0001193125-23-296690.txt : 20231215 0001193125-23-296690.hdr.sgml : 20231215 20231215163136 ACCESSION NUMBER: 0001193125-23-296690 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20231215 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20231215 DATE AS OF CHANGE: 20231215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TPG RE Finance Trust, Inc. CENTRAL INDEX KEY: 0001630472 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38156 FILM NUMBER: 231490824 BUSINESS ADDRESS: STREET 1: C/O TPG CAPITAL, L.P. STREET 2: 345 CALIFORNIA STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-743-1500 MAIL ADDRESS: STREET 1: C/O TPG CAPITAL, L.P. STREET 2: 345 CALIFORNIA STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 8-K 1 d32344d8k.htm 8-K 8-K
false 0001630472 0001630472 2023-12-15 2023-12-15 0001630472 us-gaap:CommonStockMember 2023-12-15 2023-12-15 0001630472 trtx:SixPointTwoFivePercentageSeriesCCumulativeRedeemablePreferredStockMember 2023-12-15 2023-12-15

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): December 15, 2023

 

 

TPG RE Finance Trust, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

 

 

Maryland   001-38156   36-4796967

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

888 Seventh Avenue, 35th Floor, New York, New York 10106

(Address of Principal Executive Offices) (Zip Code)

(212) 601-4700

(Registrant’s Telephone Number, Including Area Code)

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

Common Stock, par value $0.001 per share   TRTX   New York Stock Exchange
6.25% Series C Cumulative Redeemable Preferred Stock, par value $0.001 per share   TRTX PRC   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 


Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

Effective as of December 15, 2023, Peter Smith, Chief Investment Officer and Vice President of TPG RE Finance Trust, Inc. (the “Company”), and Deborah Ginsberg, General Counsel, Secretary and Vice President of the Company, shall no longer serve in their respective roles. Mr. Smith and Ms. Ginsberg will serve as advisors to an affiliate of TPG RE Finance Trust Management, L.P., the Company’s external manager, through a planned transition period.

 

Item 9.01

Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit No.

  

Description

104    Cover Page Interactive Data File (embedded within the Inline XBRL document).


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

TPG RE Finance Trust, Inc.
By:  

/s/ Robert Foley

  Name: Robert Foley
  Title:   Chief Financial Officer

Date: December 15, 2023

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Entity Registrant Name TPG RE Finance Trust, Inc.
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