253508 SH SOLE 73575 0 179933 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 157 11700 SH SOLE 0 0 11700 NVIDIA CORP COM 67066G104 701 2987 SH SOLE 2270 0 717 O REILLY AUTOMOTIVE INC NEW COM 67103H107 269 781 SH SOLE 0 0 781 OCCIDENTAL PETE CORP DEL COM 674599105 320 3890 SH SOLE 3890 0 0 OPES ACQUISITION CORP COM 68373P100 347 34850 SH SOLE 15400 0 19450 ORACLE CORP COM 68389X105 370 7777 SH SOLE 4204 0 3573 PAYPAL HLDGS INC COM 70450Y103 438 5045 SH SOLE 5045 0 0 PENSARE ACQUISITION CORP COM 70957E105 309 30625 SH SOLE 0 0 30625 PEPSICO INC COM 713448108 663 5979 SH SOLE 5979 0 0 PFIZER INC COM 717081103 3594 81667 SH SOLE 81667 0 0 PHILIP MORRIS INTL INC COM 718172109 1321 16865 SH SOLE 16865 0 0 PHILLIPS 66 COM 718546104 1521 14156 SH SOLE 14156 0 0 PPG INDS INC COM 693506107 275 2716 SH SOLE 2716 0 0 PROCTER AND GAMBLE CO COM 742718109 1252 14566 SH SOLE 14566 0 0 PROSHARES TR SHORT QQQ NEW 74347B714 460 15723 SH SOLE 15723 0 0 PROVIDENT BANCORP INC COM 74383X109 217 7500 SH SOLE 7500 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 1022 90311 SH SOLE 17411 0 72900 QUALCOMM INC COM 747525103 602 8465 SH SOLE 8465 0 0 RAYTHEON CO COM NEW 755111507 461 2311 SH SOLE 2311 0 0 REPUBLIC SVCS INC COM 760759100 208 2858 SH SOLE 2858 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 465 3582 SH SOLE 3582 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 548 7727 SH SOLE 7727 0 0 SALESFORCE COM INC COM 79466L302 3218 20237 SH SOLE 20237 0 0 SCHLUMBERGER LTD COM 806857108 237 6193 SH SOLE 6193 0 0 SCHWAB CHARLES CORP NEW COM 808513105 551 11592 SH SOLE 11592 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 512 9485 SH SOLE 9485 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3846 51124 SH SOLE 51124 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 828 7334 SH SOLE 7334 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 6106 128367 SH SOLE 128367 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6785 23903 SH SOLE 22023 0 1880 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 20087 54663 SH SOLE 54663 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 7534 273061 SH SOLE 273061 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 304 3315 SH SOLE 3315 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 832 17371 SH SOLE 15171 0 2200 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 661 21906 SH SOLE 21906 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 770 16258 SH SOLE 16258 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 795 16836 SH SOLE 16836 0 0 SSGA ACTIVE TR SPDR DBLELN SHRT 78470P200 383 7850 SH SOLE 7850 0 0 STARBUCKS CORP COM 855244109 291 4547 SH SOLE 1077 0 3470 STRYKER CORP COM 863667101 736 4145 SH SOLE 4145 0 0 TEXAS INSTRS INC COM 882508104 774 7213 SH SOLE 7213 0 0 THUNDER BRIDGE ACQUISITION L SHS CLASS A G8857R100 141 14275 SH SOLE 0 0 14275 TOTAL S A SPONSORED ADR 89151E109 259 4015 SH SOLE 4015 0 0 TOTAL SYS SVCS INC COM 891906109 574 5811 SH SOLE 5811 0 0 TRAVELERS COMPANIES INC COM 89417E109 200 1540 SH SOLE 1540 0 0 TRIDENT ACQUISITIONS CORP COM 89615t106 156 15650 SH SOLE 0 0 15650 TRINITY MERGER CORP COM CL A 89653l106 639 64025 SH SOLE 0 0 64025 TWELVE SEAS INVESTMENT COMPA SHS G9145a107 287 29150 SH SOLE 0 0 29150 TWENTY FIRST CENTY FOX INC CL A 90130A101 379 7840 SH SOLE 7840 0 0 UNION ACQUISITION CORP SHS G9366W101 102 10300 SH SOLE 0 0 10300 UNION PAC CORP COM 907818108 457 2805 SH SOLE 2805 0 0 UNITED PARCEL SERVICE INC CL B 911312106 324 3100 SH SOLE 3100 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1490 10655 SH SOLE 10655 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1851 6985 SH SOLE 6985 0 0 VALERO ENERGY CORP NEW COM 91913Y100 1709 15028 SH SOLE 15028 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3733 16075 SH SOLE 1771 0 14304 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 763 9463 SH SOLE 9463 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 2063 15305 SH SOLE 15305 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 751 7467 SH SOLE 7467 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1997 15068 SH SOLE 8050 0 7018 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2770 21381 SH SOLE 2666 0 18715 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 4874 105119 SH SOLE 64686 0 40433 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1939 48630 SH SOLE 35187 0 13443 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 522 8598 SH SOLE 0 0 8598 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 2366 48646 SH SOLE 24782 0 23864 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 299 5000 SH SOLE 5000 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 7776 99489 SH SOLE 99489 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1065 12748 SH SOLE 12748 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 205 4321 SH SOLE 4321 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 221 5198 SH SOLE 4548 0 650 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 5609 64400 SH SOLE 64400 0 0 VECTOIQ ACQUISITION CORP COM 92243n103 157 16175 SH SOLE 0 0 16175 VERIZON COMMUNICATIONS INC COM 92343V104 5478 101876 SH SOLE 101876 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 385 2000 SH SOLE 2000 0 0 VISA INC COM CL A 92826C839 5738 38931 SH SOLE 36572 0 2359 WALGREENS BOOTS ALLIANCE INC COM 931427108 324 4720 SH SOLE 4720 0 0 WALMART INC COM 931142103 2760 29438 SH SOLE 29438 0 0 WELLS FARGO CO NEW COM 949746101 347 6599 SH SOLE 6599 0 0 WESTERN ASSET MUN HI INCM FD COM 95766N103 248 35785 SH SOLE 0 0 35785 WESTERN ASST MN PRT FD INC COM 95766P108 285 20483 SH SOLE 0 0 20483 WESTERN AST INFL LKD OPP & I COM 95766R104 436 43020 SH SOLE 0 0 43020 WHIRLPOOL CORP COM 963320106 1459 12291 SH SOLE 12291 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1181 39752 SH SOLE 39752 0 0 ZOETIS INC CL A 98978V103 757 8439 SH SOLE 5885 0 2554