The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AEGEAN MARINE PETROLEUM NETW | SHS | Y0017S102 | 1,228 | 121,000 | SH | SOLE | N/A | 121,000 | 0 | 0 | |
| ALLY FINL INC | COM | 02005N100 | 609 | 32,000 | SH | SOLE | N/A | 32,000 | 0 | 0 | |
| ALTISOURCE RESIDENTIAL CORP | CL B | 02153W100 | 1,325 | 120,000 | SH | SOLE | N/A | 120,000 | 0 | 0 | |
| AMERICAN CAP LTD | COM | 02503Y103 | 5,107 | 285,000 | SH | SOLE | N/A | 285,000 | 0 | 0 | |
| BARRICK GOLD CORP | COM | 067901108 | 1,470 | 92,000 | SH | SOLE | N/A | 92,000 | 0 | 0 | |
| BUNGE LIMITED | COM | G16962105 | 1,156 | 16,000 | SH | SOLE | N/A | 16,000 | 0 | 0 | |
| CITIGROUP INC | COM NEW | 172967424 | 594 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
| ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 716 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
| GREEN PLAINS INC | COM | 393222104 | 1,114 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | |
| HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 926 | 40,000 | SH | Put | SOLE | N/A | 40,000 | 0 | 0 |
| HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 4,357 | 4,550,000 | PRN | SOLE | N/A | 4,550,000 | 0 | 0 | |
| HORIZON PHARMA PLC | SHS | G4617B105 | 1,519 | 93,900 | SH | SOLE | N/A | 93,900 | 0 | 0 | |
| MOSAIC CO NEW | COM | 61945C103 | 2,346 | 80,000 | SH | Put | SOLE | N/A | 80,000 | 0 | 0 |
| NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 2,136 | 55,204 | SH | SOLE | N/A | 55,204 | 0 | 0 | |
| NEURODERM LTD | ORD SHS | M74231107 | 504 | 22,700 | SH | SOLE | N/A | 22,700 | 0 | 0 | |
| NEW YORK REIT INC | COM | 64976L109 | 1,086 | 107,300 | SH | SOLE | N/A | 107,300 | 0 | 0 | |
| NORTHSTAR ASSET MGMT GROUP I | COM | 66705Y104 | 1,312 | 87,914 | SH | SOLE | N/A | 87,914 | 0 | 0 | |
| PATRIOT NATL INC | COM | 70338T102 | 756 | 162,506 | SH | SOLE | N/A | 162,506 | 0 | 0 | |
| RITE AID CORP | COM | 767754104 | 1,121 | 136,000 | SH | SOLE | N/A | 136,000 | 0 | 0 | |
| SLM CORP | COM | 78442P106 | 2,149 | 195,000 | SH | SOLE | N/A | 195,000 | 0 | 0 | |
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 4,330 | 39,500 | SH | SOLE | N/A | 39,500 | 0 | 0 | |
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 7,508 | 68,500 | SH | Put | SOLE | N/A | 68,500 | 0 | 0 |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 5,365 | 24,000 | SH | Put | SOLE | N/A | 24,000 | 0 | 0 |
| SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 3,314 | 80,000 | SH | Put | SOLE | N/A | 80,000 | 0 | 0 |
| SPECTRUM PHARMACEUTICALS INC | NOTE 2.750%12/1 | 84763AAB4 | 2,058 | 2,250,000 | PRN | SOLE | N/A | 2,250,000 | 0 | 0 | |
| TECK RESOURCES LTD | CL B | 878742204 | 400 | 19,958 | SH | SOLE | N/A | 19,958 | 0 | 0 | |
| UNITED STATES STL CORP NEW | COM | 912909108 | 264 | 8,000 | SH | SOLE | N/A | 8,000 | 0 | 0 | |
| VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 973 | 46,500 | SH | SOLE | N/A | 46,500 | 0 | 0 | |
| VANECK VECTORS ETF TR | BIOTECH ETF | 92189F726 | 8,606 | 80,000 | SH | Put | SOLE | N/A | 80,000 | 0 | 0 |
| VEREIT INC | COM | 92339V100 | 973 | 115,000 | SH | SOLE | N/A | 115,000 | 0 | 0 | |
| WESTERN REFNG INC | COM | 959319104 | 1,211 | 32,000 | SH | Put | SOLE | N/A | 32,000 | 0 | 0 |