0001127602-23-023369.txt : 20230829 0001127602-23-023369.hdr.sgml : 20230829 20230829163145 ACCESSION NUMBER: 0001127602-23-023369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230825 FILED AS OF DATE: 20230829 DATE AS OF CHANGE: 20230829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buckler Joseph T CENTRAL INDEX KEY: 0001936569 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 231222341 MAIL ADDRESS: STREET 1: 1200 E. MARKET STREET, SUITE 650 CITY: AKRON STATE: OH ZIP: 44305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc. CENTRAL INDEX KEY: 0001630805 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 472783641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 E. MARKET STREET, SUITE 650 CITY: AKRON STATE: OH ZIP: 44305 BUSINESS PHONE: 3308606205 MAIL ADDRESS: STREET 1: 1200 E. MARKET STREET, SUITE 650 CITY: AKRON STATE: OH ZIP: 44305 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-08-25 0001630805 Babcock & Wilcox Enterprises, Inc. BW 0001936569 Buckler Joseph T 1200 E. MARKET STREET, SUITE 650 AKRON 44305 1 Senior Vice President 1 Common Stock 551.36 I 401k Plan Common Stock 2023-08-25 4 M 0 15000 4.88 A 125305 D Common Stock 2023-08-25 4 F 0 6802 4.88 D 118503 D Common Stock 2023-08-25 4 S 0 3500 4.79 D 115003 D Restricted Stock Units 2023-08-25 4 M 0 15000 0 D 2023-08-25 Common Stock 15000 0 D Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock unit. The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock. RSUs vest in three installments beginning Augut 25, 2021. /s/ John J. Dziewisz, attorney-in-fact for Joseph T. Buckler 2023-08-29